1/25/10 Mon. pm Dow Closes 10,196.86 up 23.88 or 0.23%

The following is not intended as advertising by a broker-dealer and is not a research report.

Post #260 The following is brought to you by Intellivest Securities Research, Inc. Towards the end of this Blog is a list of the Dow 30 current CEOs, a ranking of the Dow 30 components by market capitalization as of 1/13/10 and an update of the Dow 30component's most recent SEC filings as of 1/13/10.

The Dow Jones Industrial Average closed Monday at 10,196.86 up 23.88 or 0.23% from Friday's close of 10,172.98. Of the 30 Dow Companies: 18 gained and 12 declined. The biggest gainer dollar-wise was Caterpillar CAT $55.14 +0.89 1.64% 9,777,205 NYSE and percentage-wise was Intel INTC $20.32 +0.41 2.06% 71,231,559 NASDAQ-GS. The biggest decliner dollar-wise and percentage-wise was American Express AXP $37.79 -0.80 2.07% 17,587,506 NYSE.

As of the open of the market Monday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Jrnl is .132319125 unchanged, the trailing P/E ratio is 16.92 down from Friday morning's 17.42 (year ago it was 17.96) the P/E estimate is 13.30 down from Friday's 13.65 (year ago it was 9.87) and the current dividend yield is 2.69 up from Friday's 2.64 (it was 3.90 a year ago).

Monday's Dow Jones Industrial Average closing numerator was 1,349.24 up 3.16 from Friday's closing Dow numerator of 1,346.08. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase of 3.16 for Monday by the divisor you get the increase in Monday's Dow close of 23.88.

The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was 44.97 up 0.10 from Friday's Dow Jones Industrial Average closing price of $44.87. The median closing price of Monday's Dow Jones Industrial Average was 38.99 up 0.16 from Friday's $38.83. The lowest volume was 3M MMM $81.83 +0.35 0.43% 3,386,524 NYSE and the highest volume again was Bank of Am BAC $14.98 +0.08 0.54% 262,008,690 NYSE.

If Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $300 (134,910 - $134,610).

Monday's Closing Dow closing numbers:
Symb/Last/Change/% Change/Vol./Market

AT&T T $25.58 +0.19 0.75% 29,899,609 NYSE
Alcoa AA $13.39 -0.01 0.07% 44,157,436 NYSE
American Express AXP $37.79 -0.80 2.07% 17,587,506 NYSE
Bank of America BAC $14.98 +0.08 0.54% 262,008,690 NYSE
Boeing BA $57.78 +0.01 0.02% 3,489,814 NYSE
Caterpillar CAT $55.14 +0.89 1.64% 9,777,205 NYSE
Chevron CVX $74.55 -0.04 0.05% 9,129,622 NYSE
Cisco CSCO $22.99 +0.02 0.09% 51,210,708 NASDAQ-GS
Coca-Cola KO $54.35 +0.11 0.2% 8,426,583 NYSE
Disney DIS $29.92 -0.06 0.2% 11,155,795 NYSE
DuPont DD $32.82 +0.32 0.98% 7,036,608 NYSE
ExxonMobil XOM $65.85 -0.25 0.38% 29,288,021 NYSE
GE $16.37 +0.26 1.61% 75,065,361 NYSE
Home Depot HD $27.62 -0.10 0.36% 11,098,346 NYSE
Hewlett-Packard HPQ $50.06 +0.77 1.56% 13,477,316 NYSE
Intel INTC $20.32 +0.41 2.06% 71,231,559 NASDAQ-GS
IBM $126.12 +0.62 0.49% 5,738,455 NYSE
J.P.Morgan Chase JPM $39.21 +0.05 0.13% 56,560,423 NYSE
Johnson & Johnson JNJ $63.22 +0.02 0.03% 10,001,646 NYSE
Kraft KFT $27.69 -0.18 0.65% 23,989,121 NYSE
McDonald's MCD $63.09 -0.30 0.47% 6,382,145 NYSE
Merck MRK $38.76 -0.11 0.28% 15,369,761 NYSE
Microsoft MSFT $29.32 +0.36 1.24% 63,372,807 NASDAQ-GS
Pfizer PFE $18.85 -0.11 0.58% 49,272,049 NYSE
Procter & Gamble PG $60.63 +0.32 0.53% 11,630,716 NYSE
3M MMM $81.83 +0.35 0.43% 3,386,524 NYSE
Travelers TRV $48.89 +0.58 1.2% 4,767,631 NYSE
United Technologies UTX $68.59 -0.49 0.71% 4,999,387 NYSE
Verizon VZ $30.68 +0.34 1.12% 19,789,311 NYSE
WalMart WMT $52.88 -0.06 0.11% 12,003,255 NYSE
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The following are excerpts from Mon. morning Blog:

A read of Monday's print editions of: The Wall Street Journal, The Financial Times, The New York Times, Investor's Business Daily, Atlanta Journal Constitution & (Ga.) Daily Report yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Friday's closing price and related data.

Dow Jones: The Dow Jones Industrial Average closed Friday at 10,389.88 down 213.27 or 2.01% from Thursday's close of 10,389.88. Year to date the Dow Jones is down 2.45%. For the week the Dow is down 436.65 or 4.12% from last Friday's close of 10,609.63. The Dow's 52 week low is 6547.05, the 52 week high is 10,725.43. Of the 30 Dow Companies: 4 gained and 26 declined. The biggest gainer dollar-wise and percentage-wise was Procter & Gamble PG $60.31 +0.47 0.79% 17,577,188 NYSE. The biggest decliner dollar-wise and percentage-wise was American Express AXP $38.54 -3.62 8.59% 24,588,936 NYSE.

NYT pB1 "Volatility and Politics Are Feeding Fears of a Market Correction" by Javier C. Hernandez says worries about the strength of the global recovery and proposals from DC to clamp down on banks have sent fresh jitters through financial markets, prompting chatter among traders that stocks could be poised for that rare but alarming phenomenon: a correction. Over 3 tense days last week, stocks tumbled nearly 5%, the Dow Jones Industrial Average posted triple digit losses on Wed, Thurs, and Friday, ending the week at its lowest level since Nov.

Friday's Dow Jones Industrial Average closing numerator was 1,346.08 down 28.7 from Thursday's closing Dow numerator of 1,374.78. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator decrease of 28.7 for Friday by the divisor you get the decrease in Friday's Dow close of 216.9.

The average closing price (the closing numerator divided by 30) of Friday's Dow Jones Industrial Average was 44.87 down 0.96. from Thursday's Dow Jones Industrial Average closing price of $45.83. The median closing price of Friday's Dow Jones Industrial Average was 38.83 down 2.52 from Thursday's $41.35. The lowest volume was 3M MMM $81.43 -1.27 1.54% 4,558,241 NYSE and the highest volume again was Bank of Am BAC $14.88 -0.59 3.81% 356,476,438 NYSE.

If Friday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $2,880 ($137,490 - $134,610).

AT&T T $25.365 -0.305 1.19% 35,979,613 NYSE: Fin Times p22 "Corporate Diary" says on Tuesday earnings for Q4 will be reported for DuPont (expected 41 cents per share vs. -28 cents same quarter last year) and for Johnson & Johnson (expected 97 cents a share vs 94 cents last year and Verizon (expected 56 cents vs 61 cents same quarter last year. Boeing reports on Wed and will stress the progress made on its 787 with expected earnings of 1.36 per share vs 8 cents last year. Also on Wed is Caterpillar's Q4 reports with estimates of 28 cents per share vs 1.08 last year, AT&T will also report on Wed with expected earnings of 51 cents per share vs 64 cents last year. Wed is Procter & Gamble's Q2 results with expected 1.42 per share earnings vs 1.58 last year and finally Chevron reports on Fri with expected earnings for Q4 per share of 1.71 vs. 2.13 same period last year.

Alcoa AA $13.35 -0.90 6.32% 81,718,606 NYSE: No mentions found.

American Express AXP $38.54 -3.62 8.59% 24,588,936 NYSE: No mentions found.

Bank of America BAC $14.88 -0.59 3.81% 356,476,438 NYSE: WSJ PA12 "Bankers Make a Quiet Return to Davos" by Deborah Hall says the top execs of the top banks will be at this year's World Economic Forum meeting in Davos, Switzerland. Mentioned as atending are Bank of America's CEO Brian Moynihan and JPMorgan's CEO James Dimon.

Fin Times p9 "Tripped up" by Francesco Guerrera, Megan Murphy says that Bank of America and JPMorgan among other large banks are being targeted by the Obama plan as he proposed the most far reaching set of restrictions on the banking industry since the 30's threatening to slash the size and the risk taking activities of Goldman Sachs, JPMorgan Chase and Bank of America.

Boeing BA $57.775 -1.425 2.41% 4,069,845 NYSE: WSJ pB1 "Disputes Unites Boeing, Airbus" by Daniel Michaels says that Airbus and Boeing are bitter rivals, but Canadian plane maker Bombardier has united them in opposing its plans for funding sales of a new jetliner. Canada has proposed financing a new regional jet from the Montreal based firm on advantageous terms permitted for smaller jets, but not form most Airbus and Boeing airlines. Under international aircraft financing rules, nations are not allowed to offer subsidies to buyers of their own country's manufacturers. But there are ways to get around this by guaranteeing loans. These loans are regulated and have more favorable terms for smaller aircraft than for the more than 100 seaters made by Boeing and Airbus. Now Canada is trying to expand these rules for the larger aircraft and Boeing and Airbus who value their combined market at more than $3 trillion over the next 20 years are crying foul.

Fin Times p22 "Corporate Diary" says on Tuesday earnings for Q4 will be reported for DuPont (expected 41 cents per share vs. -28 cents same quarter last year) and for Johnson & Johnson (expected 97 cents a share vs 94 cents last year and Verizon (expected 56 cents vs 61 cents same quarter last year. Boeing reports on Wed and will stress the progress made on its 787 with expected earnings of 1.36 per share vs 8 cents last year. Also on Wed is Caterpillar's Q4 reports with estimates of 28 cents per share vs 1.08 last year, AT&T will also report on Wed with expected earnings of 51 cents per share vs 64 cents last year. Wed is Procter & Gamble's Q2 results with expected 1.42 per share earnings vs 1.58 last year and finally Chevron reports on Fri with expected earnings for Q4 per share of 1.71 vs. 2.13 same period last year.

Caterpillar CAT $54.17 -2.68 4.71% 13,939,766 NYSE: No mentions found.

Chevron CVX $74.46 -1.78 2.33% 12,671,007 NYSE: Fin Times p16 "Hopes rise that Chevron results will restore lustre" by Sheila McNulty say analysts will be looking for confirmation of a turnaround a Chevron when it reports Q results this week. After years of lacklustre production, which fell from 2.6 il barrels per days of production in 4Q of '07, to 2.5m in the same quarter in '09, analysts are expecting the 4Q of '09 to be a turning point for the second biggest oil firm in the US. Chevron's per barrel margin in '08 was over 8 times what it was in '99. ExxonMobil's was over 5 times.

Fin Times p22 "Corporate Diary" says on Tuesday earnings for Q4 will be reported for DuPont (expected 41 cents per share vs. -28 cents same quarter last year) and for Johnson & Johnson (expected 97 cents a share vs 94 cents last year and Verizon (expected 56 cents vs 61 cents same quarter last year. Boeing reports on Wed and will stress the progress made on its 787 with expected earnings of 1.36 per share vs 8 cents last year. Also on Wed is Caterpillar's Q4 reports with estimates of 28 cents per share vs 1.08 last year, AT&T will also report on Wed with expected earnings of 51 cents per share vs 64 cents last year. Wed is Procter & Gamble's Q2 results with expected 1.42 per share earnings vs 1.58 last year and finally Chevron reports on Fri with expected earnings for Q4 per share of 1.71 vs. 2.13 same period last year.

Cisco CSCO $22.97 -1.01 4.21% 69,835,053 NASDAQ-GS: No mentions found.

Coca-Cola KO $54.23 -0.14 0.26% 10,297,880 NYSE: WSJ pB9 "Coke's New Bottle Is Part Plant" by Chirs Herring says Coke is under fire from environmentalists for using plastic bottles but it has now introduced a new packaging material made from plants derived from sugar cane but it looks and acts like a regular plastic soda bottle.

Disney DIS $29.95 -0.66 2.16% 13,430,990 NYSE: No mentions found.

DuPont DD $32.46 -0.69 2.08% 7,468,498 NYSE: Fin Times p22 "Corporate Diary" says on Tuesday earnings for Q4 will be reported for DuPont (expected 41 cents per share vs. -28 cents same quarter last year) and for Johnson & Johnson (expected 97 cents a share vs 94 cents last year and Verizon (expected 56 cents vs 61 cents same quarter last year. Boeing reports on Wed and will stress the progress made on its 787 with expected earnings of 1.36 per share vs 8 cents last year. Also on Wed is Caterpillar's Q4 reports with estimates of 28 cents per share vs 1.08 last year, AT&T will also report on Wed with expected earnings of 51 cents per share vs 64 cents last year. Wed is Procter & Gamble's Q2 results with expected 1.42 per share earnings vs 1.58 last year and finally Chevron reports on Fri with expected earnings for Q4 per share of 1.71 vs. 2.13 same period last year.

ExxonMobil XOM $66 -0.70 1.05% 35,524,031 NYSE: Fin Times p16 "Hopes rise that Chevron results will restore lustre" by Sheila McNulty say analysts will be looking for confirmation of a turnaround a Chevron when it reports Q results this week. After years of lacklustre production, which fell from 2.6 il barrels per days of production in 4Q of '07, to 2.5m in the same quarter in '09, analysts are expecting the 4Q of '09 to be a turning point for the second biggest oil firm in the US. Chevron's per barrel margin in '08 was over 8 times what it was in '99. ExxonMobil's was over 5 times.

GE $16.125 +0.105 0.66% 155,555,939 NYSE: WSJ pB2 "The Great Corp. Pullback" by Paul Vigna, John Shipman says 4Q profits are up as firms cut spending and payrolls and gives GE and Intel as 2 examples. GE is condensing its GE Capital Unit and Inel's profits were up but its rev is down 9.5% since its peak in '05, it earnings are down 50% and its work force is at '03 levels.

WSJ pB6 "GE's NBC, Affiliates Begin to Make Up" by Shira Ovide says NBC's failed experiment with Jay Leno in prime time wreaked havoc on local tv stations but now they are trying to make up as local stations generate 45% of their rev from newscasts & getting the right mix of shows leading into the news is crucial for them to keep viewers tuned in.

Related editorial at WSJ pA17 whose title says it all: "NBC Will Regret Appeasing Leno" by Joe Queenan

WSJ pB8 "Hopefuls Gird for Gridiron" by Suzanne Vranica says little known firms are advertising on the Super Bowl. Many firms have used the Super Bowl as a successful launching pad such as Go Daddy and Hulu which is jointly owned by Disney, GE's NBC Universal and News Corp. Hulu saw its traffic increase last year 59% the day after their Super Bowl ad.

Home Depot HD $27.705 -0.775 2.72% 15,254,862 NYSE: No mentions found.

Hewlett-Packard HPQ $49.29 -2 3.9% 18,573,666 NYSE: WSJ pC8 "Will China Make a Point with 3Com? by John Jannarone says Hewlett Packard has offered $2.7 bil to buy 3Com, the make of networking gear, a deal it intends to close in the next ew months. 3Com's biggest business is based in China, giving Beijing's anitrust regulator power over the deal. The Chinese Ministry of Comemrce or Mofcom is unpredictable and 2 recent steel mergers collapsed because the regulator delayed making decisions. That is whey 3Com stock trades at a large discount to HPQ's 7.90 a share offer.

Intel INTC $19.91 -0.93 4.46% 115,045,305 NASDAQ-GS: No mentions found.

IBM $125.5 -3.50 2.71% 9,343,702 NYSE: No mentions found.

J.P.Morgan Chase JPM $39.125 -1.415 3.49% 102,926,505 NYSE: WSJ pC8 says JPMorgan will take the burnt of Pres. Obama's new Volcker Rule which will tax big banks.

WSJ PA12 "Bankers Make a Quiet Return to Davos" by Deborah Hall says the top execs of the top banks will be at this year's World Economic Forum meeting in Davos, Switzerland. Mentioned as atending are Bank of America's CEO Brian Moynihan and JPMorgan's CEO James Dimon.

Fin Times p9 "Tripped up" by Francesco Guerrera, Megan Murphy says that Bank of America and JPMorgan among other large banks are being targeted by the Obama plan as he proposed the most far reaching set of restrictions on the banking industry since the 30's threatening to slash the size and the risk taking activities of Goldman Sachs, JPMorgan Chase and Bank of America.

Johnson & Johnson JNJ $63.11 -0.86 1.34% 12,406,464 NYSE: Fin Times p22 "Corporate Diary" says on Tuesday earnings for Q4 will be reported for DuPont (expected 41 cents per share vs. -28 cents same quarter last year) and for Johnson & Johnson (expected 97 cents a share vs 94 cents last year and Verizon (expected 56 cents vs 61 cents same quarter last year.

Kraft KFT $27.855 -0.385 1.36% 16,663,082 NYSE: No mentions found.

McDonald's MCD $63.43 +0.23 0.36% 15,091,097 NYSE: No mentions found.

Merck MRK $38.78 -1.30 3.24% 15,672,852 NYSE: No mentions found.

Microsoft MSFT $28.96 -1.05 3.5% 97,486,818 NASDAQ-GS

Procter & Gamble PG $60.31 +0.47 0.79% 17,577,188 NYSE: Fin Times p22 "Corporate Diary" says on Tuesday earnings for Q4 will be reported for DuPont (expected 41 cents per share vs. -28 cents same quarter last year) and for Johnson & Johnson (expected 97 cents a share vs 94 cents last year and Verizon (expected 56 cents vs 61 cents same quarter last year. Boeing reports on Wed and will stress the progress made on its 787 with expected earnings of 1.36 per share vs 8 cents last year. Also on Wed is Caterpillar's Q4 reports with estimates of 28 cents per share vs 1.08 last year, AT&T will also report on Wed with expected earnings of 51 cents per share vs 64 cents last year. Wed is Procter & Gamble's Q2 results with expected 1.42 per share earnings vs 1.58 last year and finally Chevron reports on Fri with expected earnings for Q4 per share of 1.71 vs. 2.13 same period last year.

3M MMM $81.43 -1.27 1.54% 4,558,241 NYSE: No mentions found.

Travelers TRV $48.31 -0.64 1.31% 6,832,776 NYSE: No mentions found.

United Technologies UTX $69.08 -1.05 1.5% 5,761,908 NYSE: No mentions found.

Verizon VZ $30.35 -0.28 0.91% 21,679,560 NYSE: Fin Times p22 "Corporate Diary" says on Tuesday earnings for Q4 will be reported for DuPont (expected 41 cents per share vs. -28 cents same quarter last year) and for Johnson & Johnson (expected 97 cents a share vs 94 cents last year and Verizon (expected 56 cents vs 61 cents same quarter last year.

WalMart WMT $52.94 +0.02 0.04% 19,323,961 NYSE: NYT pB6 "WalMart Tells Employees It will Cut 11,200 Jobs" by Stephanie Rosenbloom, USA Today p1B say Walmart Stores, the nation's largest retailer, will cut 11,200 jobs at its Sam's Club warehouses.

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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson
Alcoa AA Klaus Kleinfeld
American Express AXP Kenneth I. Chenault
Bank of America BAC Brian T. Moynihan
Boeing BA W. James McNerney, Jr.
Caterpillar CAT Douglas Oberhelman
Chevron CVX John Watson
Cisco CSCO John Chambers
Coca Cola KO Muhtar Kent
Disney DIS Robert Iger
DuPont DD Ellen Kullman
ExxonMobil XOM Rex W. Tillerson
GE Jeffrey R. Immelt
Hewlett-Packard HPQ Mark Hurd
Home Depot HD Frank Blake
Intel INTC Paul S. Otellini
IBM Samuel J. Palmisano
JPMorgan Chase JPM Jamie Dimon
Johnson & Johnson JNJ William C. Weldon
Kraft KFT Irene Rosenfeld
McDonald's MCD Jim Skinner
Merck MRK Robert Clark
Microsoft MSFT Steve Ballmer
Pfizer PFE Jeffrey Kindler
Procter & Gamble PG Bob McDonald
3M MMM George W. Buckley
Travelers TRV Jay S. Fishman
United Technologies UTX Louis Chenevert
Verizon VZ Ivan Seidenberg
Wal-Mart WMT Mike Duke

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest billion as of 1/13/10 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $335 [5]
2. Microsoft MSFT 267 [9]
3. WalMart WMT 208 [4]
4. Chevron CVX 195 [2.5]
5. Johnson & Johnson JNJ 179 [3]
6. Procter & Gamble PG 179 [3]
7. GE 177 [10.5]
8. IBM 171 [1.5]
9 JPMorgan Chase 169 [4]
10. AT&T 158 [6]
11. Pfizer PFE 153 [8]
12. Cisco CSCO 140 [6]
13. BAC 140 [8.5]
14. Coke KO 133 [2]
15. Hewlett-Packard HPQ 123 [2]
16. Intel INTC 113 [5.5]
17. McDonald's MCD 104 [1.5]
18. Verizon VZ 90 [3]
19. Merck MRK 82 [2]
20. United Technologies UTX 68 [1]
21. 3M MMM 59 [.5]
22. Disney DIS 58 [1]
23. American Express AXP 50 [1]
24. Home Depot 48 [2]
25. Boeing BA 45 [1]
26. Kraft KFT 44 [1.5]
27. Caterpillar CAT 39 [.5]
28. DuPont DD 31 [1]
29. Travelers 27 [.5]
30. Alcoa AA 16 [1.5]

Here are the latest SEC filings as of 1/13/10 other than ownership filings, registration of shares for employee benefit plans, free writing prospectuses and, except for certain cases, I do not include third party shareholder proposals:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

T AT&T: 12/18/09 8K re: amendment Bylaws to provide that the Chairman of the Board shall call a special meeting of the stockholders whenever requested in writing to do so by stockholders representing 15% (rather than 25%) of the outstanding shares of AT&T.

12/14/09 8K re: agreement with the Communications Workers of America on new, three-year contracts covering approximately 30,000 employees in CWA District 3 (AT&T's Southeast region).

Alcoa AA: 1/12/10 8K re: Alcoa finished its 4Q '08 free cash flow positive, the first such quarterly achievement since 2Q '08. In 4Q '09, Alcoa generated free cash flow of $761 million, a $947 million improvement from 3Q '09 driven by strong cash from operations performance of $1.1 billion, a $940 million increase from the third quarter of 2009.

12/24/09 8K re: a joint venture with Saudi Arabian Mining Company (Ma’aden) for the development of an integrated bauxite mine, alumina refinery, aluminum smelter, and rolling mill in the Kingdom of Saudi Arabia.

American Express AXP: 12/15/09 8K re: delinquency and write-off statistics for the lending portfolio of its U.S. Card Services operating segment for the months ended September 30, October 31 and November 30, 2009.

Bank of Am BAC: 12/17/09 8K re: election of Brian T. Moynihan to succeed Kenneth D. Lewis as the new President and Chief Executive Officer effective January 1, 2010 and his appointment to the Board and Executive Committee of the Board. Moynihan, 50, joined FleetBoston Financial Corporation in April 1993. He was promoted to lead Corporate Strategy and Development and then went on to lead Global Wealth and Investment Management at FleetBoston. Following the Corporation’s 2004 merger with FleetBoston, he served as president of Global Wealth and Investment Management from April 2004 to October 2007. From October 2007 to December 2008, Mr. Moynihan served as president of Global Corporate and Investment Banking. From December 2008 to January 2009, Mr. Moynihan served as the Corporation’s General Counsel. From January 2009 to August 2009, Mr. Moynihan served as president of Global Corporate and Investment Banking and Global Wealth Management. Since August 2009, he has served as president of Consumer and Small Business Banking.

12/9/09 8K re: amending its Certificate of Incorporation to fix the designations, preferences, limitations and relative rights of the Series S Preferred Stock.

12/3/09 Form 8K re: BAC's repaying the entire $45 billion investment borrowed under the Troubled Asset Relief Program.

12/3/09 8K re: BAC being named as a defendant in two related lawsuits filed in the U.S. District Court for the Southern District of New York.

Boeing BA: 11/20/09 8K re: Boeing issued $700,000,000 of 1.875% Senior Notes due 2012 and $500,000,000 of 3.750% Senior Notes due 2016.

Caterpiller CAT: 12/18/09 8K re: supplemental information concerning deliveries to users for its Machinery and Engines lines of business.

12/15/09 8K re: amendments to Bylaws.

Chevron CVX: 1/11/10 8K re: earnings for 4Q '09 are expected to be lower than 3Q '09. Upstream earnings are projected to be in line with third quarter results as the benefit of higher commodity prices is offset by the absence of gains recognized in 3Q from approval of the Gorgon project in Australia. Downstream results are expected to be sharply lower, mainly due to significantly weaker refining margins.

12/11/09 8K re: a new base salary of $1,500,000 for J.S. Watson (a $500,000 increase) to be effective January 1, 2010 when Mr. Watson assumes the position of Chairman & CEO and other exec compensation changes.

Cisco CSCO: 11/2/09 8K re: Mark Chandler, Senior Vice President, Legal Services, General Counsel & Secretary of Cisco Systems adopting a pre-arranged stock trading plan.

Coke KO: 10/29/09 10QA

Disney DIS: 1/12/10 8K re: new form of agreement for the award of stock units and stock options awarded to executive officers.

1/4/10 8K re: new employment agreement with James A. Rasulo and amendment of employment agreement with Thomas O. Staggs. Rasulo will serve as Sr. EVP & CFO with an annual salary of $1,400,000.

12/2/09 10K

DuPont DD: 11/5/09 Prospectus relating to $1,000,000,000 3.250% Notes due 1/15 & $1,000,000,000 4.625% Notes due January 15, 2020

ExxonMobil XOM: 12/14/09 8K re: Merger Agreement to buy XTO Energy.

12/1/09 8K re: fixing a total ceiling of $139 million in respect of 2009 under XOM's Short Term Incentive Program, of which bonuses were granted to certain officers as follows

GE: 12/3/09 8K re: GE, NBC Universal, Inc. and Comcast Corporation entering into a Master Agreement pursuant to which they will form a joint venture. The joint venture will consist of the businesses of NBCU, including its cable networks, filmed entertainment, televised entertainment, theme parks and unconsolidated investments, collectively valued at $30 billion, and Comcast’s cable networks including E!, Versus and the Golf Channel, ten regional sports networks and certain digital media properties, collectively valued at $7.25 billion. NBCU will borrow $9.1 billion from third party lenders, and the proceeds of this debt financing will be distributed to GE. Comcast will make a payment of approximately $6.5 billion in cash to GE. GE also entered into a Stock Purchase Agreement with Vivendi SA pursuant to which,GE will acquire Vivendi’s 20% interest in NBCU for $5.8 billion. GE expects to realize approximately $9.8 billion pre-tax in cash after the buyout of Vivendi’s 20% interest. The new venture initially will be 51% owned by Comcast and 49% owned by GE.

Hewlett-Packard HPQ: 1/12/10 Prelim. Proxy Statement re: annual stockholders meeting on 3/1710 at 2 pm at Computer History Museum, 1401 N. Shoreline Boulevard, Mountain View, California.

12/17/09 10K

Home Depot HD: 12/3/09 10Q

Intel INTC: 8K 1/12/10 8K re: release of 4Q earnings report on Thursday, 1/14 A public webcast of Intel’s earnings conference call will follow at 2:30 p.m. PST at www.intc.com.

12/17/09 8K re: a press release commenting on the suit filed against Intel by the Federal Trade Commission alleging anticompetitive practices.

IBM: 11/5/09 8K announcing its Form S-3, effective August 3, 2007, relating to $2,000,000,000 of debt securities.

JPMorganChase JPM: 12/22/09 8K re: the closing of a public offering of $1,500,000,000 aggregate liquidation amount of an affiliated trust.

12/16/09 8K re: the U.S. Treasury selling in a secondary public offering, 88,401,697 warrants, each representing the right to purchase one share of the common stock, of JPM at an exercise price of $10.75 per warrant.

Kraft KFT: 1/12/10 8K re: increase of guidance for '09 diluted earnings per share to at least $2.00 versus the previous expectation of at least $1.97.1 reflecting strong operating gains & a significant increase in marketing investments versus the prior year.

12/22/09 8K re: amendment of By-Laws to expand the Board to twelve members and appointment of Mackey J. McDonald & Jean-Francois M. L. van Boxmeer as directors, effective January 1, 2010. Mr. McDonald will serve on the Audit Committee, and Mr. van Boxmeer will serve on the Public Affairs Committee.

12/15/09 8K re: a press release relating to the formal response issued by Cadbury plc regarding the offer by Kraft Foods to acquire all of the shares of Cadbury plc.

McDonalds MCD: 12/23/09 8K re: am agreement re: the retirement of Ralph Alvarez, President and Chief Operating Officer.

12/9/09 8K re: an Investor Release reporting MCD's November and year-to-date 2009 sales.

12/4/09 8K re: resignation of Ralph Alvarez as President & COO effective December 31, 2009 & Director and MCD reduced its size by one for a total of 13 Directors.

Merck MRK: 11/184/09 8KA amending financial stmts re: the earlier announcement of the consummation on November 3, 2009 of the merger of Merck & Co., Inc. &, Schering-Plough Corporation.

Microsoft MSFT: 12/4/09 8K re: the resignation of Christopher P. Liddell, the former chief financial officer and his settlement agreement.

Pfizer PFE: 12/6/09 8K re: amendment of bylaws & change in fiscal year.

Procter & Gamble PG: 1/12/10 8K re: quarterly dividend of $0.44 per share on the Common Stock & on the Series A & Series B ESOP Conv. Class A Pref. Stock, payable 2/16/10 with record date of 1/22/10, which is its consistent dividend since incorporation in 1890. 4 bil times a day, P&G brands are sold globally, products include Pampers, Tide, Ariel, Always, Whisper, Pantene, Mach3, Bounty, Dawn, Gain, Pringles, Charmin, Downy, Lenor, Iams, Crest, Oral-B, Duracell, Olay, Head & Shoulders, Wella, Gillette, Braun Fusion. P&G has 135,000 employees in 80 countries.

1/8/10 8K re:changes to its segment reporting structure & agreement to sell its global pharmaceuticals business to Warner Chilcott plc.

12/11/09 8K re: the purchase of Sara Lee's Ambi Pur brand by PG.

12/8/09 8K re: Angela F. Braly being appointed to the Board of Directors, effective December 8, 2009.

12/8/09 8K re: the retirement of Alan G. Lafley, Chairman of the Board and former President & CEO, will retire from his position as Chairman of the Board effective January 1, 2010 & Robert A. McDonald (56), currently President & CEO being elected to Chairman of the Board effective January 1, 2010.

3M MMM: 12/8/09 8K re: 2010 sales and earnings outlook.

Travelers TRV: 12/11/09 8K re: the election of Donald J. Shepard as a director. He is the former chairman of the executive board and chief executive officer of AEGON N.V.

United Technologies UTX: 12/18/10 8K re: incorp by reference of prior filings.

11/17/09 8K re: its purchase of the GE Security business from GE for $1.82 billion. The closing is pending regulatory approvals. GE Security, part of GE Technology Infrastructure, supplies security and life safety technologies through a broad product portfolio for commercial and residential applications that include fire detection and life safety systems, intrusion alarms, and video surveillance and access control systems. Headquartered in Bradenton, Fla., the business has eight manufacturing facilities and approximately 4,700 employees in 26 countries.

Verizon Communications Inc. VZ: 1/8/10 8K re: estimates that '09 adjusted EPS will be approximately 13 to 15 cents lower than '08 adjusted EPS of $2.54 and that revenues in '09 will be higher than '08. Verizon Wireless will begin providing 4G Long-Term Evolution service in 25 to 30 markets covering 100 million points of presence)by the end of '10 &within 24 months following its start of LTE service, Verizon Wireless expects to provide LTE service to 80 to 90% of the US.

12/23/09 8K re: grant of stock options to executives.

12/7/09 8K re:amendments to bylaws.

WalMartWMT: 12/8/09 10Q