Post No. 2,606 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a recent ranking of the Dow 30 components by market capitalization and a summary of Dow 30 components' recent SEC filings.
The Dow Jones Industrial Average closed Tuesday at 16336.19 up 88.97 or 0.55% Monday's close of 16247.22. Of the Dow components 27 gained and 3 declined. The biggest gainer dollar-wise and percentage-wise was Microsoft up $1.50 or 3.94%. The biggest decliner dollar-wise and percentage-wise was Boeing down $1.38 or 1.1%.
As of the open of the market on Tuesday the current divisor for the Dow Jones Industrial Average found at page C5 of Tuesday's Wall St. Journal is 0.15571590501117. Tuesday's trailing P/E ratio is 15.96 up from Monday's trailing P/E ratio of 15.79 (last year it was 15.90). Tuesday's P/E estimate is 14.52 unchanged from Monday's P/E estimate of 14.52 (year ago it was 12.97) and Tuesday's dividend yield is 2.19 down from Monday's dividend yield of 2.21 (last year it was 2.46). The Dow's all-time high was 16,576.66 on December 31, 2013. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.
Tuesday's Dow Jones Industrial Average closing numerator was 2543.80 up 13.85 from Monday's closing numerator of 2529.95. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator change for today by the divisor (0.15571590501117) you get the change in today's Dow. A dollar increase or decrease in a Dow stock results in a $6.42 change in the Dow Index.
The average closing price (the closing numerator divided by 30) of Tuesday's Dow Jones Industrial Average was $84.79 up 46 cents from Monday's average closing price of $84.33. The median closing price of Tuesday's Dow Jones Industrial Average was $79.79 (PG/HD) up 8 cents from Monday's median closing price of $79.71 (PG/HD). The lowest volume was 3M and the highest volume was Microsoft.
If Tuesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs or dividends) and sold at the close you would have made $1,385 ($254,380 - $252,995).
3/18/14 Tues. 4:44 pm MarketWatch by Anora Mahmudova says U.S. stocks rose for a second day in a row Tuesday, with the
S&P 500 ending just shy of all-time highs as worries faded that
Russia’s annexation of Ukraine’s Crimea region would lead to further
near-term military conflict.The S&P 500
SPX
+0.72%
added 13.42 points, or 0.7%, to close at 1,872.25, just 0.3% off its
all-time closing high of 1,878.04 set earlier in the month.The Dow Jones Industrial Average
DJIA
+0.55%
advanced 88.97 points, or 0.5%, to 16,336.19, around 1.5% off its
all-time closing high from Dec. 31. Microsoft Corp.
MSFT
-0.20%
led Dow gainers and a broad tech rally, jumping 3.9% to finish at its
highest level since 2000 on reports its Office suite of software will soon be available on Apple Inc.’s
AAPL
-0.02%
mobile devices.
With tech stocks surging, the Nasdaq Composite
COMP
+1.25%
jumped 53.36 points, or 1.2%, to 4,333.31.Markets rallied on Monday after the European and U.S. sanctions were
limited to visa bans and asset freezes. Tuesday’s annexation of Crimea,
which happened without a prospect of a full-blown invasion, eased
investors’ fears and allowed them to focus on fundamentals.Russia’s President Vladimir Putin on Tuesday signed a treaty to annex Crimea after an overwhelming majority of its citizens on Sunday voted to leave Ukraine. In his prepared remarks,
Putin also said he does not want to partition Ukraine. While that
seemed to cheer investors, there were plenty of skeptics who argued that
the prospects of further Eastern European turmoil can’t be dismissed.“Of course, when it comes to Vlad the Crimean Impaler, it is all about
what he does, not what he says,” said Joel Naroff, economist at Naroff
Economic Advisors in Holland, Pa., in a note. “Still, investors like
soothing tones, so any time he tries to make nice, markets will likely
stabilize.”
As the events in Russia and Ukraine stole the show, reaction to a pair
of economic reports that were in line with expectations was muted.
Investors shifted their attention to the Federal Reserve’s two-day
policy-setting meeting set to conclude Wednesday.The Fed will release a policy statement and updated economic forecasts
on Wednesday afternoon. Chairwoman Yellen is due to hold a news conference
after the meeting, the first to be led by her. Analysts expect the Fed will roll out a new low-rate pledge and further tapering of its monthly bond-buying program.In economic news, construction on new U.S. homes
fell slightly in February, but in a sign that work will pick up as the
weather warms, builders filed more permits to start new projects --
mainly on multi-dwelling units like condos and apartments. The previous
months’ number was revised higher. Ian Shepherdson, chief economist at Pantheon Macroeconomics wrote
housing starts numbers “could have been worse, but single-family permits
numbers are worrying.”“The not-so-good news is that all the increase in permits in February
was in the volatile multi-family component, while single-family fell for
the third straight month to their lowest level since Jan 13. The trend
here is clearly downwards, and SF starts are even weaker,” he said in a
note.Consumer prices in the U.S.
rose slightly in February because of higher food and housing costs, but
overall inflation remained quiet, according to the latest government
figures.Among individual stocks, Hewlett-Packard
HPQ
-0.10%
jumped 3.9% after Barclays upgraded the stock to overweight from equal
weight. Barclays analyst Ben Reitzes said H-P “could gain share for
several quarters” in the low-end server business at the expense of
Lenovo which has acquired IBM Corp.’s X86 server business.
Tuesday's Closing Dow Numbers:
| Symbol | Last Sale | Change | % Change | Share Volume | Market |
|---|---|---|---|---|---|
| T | ▲ | NYSE | |||
| AXP | ▲ | NYSE | |||
| BA | ▼ | NYSE | |||
| CAT | ▲ | NYSE | |||
| CVX | ▲ | NYSE | |||
| CSCO | ▲ | NASDAQ-GS | |||
| KO | ▲ | NYSE | |||
| DIS | ▲ | NYSE | |||
| DD | ▲ | NYSE | |||
| XOM | ▲ | NYSE | |||
| GE | ▲ | NYSE | |||
| GS | ▲ | NYSE | |||
| HD | ▲ | NYSE | |||
| INTC | ▲ | NASDAQ-GS | |||
| IBM | ▲ | NYSE | |||
| JPM | ▲ | NYSE | |||
| JNJ | ▲ | NYSE | |||
| MCD | ▼ | NYSE | |||
| MRK | ▲ | NYSE | |||
| MSFT | ▲ | NASDAQ-GS | |||
| NKE | ▲ | NYSE | |||
| PFE | ▲ | NYSE | |||
| PG | ▼ | NYSE | |||
| MMM | ▲ | NYSE | |||
| TRV | ▲ | NYSE | |||
| UTX | ▲ | NYSE | |||
| UNH | ▲ | NYSE | |||
| VZ | ▲ | DualListed | |||
| V | ▲ | NYSE | |||
| WMT | ▲ | NYSE |
**************************
The following are excerpts from Tues. morning's Blog:
A read of the print editions of Tuesday's Wall St. Journal, Financial Times, Investor's Business Daily, New York Times, USA Today, Atlanta Journal & Constitution & Daily Report (Ga. -carries Georgia) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by a separate table of Dow component's symbol and Monday's closing stock prices and related data in alphabetical order.
The Dow Jones Industrial Average: The Dow Jones Industrial Average closed Monday at 16247.22 up 181.55 or 1.13% Friday's close of 16065.67. For the year the Dow is down 2.0%. Of the Dow components all 30 gained. The biggest gainer dollar-wise and percentage-wise was IBM up $3.60 or 1.98%.
WSJ pC4 "Stocks rise as investors shrug off Crimea" by Matt Jarzemsky says US stocks climbed as investors took Crimea's widely expected vote to secede from Ukraine in stride.
FT p19 "Wall street" by Eric Platt says US equity markets climbed as the EU & the US imposed sanctions on several top Russian officials but stopped short of wider restrictions against the nation.
IBD pB2 "Stocks rebound strongly but volume takes a dive" by Vincent Mao says stocks rebounded Monday but the session showed some underlying softness as Monday's action was stocks rebound in lower trade & the current outlook is uptrend under pressure.
NYT pB3 "Markets worldwide brush off Crimea vote" by David Jolly says global fin'l markets shrugged off possible russian annexation of Crimea as stocks rose storngly on Wall St and in europe.
Monday's Dow Jones Industrial Average closing numerator was 2529.95 up 28.27 from Friday's closing numerator of 2501.68. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator change for today by the divisor (0.15571590501117) you get the change in today's Dow. A dollar increase or decrease in a Dow stock results in a $6.42 change in the Dow Index.
The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was $84.33 up 94 cents from Friday's average closing price of $83.39. The median closing price of Monday's Dow Jones Industrial Average was $79.71 (PG/HD) up 73 cents from Friday's median closing price of $79.18 (HD/PG). The lowest volume was Visa and the highest volume was GE.
If Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs or dividends) and sold at the close you would have made $2,827 ($252,995 - $250,017).
3/17/14 Mon. 4:40 pm MarketWatch by Anora Mahmudova says U.S. stocks finished Monday with strong gains as
investors shrugged off the narrow scope of EU and U.S. sanctions
following the vote in Crimea in favor of leaving Ukraine.Investors instead focused on better-than-expected economic data,
including industrial production and manufacturing activity in the New
York region. However, stocks rose amid the lowest trading volumes this
year.The S&P 500
SPX
+0.96%
ended the day 17.70 points, or 1%, higher at 1,858.83, finishing above a
technical level of 1,850. Industrials and technology stocks lead
broad-based gains. The benchmark index turned positive for the year.The Dow Jones Industrial Average
DJIA
+1.13%
gained 181.55 points, or 1.1%, to 16,247.22, rising for the first time
in six sessions. All 30 members of the blue-chip index rose on Monday.The Nasdaq Composite
COMP
+0.81%
finished the day 34.55 points, or 0.8%, higher at 4,279.95.“Markets had
discounted the vote in Crimea, but they also expected a
much harsher reaction from the Western governments,” said Quincy Krosby,
market strategist at Prudential Financial.“Angela Merkel’s comment last
week led the market to believe that
sanctions would be more significant. As sanctions turned out to be
minimal, markets quickly moved on and were able to focus on economic
data, which were good,” she added.A batch of economic reports released
before and after the market opened showed data that was slightly better
than expected. Industrial production
in February grew at the fastest monthly rate in six months, bouncing
back after a weather-addled start to the year. An index of manufacturing conditions in the New York region showed modest improvement in March after a sharp drop in the prior month.Separately, a gauge of confidence among home builders
ticked up in March, but remained close to the lowest level since May
and signaled that builders, generally, are pessimistic about sales
trends, according to data released Monday.Later this week, investors
will also get a Federal Open Market Committee meeting.Markets sold off
last week as fears over the events in Ukraine forced
investors to seek safe havens. However, once the outcome of the vote was
made public, stock markets around the globe rose. After the
overwhelming majority of Crimeans voted to break away from Ukraine on
Sunday, Russia took another step to annexing the region despite the sanctions. Global stock markets, including the U.S. market shrugged off sanctions
by the Western government in the wake of the vote in Crimea.The EU ministers
imposed visa bans on 21 Russian officials and froze assets, according
the Wall Street Journal citing sources, while the White House followed
suit, targeting President Vladimir Putin’s closest advisers and other
top Russian policy makers.Among individual stocks, Yahoo
YHOO
-0.03%
shares rose 4%. The company owns a 24% stake in Alibaba, which is
reportedly getting ready for an initial public offering in New York. At
the same time, Alibaba’s smartphone-payment system has been blocked by China because of potential consumer risks.
Tuesday's Dow News followed by Monday's Closing Dow Numbers:
AT&T: No mentions found.
American Express: IBD pA2 "American express" says American express will spin off half of its business travel unit & sell it for $900 mil to an investor group formed by Certares Int'l bank that includes Qatar's sovereign wealth fund.
Boeing: IBD pA2 "Boeing" says Boeing kicked off expansion of its 737 Commercial Delivery center in Seattle which will help it produce 42 737 planes per month.
Caterpillar: No mentions found.
Chevron: No mentions found.
Cisco: No mentions found.
Coke: USAT p4B "Gainers" lists Coca-Cola as a gainer saying "wins on earnings call" as it was up $1.37.
Disney: No mentions found.
DuPont: No mentions found.
Exxon: No mentions found.
GE: No mentions found.
Goldman Sachs: WSJ pC1 "Wall Street trains fire on idea of a bank tax" by stephanie Armour, Ryan Tracy says Goldman Sachs, JPMorgan and other big banks are marshaling opposition on Capitol Hill to Kill a proposal to tax bans proposed by House Ways & Means Committee Chair Dave Camp.
Home Depot: No mentions found.
Intel: No mentions found.
IBM: No mentions found.
JPMorgan: WSJ pC1 "Wall Street trains fire on idea of a bank tax" by stephanie Armour, Ryan Tracy says Goldman Sachs, JPMorgan and other big banks are marshaling opposition on Capitol Hill to Kill a proposal to tax bans proposed by House Ways & Means Committee Chair Dave Camp.
Johnson & Johnson: No mentions found.
McDonald's: No mentions found.
Merck: No mentions found.
Microsoft: FT p11 "ATMs at risk as Windows XP support powers down" by Sarah Mishkin says on April 8 Microsoft will stop issuing updates & patches for bugs in Windows XP which will make it easier for hackers.
Nike: No mentions found.
Pfizer: No mentions found.
Procter & Gamble: No mentions found.
3M: No mentions found.
Travelers: No mentions found.
United Technologies: No mentions found.
UnitedHealth: No mentions found.
Verizon: No mentions found.
Visa: No mentions found.
Walmart: WSJ pB3 "New player in used videogames: Walmart" by Ian Sherr, Shelly Banjo says Walmart is challenging GameStop which has long dominated the amrket for used videogames.
Tuesday's Dow News followed by Monday's Closing Dow Numbers:
AT&T: No mentions found.
American Express: IBD pA2 "American express" says American express will spin off half of its business travel unit & sell it for $900 mil to an investor group formed by Certares Int'l bank that includes Qatar's sovereign wealth fund.
Boeing: IBD pA2 "Boeing" says Boeing kicked off expansion of its 737 Commercial Delivery center in Seattle which will help it produce 42 737 planes per month.
Caterpillar: No mentions found.
Chevron: No mentions found.
Cisco: No mentions found.
Coke: USAT p4B "Gainers" lists Coca-Cola as a gainer saying "wins on earnings call" as it was up $1.37.
Disney: No mentions found.
DuPont: No mentions found.
Exxon: No mentions found.
GE: No mentions found.
Goldman Sachs: WSJ pC1 "Wall Street trains fire on idea of a bank tax" by stephanie Armour, Ryan Tracy says Goldman Sachs, JPMorgan and other big banks are marshaling opposition on Capitol Hill to Kill a proposal to tax bans proposed by House Ways & Means Committee Chair Dave Camp.
Home Depot: No mentions found.
Intel: No mentions found.
IBM: No mentions found.
JPMorgan: WSJ pC1 "Wall Street trains fire on idea of a bank tax" by stephanie Armour, Ryan Tracy says Goldman Sachs, JPMorgan and other big banks are marshaling opposition on Capitol Hill to Kill a proposal to tax bans proposed by House Ways & Means Committee Chair Dave Camp.
Johnson & Johnson: No mentions found.
McDonald's: No mentions found.
Merck: No mentions found.
Microsoft: FT p11 "ATMs at risk as Windows XP support powers down" by Sarah Mishkin says on April 8 Microsoft will stop issuing updates & patches for bugs in Windows XP which will make it easier for hackers.
Nike: No mentions found.
Pfizer: No mentions found.
Procter & Gamble: No mentions found.
3M: No mentions found.
Travelers: No mentions found.
United Technologies: No mentions found.
UnitedHealth: No mentions found.
Verizon: No mentions found.
Visa: No mentions found.
Walmart: WSJ pB3 "New player in used videogames: Walmart" by Ian Sherr, Shelly Banjo says Walmart is challenging GameStop which has long dominated the amrket for used videogames.
Monday's Closing Dow Numbers:
| Symbol | Last Sale | Change | % Change | Share Volume | Market |
|---|---|---|---|---|---|
| T | ▲ | NYSE | |||
| AXP | ▲ | NYSE | |||
| BA | ▲ | NYSE | |||
| CAT | ▲ | NYSE | |||
| CVX | ▲ | NYSE | |||
| CSCO | ▲ | NASDAQ-GS | |||
| KO | ▲ | NYSE | |||
| DIS | ▲ | NYSE | |||
| DD | ▲ | NYSE | |||
| XOM | ▲ | NYSE | |||
| GE | ▲ | NYSE | |||
| GS | ▲ | NYSE | |||
| HD | ▲ | NYSE | |||
| INTC | ▲ | NASDAQ-GS | |||
| IBM | ▲ | NYSE | |||
| JPM | ▲ | NYSE | |||
| JNJ | ▲ | NYSE | |||
| MCD | ▲ | NYSE | |||
| MRK | ▲ | NYSE | |||
| MSFT | ▲ | NASDAQ-GS | |||
| NKE | ▲ | NYSE | |||
| PFE | ▲ | NYSE | |||
| PG | ▲ | NYSE | |||
| MMM | ▲ | NYSE | |||
| TRV | ▲ | NYSE | |||
| UTX | ▲ | NYSE | |||
| UNH | ▲ | NYSE | |||
| VZ | ▲ | DualListed | |||
| V | ▲ | NYSE | |||
| WMT | ▲ | NYSE |
******************
Here are the current CEOs of the Dow 30 Companies:
AT&T T Randall L. Stephenson (Dallas, TX)
American Express AXP Kenneth I. Chenault (NY, NY)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Goldman Sachs GS Lloyd Blankfein (NY, NY)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Brian Krzanich (Santa Clara, CA)
IBM Virginia M. Rometty (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ Alex Gorsky (New Brunswick, NJ)
McDonald's MCD Donald Thompson (Oak Brook, Ill)
Merck MRK Kenneth Frazier (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA) (to be succeeded by Satya Nadella)
Nike NK Mark Parker (Beaverton, OR)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG A. G. Lafley (Cincinnati, OH)
3M MMM Inge Thulin (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
UnitedHealthUNC Stephen Hemsley (Minnetonka, MN)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY)
Visa V Charles W. Scharf (Foster City, CA)
Wal-Mart WMT Doug McMillon (Bentonville, ARK)
***************************
Here are the Dow Jones Industrial Average 30 as of 1/27/14 ranked in order of market capitalization in billions:
1. Exxon Mobil XOM $414.66
2. Microsoft MSFT 299.08
3. WalMart WMT 260.40
4. Johnson & Johnson JNJ 253.76
5. GE 253.64
6. Chevron CVX 239.93
7. JPMorgan Chase JPM 221.96
8. Procter & Gamble PG 213.30
9. IBM 193.17
10. Pfizer PFE 192.23
11. AT&T T 176.53
12. Coke KO 171.03
13. Merck MRK 153.49
14. Visa V 137.68
15. Verizon VZ 136.48
16. Disney DIS 126.96
17. Intel INTC 122.88
18. Cisco CSCO 117.63
19. Home Depot HD 111.17
20.United Technologies UTX 104.41
21. Boeing BA 103.22
22. McDonald's MCD 93.60
23. American Express AXP 92.06
24. 3M MMM 86.82
25. Goldman Sachs GS 75.51
26. UnitedHealth UNH 72.13
27.Nike NKE 63.67
28. Caterpillar CAT 58.09
29. DuPont DD 55.79
30. Travelers TRV 29.9632.20
****************************************
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 1/27/14:
Symbol & Co. Name/Date of Filing/Form Filed/ Comments
AT&T T:
1/22/14 8K re: certain fin'l items for 4Q
12.18/13 8K re: sale of AT&T's incumbent local exchange opers in Ct. to Frontier Comm. for $ 2 bil
12/16/13 8K re: redemption of shares of Perpetual Cumulative Pref. Stock held by subsidiaries
12/12/13 8K re: amendments to '11 Incentive Plan re: triggers of benefit acclerations
12/11/13 8K re: amendment to $5 bil credit agreement
12/6/13 8K; 11/20/13 8K; 11/14/13 8K & 11/5/13 all re: the tender offer of $3.3 bil of Notes
11/27/13 8K re: sale of $1.6 bil of 2.37% Global Notes due '18
11/25/13 8K re: sale of $1.0 bil of 3.82% Global Notes due '20
11/13/13 8K re: sale of $2 bil Euros of Global Notes
11/1/13 10Q & 2 8Ks 10/23/13 re: results of 3Qtr ended 9/30/13
American Express AXP:
1/16/13 8K re: 4Q results
1/15/14 8K re: deling. & write-off states for 3 mos. through 12/31/13
12/24/13 8K re: settlement with bank regulators re: credit card add-on products
12/19/13 8K re: settlement of class action filed by US merchants
12/16/13 8K re: deling. & write-off states for 3 mos. through 11/30/13
11/15/13 8K re: delinq. & write-off stats for each of the 3 months ended 10/31/13
Boeing BA:
12/19/13 8K re: promotion of Dennis A. Muilenberg from CEO of Boeing Defense, Space & Security to COO of Boeing & promotion of Raymond L. Conner to Boeing Vice-Chair & CEO of Beoing Comm'l Airplanes & technical amendments to By-laws
12/16/13 8K re: increase in quarterly dividend and add'l $10 bil for stock repurchase program
10/31/13 8K re: $2.3 bil 364 day evolving credit agreement and a $2.3 bil 5 year revolving credit agreement
10/23/13 10Q & 10/23/13 8K re: 3 Qtr ended 9/30/13
Caterpillar CAT:
1/27/14 8K re: 4Q results 12/31/13
1/24/14 8K re: 3 mo. dealer stats thru 12/13
12/23/13 8K re: restructuring of Gosseliers, Belgium ops
12/19/13 8K re: 3 mo. dealer stats thru 11/13
12/11 8K re: mandatory retirement of David R. Goode, Charles D. Powell & amp; amp; amp; amp; amp; Joshua I. Smith from Board & amendment to by-laws
11/20/13 8K re: supplemental info re: retail sales of machines & power systems
11/1/13 10Q & 10/23/13 2 8Ks re: quarter ended 9/30/13
10/22/13 8K re: retail sales of machinery
10/9/13 8K re: amendment to bylaws re: majority voting for uncontested election of directors
Chevron CVX:
1/9/14 8K re: interim update for 4Q
12/13/13 8K re: election of Jon M. Huntsman, Jr. to Board & amendment to By-laws
11/8/13 10Q & 11/1/13 8K re: 3 Qtr ended 9/30/13
10/9/13 8K re: interim update for 3Q
Cisco CSCO:
12/23/13 8K re: exec pre-arranged stock trading plans
12/4/13 8K re: pre-arranged stock trading plan for EVP & Chief Dev. Officer
11/22/13 10Q re: 1 Qtr ended 10/26/13
11/20/13 8K re: amendment of '05 Stock Incentive Plan
11/13/13 8K re: 1 Qtr results & $15 bil increase in share buyback program
Coke KO:
1/24/14 8K & 12/18/13 8K both re: departure of EVP & Pres. of Coca-Cola Americas Steven A. Cahillane
11/1/13 8K re: completion of public offering of $3.25 bil of notes
10/24/13 8K & 10/24/13 10Q re: qtr ended 9/27/13 & transfer of India & South West Asia units from Eurasia & Africa operating segment to Pacific operating segment
10/15/13 8K re: 3Q results
Disney DIS:
1/24/14 Def. Proxy (& Prelim 12/23/13) re: Annual Shareholders Mtg on 3/18/14 at 10 am Keller Aud., Portland, OR
12/23/13 8K re: election of Jack Dorsey to Board
12/9/13 8K re: Medium-Term Note Program
11/20/13 & 11/7/13 8K re: fiscal year ended 9/28/13
10/8/13 8K re: amendment to bylaws to eliminate paper share certificates
10/2/13 8K re: new employment contract for Alan N. Braverman EVP, GC & Sec'y for annual salary of $1.4 mil
DuPont DD:
11/6/13 8K and 10/25/13 8K re: separation of Performance Chemicals segment
10/22/13 10Q & 10/22/13 8K re: 3 Qtr ended 9/30/13
10/22/13 & 8K re: results for qtr ended 9/30/13
ExxonMobil XOM:
11/5/13 10Q & 10/31/13 8K re: 3 Qtr ended 9/30/13
GE:
1/17/14 8K re: 4Q results
11/15/13 8K re: IPO of 20% of N. American Retail Finance business
11/1/13 10Q re 3 Qtr ended 9/30/13
10/18/13 8K re: 3Qtr results
10/16/13 8K re: exercise by Berkshire Hathaway of warrants for 10.7 mil shares
Goldman Sachs GS:
1/16/14 8K re: 4Q & year end results for 12/31/13.
12/2/13 8K re: approval by regulators of '13 Capital Plan
11/29/13 8K re: $1 bil Flaoting Rate Notes due '23
11/15/13 8K re: $1 bil Floating rate Notes due '18
11/15/13 8K re: Moody's downgrade of Goldman debt
11/7/13 10Q for qtr ended 9/30/13
10/21/13 8K re: retirement of J. Michael Evans as Vice Chair/Head of Growth Markets
10/17/13 8K re: 3Q results
10/1/13 8K re: exercise by Berkshire Hathaway of warrants for 13,062,594 shares
Home Depot HD:
11/27/13 10Q & 11/19/13 8K re: quarter ended 11/3/13
9/20/13 8K re: election of Helena B. Boulkes to Board of Dirs.
9/10/13 8K re: closing of sale of $3.25 bil notes
Intel INTC:
1/16/14 8K re: results for 4Qtr & fiscal year ended 12/28/13
12/9/13 8K re: amdmt to '07 Annul Pref. Cash Bonus Plan for Exec Officers
11/22/13 8K re: Investor Meeting
10/28/13 10Q re: Qtr ended 9/28/13
10/23/13 8K re: departure of David Perlmutter, EVP & GM, Architecture Group
10/15/13 2 8Ks re: results for qtr ended 9/28/13
IBM:
1/23/14 8K re: sale of x86 server portfolio to Lenovo
1/22/14 8K re: 4Q earnibgs presentation
1/21/14 8K re: fin'l results for period ending 12/31/13
12/13/13 8K re: consulting contract with retiring Mark Loughridge, SVP
11/20/13 8K re: 750 mil Euro issuance of debt securities
11/7/13 8K re: retirement of Mark Laughridge, SVP & CFO, Finance & Enterprise Transformat'n
11/6/13 8K re: 2.5 bil Euro sale of debt securities
11/1/13 8K recommendation against mini-tender offer by third parties
JPMorganChase JPM:
1/24/14 8K re: grant of restricted stock units to CEO Jamie Dimon
1/22/14 8K re: issuance of fixed to floating rate non-cumulative preferred stock
1/14/14 2 8Ks re: 4Q results
1/7/14 8K re: settlement with various regulations relating to Madoff fraud
1/3/14 8K re: election of Michael A. Nead to Board
11/20/13 8K re: settlement by payment of $13 bil to settle with the President's Residential Mortgage Backed Securities (RMBS) Work Group of the Fin'l Fraud Enforcement Task Force
11/18/13 8K re: settlement by payment of $4.5 bil with 21 inst'l investors re: RMBS claims
11/1/13 10Q for quarter ended 9/30/13
Johnson & Johnson JNJ:
1/21/14 8K re: 4Q 7 fiscal year ended 12/29/13 results
1/17/14 8K re: sale to Carlyle Group of Ortho-Clinical Diagnostics unit
12/4/13 8K re: sale of $3.5 bil Floating Rate notes
11/19/13 8K re: settlement of $2.5 Bil for DePuy hip system claims
11/4/13 10Q for Qtr ended 9/29/13
McDonald's MCD:
1/23/14 8K re: 4Q & full year results for period ended 12/31/13
12/9/13 8K re: Nov. sales
11/14/13 8K re: sale of 3 mil shares of Ckommon Stock
11/14/13 8K re: Investor Release re: future growth
11/8/13 8K re: 10/13 sales
10/30/13 10Q for Qtr ended 9/30/13
10/21/13 8K re: 3Q results
Merck MRK:
11/7/13 10Q & 10/28/13 8K re: 3 Qtr ended 9/30/13
10/1/13 8K re: global restructuring program and lay-offs of 8,500 employees
Microsoft MSFT:
1/23/14 10Q & 1/23/14 8K re: 4Q ended 12/31/13
12/6/13 8K re: issuance ofover $5 bil of notes un Euros & US Dollars
11/26/13 8K re: restructuring to a devices & services company
11/20/13 8K re: voting results of '13 Annual Meeting of Sahreholders on 11/19/13
10/24/13 10Q & 10/24/13 8K re: Qtr ended 9/30/13
10/8/13; 10/7/13 & 10/3/13 Proxy Materials re: annual shareholders meeting on 11/19 in Bellevue, Washington
Nike NKE:
1/7/1410Q & 12/23/14 8K & 12/19/13 8K re: 4Q ended 11/30/13
10/7/13 10Q, 9/30/13 8K & 9/26/13 8K re: results for qtr ended 8/31/13
9/24/13 8K re: voting results of annual meeting of shareholders on 9/19/13
Pfizer PFE:
12/28/13 8K re: retirement of M. Anthony Burns from Board
12/19/13 8K re: amdmt of By-laws
12/17/13 8K re: promotion of Albert Bourla to Group VP, Vaccine, ONcology & amp; amp; amp; amp; amp; Consumer Health instead of Amy Schulman who leaves Pfizer (she was GC) & promotion of Susan Silberman to Pres. & amp; GM Global Vaccines
11/8/13 10Q & 10/29/13 8K re: 3 Qtr ended 9/29/13
Procter & Gamble PG:
1/24/14 10Q & 1/24/14 2 8Ks re: results for fiscal year ended 12/31/13
1/14/14 8K re: declaration of quarterly dividend
12/13/13 8K re: amdmt to Code of Regulations
11/5/13 8K re: close of sale of 750 mil Euros 2% Notes due '21
11/4/13 8K close of sale of $2 bil Notes
10/28/13 8K re: reorganizing of Global Business Unit into: Global Beauty, Global Health & Grooming, Blogal Fabric & Home Care, & amp; amp; amp; amp; amp; amp; amp; amp; amp; amp; amp; amp; amp; amp; amp; Global Baby, Feminine & amp; amp; Family Unit
10/25/13 10Q & 2 8Ks re: 1 Qtr ended 9/30/13
10/11/13 8K re: voting results of annual shareholders meeting 10/8/13
10/8/13 8K re: declaration of quarterly dividends
3M MMM:
12/17/13 8K re: declaration of dividend & update of its 5 year plan ('13 - '17)
11/19/13 3 8Ks re: pre-arranged stock trading plans for CEO and other execs
10/31/13 10Q & 10/24/13 8K re: 3 Qtr ended 10/24/13
Travelers TRV:
1/21/14 8K re: 4Q results ended 12/31/13
10/22/13 10Q & 10/22/13 8K re: results for qtr ended 9/30/13
United Technologies UTX:
1/22/14 8K re: 4Q results
12/13/13 8K re: amdmt to B-Laws re: forum to adjudicate certain disputes
10/25/13 10Q & 10/22/13 8K re: 3 Qtr ended 9/30/13
10/22/13 8K re: 3Q results
UnitedHealth Group UNH:
1/16/14 8K re: 4Q & full year results
1/3/14 8K re: presentation at Goldman Scahs Healthcare Conf.
12/2/13 8K re: Annual Investors Conference to be held 12/3 in NYC
11/7/13 10Q re: 3 Qtr ended 9/30/13
10/17/13 8K re: 3Q results
Verizon Communications Inc. VZ:
1/21/14 8K re: 4Q results
12/10/13 8K re: issuance of shares to purchase Vodafone's 45% interest in Verizon Wireless
12/10/13 Proxy re: Special Mtg of Shareholders re: Vodafone 1/28/14 10 am Westin Governor Morris, Morristown, NJ
11/7/13 8K re: election of Shellye Archambeau as Dir.
10/24/13 10Q for Qtr ended 9/30/13
10/17/13 8K re: 3Q results
10/8/13 Proxy; 10/8/13 S-8 & 10/3/13 8K re: approval by shareholders to buy Vodafone's 45% interest in Verizon Wireless, registration of shares to be issued to Vodafone, & $12 bil credit facility to fund the purchase
Visa V:
12/13/13 Proxy re: Annual Mtg of Stockhodlers 1/29/14 8:30 am Crowne Plaza, Foster City, CA
11/25/13 8K re: Gary P. Coughlan not running for re-election to Board
11/22/13 10 K & 10/30/13 8K re: FY 9/30/13
10/23/13 8K re: '14 Annual Meeting of Shareholders to be held 1/29/14
WalMart WMT:
12/10/13 8K re: promotion of David Cheesewright to Pres. & CEO Walmart Int'l
12/6/13 10Q & 11/14/13 8K re: 3 Qtr ended 10/31/13
11/28/13 8K re: repalcement of CEO Mike Duke with C. Douglas McMillon effective 2/1/13
11/22/13 8K re: election of Pamela C. Craig to Board
10/21/13 10Q for quarter ended 7/31/13
10/1/13 8K re: issuance of 1.95% Notes due 2018
THAT'S All.
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