9/21/10 Tues am IBM to Buy Netezza for $1.78 Bil

www.DowJonesMonitor.com

The following is not intended as advertising by a broker-dealer and is not a research report. Any comments by third-parties do not reflect the views of Intellivest Securities Research, Inc. and have not been reviewed by us for completeness or accuracy.

Post No. 649 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, a ranking of the Dow 30 components by market capitalization as of 9/12/10 and an update of the Dow 30 component's SEC filings as of 9/12/10.

A read of Tuesday's Wall St. Journal, Financial Times, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Monday's stock prices and related data.

Dow:The Dow Jones Industrial Average closed Monday at 10,572.73 up 46.2 or 0.44% from Friday's close of 10,607.85. For the year the Dow is up 3.82%. Of the 30 Dow Companies: 29 gained and only Cisco CSCO $21.7499 -0.1126 0.52% 55,738,926 NASDAQ-GS declined. The biggest gainer dollar-wise and percentage-wise was Amex AXP $43.12 +1.75 4.23% 11,832,776 NYSE. The only and therefore biggest decliner dollar-wise and percentage-wise was Cisco.

WSJ pC1 "Sept rally lifts Dow to 4 month high" by Mark Gongloff says typically an awful month for stocks, Sept has so far brought almost nothing but up days, including Mon fueled partly by cash rich firms pelting shareholders with money in mergers, dividends & share buybacks, notably in the tech sector. IBM gained more than 1% on Mon after it said it agreed to buy data specialist Netezza for $1.78 bil.

WSJ pC5 "Discover, Lennar lead the surge" by Kristina Peterson says stocks rallied to their highest level in moe than 4 months as encouraging fin'l and home builder earnings boosted confidence in the economic recovery. Leading the blue chips American Express gained 1.75 or 4.2% while JPMorgan rose 1.13% or 2.8% and Bank of America climbed 34 cents. Netezza is charted under Good News as IBM agreed to buy ti for $1.78 bil.

Fin Times p26 "Deal activity and hope of economic aid lift confidence" by Hannah Kuchler says US stocks broke out of their summer trading range as investor confidence was boosted by more deal activity and speculation that the Fed Res could introduce further quantitative easing.

NYT pB10 'Rally keeps momentum into 4th week" by AP says stocks extended their Sept rally into a 4th week Mon as investors hoped for more moves by the Fed Res to prop up the economy.

USA Today p4B "Stocks surge as double dip fears ease" by Bllomberg says stocks rose Mon, sending the S&P 500 to a 4 month high, after home builder Lennar beat analysts' earnings estimates and IBM announced a $1.7 bil takeover.

As of the open of the market Tuesday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Journal is 0.132129493, the trailing P/E ratio is 14.51 up from Monday's 14.31 (year ago it was 15.78) the P/E estimate is 12.76 unchanged from Monday's 12.76 (year ago it was 15.71) and the current dividend yield is 2.62 down from Monday's 2.66 (it was 2.88 a year ago). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Monday's Dow Jones Industrial Average closing numerator was 1,420.87 up 19.27 from Friday's closing numerator of 1,401.60. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase of 19.27 for Monday by the divisor (0.132129493) you get the increase in Monday's Dow of 145.77. A $1 change in the price of any DJIA stock = a 7.56 change in the average.

The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was $47.36 up 0.64 from Friday's Dow Jones Industrial Average average closing price of $46.72. The median closing price of Monday's Dow Jones Industrial Average was $42.16 (JPM/AXP) up 1.80 from Friday's Dow Jones median price of 40.36. The lowest volume was 3M MMM $87.41 +1.34 1.56% 3,665,878 NYSE and the highest volume again was Bank of America BAC $13.74 +0.34 2.54% 130,594,562 NYSE.

If Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $1,920 ($142,080 - 140,160).

MarketWatch 9/20/10 Monday 4:34 pm by Kristina Peterson says U.S. stocks closed at their highest level in more than four months on Monday, one day ahead of a Federal Reserve meeting as encouraging financial and home builder earnings boosted confidence in the economic recovery. Bulls’ bid to extend a three-week winning streak was also helped after the group in charge of dating the starts and ends of economic downturns declared that the U.S. recession ended last summer. “It doesn’t mean growth is robust, but it is growth,” Paul Nolte, managing director at Dearborn Partners, said of Monday’s declaration by the National Bureau of Economic Research that the longest U.S. recession since World War II ended in June 2009. The Dow Jones Industrial Average (DJIA 10,754, +145.77, +1.37%) gained 145.77 points, or 1.4%, to end at 10,753.62, its highest close since May 13. All but one of the Dow’s 30 components rose, including International Business Machines Corp. (IBM 131.75, -0.04, -0.03%) , which was up 1.2% after the company said it would buy business-software firm Netezza Corp. (NZ 28.47, +0.20, +0.71%) for $1.7 billion. “Companies are flush with cash, and valuations are pretty cheap, so I would think M&A is only going to accelerate for the next six months,” said Maris Ogg, president at Tower Bridge Advisors. The S&P 500 (SPX 1,143, +17.12, +1.52%) rose 17.12 points, or 1.5%, to 1,142.71, led by a 2% jump in financials. The Nasdaq Composite Index (COMP 2,356, +40.22, +1.74%) advanced 40.22 points, or 1.7%, to 2,355.83. Nearly five stocks advanced for every one on the decline on the New York Stock Exchange, where 955 million shares traded. The NBER report propelled the S&P 500 past levels not breached since May, with investor sentiment already having been bolstered when home builder Lennar Corp. (LEN 15.14, +1.15, +8.22%) topped forecasts, reporting a better-than-expected quarterly profit and a drop in orders that proved less dreary than those experienced by others in its industry. “Buyers were able to take the S&P above 1,131 resistance. If the S&P closes above 1,131, rally hats will be on,” Elliot Spar, market strategist at Stifel, Nicolaus & Co., wrote in a note. The National Association of Home Builders reported that its monthly index of builder sentiment remained unchanged in September at an 18-month low. In its report, the NBER cautioned that its finding did not represent a forecast about the future, saying that if another downturn occurs it would represent a separate recession — a scenario viewed as unlikely by most economists — rather than the much-discussed “double dip.” Investor sentiment has turned “more positive because the economic news has been better than feared, so it’s more a sigh of relief,” Ogg said of Wall Street’s recent climb. Gold futures settled at their third consecutive record high on speculation about further stimulative U.S. government action ahead of Tuesday’s meeting of the Federal Reserve’s rate-setting committee. Worries over the possibility for more economic stimulus weighed on the dollar, sending it lower against both the euro and the yen. Demand for Treasurys was mixed, with the two-year note (UST2YR 0.46, -.00, -0.86%) flat, but the 10-year note /quotes/comstock/31*!ust10y (UST10Y 2.71, -0.04, -1.39%) up, pushing its yield down to 2.70%. Crude-oil prices rose above $76 a barrel.

Monday's Closing Dow closing numbers:
Symb/Last/Change/% Change/Vol./Market

AT&T T $28.54 +0.37 1.31% 28,533,971 NYSE: No mentions found.

Alcoa AA $11.381 +0.2095 1.88% 18,696,310 NYSE: No mentions found.

Amex AXP $43.12 +1.75 4.23% 11,832,776 NYSE: WSJ pC5 "Discover, Lennar lead the surge" by Kristina Peterson says stocks rallied to their highest level in moe than 4 months as encouraging fin'l and home builder earnings boosted confidence in the economic recovery. Leading the blue chips Ameircan Express gained 1.75 or 4.2% while JPMorgan rose 1.13% or 2.8% and Bank of America climbed 34 cents. Netezza is charted under Good News as IBM agreed to buy ti for $1.78 bil.

Bank of Am BAC $13.74 +0.34 2.54% 130,594,562 NYSE: WSJ pC3 "BofA to reduce investment staff", NYT pB6 "Layoffs said to be near for Bank of America unit" by Nelson Schwartz say Bank of America is laying off several hundred people or 3% of the staff in the investment banking and capital markets division which has 13,000 employees.

WSJ pC2 "In and Out" by David Enrich says in a story about Lloyds Bank CEO retiring that there has been a lot of turnover since '07 at the largest UK and US banks since mid '07 and lists JPMorgan James Dimon as a CEO who has a rock sold grip on his job and says Brian Moynihan took over from Keneth Lewis at Bank of America on Jan. 1.

WSJ pC5 "Discover, Lennar lead the surge" by Kristina Peterson says stocks rallied to their highest level in moe than 4 months as encouraging fin'l and home builder earnings boosted confidence in the economic recovery. Leading the blue chips Ameircan Express gained 1.75 or 4.2% while JPMorgan rose 1.13% or 2.8% and Bank of America climbed 34 cents. Netezza is charted under Good News as IBM agreed to buy ti for $1.78 bil.

Boeing BA $63.72 +0.77 1.22% 4,186,997 NYSE: No mentions found.

Caterpillar CAT $74.75 +1.57 2.15% 8,895,651 NYSE: No mentions found.

Chevron CVX $79.9 1.44 +1.84% 7,737,398 NYSE: No mentions found.

Cisco CSCO $21.7499 -0.1126 0.52% 55,738,926 NASDAQ-GS: Daily Report p6 "Field tilts in favor of those attracted to dividends" by David Pauly says Cisco said it would pay its first dividend by the end of next July saying it wanted to provie shareholders with a yield of 1 to 2% and Microsoft whose shares yield 2% may riase its dividend.

Coke KO $57.97 +0.41 0.71% 7,032,006 NYSE: No mentions found.

Disney DIS $34.9 +0.34 0.98% 10,234,914 NYSE: No mentions found.

DuPont DD $44.61 +0.66 1.5% 6,795,188 NYSE: No mentions found.

Exxon XOM $61.55 +0.77 1.27% 21,797,689 NYSE: No mentions found.

GE $16.55 +0.26 1.6% 46,242,911 NYSE: WSJ pC10 "China's cash can rev up GM's IPO" by Liam Denning says industrial stocks in general are hardly the floavor of the month. Only GE made it to the top 10 holdings of the 50 largest actively managed US mutual funds in 2Q.

Hewlett-Pac HPQ $39.39 +0.25 0.64% 22,190,829 NYSE: WSJ pB1 "H-P, Oracle reach truce over Hurd" by Ben Worthen, NYT pB1 "HP settles its lawsuit vs. ex-chief" by Ashlee Vance, USA Today p3B "Hurd gives up $30 M in stock as HP, Oacle settle dispute" by AP, say Hewlett-Packard and Oracle agreed to settle their dispute over the hiring of Mark Hurd on undisclosed terms but Hurd agreed to give back 345,000 shares.

WSJ pB5 "Hewlett-Packard plans pritner tablet" says HPQ unveiled a new printer with a detachable tablet Mon, part of the firm's plan to integrate the Internet into its core printing business. It is called eStation All-in-One and will cost $399 and will be released later this year.

AJC pA14 "Hurd shows new Oracle data storage machine" says Hurd didn't address the controversy over his leaving Hewlett-Packard at Oracle's annual conference in San Fran.

Home Dep HD $30.65 +0.76 2.54% 11,594,741 NYSE: No mentions found.

Intel INTC $18.9301 +0.1201 0.64% 44,949,521 NASDAQ-GS: No mentions found.

IBM $131.79 +1.60 1.23% 7,214,702 NYSE: WSJ pB5 "IBM scoops up data firm Netezza" by Shara Tibken, Fin Times p21 "IBM to buy Netezza for $1.7 bil in cash" by Chris Nuttall, NYT pB2 "IBM bids $1.7 bil for data firm" by Steve Lohr, USA Today p2B "IBM plans to acquire analystics company Netessa for $1.7 bil" by AP, AJC pA14 "IBM buying Netezza for $1.78 bil" say IBM on Mon. agreed to buy data specialist Netezza for $1.78 bil.

WSJ pC1 "Sept rally lifts Dow to 4 month high" by Mark Gongloff says typically an awful month for stocks, Sept has so far brought almost nothing but up days, including Mon fueled partly by cash rich firms pelting shareholders with money in mergers, dividends & share buybacks, notably in the tech sector. IBM gained more than 1% on Mon after it said it agreed to buy data specialist Netezza for $1.78 bil.

WSJ pC5 "Discover, Lennar lead the surge" by Kristina Peterson says stocks rallied to their highest level in moe than 4 months as encouraging fin'l and home builder earnings boosted confidence in the economic recovery. Leading the blue chips Ameircan Express gained 1.75 or 4.2% while JPMorgan rose 1.13% or 2.8% and Bank of America climbed 34 cents. Netezza is charted under Good News as IBM agreed to buy ti for $1.78 bil.

JPMorgan JPM $41.19 +1.13 2.82% 33,376,387 NYSE: WSJ pC2 "In and Out" by David Enrich says in a story about Lloyds Bank CEO retiring that there has been a lot of turnover since '07 at the largest UK and US banks since mid '07 and lists JPMorgan James Dimon as a CEO who has a rock sold grip on his job and says Brian Moynihan took over from Keneth Lewis at Bank of America on Jan. 1.

WSJ pC5 "Discover, Lennar lead the surge" by Kristina Peterson says stocks rallied to their highest level in moe than 4 months as encouraging fin'l and home builder earnings boosted confidence in the economic recovery. Leading the blue chips Ameircan Express gained 1.75 or 4.2% while JPMorgan rose 1.13% or 2.8% and Bank of America climbed 34 cents. Netezza is charted under Good News as IBM agreed to buy ti for $1.78 bil.

JNJ $62.09 +0.52 0.84% 11,160,435 NYSE: WSJ pB2 "New details on defective otrin" by Jonathan Rockoff says new details emerged Mona bout Johnson & Johnson's efforts to buy up defective Motrin, the subject of a congressional investigation into whether the firm tried to avoid a recall without the knowledge of the FDA.

WSJ pD2 "Blood drug gets not" by jennifer Dooren says a FDA panel recommended that the FDA approve Boehringer Ingehlheim's blood thinning drug Pradaxa. Several firms are racing to develop new anticlotting drugs. Bayer has teamed up with Johnson & Johnson to gain FDA approval of rivaroxaban and Bristol-Myers Squibb and Pfizer are co-developing apixaban and Merck is developing betrixaban with closely held Portola.

KFT $31.57 +0.22 0.7% 7,774,956 NYSE: No mentions found.

MCD $75.11 +0.79 1.06% 4,211,963 NYSE: No mentions found.

MRK $36.54 +0.21 0.58% 10,544,795 NYSE: WSJ pD2 "Blood drug gets not" by jennifer Dooren says a FDA panel recommended that the FDA approve Boehringer Ingehlheim's blood thinning drug Pradaxa. Several firms are racing to develop new anticlotting drugs. Bayer has teamed up with Johnson & Johnson to gain FDA approval of rivaroxaban and Bristol-Myers Squibb and Pfizer are co-developing apixaban and Merck is developing betrixaban with closely held Portola.

MSFT $25.43 +0.21 0.83% 49,875,025 NASDAQ-GS: Fin Times p21 "Microsoft latest to offer 3 screen services" by Tim Bradshaw says Microsoft will join Sony and Apple in offering a 3 screen music and movie service, bringing together its games console, PCs and mobile phones.

Daily Report p6 "Field tilts in favor of those attracted to dividends" by David Pauly says Cisco said it would pay its first dividend by the end of next July saying it wanted to provie shareholders with a yield of 1 to 2% and Microsoft whose shares yield 2% may riase its dividend.

Pfizer PFE $17.275 +0.2125 1.25% 31,416,501 NYSE: WSJ pD2 "Blood drug gets not" by jennifer Dooren says a FDA panel recommended that the FDA approve Boehringer Ingehlheim's blood thinning drug Pradaxa. Several firms are racing to develop new anticlotting drugs. Bayer has teamed up with Johnson & Johnson to gain FDA approval of rivaroxaban and Bristol-Myers Squibb and Pfizer are co-developing apixaban and Merck is developing betrixaban with closely held Portola.

Procter & Gam PG $61.43 +0.46 0.75% 9,057,522 NYSE: No mentions found.

3M MMM $87.41 +1.34 1.56% 3,665,878 NYSE: WSJ pB4 "Biometrics firms widen net" by James hagerty says this month 3M began a tender offer of $10.50 a share or $943 mil for Cogent Inc. of Pasadena, Cal as 3M saysit expects the biometrics industry to grow more than 20% a year.

TRV $53.56 +0.89 1.69% 4,551,270 NYSE: No mentions found.

United Tech UTX $70.37 +0.84 1.21% 2,978,666 NYSE: No mentions found.

Verizon VZ $32.09 +0.41 1.29% 21,609,582 DualListed: USA Today p1B "Verizon names COO, heir apparent" says Lowell McAdam was tapped as coo effective Oct. 1 setting him up as successor to CEO Ivan Seidenberg.

WMT $53.54 +0.53 1% 9,261,251 NYSE: AJC pA14 "Walmart to aggressively roll out smaller stores" says Walmart is planning an aggressive push to urban markets with a new small format that's a fraction of the size of its supercenters.

****************************
Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Cyhicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Cathie Lesjak (Interim) (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Richard Clark (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Jeffrey Kindler (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Ivan Seidenberg (NY, NY)
Wal-Mart WMT Mike Duke (Bentonville, ARK)

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest 1/2 billion as of 9/12/10 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $311.5 [5]
2. Microsoft MSFT 209 [9]
3. WalMart WMT 189 [3.5]
4. Procter & Gamble PG 171 [3]
5. GE 171 [10.5]
6. Johnson & Johnson JNJ 165 [3]
7. AT&T T 164.5 [6]
8. IBM 161.5 [1]
9. Chevron CVX 158.5 [2]
10. JPMorgan Chase JPM 157.5 [4]
11. Pfizer PFE 136.5 [8]
12. Bank of America BAC 136 [10]
13. Coke KO 135 [2.5]
14. Cisco CSCO 118 [6]
15. Merck MRK 112.5 [3]
16. Intel INTC 100 [5.5]
17. Verizon VZ 91.5 [3]
18. Hewlett-Packard HPQ 89 [2.5]
19. McDonald's MCD 80 [1]
20. Disney DIS 66 [2]
21. United Technologies UTX 64 [1]
22. 3M MMM 60 [.5]
23. Kraft KFT 53.5 [2]
24. Home Depot 49.5 [1.5]
25.American Express AXP 48 [1]
26. Boeing BA 47 [1]
27. Caterpillar CAT 45 [.5]
28. DuPont DD 38 [1]
29. Travelers 23.5 [.5]
30. Alcoa AA 11.5 [1]

Here are the latest SEC filings as of 9/12/10 other than ownership filings, registration of shares for employee benefit plans, free writing prospectuses and third party shareholder proposals:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 9/2/10 8K re: issuance of 5.35% Notes due '40
8/19/10 8K re: agreement with Comm. Workers of America for a new 3 year contract for the 4,000 CWA workers in AT&T's East region
8/18/10 8K re: exchange offer of 5.35% Notes due '40 for outstanding 8.85% Sr. Notes of New Cingular Wireless due '31
8/6/10 10Q re: 2Q results 6/30/10
8/4/10 8K re: offer to exchange New Cingular Wireless Notes
7/30/10 8K re: sale of 2.5% Global Notes due '15
7/22/10 8K re: 2Q earnings
6/25/10 8K: re: amendments to employee compensation plans.

Alcoa AA: 8/24/10 8K re: tender offer for its 6% Notes due '12 & 5.3% Notes due '13
8/23/10 10Q/A amends prior 10Q
8/10/10 8K re: tender for notes due '12
8/3/10 8K re: sale of notes
7/27/10 8K re: offering of 6.15% notes due '20
7/23/10 8K re: election of Tony Theme CFO Engineered Products & Graeme Bottger, Controller

American Express AXP: 8/16/10 2 8Ks re: delinquency and write-off statistics
8/5/10 10Q 2Q results 6/30/10
7/22/10 8K 2Q results
7/21/10 8K re: Personnel changes & Board of Dir. elections
7/15/10 8K Delinquency & write-off statistics through 6/30/10

Bank of Am BAC: 8/6/10 10Q 2Q 6/30/10
8/3/10 8K re: by-law amendments
7/27/10 8K re: issuance of Euro Medium Term Notes
7/22/10 8K re: impairment resulting from fin'l reform legislation passed by Congress

Boeing BA: 8/27/10 8K re: delay of delivery of first 787 to mid 1Q '11 due to Rolls Royce Engine supply problems
7/28/10 10Q 2Q 6/30/10
7/28/10 8K re 2Q results
6/10/10 8K re: election of Edward M. Liddy to Board of Dirs. & Audit & Fin. Committees. By-laws were amended to increase number of directors from 12 to 13.

Caterpiller CAT: 8/26/10 10Q/A amends prior 10Q
8/19/10 8K re: July dealer statistics
7/30/10 10Q 1Q 6/30/10
7/22/10 8K (two of them) dealing with 4Q results for period ending 6/30/10
7/22/10 8K: re: dealer statistics
6/18/10 8K re: dealer statistics.
6/17/10 8K re: plans to produce a full range of mining shovels and increase dump truck production.
/11/10 8K re: as previously announced, Board elected Douglas R. Oberhelman as CEO effective 8/1/10.
6/11/10 8K re: results of 6/9 annual meeting of shareholders.
6/1/10 8K re: purchase of Electro-Motive Diesel, Inc. for $820 million in cash from Berkshire Partners LLC and Greenbriar Equity Group LLC.

Chevron CVX: 8/5/10 10Q 2Q 6/30/10
7/30/10 8K re: 2Q results
7/12/10 8K re: updated on 2Q results
6/2/10 8K re: results of 5/26/10 vote at annual meeting for election of Directors & other matters.

Cisco CSCO 9/10/10 Prelim Proxy Stmt re: Annual Shareholders Meeting on 11/18/10 at Santa Clara, Cal.
8/11/10 8K re: 4Q results fiscal year 7/31/10
6/29/108K 6/29/10 10b5-1 re: stock trading plans adopted by insiders

Coke KO 9/27/10 8K re: settlement in Georgia of one of 3 shareholder class action suits challenging takeover of CCE
8/27 & 8/24 8Ks re: refiling of Hart-Scott-Rodino filing & similar filing with Candadian Corp. Bureau to give regulators more time to review acquisition of Coca-Cola Enterprises
8/2/10 10Q 2Q 7/2/10
7/30/10 8K re: refiling of Hart-Scott-Rodino filing re: acquisition of Coca-Cola Enterprises
7/21/10 8K re: 2Q results

Disney DIS 8/10/10 10Q 3Q 6/27/10
8/10/10 8K re: 3Q results

DuPont DD: 7/27/10 10Q 2Q 6/30/10
7/27/10 8K re: 2Q results
4/29/10 8K re: voting results from annual meeting held on 4/28/10.

ExxonMobil XOM: 8/4/10 10Q 2Q 6/30/10
7/29/10 8K re: 2Q results
6/25/10 8K re: completion of its acquisition of XTO Energy Inc.
6/1/10 8K re: voting results from 5/26/10 Annual Meeting of Shareholders

GE: 8/2/10 10Q 1Q 6/30/10
7/16/10 8K re: 2Q reports
6/16/10 8K re; election of James S. Tisch to Board of Directors. He is Pres. & CEO of Loew's.

Hewlett-Packard HPQ: 9/9/10 10Q
9/7/10 8K re; agreement to buy 3Par, Inc.
8/30/10 8K re: Board authorizing add'l $10 bil for share repurchases
8/23/10 8K re: proposal to buy 3Par for $24 per share cash
8/19/10 8K re: reporting 3Q results
8/6/10 8K re: resignation of Mark V. Hurd as chairman, CEO, Pres
8/2/10 8K re: settleemnt with US Dept. of Justice re: Rille Complaint
6/8/10 8K re: 10Q
6/1/10 10Q
6/1/10 8K re: plans to invest $1 billion in its enterprise services business to enhance client experience and better position the business for growth.

Home Depot HD: 9/10/10 re: sale of 3.95% Sr. Note due '20 & 5.4% Sr. Notes due '40
9/2/10 10Q
8/17/10 8K re: 2Q results 8/1/10
6/3/10 10Q
5/25/10 8K re: voting results from 5/20/10 annual meeting of shareholders.

Intel INTC: 8/30/10 8K re: acquisition of Infineion's Wireless Business for $1.4 bil to close 1Q '11
8/27/10 8K re: lower expectations for 3Q result
8/19/10 8K re; transcript of conference call announcing acquisition of McAfee, Inc.
8/4/10 8K re: antitrust settlement with US Dept. of Justice
7/30/10 10Q 2Q 6/26/10
7/22/10 8K re: agreement with FTC to delay antitrust case while settlement talks continue.
7/16/10 8K re: Intel's interest in SMART Technologies Inc. which did an IPO.
7/14/10 8K re: CFO commenting on 2Q results.
7/13/10 8K re: 2Q results.
6/22/10 8K re: agreed upon suspension of FTC admin. proceedings while settlement discussions are held.
5/21/10 8K re: voting results from 5/19/10 annual meeting of stockholders.
5/12/10 8K re: info provided at an Investor meeting by Paul S. Otellini, Pres. & CEO.
5/7/10 8K re: Micron Technology, Inc. completed its acquisition of Numonyx Holdings BV & issued shares of common stock to Numonyx shareholders.

IBM: 8/31/10 8K re: FD disclosure re:change in reporting operating income
8/4/10 8K re: issuance of $1.5 bil of debt
7/27/10 10Q 2Q 6/30/10
7/20/10 8K re: 2Q earnings presentation.
7/19/10 8K re: 2Q results ending 6/30/10.

JPMorganChase JPM: 8/6/10 10Q 2Q 6/30/10
7/22/10 8K re: completion of public offering of debt issues.

Johnson & Johnson JNJ : 8/18/10 8K: re: offer of 2.95% Notes due '20 & 4.5% Notes due '40
8/11/10 10Q 2Q 7/4/10
7/20/10 8K re: 2Q results ending 7/4/10
7/19/10 8K re: Bd of Dirs. election
7/12/10 K re: agreement to buy Micrus Endovascular.

Kraft KFT: 8/19/10 10Q/A amended prior 10Q
8/6/10 10Q 2Q 6/30/10
8/5/10 8K re: 2Q results
5/21/10 8K: re voting

McDonalds MCD: 9/10/10 8K re: global sales in Aug. up 4.9%
8/10/10 8K re: July and end of year sale statistics
8/5/10 10Q 2Q 6/30/10
7/23/10 8K re: 2Q results ending 6/30/10
6/9/10 8K re: year to date sales figures
/24/10 8K re: voting results of 5/20/10 annual shareholders' meeting

Merck MRK: 9/7/10 8K re: arbitration re: Meck's rights to distribute Remicade & Simponi based on agreements from Merck's acquisition of Schering-Plough
8/6/10 10Q 2Q 6/30/10
7/30/10 8K re: 2Q results
7/8/10 8K re: global restructuring program in conjunction with the integration of the Schering-Plough acquisition; reduction of work force by 15% & closing of plants and research sites.
5/28/10 8K re: Kenneth C. Frazier to succeed Richard T. Clark as Pres. Of the Company as of 5/1/10 and Dr. Sam Their's retirement from the Board & voting results from 5/25/10 annual meeting of shareholders.

Microsoft MSFT: 7/30/10 10K year ended 6/30/10
7/22/10 8K re: 4Q results ending 6/30/10.
6/18/10 8K re: sale of $1.25 bil of Zero Coupon Convertible Sr. Notes due '13 (and related 6/9 8K).
5/28/10 8K re: retirement of Robbie Bach, pres. Of Entertainment & Devices Div.

Pfizer PFE: 8/12/10 10Q 2Q 7/4/10
8/3/10 8K re: 2Q results
5/26/10 8K re: retirement of Dr. Martin Mackay, Sr. VP & Pres, Pharma Therapeutics R&D of Pfizer Inc.

Procter & Gamble PG: 8/27/10 Proxy Stmt re: Annual Sahreholder Meeting to be held Tues. 10/12/10 at 9:00 am in Cincinnati, Ohio
8/13/10 10K year ended 6/30/10
8/3/10 8K re: exec comp plans
8/3/10 8K re: 4Q and year end results
7/13/10 8K re: declaration of quarterly dividend.
5/19/10 8K re: closing of 100 bil Euro 0.955 Note Offering due 2015.

3M MMM: 8/30/10 8K re: acquisition of Cogent Inc. for $10.50 per share or $943 mil.
8/4/10 10Q 2Q 6/30/10
7/22/10 8K re: 2Q results
6/28/10 8K re: projected sales range for 2Q '10.

Travelers TRV: 7/22/10 8K & 10Q
6/15/10 8K re: $1 bil 3 year revolving credit agreement.
5/7/10 8K re: voting results of 5/4/10 annual meeting of shareholders
4/23/10 10Q

United Technologies UTX: 8/31/10 8K re: dedemption of 6.35% Notes due '11
8/19/10 8K re: deaprture of EVP Ari Bousbib to become CEO of IMS Health
7/26/10 10Q 1Q 6/30/10
7/21/10 8K re: 2Q results

Verizon Communications Inc. VZ: 9/10/10 8K re: reclassification of results due to spin off of assets as a result of Alltel acquisition
7/29/10 10Q 2Q 6/30/10
7/27/10 8K re: 2Q results
7/23/10 8K re: 2Q results ending 6/30/10
7/1/10 8K re: completion of acquisition of Frontier Communications Corp. and spin off of shares to VZ shareholders.
6/11/10 8K re: agreement with certain unions.
5/27/10 8K re: record date of 6/7/10 re: proposed spin off of shares of New Communications Holdings.
5/12/10 8K re: voting results from 5/6/10 annual meeting of shareholders.

WalMart WMT: 9/1/10 10Q
8/17/10 8K re: 2Q results 7/31/10
7/7/10 8K re: underwriting to the public of several series of notes.
7/2/10 8K re: departure of John E. Fleming EVP & Chief Merchandising Officer effective 8/1/10.
6/29/10 8K re: appointment of Eduwardo Castro-Wright as CEO fo global.com & William S. Simon as CEO of Walmart U.S.
6/9/10 8K re: results of 6/4 annual meeting of shareholders.
6/14/10 10Q.