1/28/11 Fri am MSFT & CAT Have Good Results; P&G and AT&T Dissappoint

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Post No. 849 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, a ranking of the Dow 30 components by market capitalization and Dow 30 component's SEC filings as of January 10, 2011.

A read of the print editions of Friday's Wall St. Journal, Financial Times, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Wednesday's stock prices and related data.

Dow Jones Industrial Average: The Dow Jones Industrial Average closed Thursday at 11,989.83 up 4.3 points or 0.04% from Wednesday's close of 11,985.44. For the year the Dow is up 3.56%. Of the 30 Dow Jones component companies 18 gained, Disney and Intel were unchanged and 10 declined. The biggest gainer dollar-wise was United Technologies UTX $82.59 +1.18 1.45% 4,402,185 NYSE and percentage-wise was GE $20.29 +0.37 1.86% 63,874,478 NYSE. The biggest decliner dollar-wise and percentage-wise was Procter & Gamble PG $64.18 -1.93 2.92% 23,775,640 NYSE.

WSJ pC6 "Dow sings, misses at 12,000 close" by Kristina Peterson says the Dow fell short again of closing above 12000, as mixed economic data and corp earnings left the market struggling to find direction. Microsoft rose 9 cents after it unexpectedly released its rosy 2Q earnings well before the market closed. Earnings topped analysts' expectations. Procter & Gamble sank 1.93 after its fiscal 2Q profit slid 28% from a year earlier period that included a large gain from discontinued operations, as profit margins were narrowed by rising commodity costs. AT&T fell 60 cents hurt by a steep decline int he number of new customers signed to longer term service contract in 4Q. Earnings narrowly beat analysts' expectations, but rev came up short of forecasts. Caterpillar rose after its 4Q earnings soared, beating analysts' estimates as demand recovered from slumping levels a year earlier. Pfizer expected to compete an application to US regulators by the end of ths year for an experimental anticoagulant, apixaban, that could be a big seller so this boosted its partner in the profit, Bristol Myers. Pfizer also issued a profit forecast for '11 that fell short of Wall St. expectations, citing the effects of a product recall and higher costs associated with the health care overhaul. Caterpillar was charted under Good News and Procter & Gamble and AT&T were charted under Bad News.

Fin Times p28 "Caterpillar's soaring profits buck trend amid poor bellwether results" by Michael Stothard says soaring profit for Caterpillar lifted industrials but sentiment for US stocks was tempered as other US bellwethers such as Procter & Gamble and AT&T posted weaker results and there was a surprise jump in unemployment claims.

NYT pB7 "Wall St closes up a bit; 2 indexes near milestones" by Reuters says the Dow and the S&P 500 struggled to get past the 12000 mark but investors see more gains for firms that outperform their earnings as Microsoft surprised Wall St with better than expected profit.

USA Today p4B "Stocks maanged to close with slight gains" by Bloomberg says stocks swung between gains & losses as pending home sales and Qualcomm's forecast beat projections, offsetting Japan's credit downgrade and higher than estimated US jobless claims.

As of the open of the market Friday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Journal is 0.132129493. The trailing P/E is 14.80 down from Thursday's 14.90 (year ago it was 16.26); the P/E estimate is 12.59 unchanged from Thursday's 12.59 (year ago it was 13.30), and the dividend yield is 2.40 unchanged from Thursday's 2.40 (last year it was 2.71). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Thursday's Dow Jones Industrial Average closing numerator was 1,584.21 up 0.59 from Wednesday's closing numerator of 1,583.62. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Thursday's Dow Jones Industrial Average was $52.81 up $0.02 from Wednesday's Dow Jones Industrial Average average closing price of $52.79. The median closing price of Thursday's Dow Jones Industrial Average was $45.92 (HPQ/JPM) down $0.03 from Wednesday's median closing price of $45.95. The lowest volume was 3M MMM $89.19 -0.38 0.42% 3,257,384 NYSE and the highest volume was again Bank of America BAC $13.65 +0.10 0.74% 142,701,203 NYSE.

If Thursday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $59 ($158421 - $158,362).

MarketWatch Thursday 1/27/11 4:13 by Laura Mandaro says US stocks closed a topsy-turvy session with slight gains Thursday, with investors focused on a flood of earnings, some mixed news on jobless claims and pending home sales, and talk of an expected pullback from stocks' recent rally. The Dow Jones Industrial Average (DJIA 11,990, +4.39, +0.04%) closed up 4.39 points, or 0.04%, at 11,989.83, led by 1.8% gains in General Electric Co. (GE 20.28, +0.36, +1.81%) shares. A 2.9% drop in Procter & Gamble (PG 63.83, -0.36, -0.55%) shares weighed. The S&P 500 (SPX 1,300, +2.91, +0.22%) rose 2.91 points, or 0.2%, to 1,299.54, led by a 15% rise in the shares of Netflix Inc. (NFLX 210.26, -0.61, -0.29%) . The Nasdaq Composite (COMP 2,755, +15.78, +0.58%) added 15.78 points, or 0.6%, to 2,755.28.

Thursday's Closing Dow Numbers and Friday's News:

AT&T T $28.09 -0.64 2.23% 55,772,245 NYSE: WSJ pC6 "Dow sings, misses at 12,000 close" by Kristina Peterson says the Dow fell short again of closing above 12000, as mixed economic data and corp earnings left the market struggling to find direction. Microsoft rose 9 cents after it unexpectedly released its rosy 2Q earnings well before the market closed. Earnings topped analysts' expectations. Procter & Gamble sank 1.93 after its fiscal 2Q profit slid 28% from a year earlier period that included a large gain from discontinued operations, as profit margins were narrowed by rising commodity costs. AT&T fell 60 cents hurt by a steep decline int he number of new customers signed to longer term service contract in 4Q. Earnings narrowly beat analysts' expectations, but rev came up short of forecasts. Caterpillar rose after its 4Q earnings soared, beating analysts' estimates as demand recovered from slumping levels a year earlier. Pfizer expected to compete an application to US regulators by the end of ths year for an experimental anticoagulant, apixaban, that could be a big seller so this boosted its partner in the profit, Bristol Myers. Pfizer also issued a profit forecast for '11 that fell short of Wall St. expectations, citing the effects of a product recall and higher costs associated with the health care overhaul. Caterpillar was charted under Good News and Procter & Gamble and AT&T were charted under Bad News.

Aloca AA $16.47 -0.13 0.78% 18,544,762 NYSE:

Amex AXP $44.56 +0.10 0.22% 7,460,609 NYSE:

Bank of America BAC $13.65 +0.10 0.74% 142,701,203 NYSE: WSJ pC1 "Pay shifts at BofA, and rivals grumble" by Dan Fitzpatrick says BofA will give some investment bankers a greater share of their bonuses in cash, roiling bank chieftans as they met in Davos.

Boeing BA $70.58 +0.56 0.8% 5,172,919 NYSE:

Caterpillar CAT $96.38 +0.63 0.66% 11,230,690 NYSE: Fin Times p28 "Caterpillar's soaring profits buck trend amid poor bellwether results" by Michael Stothard says soaring profit for Caterpillar lifted industrials but sentiment for US stocks was tempered as other US bellwethers such as Procter & Gamble and AT&T posted weaker results and there was a surprise jump in unemployment claims.

WSJ pC6 "Dow sings, misses at 12,000 close" by Kristina Peterson says the Dow fell short again of closing above 12000, as mixed economic data and corp earnings left the market struggling to find direction. Microsoft rose 9 cents after it unexpectedly released its rosy 2Q earnings well before the market closed. Earnings topped analysts' expectations. Procter & Gamble sank 1.93 after its fiscal 2Q profit slid 28% from a year earlier period that included a large gain from discontinued operations, as profit margins were narrowed by rising commodity costs. AT&T fell 60 cents hurt by a steep decline int he number of new customers signed to longer term service contract in 4Q. Earnings narrowly beat analysts' expectations, but rev came up short of forecasts. Caterpillar rose after its 4Q earnings soared, beating analysts' estimates as demand recovered from slumping levels a year earlier. Pfizer expected to compete an application to US regulators by the end of ths year for an experimental anticoagulant, apixaban, that could be a big seller so this boosted its partner in the profit, Bristol Myers. Pfizer also issued a profit forecast for '11 that fell short of Wall St. expectations, citing the effects of a product recall and higher costs associated with the health care overhaul. Caterpillar was charted under Good News and Procter & Gamble and AT&T were charted under Bad News.

Chevron CVX $94.72 +0.08 0.08% 5,776,521 NYSE:

CSCO $21.44 +0.02 0.09% 36,454,406 NASDAQ-GS:

Coke KO $62.69 -0.27 0.43% 6,248,708 NYSE:

Disney DIS $39.44 unch unch 7,824,579 NYSE:

DuPont DD $50.31 -0.01 0.02% 6,491,494 NYSE:

Exxon XOM $79.873 +0.213 0.27% 15,869,486 NYSE:

GE $20.29 +0.37 1.86% 63,874,478 NYSE:

Hewlett-Packard HPQ $46.725 -0.155 0.33% 13,355,644 NYSE:

Home Depot HD $37.99 +0.57 1.52% 10,033,713 NYSE:

Intel INTC $21.75 unch unch 57,603,285 NASDAQ-GS:

IBM $161.03 -0.01 0.01% 4,613,823 NYSE:

JPMorgan JPM $45.11 +0.13 0.29% 24,698,367 NYSE:

Johnson & Johnson JNJ $60.68 +0.08 0.13% 10,406,339 NYSE:

KFT $30.5501 -0.4799 1.55% 10,971,227 NYSE:

MCD $74.39 -0.78 1.04% 6,559,340 NYSE:

MRK $33.255 +0.055 0.17% 14,045,742 NYSE:

MSFT $28.87 +0.09 0.31% 140,898,906 NASDAQ-GS:

Pfizer PFE $18.475 +0.115 0.63% 38,034,823 NYSE: WSJ pC6 "Dow sings, misses at 12,000 close" by Kristina Peterson says the Dow fell short again of closing above 12000, as mixed economic data and corp earnings left the market struggling to find direction. Microsoft rose 9 cents after it unexpectedly released its rosy 2Q earnings well before the market closed. Earnings topped analysts' expectations. Procter & Gamble sank 1.93 after its fiscal 2Q profit slid 28% from a year earlier period that included a large gain from discontinued operations, as profit margins were narrowed by rising commodity costs. AT&T fell 60 cents hurt by a steep decline int he number of new customers signed to longer term service contract in 4Q. Earnings narrowly beat analysts' expectations, but rev came up short of forecasts. Caterpillar rose after its 4Q earnings soared, beating analysts' estimates as demand recovered from slumping levels a year earlier. Pfizer expected to compete an application to US regulators by the end of ths year for an experimental anticoagulant, apixaban, that could be a big seller so this boosted its partner in the profit, Bristol Myers. Pfizer also issued a profit forecast for '11 that fell short of Wall St. expectations, citing the effects of a product recall and higher costs associated with the health care overhaul. Caterpillar was charted under Good News and Procter & Gamble and AT&T were charted under Bad News.

Procter & Gamble PG $64.18 -1.93 2.92% 23,775,640 NYSE: WSJ pC6 "Dow sings, misses at 12,000 close" by Kristina Peterson says the Dow fell short again of closing above 12000, as mixed economic data and corp earnings left the market struggling to find direction. Microsoft rose 9 cents after it unexpectedly released its rosy 2Q earnings well before the market closed. Earnings topped analysts' expectations. Procter & Gamble sank 1.93 after its fiscal 2Q profit slid 28% from a year earlier period that included a large gain from discontinued operations, as profit margins were narrowed by rising commodity costs. AT&T fell 60 cents hurt by a steep decline int he number of new customers signed to longer term service contract in 4Q. Earnings narrowly beat analysts' expectations, but rev came up short of forecasts. Caterpillar rose after its 4Q earnings soared, beating analysts' estimates as demand recovered from slumping levels a year earlier. Pfizer expected to compete an application to US regulators by the end of ths year for an experimental anticoagulant, apixaban, that could be a big seller so this boosted its partner in the profit, Bristol Myers. Pfizer also issued a profit forecast for '11 that fell short of Wall St. expectations, citing the effects of a product recall and higher costs associated with the health care overhaul. Caterpillar was charted under Good News and Procter & Gamble and AT&T were charted under Bad News.

3M MMM $89.19 -0.38 0.42% 3,257,384 NYSE:

TRV $56.63 +0.43 0.77% 4,135,128 NYSE:

United Technologies UTX $82.59 +1.18 1.45% 4,402,185 NYSE:

Verizon VZ $36.49 +0.09 0.25% 19,365,909 DualListed:

WMT $57.57 +0.25 0.44% 10,116,719 NYSE
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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Cyhicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Ivan Seidenberg (NY, NY)
Wal-Mart WMT Mike Duke (Bentonville, ARK)

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest 1/2 billion as of 1/10/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $378.5 [5]
2. Microsoft MSFT 241 [8.5]
3. GE 198 [10.5]
4. WalMart WMT 191.5 [3.5]
5. IBM 183.5 [1]
6. Procter & Gamble PG 182.5 [3]
7. Chevron CVX 182 [2]
8. Johnson & Johnson JNJ 171 [3]
9. JPMorgan Chase JPM 169.5 [4]
10. AT&T T 167.5 [6]
11. Coke KO 146 [2.5]
12. Pfizer PFE 146 [8]
13. Bank of America BAC 145 [10]
14. Intel INTC 115.5 [5.5]
15. Cisco CSCO 115.5 [5.5]
16. Merck MRK 115 [3]
17. Verizon VZ 107 [3]
18. Hewlett-Packard HPQ 98 [2]
19. McDonald's MCD 78 [1]
20. Disney DIS 74.5 [2]
21. United Technologies UTX 72.5 [1]
22. 3M MMM 62 [.5]
23. Caterpillar CAT 59.5 [.5]
24. Home Depot 56.5 [1.5]
25. Kraft KFT 54.5 [2]
26. American Express AXP 53.5 [1]
27. Boeing BA 51 [1]
28. DuPont DD 44.5 [1]
29. Travelers 24.5 [.5]
30. Alcoa AA 17 [1]

Here are the latest 8K, 10Q & 10K SEC filings as of 1/10/11:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 12/21/11 8K re: borrowing up to $8 bil
12/20/11 8K re: purchase of spectrum licenses from Walcomm
12/7/10 8K re: replacement of existing 5 year $9.4 bil revolving credit facility
12/1/10 8K re: redemption of all 7.8% notes due 3/1/11
11/5 10Q for quarter ending 9/30/10

Alcoa AA: 10/22/10 10Q for 3Q ended 9/30/10
10/12 8K re: transcript of 3Q earnings conference
10/8/10 8K re: 3Q results

American Express AXP: 12/16/11 8K re acquisition of Loyalty Partner, a marketing firm active in Germany, Poland & India
12/15/11 8K re; delinquency & write-off statistics through 10/31/10
11/15/10 8K re: delinquency & write-off statistics for period ending 10/31/10
11/3/10 10Q for quarter ending 9/30/10
11/2/10 8K re: changes to retirement plan for officers

Bank of Am BAC: 1/3/11 8K re: Agreement with Freddie Mac & Fannie Mae to repurchase $3 bil of loan to settle Countrywide dispute
11/5/10 10Q for quarter ending 9/30/10
11/5/10 8K re: status of Countrywide litigation
10/20/108K re: registration of 50,354,545 shares

Boeing BA: 12/3/10 8K re: election o Ronald A. Williams to Board of Directors and the Audit & Finance Committees
11/16/10 8K re: $2.3 bil 364 day revolving credit agreement

Caterpiller CAT: 12/16/10 8K re: Nov. dealer statistics
12/14/10 8K re: changes to By-laws re: holding of Board meetings
12/10/10 8K re: election of Jesse J. Greene, Jr. & Miles D. White to Board of Directors and Greene to the Audit Committee & White to Governance Committee
12/7/10 8K re: entering into bridge loan of up to $8.6 bil
11/18/10 8K re: status of acquisition of Bucyrus
11/18/10 8K 3 month dealer statistics
11/15/10 8K re: acquisition of Bucyrus for $8.6 bil to close mid '11
11/12/10 8K/A resignation of Gail D. Foster from Board of Directors
11/4/10 10Q for quarter ending 9/30/10

Chevron CVX:11/5/10 10Q for quarter ending 9/30/10
10/29 8K re 3Q net income of $3.77 bil down from $3.83 bil for 3Q '09

Cisco CSCO 12/17/10 8K re: pre-arranged exec stock trading plan
11/23/10 10Q for quarter ending 10/30/10

Coke KO 12/15/10 8K re: expiration of tender offer for notes
12/15 & 12/9/10 8Ks re: election of Howard G. Buffett to Board of Directors & Public Issue & Diversity Relations Committees
11/23/10 8K re: result of cash tender offer for debt
11/18/10 8K re: completion of note offering
11/16/10 8K re: resignation of Cathleen p. Black from Board to become Chancellor of NYC Schools
11/8/10 8K re: underwriting agreement for issuance of notes
11/4/10 8K re tender offer for CCE debt
10/29/10 10Q for quarter ending 10/1/10

Disney DIS 12/14/10 8K re: issuance of $5 bil of Noes
11/24/10 10K for year ending 10/2/10
11/12/10 8K re: results of 4Qtr earnings

DuPont DD: 12/10 8K re: retirement of Jeffrey L, Keefer as EVP
10/21/10 10Q for 3rd quarter ending 9/30/10
10/26/10 8K re 3Q results

ExxonMobil XOM: 11/30/10 8K re: revisions to officers' compensation plan
11/16/10 10Q re 3Q results ending 9/30/10
10/28/10 8K re: 3Q results
10/22/10 SC TO-C re: offer to buy Clarinet Inc., a cancer diagnostic firm

GE: 12/16/10 8K re: departure of Director Sir William M. Castell
11/3/10 10Q re 9/30/10 results

Hewlett-Packard HPQ: 12/15/10 10K
12/2/10 8K re: underwriting agreement for issuance of notes
11/22/10 8K re: 4Q results
10/18/10 8K re: election of Leo Apotheker as Pres/CEO

Home Depot HD: 12/2/10 10Q re: results for period ending 10/31/10
11/16/10 8K re: update of fiscal year '10 guidance

Intel INTC: 11/12/10 8K re: 15% increase of quarterly cash dividend
11/2/10 10Q for quarter ending 9/25/10

IBM: 1/4/11 8K re: amendment of By-laws to decrease directors to 12
12/8/10 8K re: underwriting agreement re: debt
12/6/10 8K re: resignation of Cathleen Black from Board of Directors
10/26/10 10Q for period ending 9/30/10

JPMorganChase JPM: 12/13/10 8K re: termination of Replacement capital Covenants
10/28/10 8K/A re: amendment to replace capital covenants re: debt
10/20/10 & 10/19/10 2 8Ks re: amendment to credit agreements
10/14/10 8K re: investor conference re: 3Q results

Johnson & Johnson JNJ : 11/10/10 10Q for quarter ending 10/3/10

Kraft KFT: 12/28/10 8K re: expiration & results of tender offer for notes
12/22/10 8K re: adoption of long term exec comp. program
212/13/10 28Ks re: status of tender offerfor notes
12/6/10 8K re: seeking preliminary injunction vs. Starbucks
11/30/10 8K re: arbitration with Starbucks'11/29/10 8K re: cash debt tender offer to holders of $1 bil of notes
11/8/10 8K re: status of agreement with Starbucks'
11/5/10 10Q for quarter ending 9/30/10
11/4/10 8K re: 3Q results

McDonalds MCD: 12/20/10 8K re: departure and settlement re: Denis Hennequin as Pres. of MCD Europe
12/10 8K re: amendment of Cert. of Incorp re: designations of rights of preferred stock
12/9/10 8K re: global sales results
11/9/10 8K re: results of global sales results
11/5/10 8K re: resignation of Denis Hennequin as President of McDonald's Europe to be replaced by Steve Easterbook
11/5/10 10Q for period ending 9/30/10

Merck MRK: 12/10/10 8K re: sale of 2.2% notes due '16
11/30/10 8K re: election of Kenneth C. Frazier a CEO with Richard T. Clark staying as Chair
11/8/10 10Q for period ending 9/30/10

Microsoft MSFT: 11/19/10 8K re: results of 11/16/10 Annual Meeting of Shareholders

Pfizer PFE: 12/17/10 8K re: proposed settlement of shareholder derivative lawsuit in US Dist. Ct. SDNY
12/16/10 8K re: election of George A. Lorch as non-Exec Chair
12/9/10 8K re: resignation of Jeffrey B. Kindler as CEO & election of Ian C. Read as Pres/CEO
11/12/10 10Q for quarter ending 10/3/10
11/2/10 8K re: 3Q results
10/22/10 SC TO-T & 10/12/10 8K both re: Pfizer's purchase of King Pharmaceuticals, Inc.

Procter & Gamble PG: 12/14/10 8K re: election of Susan Desmond-Hellmann, 53, Chancellor of U of Cal. SF to Board
11/18/10 8K re: close of sale of $1 bil of 1.8% notes due '15
10/28/10 10Q for period ending 9/30/10
10/27/10 8K re: results for quarter ending 9/30/10

3M MMM: 12/7/10 8K re: re: financial outlook for '11
11/5/10 10Q re: quarter ending 9/30/10'
10/28/10 8K re: 3Q results of $6.9 bil sales

Travelers TRV: 11/10/10 8K re: completion of tender offer for 6.25% debentures due '67
11/9/10 8K re: modification of rights of holders of 6.75% notes due '36
11/8/10 re: purchase of 43% of a Brazilian surety
11/8/10 8K & 11/5/10 8K re: amendment of consent solicitation of 6.75% notes
11/1/10 8K re: underwriting agreement for sale of notes
10/27/10 8K re: tender offer to holders of 6.25% due '67

United Technologies UTX: 12/10/10 8K re: election of Ellen Kullman, DuPont CEO to Board of Directors
12/10/10 8K re: resignation of Carlos M. Gutierrez from Board
10/25/10 10Q for period ending 9/30/10

Verizon Communications Inc. VZ: 12/29/10 8K re: updated fin'l info re: divestiture of properties as a result of acquisition of Alltel Corp. in Jan '09
12/8/10 8K/A re: Board committee assignments of Rodney E. Slater
11/10/10 8K/A re: election of Lowell C. McAdam as Pres/COO & Francis J. Shammo EVP & CFO
10/28/10 10Q for period ending 9/30/10

WalMart WMT: 12/6/10 10Q for period ending 10/31/10
11/16/10 8K re: 3 Qtr EPS 0.95 cents and raising full year EPS guidance from $3.95 to $4.05