Tuesday, September 17, 2013

9/17/13 Tues. am JPMOrgan to pay $800 Mil Fine for London Whale

http://www.dowjonesmonitor.com/

Post No. 2,371 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a  recent ranking of the Dow 30 components by market capitalization  and recent Dow 30 components' SEC filings.

 A read of the print editions of  Monday's  Wall St. Journal,  Financial Times, Investor's News Daily, New York Times, USA Today,  Atlanta Journal & Constitution and Daily Report (Ga. - carries Bloomberg)  yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by a separate table of Dow component's symbol and Monday's stock prices and related data in alphabetical order.

The Dow Jones Industrial Average: The Dow Jones Industrial Average closed Monday at 15494.78 up 118.72 or 0.77%   from  Friday's close of 15376.06.  For the year the Dow is up 18.24%. Of  the Dow components  26   gained and  4    declined, not including Goldman Sachs, Nike  and Visa all of which were up (these 3 will replace Alcoa, Bank of America, and Hewlett-Packard as of close of market on  9/20).  The biggest gainer dollar-wise  and percentage-wise was Boeing up $4.34 or 3.9% .  The biggest decliner dollar-wise and percentage-wise was Hewlett-Packard down 33 cents or 1.5%.

WSJ pC1 "Stocks welcome Summers retreat" by Dan Strumpf, Min Zeng, Alexandra Scaggs says stocks & bonds had a global rally due to news that Lawrence Summers had left the4 contest to lead the Fed which was a sign of cont'd easy money policies.

FT p23 "Revived housing recovery hopes push real estate groups higher" by Jason Abbruzese says Boeing led the Dow after an upgrade from Sterne Agee.

IBD pB2 "Indexes mixed as Nasdaq gives up gains, slips o.1%" by Juan Carlos Arancibia says Monday's action saw nasdaq lagging as S&P climbs and the current outlook is a confirmed uptrend.

As of the open  of the market on Tuesday the current divisor for the Dow Jones Industrial Average found at page C5   of  Tuesday's Wall St. Journal is 0.130216081.  Tuesday's  trailing P/E ratio is  16.16 up from Monday's  trailing P/E ratio of 16.045.96 (last year it was 15.01);  Tuesday's   P/E estimate is  13.85 unchanged  from yesterday's    P/E estimate of 13.85  (year ago it was 12.95) and today's  dividend yield is 2.42 down   from yesterday's dividend yield of 2.45  (last year it was 2.53). The Dow's all-time high was 15,658.36   on August 2, 2013. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Monday's Dow Jones Industrial Average closing numerator was 2017.67 up 15.46  from Friday's closing numerator of  2002.21. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator change for today by the divisor (0.130216081) you get the change in today's Dow. A dollar increase or decrease in a Dow stock results in a $7.68 change in the Dow Index.

The average closing price (the closing numerator divided by 30) of   Monday's Dow Jones Industrial Average was $67.26 up 52 cents    from Friday's average of $66.74.  The median closing price of  Monday's Dow Jones Industrial Average was $71.03 (DIS/UNH) up  44 cents  from Friday's median closing price of $70.59. The lowest volume was  Travelers and the highest volume again was Bank of America.

If  Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs or dividends) and sold at the close you would have made $1,546  ($2,017.67 - $200,221) .

MarketWatch 9/16/13 Mon. 4:23 pm by Kate Gibson says U.S. stocks mostly rose on Monday, lifting the S&P 500 index to within reach of its record after Larry Summers took his name out of the running to head the Federal Reserve.“Summers had been a critic of quantitative easing, and global markets are thrilled he will not be in charge of taking away their ‘fix’ too quickly,” wrote Nick Raich, chief executive officer at the Earnings Scout, in emailed commentary. Equities were also bolstered by a weekend agreement between the U.S. and Russia on a plan to get rid of Syria’s chemical weapons.
“After the initial shock of the Summers announcement begins to wear off, we expect the stock market to consolidate recent gains, as it digests Fed news and waits to see how developments in Syria progress,” noted Fred Dickson, chief investment strategist at Davidson Companies.The S&P 500 index SPX +0.57%  on Monday came within five points of its record of 1,709.67 hit on Aug. 2. It finished at 1,697.60, up 9.61 points, or 0.6%. Industrials paced gains among its 10 major sectors, only one of which — technology — landed in negative turf. While the S&P 500 on Monday flirted with its first close above 1,700 in six weeks, a Citi Research analyst said he sees the index climbing to 1,900 by the end of 2014. Shares of Packaging Corp. of America PKG +11.27% leapt nearly 11% after the maker of corrugated shipping boxes said it would acquire Boise Inc. BZ -0.08% for about $1.27 billion. Boise rallied 26%.Apple Inc. AAPL -0.18%  fell 3.2%, making the consumer technology company the top decliner on the S&P 500, and adding to losses that have had its shares knocked four out of five sessions since the introduction of a lower-cost iPhone.Allegheny Technologies Inc.’s ATI +0.98%  shares rose 8.1% after the metal processor agreed to sell its tungsten materials unit to Kennametal Inc. KMT +0.85% for $605 million.After a 174-point rise, the Dow Jones Industrial Average DJIA +0.77% gained 118.72 points, or 0.8%, to end at 15,494.78. After hitting a 13-year high of 3,756.24, the Nasdaq Composite COMP -0.12%  fell 4.34 points, or 0.1%, to end at 3,717.85, hit by the losses for Apple. For every stock falling, more than two rose on the New York Stock Exchange, where 655 million shares traded. Composite volume neared 3.1 billion.The dollar DXY -0.31%  declined against the currencies of major U.S. trading partners and the yield on the 10-year Treasury note 10_YEAR -0.35%  dropped 1 basis point to 2.879%. On the New York Mercantile Exchange, oil futures CLV3 -1.89%  fell $1.62, or 1.5%, to $106.59 a barrel, a three-week low.The price of gold GCZ3 -0.04%  rose $9.20, or 0.7%, to $1,317.80 an ounce, settling higher for the first session in five.Stocks rally after Larry Summers, above, says he is taking his name out of consideration to be the next Fed chief. The exit by Summers, a former Treasury secretary and economic adviser to President Barack Obama, came as some Democrats on the Senate Banking Committee voiced opposition to his potential nomination, which had not been announced.
His exit comes just ahead of a two-day Fed meeting that begins Tuesday, with the central bank expected to start cutting its $85 billion in monthly bond purchases, which are otherwise known as quantitative easing. That stimulus has helped the S&P 500 surge more than 150% from its March 2009 low.A critic of quantitative easing, Summers was viewed as more likely to tighten monetary policy than Janet Yellen, the current Fed vice chair now considered the most likely person to replace Ben Bernanke as Fed chief.Monday’s economic reports included manufacturing in the New York region expanding less than expected this month, despite a pickup in orders and shipments.
The Federal Reserve said industrial production climbed in August.On Friday, Wall Street knocked out a second week of gains as worries about Syria ebbed and as investors looked to this week’s monetary-policy decision by the Fed.On Monday, a United Nations report found “convincing evidence” that poison sarin gas was used in an Aug. 21 attack that killed more than 1,400 people near the Syrian capital of Damascus.

Tuesday's Dow News followed by Monday's Closing Dow Numbers:

AT&T:  No mentions found.

Alcoa: WSJ pB1 "Once big business in s small town, Alcoa's US footprint is rusting" by John W. Miller says Alcoa, which leaves the Dow on Friday, has been on losing capacity  for aluminum for some time.

American Express:  No mentions found.

Bank of America:   WSJ pC1 "Setting banking limits" by Francesco Guerrera says the latest regulatory issue involves defining a bank for purposes of exempting JPMorgan, Goldman Sachs and other banks from rules affecting their ownership of businesses that store and transport commodities such as oil, copper and electricity.

WSJ pC3 "Banks: capital ratios can weather downturn" by Andrew R. Johnson, Saabira Chaundhuri  says JPMorgan, Bank of America, and Goldman Sachs says they meet midyear stress tests.

Boeing:  WSJ pB4 "Bombardier flight boosts challenge to giants" by Jon Ostrower, FT p16 "Bomardier gets off the ground: by Robert Wright say Bombardier's new CSeries jet made its maiden flight in Quebec Mon & is a major milestone in the Canadian firm's bid to take on giants Boeing and Airbus int he market for small passenger jets.

USAToday p5B charts Boeing &  FT p23 "Revived housing recovery hopes push real estate groups higher" by Jason Abbruzese says Boeing led the Dow after an upgrade from Sterne Agee.

Caterpillar:   No mentions found.

Chevron:  No mentions found.

Cisco:  No mentions found.

Coke:  No mentions found.

Disney:  No mentions found.

DuPont:  No mentions found.

Exxon:  No mentions found.

GE:  No mentions found.

Goldman Sachs:  FT p18 "Goldman Sachs appoints new CIO" by Camilla Hall, Tracy Alloway, Arash Massoudi, IBD pA2 "Goldman Sachs"  say Goldman has promoted Marty Chavez to chief info officer overseeing a dept. that has been in the spotlight after an embarrassing trading glitch.  Steven Scopellite will retire as head of the tech div and current cio.

WSJ pC1 "Setting banking limits" by Francesco Guerrera says the latest regulatory issue involves defining a bank for purposes of exempting JPMorgan, Goldman Sachs and other banks from rules affecting their ownership of businesses that store and transport commodities such as oil, copper and electricity. 

WSJ pC3 "Banks: capital ratios can weather downturn" by Andrew R. Johnson, Saabira Chaundhuri  says JPMorgan, Bank of America, and Goldman Sachs says they meet midyear stress tests.

Hewlett-Packard:  No mentions found.

Home Depot:  No mentions found.

Intel:  No mentions found.

IBM:  No mentions found.

JPMorgan:   IBD pA2 "JPMorgan to pay $750 mil fine?", WSJ pC1 "JPMorgan set to agree to big fine for Whale" by Andrew Ackerman, Scott Patterson, Robin Sidel say regulators in US and UK are expected to fault JPMorgan for poor internal controls and disclossing wrong info resulting in more than $6 bil in losses and the bank will pay $80 mil in fines plus refunds.

WSJ pC1 "Setting bankng limits" by Francesco Guerrera says the latest regulatory issue involves defining a bank for purposes of exempting JPMorgan, Goldman Sachs and other banks from rules affecting their ownership of businesses that store and transport commodities such as oil, copper and electricity. 

WSJ pC3 "Banks: capital ratios can weather downturn" by Andrew R. Johnson, Saabira Chaundhuri  says JPMorgan, Bank of America, and Goldman Sachs says they meet midyear stress tests.


Johnson & Johnson:  No mentions found.

McDonald's:  No mentions found.

Merck:  No mentions found.

Microsoft:  No mentions found.

Nike:  No mentions found.

Pfizer:  No mentions found.

Procter & Gamble:  No mentions found.

3M:  No mentions found.

Travelers:  No mentions found.

United Technologies:  No mentions found.

UnitedHealth:  No mentions found.

Verizon:  No mentions found.

Visa:  No mentions found.

Walmart:   No mentions found.

Monday's Closing Dow Numbers:

Symbol Last Sale Change % Change Share Volume Market
TNYSE
AANYSE
AXPNYSE
BACNYSE
BANYSE
CATNYSE
CVXNYSE
CSCONASDAQ-GS
KONYSE
DISNYSE
DDNYSE
XOMNYSE
GENYSE
GSNYSE
HPQNYSE
HDNYSE
INTCNASDAQ-GS
IBMNYSE
JPMNYSE
JNJNYSE
MCDNYSE
MRKNYSE
MSFTNASDAQ-GS
NKENYSE
PFENYSE
PGNYSE
MMMNYSE
TRVNYSE
UNHNYSE
UTXNYSE
VZDualListed
VNYSE
WMTNYSE

****************

 Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)

Alcoa AA Klaus Kleinfeld (NY, NY) (to be dropped close of market 9/20/13)

American Express AXP Kenneth I. Chenault (NY, NY)

Bank of America BAC Brian T. Moynihan (Charlotte, N.C.) (to be dropped close of market 9/20/13)

Boeing BA W. James McNerney, Jr. (Chicago, Ill)

Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)

Chevron CVX John Watson (San Ramon, CA)

Cisco CSCO John Chambers (San Jose, CA)

Coca Cola KO Muhtar Kent (Atlanta, GA)

Disney DIS Robert Iger (Burbank, CA)

DuPont DD Ellen Kullman (Wilmington, DE)

ExxonMobil XOM Rex W. Tillerson (Irving, Tx)

GE Jeffrey R. Immelt (Fairfield, CT)

Goldman Sachs GS Lloyd Blankfein (NY, NY) to be added close of market 9/20/13)

Hewlett-Packard HPQ Meg Whitman (Palo Alto, CA) (to be dropped close of market 9/20/13)

Home Depot HD Frank Blake (Atlanta, GA)

Intel INTC Brian Krzanich (Santa Clara, CA)

IBM Virginia M. Rometty (Armonk, NY)

JPMorgan Chase JPM Jamie Dimon (NY, NY)

Johnson & Johnson JNJ Alex Gorsky (New Brunswick, NJ)

McDonald's MCD Donald Thompson (Oak Brook, Ill)

Merck MRK Kenneth Frazier (Whitehouse Station, N.J.)

Microsoft MSFT Steve Ballmer (Redmond, WA)

Nike NK Mark Parker (Beaverton, OR) to be added close of market 9/20/13)

Pfizer PFE Ian Read (NY, NY)

Procter & Gamble PG A. G. Lafley (Cincinnati, OH)

3M MMM Inge Thulin (St. Paul, MN)

Travelers TRV Jay S. Fishman (NY, NY)

UnitedHealthUNC Stephen Hemsley (Minnetonka, MN)

United Technologies UTX Louis Chenevert (Hartford, CT)

Verizon VZ Lowell McAdam (NY, NY)

Visa V Charles W. Scharf (Foster City, CA) to be added close of market 9/20/13)

Wal-Mart WMT Mike Duke (Bentonville, ARK)

***************************

Here are the Dow Jones Industrial Average 30 as of 8/21/13 ranked in order of market capitalization in billions:

1. Exxon Mobil XOM $380.39
2. Microsoft MSFT 263.31
3. Johnson & Johnson JNJ 250.24
4.  WalMart WMT 241.10
5.   GE 240.44
6. Chevron CVX 227.40
7. Procter & Gamble PG 217.40
8. IBM 202.50
9. JPMorgan Chase JPM 194.57
10. Pfizer PFE 186.96
11. AT&T T 177.81
12. Coke KO 169.70
13. Bank of America BAC 154.06
Visa V 145.5 as of 9/11
14. Merck MRK 138.89
15.  Verizon VZ 135.27
16. Cisco CSCO 129.18
17. Intel INTC 110.45
18. Disney DIS 109.22
19. Home Depot HD 107.70
20. McDonald's MCD 95.08
21. United Technologies UTX 93.31
22. American Express AXP 80.05
23. Boeing BA 78.39
24. 3M MMM 77.52
Goldman Sachs GS 74 as of 9/11
25. UnitedHealth UNH 73.05
Nike NKE 59.5 as of 9/11
26. Caterpillar CAT 53.71
27. Hewlett-Packard HPQ 48.95
28. DuPont DD 52.77
29. Travelers TRV 29.66
30. Alcoa AA 8.39

****************************************
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of  8/21/13:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 8/2/13 10Q & 7/24/13 8K & 7/23/13 8K re: results for quarter ended 6/30/13
7/25/13 8K re: retirement from Board of Dr. Gilbert F. Amelia
7/12/13 8K re: AT&T agreeing to buy Leap Wireless
6/28/13 8K re: election of Cynthia B. Taylor as a Director & increase # of dirs. 14 from 13
5/24/13 8K re: redemption of debentures
5/15/13 8K re: closing of sale of Global Notes due '43
5/3/13 10Q & 2 8Ks 4/23/13 re: 1 Qtr ended 3/31/13 results

Alcoa AA: 8/19/13 8K re: closing of smelting capacity in US & Brazil
7/25/13 10Q for Qtr ended 6/30/13
7/11/13 & 7/9 8Ks re: 2Q earnings results
7/1/13 8K re: closing the Fusina, Italy aluminum smelter
5/30/13 8K re: Moody's downgrade of debt rating from Baa3 to Ba1 & from negative to stable
5/24/13 8K re: redemption of 65 Notes due 7/15/13
5/20/13 8K re: shut down of 2 smelters in Quebec
5/9/13 8K re: Sustainability Highlights Report
5/8/13 8K re: approval of Stock Incentive Plan

American Express AXP: 8/15/13 8K re: delinq. & write-off stats for 3 mos. ended 7/31/13
7/29/13 10Q & 7/17/13 8K re: 2Q results ended 6/30/13
7/25/13 8K re: amdmt to sr. Exec. Severance Plan
7/15/13 8K re: delinq. & write-off statgs for 3 mos. ended 6/30/13
 6/21/13 8K re: selection of Jeffrey Campbell CFO
6/17/13 8K re: delinq. & write-off stats for 3 months thru 5/31/13
5/22/13 & 5/17/13 8Ks re: issuance of $1.85 bil of notes
5/15/13 8K re: delinq. & write-off stats for 3 months through 4/30/13
5/7/13 8K re: retirement of CFO Daniel T. Henry
5/2/13 8K re: voting results of 4/29 Sahreholder Meeting

Bank of Am BAC: 8/1/13 10Q & 7/17/13 8K re: 2Q ended 6/30/13 results
7/24/13 8K re: election to Board of Clayton S. Rose & Pierre de Weck
 7/2/13 8K re: redemption of securities
  5/29/13 8K re: issuance of 40,000 shaes of Series U Preferred Stock
5/28/13 8K re: redemption of Perpetual Preferred Stock
5/8/13 8K re: voting results from 5/8 Stockholders Meeting
5/7/13 10Q & 4/17/13 8K re: 1 Qtr ended 3/31 results
5/6/13 8K re: settlement of lawsuit with MBIA

Boeing BA: 7/24/13 10Q & 8K re: results for qtr. ended 6/30/13
 5/3/13 8K re: issuance of floating rate senior notes due '14
4/30/13 8K re: voting results of 4/29 shareholders meeting held 4/29
4/24/13 10Q & 4/24/13 8K re: 1 Qtr. ended 3/31 results
4/22/13, 4/16 & 3/15/13 Proxy materials re: 4/29/13 annual mtg of shareholders at Field Museum, Chicago


Caterpillar CAT: 8/20/13 8K re: dealer stats for July '13
8/2/13 10Q & 7/24/13 8K re: 2Q ended 6/30/13 results
7/23/13 8K re: June '13 dealer stats
 6/20/13 8K re: 3 month dealer stats thru 3/13
6/17/13 8K re: voting results of annual shareholderss mtg on 6/12
6/12/13 8K re: 15% increase in dividend from 8 cents to 60 cents payable 8/20 to record holders 7/22
5/20/13 8K re: 3 months dealer stats Feb through April 2013
5/17/13 8K re: settlement re: litigation arising from acquisition of ERA Mining (China)
5/2/13 10Q & 4/22/13 8K re: 1 Qtr ended 3/31/13 results

Chevron CVX: 8/7/13 10Q & 8/2/13 8K re: 2Q ended 6/30/13 results
 7/10/13 8K re: 2Q interim update
6/24/13 8K re: issuance of notes
6/4/13 8K re: approval by stockholders of Long Term Incentive Plan
5/2/13 10Q; 4/26/13 8K; 4/10/13 8K re: 1 Qtr ended 3/31/13 results

Cisco CSCO: 8/15/13 8K re: firing of 4,000 employees
8/14/13 8K re: FY '13 & 4Q results
 6/20/13 8K: re: exec's pre-arranged stock trading plan
6/12/13 8K re: executives' adoption of pre-arranged stock trading plan
6/7/13 8K re: Cisco payment to Tivo of $294 mil to settle patent dispute that includes Google & AARIS Group
5/21/13 10Q for qtr ended 4/27/13
5/15/13 8K re: 3Q ended 4/27 results

Coke KO: 7/25/13 10Q & 7/16/13 8K 2Q ended 6/28/13 results
7/19/13 8K re: election of Ana Botin to Board
 5/15/13 8K re: amendment of by-laws to allow calling of special shareholders meeting
4/26/13 10Q & 4/16/13 8K re: 1 Qtr ended 3/29 results
4/4/13 Proxy re: 4/24 shareholder meeting

Disney DIS: 8/6/13 10Q & 8/6/13 8K re: 3Q ended 6/29/13 results
 7/1/13 8K re: extension of CEO Robert A. Iger's employment contract to 6/30/16
5/7/13 10Q & 8K re: 1 Qtr ended 3/30 results
3/20/13 8K re: $1.5 bil 364 day credit agreement
3/8/13 8K re: change to exec bonus plan


DuPont DD: 8/13/13 8K re: adoption of Sr. Exec. Severance Plan
7/23/13 10Q & 8K re: 2Q ended 6/31/13 results
 4/29/13 8K re: voting results of 4/24 stockholders meeting
4/23/13 10Q & 8K re: quarter ended 3/31 results
4/4 proxy materials
3/26/13 8K re: settlement with Monsanto of patent litigation
3/15/13 Proxy re: 4/24 Stockholders Meeting at DuPont Theatre, Wilmington, DE

ExxonMobil XOM: 8/6/13 10Q & 8/1/13 8K re: 2Q ended 6/30/13 results
 6/3/13 8K re: voting results of 5/29/13 Annual Meeting of Shareholders
5/13/13; 5/10; 4/12 Proxy materials
5/2/13 10Q & 4/25/13 8K re: 1 Qtr. ended 3/31 results
3/26/13 8K re: financial presentation
3/12/13 8K re: analyst meeting

GE: 7/26/13 10Q & 7/19/13 8K re: 2Q ended 6/30/13 results
 6/14/13 8K re: election of Keith S. Sherlin, CEO GE Capital
5/8/13 10Q & 4/19/13 8K re: 1 Qtr. ended 3/31 results
4/26/13 8K re: voting results of 4/24 shareholders meeting
4/8/13 Proxy materials for shareholders meetings

Goldman Sachs GS:


Hewlett-Packard HPQ: 7/15/13 8K re: election to Board of Robert F. Bennett, Raymond E. Ozzie & James A. Skinner & increase # of dirs. from 9 to 12
 6/18/13 8K re: change of duties of EVP R. Todd Bradley
6/6/13 10Q & 5/22/13 8K re: qtr ended 4/30/13
5/29/13 8K re: resignation of John H. Mammergren & G. Kennedy Thompson from BoD and temporary reduction of Board members from 11 to 9
4/4/13 8K re: resignations of directors John H. Hammergren & G. Kennedy Thompson


Home Depot HD: 8/20/13 8K re: 2Q results
 5/29/13 8K re: shareholder approval of Amended Restated '05 Stock Incentive Plan
5/29/13 10Q & 5/21/13 8K re: qtr ended 5/5/13
4/8/13 Proxy materials for 5/23 shareholders meeting at Cobb Galleria, Atlanta
4/5/13 8K re: issuance of 2.7% Sr. Notes due '23 & '43

Intel INTC: 7/29/13 & 7/18/13 & 7/17/13 8K re: results for qtr ended 6/29/13
 5/21/13 8K re: Brian M. Krzanich became CEO on 5/16
5/8/13 Proxy materials
5/2/13 8K re: election of Brian M. Krzanich as CEO Z& Renee J. James as pres. effective 5/16
4/29/13 10Q & 4/17 8K & 4/16 8K re: results of 1st quarter ended 3/30
4/3/13 Proxy materials for 5/16 stockholders meeting at Santa Clara, Cal.


IBM: 7/31/13 8K re: underwriting contracts for notes5/6/13 8K re: issuance of notes
7/31/13 10Q & 7/18/13 8K & 7/17/13 8K re: 2Q ended 6/30/13 results
5/3/13 8K re: retirement of SVP HR J. Randall MacDonald
4/30/13 10Q & 4/19/13 & 4/18/13 8Ks re: 1 Qtr ended 3/31 results
4/3/13 Proxy materials
3/11/13 Proxy re 4.30/13 annual meeting of stockholders at Von Braun Ctr., Huntsville, Al


JPMorganChase JPM: 8/21/13 8K re: sale of subordinated Notes
8/7/13 10Q re: 6/30/13 results
8/1/13 8K re: redemption of Non0cumulative Pref. Stock, Series J
7/29/13 8K re: issuance of Non0cumulative Pref. Stock, Series R
7/29/13 8K re: possible sale of commodities business
7/19/13 8K re: retirement from Board of David Cote & Ellen Futter
 7/12/13 2 8Ks re: 2Q results
6/10/13 8K re: amendment to Cert. of Incorp. to allow shareholder action by written consent
6/4/13 8K re: Reg FD disclosure re: investor conference presentation
5/23/13 8K re: results of 5/21/13 Annual Shareholders Meeting
5/16/13 Proxy materials for 5/21 shareholders meeting
5/15/13 8K re: sale of 1.6% notes due '18
5/8/13 10Q & 4/12 8K re: 1Q ended 3/31 results

Johnson & Johnson JNJ: 8/20/13 8K re: closing of purchase of Aragon Pharmaceuticals, Inc.
8/1/13 10Q & 7/16/13 8K re: 2Q ended 6/30/13 results
 6/20/13 8K re: agreement to buy Aragon Pharmaceuticals, Inc. for its late state prostate drugs
5/3/13 10Q & 4/16 8K reL: 1 Qtr ended 3/31 results
4/26/13 8K re: voting results of 4/25 shareholders meeting
3/13/13 Proxy re: 4/25/13 Shareholder mtg at Hyatt New Brunswick, NJ

McDonald's MCD: 7/31/13 10Q & 7/22/13 8K re: 2Q ended 6/30/13 results
7/19/13 8K re: dividend of 77 cents pe share payable 9/17/13 to record holders on 9/3/13
 6/10/13 8K re: Reg. FD disclosure re: Investor Release
5/28/13 8K re: voting results of 5/23/13 Annual Shareholders Meeting
5/8/13 8K re: April sales
5/6/13 8K re: issuance of notes
5/3/13 8K re: adjustment to sales results

Merck MRK: 8/7/13 10Q  & 7/30/13 8K re: results as of 6/30/13
 5/30/13 8K re: voting results of 5/28/13 Annual Meeting of Shareholders
5/22/13 8K re: accelerated stock repurchase agreement with Goldman Sachs
5/20/13 8K re: issuance of $6 bil of notes

Microsoft MSFT: 7/30/13 10K & 7/18/13 8K re: results for year ended 6/30/13
 7/11/13 8K re: resignation of Pres. of Office Div. Kurt DelBene
7/3/13 8K re: retirement of Steve Sinofsky from Windows Div.
5/20/13 8-K/A approval of CFO Amy Hood's compensation
5/13/13 8K re: election of Amy Hood as CFO
5/1/13 8K re: sale of Euro notes
4/18/13 8K re: resignation of CFO Peter Klein
4/18/13 10Q & 4/18 8K re: results of Qtr ended 3/31

Nike NKE:

Pfizer PFE: 8/9/13 10Q & 7/30/13 8K re; 2Q ended 6/30/13 results
 6/3/13 8K re: issuance of $4 bil of notes
5/29/13 8K re: blackout of insider purchase of shares due to Zoetis exchange offer
5/10/13 10Q & 4/30/13 8K re: 1 Qtr ended 3/31 results
4/29/13 8K re: voting results of 4/25/13 shareholders meeting
4/3/13 Proxy material

Procter & Gamble PG: 8/15/13 8K re: sale of Floating Rate Notes due '63
 Pre-14A Proxy re: Annual Meeting of Shareholders on 10/8/13 at Aronoff Center in Cincinnati
7/9/13 8K re: declaration of dividend of $0.6015 on Common & Conv. Call A Pref. payable 8/15 to 7/19 record holders
6/12/13 8K re: Reg. FD disclosure re: presentation at Deutsche Bank Global Consumer Conference
6/5/13 8K re: grouping of Global Business Units into 4 industry based sectors
5/24/13 8K re: A.G. Lafley rejoining as CEO replacing Bob McDonald
5/14/13 8K re: Reg. FD disclosure re: Goldman Sachs Consumer Products Symposium
4/24/13 10Q & 4/24 2 8Ks re: 3Q ended 3/31 results
4/15/13 8K re: quarterly dividend of 0.6015 cents per share

3M MMM: 8/13/13 8K re: election to Board of Thomas K. Brown  increase from 11 to 12
8/1/13 10Q & 7/25/13 8K re: 2Q ended 6/30/13 results
 5/16/13 8K re: amendment to Annual Report re: realignment of business groups and certain accounting revisions
5/15/13 8K re: voting results of 5/14 stockholders meeting
5/7/13 Proxy materials
5/2/13 10Q & 4/25/13 8K re: 1 Qtr ended 3/31 results

Travelers TRV: 8/1/13 8K re: underwriting contracts re: issuance of 4.6% Sr. Notes due '43
7/23/13 10Q & 8K re: 2Q ended 6/30/13 results
 6/12/13 8K re: $1 bil revolving bank credit agreement
6/10/13 8K re: purchase of Dominion of Canada General Insurance for $1.1 bil
5/24/13 8K re: voting results of 5/22/13 Annual shareholders meeting
4/23/13 10Q & 4/23/13 8K re: qtr ended 3/31 results
4/9/13 Proxy for 5/22 shareholders meeting at Hartford, Ct.

United Technologies UTX: 7/26/13 10Q & 7/23/13 8K re: 2Q ended 6/30/13 results
 6/18/13 8K re: Ohio Fed. Ct. awarding $473 mil to U.S. re: False Claims Act re: overcharging by Pratt & Whitney on F100's
5/24/13 8K re: redemption of $1 bil 1.2% notes due 6/1/13
4/30/13 8K re: results of shareholders meeting
4/26/13 10Q & 4/23/13 8K re: 1 Qtr ended 3/31 results
4/9/13 Proxy materials for 4/29 annual shareholders meeting

UnitedHealth Group UNH: 8/5/13 10Q & 7/18/13 8K re: 2Q ended 6/30/13 results
 6/6/13 8K re: Voting results of 6/3/13 Annual Shareholders Mtg
5/29/13 8K re: Reg FD disclosure re: Bernstein 29th Annual Strategic Decisions Conference
5/6/13 10Q & 4/18/13 8K re: 1 Qtr ended 3/31 results
4/24/13 Proxy materials for 6/3 shareholders meeting in Boston
3/11/13 8K re: Barclays Global Healthcare conference presentation
2/28/13 8K re: sale of Notes
2/7/13 10K for year ended 12/31/12

Verizon Communications Inc. VZ: 7/25/13 10Q & 7/18/13 8K re: results for qtr ended 6/30/13
6/10/13 8K re: election of Anthony T. Skiadas, 44, Sr. VP & Controller
5/13/13 8K re: distribution of $7 bil to Wireless Comm and Vodafone by Verizon Wireless
5/7/13 8K re: voting results of 5/2 annual mtg of shareholders
4/25/13 10Q & 4/13/13 8K re results of quarter ended 3/31
4/2/13 8K re: rumors of purchase of Vodaphone's interest in Verizon Wireless
4/1/13 & 3/18/13 Proxy re: 5/2/13 Annual Mtg of shareholders, Doubletree, Tulsa, OK
2/26/13 10K for year ended 12/31/12
2/7/13 8K re: election of Gregory D. Wasson, Pres & CEO of Walgreen, as Director

Visa V: 

WalMart WMT: 8/15/13 8K re: 2Q ended 7/31/13 results
6/7/13 10Q & 5/16/13 8K re: Qtr. ended 4/30
6/2/13 8K re: Voting results of 6/7 Annual shareholder meeting
4/22/13 Proxy re: 6/7 shareholder meeting at Fayetteville, Ark.
4/10/13 8K re: sale of notes
3/26/13 10K for year ended 1/31/13
THE END OF THE BLOG

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