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Post No. 669 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, a ranking of the Dow 30 components by market capitalization as of 9/12/10 and an update of the Dow 30 component's SEC filings as of 9/12/10.
The Dow Jones Industrial Average closed Wednesday at 10,944.72 up 193.45 or 1.8% from Tuesday's close of 10,944.72. Of the 30 Dow Jones component companies, 18 gained, Home Depot was unchanged and 11 declined. The biggest gainer dollar-wise was 3M MMM $89.89 +1.03 1.16% 4,137,312 and percentage-wise was GE $16.9 +0.39 2.36% 73,911,675 NYSE. The biggest decliner dollar-wise and percentage-wise was AT&T T $28.62 -0.74 2.52% 49,003,113 NYSE.
As of the open of the market Wednesday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Journal is 0.132129493, the trailing P/E ratio is 14.77 up from Tuesday's P/E ratio of 14.51 (year ago it was 15.70) the P/E estimate is 13.01 unchanged from Tuesday's P/E estimate of 13.01 (year ago it was 15.32) and the current dividend yield is 2.58 down from Tuesday's yield of 2.62 (it was 2.87 a year ago). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.
Wednesday's Dow Jones Industrial Average closing numerator was 1,449.14 up 3.2 from Tuesday's closing numerator of 1,446.12. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.56 change in the average.
The average closing price (the closing numerator divided by 30) of Wednesday's Dow Jones Industrial Average was $48.30 up 0.10 from Tuesday's Dow Jones Industrial Average average closing price of $48.205. The median closing price of Wednesday's Dow Jones Industrial Average was $39.38 (HPQ/AXP) down $0.17 from Tuesday's median closing price of $39.55. The lowest volume was Travelers TRV $52.82- 0.05 0.09% 2,484,008 NYSE and the highest volume again was Bank of America BAC $13.39 -0.17 1.25% 150,480,596 NYSE.
If Wednesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $302 ($144,914 - $144,612).
MarketWatch 10/6/10 Wednesday 5:01 pm by Kate Gibson says U.S. stocks mostly fell Wednesday, with only the Dow industrials managing a modest gain, after downgrades hit the technology sector and disappointing jobs Stocks had surged to five-month highs in the prior session. The Dow Jones Industrial Average (DJIA 10,968, +22.93, +0.21%) closed up 22.93 points, or 0.2%, to 10,967.65 after bouncing between small gains and losses for most of the session. Nineteen of the Dow’s 30 components closed higher, led by a 2.4% gain in shares of General Electric Co. (GE 16.92, +0.02, +0.12%) The Nasdaq Composite Index /(COMP 2,381, -19.17, -0.80%) fell 19.17 points, or 0.8%, to 2,380.66. Software stocks and those that service companies’ data-storage needs dropped sharply after Equinix Inc. (EQIX 70.33, -0.01, -0.01%) warned on its revenue outlook, prompting analysts at Oppenheimer, Citigroup and Wells Fargo to cut ratings on the provider of data-center hosting services. Read more on sell-off in data-center stocks.
Equinix shares fell 33%. On the S&P 500, the six worst decliners were tech stocks, led by a 14% drop in Citrix Systems Inc. (CTXS 60.24, +0.09, +0.15%) shares, a 7.9% drop in Salesforce.com (CRM 104.40, -0.55, -0.52%) and a 7.7% tumble in RedHat Inc. shares. The S&P 500 Index (SPX 1,160, -0.78, -0.07%) closed down 0.8 point, or 0.1%, to 1,159.97, with telecommunications and technology the hardest hit among its 10 industry sectors. “The ADP jobs survey came up short of expectations and reinforced the bull run on Treasurys, while undermining confidence on stocks, compounded by a downgrade in the semiconductor sector,” said analysts at Action Economics. The iPhone is finally coming to the Verizon wireless network as Apple gears up to produce a CDMA version of its popular smartphone that will be available in the first quarter of next year.
Ahead of Wall Street’s start, stock futures turned lower after payrolls processor ADP reported private employers trimmed 39,000 jobs in September, the first decline in seven months. The decline, which ran counter to expectations for an increase, was offset in part by ADP’s upward revision to its August count for private-sector payrolls. Treasury prices gained as yields fell to their lowest level after the ADP report. Morgan Stanley downgraded recommendations on Xilinx Inc. (XLNX 25.55, -0.16, -0.63%) and Altera Corp. (ALTR 29.22, -0.08, -0.27%) shares, saying a recent trip to Asia had led to expect decelerating chip orders from this market. Read more in tech stocks. Among Dow stocks, GE announced a $3 billion deal to buy engine manufacturer Dresser Inc. and said it would purchase $1.6 billion in retail credit assets from Citigroup Inc. (C 4.11, +0.01, +0.24%) GE also said Britain’s Wellstream Holdings PLC (UK:WSM 764.00, -16.00, -2.05%) had spurned a $1.2 billion takeout offer. Also supporting the Dow’s rise, Alcoa Inc. /(AA 12.39, +0.02, +0.16%) rose 1.9% ahead of the aluminum maker reporting quarterly results on Thursday in the unofficial start of the earnings season. For every four stocks on the rise roughly five were falling on the New York Stock Exchange, where 981 million shares traded hands. The Japanese yen hit a 15-year high versus the dollar, with the greenback’s weakness a factor (DXY 77.43, -0.32, -0.42%) as crude-oil futures finished above $83 a barrel, and gold ended at a record high, nearing $1,350 an ounce. While feeding bearish sentiment, the ADP report also bolstered the notion that the Federal Reserve might be moved to take additional steps to stoke the embattled U.S. recovery. The Fed, which already has U.S. interest rates near zero, might announce further purchases of government bonds when it concludes a policy-setting meeting early next month. The ADP report comes two days before the Labor Department’s monthly payrolls report. On Thursday, dozens of retailers report September sales figures, with upscale retailers Saks Inc. (SKS 8.63, -0.07, -0.80%) and Nordstrom Inc. (JWN 37.54, -0.23, -0.61%) among those analysts expect to report rises in same-store sales of as much as 5%. Further out, the National Retail Federation expects retail sales in the upcoming holiday shopping season to climb 2.3% this year, with the increase tepid compared to the 10-year average of 2.5%, but far better than last year’s 0.4% increase and the 3.9% decline tallied in 2008.
Wednesday's Closing Dow numbers:
Symb/Last/Change/% Change/Vol./Market
AT&T T $28.62 -0.74 2.52% 49,003,113 NYSE
Alcoa AA $12.37 +0.23 1.89% 28,038,654 NYSE
Amex AXP $38.02 -0.26 0.68% 21,029,629 NYSE
Bank of Am BAC $13.39 -0.17 1.25% 150,480,596 NYSE
Boeing BA $68.58 -0.02 0.03% 4,718,353 NYSE
Caterpillar CAT $79.08 -0.32 0.4% 6,252,098 NYSE
Chevron CVX $83.89 +0.50 0.6% 8,649,974 NYSE
CSCO $22.3 +0.315 1.43% 52,752,416 NASDAQ-GS
Coke KO $59.8 +0.14 0.23% 7,061,611 NYSE
DIS $33.72 -0.11 0.33% 11,339,817 NYSE
DuPont DD $45.87 +0.10 0.22% 5,418,704 NYSE
Exxon XOM $63.94 +0.68 1.07% 21,640,198 NYSE
GE $16.9 +0.39 2.36% 73,911,675 NYSE
Hewlett Pac HPQ $40.74 -0.07 0.17% 25,877,591 NYSE
Home Dep HD $31.74 unch unch 9,957,249 NYSE
Intel INTC $19.31 +0.16 0.84% 54,923,975 NASDAQ-GS
IBM $137.84 +0.18 0.13% 4,782,806 NYSE
JPMorgan JPM $39.9 +0.26 0.66% 31,532,700 NYSE
JNJ $63.21 +0.41 0.65% 11,296,557 NYSE
KFT $31.3 +0.025 0.08% 6,644,164 NYSE
MCD $75.56 -0.26 0.34% 4,732,698 NYSE
MRK $37.01 -0.01 0.03% 7,541,290 NYSE
MSFT $24.43 +0.08 0.33% 50,408,755 NASDAQ-GS
Pfizer PFE $17.26 +0.029 0.17% 35,688,267 NYSE
Procter & Gam PG $60.87 +0.05 0.08% 7,229,708 NYSE
3M MMM $89.89 +1.03 1.16% 4,137,312 NYSE
Travelers TRV $52.82- 0.05 0.09% 2,484,008 NYSE
United Tech UTX $72.87 +0.36 0.5% 3,951,774 NYSE
Verizon VZ $33.36 -0.21 0.63% 39,113,282 DualListed
Walmart WMT $54.56 +0.56 1.04% 10,396,059 NYSE
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Below are excerpts from Wed. morning's Blog.
A read of Wednesday's Wall St. Journal, Financial Times, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Tuesday's stock prices and related data.
Dow:The Dow Jones Industrial Average closed Tuesday at 10,944.72 up 193.45 or 1.8% from Monday's close of 10,751.27. For the year the Dow is up 5.76%. Of the 30 Dow Jones component companies, 29 gained and only American Express declined. The biggest gainer dollar-wise was and percentage-wise was Boeing BA $68.6 +2.27 3.42% 7,362,478 NYSE. The only and therefore biggest decliner dollar-wise and percentage-wise was American Express AXP $38.28 -0.77 1.97% 67,915,752 NYSE.
WSJ pC1 "Dow up 193.45, boosted by Fed" by Jonathan Cheng says the Fed Res sents its signals and the market responded. Remarks by Fed officials in recent days galvanized hopes that it will step in to prop up the economy, sending stocks to a 5 month high, gold soaring to a record the dollar plunging.
WSJ pC5 "Boeing carries DJIA's 1.8% rally" by Steven Russillo says stocks rallied toa month high on Tues, boosted by encouraging services sector data & hopes that global central banks will follow Japan's lead in stimulating economic growth. Boeing rose 3.4% while Bank of America increased 3.1% and IBM rose 1.8%. American Express was the only Dow firm in the red as investors digested its decision to fight the Justice Dept's civil antitrust suit.
Fin Times p28 "Positive services sector data boost hopes for recovery" by Hannah Kuchler says US equities jumped to their highest since mid-May after the Bank of Japn unveiled plans to ease monetary policya and better tha nexpected data on the US services sector sparked hopes of a speedier global economic recovery. The industrials sector was up 2.7% with Caterpillar climbing 2.8% and Cummins rising 2.8%.
NYT pB9 "Sept rally extends into Oct" by Christine Hauser says the stock market in the US turned in one of its best performances in months on Tues after Japan took new currency measures to support its economy.
USA Today p4B "Business report ignites stock rocket" by Seth Sutel, AP says stocks rose to their highest level in 5 months after a measure of the most important driver of the US economy surged ahead in Sept, a hopeful sign for the country's main source of jobs. A surprise move by the Bank of Japan to cut its key interest rate to virtually zero also lifted stocks worldwide. The dollar fell as investors shed defensive assets, and a gauge of US stock market volatility fell.
Tuesday's Dow Jones Industrial Average closing numerator was 1,446.12 up 25.56 from Monday's closing numerator of 1,420.56. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.56 change in the average.
The average closing price (the closing numerator divided by 30) of Tuesday's Dow Jones Industrial Average was $48.20 up 0.85 from Monday's Dow Jones Industrial Average average closing price of $47.35. The median closing price of Tuesday's Dow Jones Industrial Average was $39.55 (HPQ/AXP) down $0.30 from Monday's median closing price of $39.85. The lowest volume was Travelers TRV $52.87 +0.75 1.44% 3,607,012 NYSE and the highest volume again was Bank of America BAC $13.56 +0.41 3.12% 188,761,648 NYSE.
If Tuesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $2,556 ($144,612 - $142,056).
MarketWatch 10/5/10 Tuesday 4:29 pm by Kate Gibson says U.S. stocks rallied on Tuesday, with the Dow industrials closing within striking distance of 11,000 and at its highest level since May, as U.S. economic data and Japan’s bid to spur its economy energized Wall Street. “We’re not going to have a double dip, but slow growth. And with interest rates so low, equities is one of the few places to generate returns,” said Jerry Swank, president of Swank Capital. “The search for yield is going to flow to the equity markets,” said Swank. The Dow Jones Industrial Average (DJIA 10,945, +193.45, +1.80%) climbed 193.45 points to end at 10,944.72, its highest close since May 3. The blue-chip index, which last closed above 11,000 also on May 3, was lifted by all but one of its 30 components, led by a 3.4% gain in shares of Boeing (BA 68.88, +0.28, +0.41%) The S&P 500 Index (SPX 1,161, +23.72, +2.09%) climbed 23.72 points, or 2.1%, to 1,160.75, with materials the best performing of its 10 sectors. The Nasdaq Composite Index (COMP 2,400, +55.31, +2.36%) added 55.31 points, or 2.4%, to 2,399.83. For every stock falling, almost five rose on the New York Stock Exchange, where more than 1.2 billion shares traded. Commodities also rallied, with crude-oil futures closing at a five-month high, rising $1.35, or 1.7%, to $82.82 a barrel, while gold futures ended at yet another record high of $1,340.30 an ounce.
The major U.S. stock indexes extended a solid start after the Institute for Supply Management’s index of non-manufacturing businesses climbed to 53.2% in September from 51.5% the prior month. The S&P 500's ability to top 1,150 and stay there over the next several weeks could signal the market's direction for the next four years, according to Stockmarket Cycles' Peter Eliades. The better-than-expected report backed the notion that the recovery is gaining traction, while Japan’s rate cut bolstered the view that central banks would step in, if needed, to support the global recovery. The Bank of Japan voted unanimously Tuesday to cut its policy interest-rate range to between zero and 0.1%, from 0.1%. And it said it would take easing measures valued at $419 billion, including the purchase of Japanese government bonds. If odds of a double-dip recession stood at 45% in June and July, they’re now down to about 10% to 20%, said Swank. American Express Co. (AXP 38.33, +0.05, +0.13%) was the Dow’s sole laggard, its shares off for a second day, down 2%. Its shares slid 6.5% Monday after the credit-card company declined to join Visa Inc. (V 74.88, -0.11, -0.15%) and MasterCard Inc. (MA 225.90, +3.26, +1.46%) in agreeing to let merchants direct customers to less costly forms of plastic. On Monday, the Dow fell 78.41 points, or 0.7%, to 10,751.27, its largest point and percentage drop in nearly a month.
Tuesday's Closing Dow closing numbers:
Symb/Last/Change/% Change/Vol./Market
AT&T T $29.36 +0.50 1.73% 27,904,881 NYSE: No mentions found.
Alcoa AA $12.14 +0.22 1.85% 29,796,873 NYSE: No mentions found.
American Express AXP $38.28 -0.77 1.97% 67,915,752 NYSE: WSJ pC5 "Boeing carries DJIA's 1.8% rally" by Steven Russillo says stocks rallied toa month high on Tues, boosted by encouraging services sector data & hopes that global central banks will follow Japan's lead in stimulating economic growth. Boeing rose 3.4% while Bank of America increased 3.1% and IBM rose 1.8%. American Express was the only Dow firm in the red as investors digested its decision to fight the Justice Dept's civil antitrust suit.
Bank of Am BAC $13.56 +0.41 3.12% 188,761,648 NYSE: WSJ pC5 "Boeing carries DJIA's 1.8% rally" by Steven Russillo says stocks rallied toa month high on Tues, boosted by encouraging services sector data & hopes that global central banks will follow Japan's lead in stimulating economic growth. Boeing rose 3.4% while Bank of America increased 3.1% and IBM rose 1.8%. American Express was the only Dow firm in the red as investors digested its decision to fight the Justice Dept's civil antitrust suit.
WSJ pC14 "BofA to exit wholesale lending" by Dawn Wotapka says Bank of America will exit the wholesale mortgage lending business, limiting is dealing with mortgage brokers as it focuses on loans made with consumers and large community banks. Last year, JPMorgan said it would no longer purchase loans originated by brokers.
Boeing BA $68.6 +2.27 3.42% 7,362,478 NYSE: WSJ pC5 "Boeing carries DJIA's 1.8% rally" by Steven Russillo says stocks rallied toa month high on Tues, boosted by encouraging services sector data & hopes that global central banks will follow Japan's lead in stimulating economic growth. Boeing rose 3.4% while Bank of America increased 3.1% and IBM rose 1.8%. American Express was the only Dow firm in the red as investors digested its decision to fight the Justice Dept's civil antitrust suit.
Caterpillar CAT $79.4 +2.13 2.76% 7,051,584 NYSE: Fin Times p28 "Positive services sector data boost hopes for recovery" by Hannah Kuchler says US equities jumped to their highest since mid-May after the Bank of Japn unveiled plans to ease monetary policya and better tha nexpected data on the US services sector sparked hopes of a speedier global economic recovery. The industrials sector was up 2.7% with Caterpillar climbing 2.8% and Cummins rising 2.8%.
Chevron CVX $83.39 +2.08 2.56% 11,441,879 NYSE: No mentions found.
CSCO $21.985 +0.225 1.03% 58,867,167 NASDAQ-GS: No mentions found.
Coke KO $59.66 +0.78 1.32% 9,947,901 NYSE: AJC pA13 "Top Coke bosses hail new setup" by Jeremiah McWilliams says Coke execs tried to rally their work force Tues at a meeting in Atlanta now that the $12.3 bil deal to take over Coca Cola Enterprises has closed.
DIS $33.83 +0.69 2.08% 14,443,058 NYSE: No mentions found.
DuPont DD $45.77 +1.35 3.04% 7,225,046 NYSE: No mentions found.
Exxon XOM $63.26 +1.07 1.72% 24,756,051 NYSE: No mentions found.
GE $16.51 +0.41 2.55% 61,954,023 NYSE: WSJ pB5 "Jack Welch slams HP board over Hurd" says the ex-CEO of GE criticized Hewlett-Packard's directors at the World Business Forum in NY.
Hewlett-Pac HPQ $40.81 +0.17 0.42% 29,839,318 NYSE: WSJ pB5 "Jack Welch slams HP board over Hurd" says the ex-CEO of GE criticized Hewlett-Packard's directors at the World Business Forum in NY.
Home Dep HD $31.74 +0.07 0.22% 15,689,288 NYSE: AJC pA14 "Home Depot, Aaron's stock downgraded" by Arielle Kass says the two were downgraded by aalysts and their stock prices dipped in response. Goldman Sachs downgraded HD to neutral from buy, saying that it expected more difficult sales and margin comparisons over the next 2 quarters and set its target price at $35.
Intel INTC $19.15 +0.28 1.48% 60,324,363 NASDAQ-GS: No mentions found.
IBM $137.66 +2.41 1.78% 6,093,307 NYSE: WSJ pC5 "Boeing carries DJIA's 1.8% rally" by Steven Russillo says stocks rallied toa month high on Tues, boosted by encouraging services sector data & hopes that global central banks will follow Japan's lead in stimulating economic growth. Boeing rose 3.4% while Bank of America increased 3.1% and IBM rose 1.8%. American Express was the only Dow firm in the red as investors digested its decision to fight the Justice Dept's civil antitrust suit.
JPMorgan JPM $39.64 +0.69 1.77% 41,679,213 NYSE: No mentions found.
Johnson & Johnson JNJ $62.8 +1.13 1.83% 11,987,296 NYSE: No mentions found.
KFT $31.275 +0.335 1.08% 7,461,044 NYSE: No mentions found.
McDonald's MCD $75.82 +0.87 1.16% 5,528,371 NYSE: No mentions found.
MRK $37.02 +0.50 1.37% 10,239,350 NYSE: No mentions found.
MSFT $24.35 +0.44 1.84% 76,582,589 NASDAQ-GS: WSJ pB5 "Ballmer promises his answr to Ipad is coming" by Jennifer Valentino-DeVries says Microsoft will unveil before the year's end tablet computers that will run Windows.
WSJ pB9 "Google seeks dismissal of Oracle's lawsuit" by Scott Morrison says Microsoft last week sued Motorola and Google fired back at Oracle denying that the Android operating system infringes Oracles patents.
Pfizer PFE $17.231 +0.331 1.96% 43,891,641 NYSE: No mentions found.
Procter & Gam PG $60.82 +0.86 1.43% 11,079,615 NYSE: No mentions found.
3M MMM $88.86 +2.16 2.49% 4,561,389 NYSE: No mentions found.
Travelers TRV $52.87 +0.75 1.44% 3,607,012 NYSE: No mentions found.
United Tech UTX $72.51 +1.98 2.81% 5,403,359 NYSE: No mentions found.
Verizon VZ $33.57 +0.54 1.63% 20,278,047 Dual Listed: WSj Pb5 "Time Warners sees ally in Web" by Essica Vasellar says Time Warner which already allows Comccast 7 Verizon customers to watch hits cable shows online will do similar deals with Dish, DirecTV, AT&T and other Cable operators.
Walmart WMT $54 +0.43 0.8% 10,005,425 NYSE: WSJ pC16 "Catching Africa's investment bug is proving contagious" by Matthew Curtin says Walmart's offer of more than $4 bil for S. Africa's Massmart Holdings puts it ahead over Carrefour and Teco, rivals largely absent from Africa.
WSJ pB1 "Retailers' holiday hinges on discounts" by Elizabeth Holmes says that Walmart's Bill Simon, ceo of Walmart Stores US business aid he expects a very price focused, competitive and aggreissive holiday season.
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Here are the current CEOs of the Dow 30 Companies:
AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Cyhicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Richard Clark (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Jeffrey Kindler (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Ivan Seidenberg (NY, NY)
Wal-Mart WMT Mike Duke (Bentonville, ARK)
Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest 1/2 billion as of 9/12/10 followed by number of shares outstanding rounded to the nearest 1/2 billion:
1. Exxon Mobil XOM $311.5 [5]
2. Microsoft MSFT 209 [9]
3. WalMart WMT 189 [3.5]
4. Procter & Gamble PG 171 [3]
5. GE 171 [10.5]
6. Johnson & Johnson JNJ 165 [3]
7. AT&T T 164.5 [6]
8. IBM 161.5 [1]
9. Chevron CVX 158.5 [2]
10. JPMorgan Chase JPM 157.5 [4]
11. Pfizer PFE 136.5 [8]
12. Bank of America BAC 136 [10]
13. Coke KO 135 [2.5]
14. Cisco CSCO 118 [6]
15. Merck MRK 112.5 [3]
16. Intel INTC 100 [5.5]
17. Verizon VZ 91.5 [3]
18. Hewlett-Packard HPQ 89 [2.5]
19. McDonald's MCD 80 [1]
20. Disney DIS 66 [2]
21. United Technologies UTX 64 [1]
22. 3M MMM 60 [.5]
23. Kraft KFT 53.5 [2]
24. Home Depot 49.5 [1.5]
25.American Express AXP 48 [1]
26. Boeing BA 47 [1]
27. Caterpillar CAT 45 [.5]
28. DuPont DD 38 [1]
29. Travelers 23.5 [.5]
30. Alcoa AA 11.5 [1]
Here are the latest SEC filings as of 9/12/10 other than ownership filings, registration of shares for employee benefit plans, free writing prospectuses and third party shareholder proposals:
Symbol & Co. Name/Date of Filing/Form Filed/ Comments
AT&T T: 9/2/10 8K re: issuance of 5.35% Notes due '40
8/19/10 8K re: agreement with Comm. Workers of America for a new 3 year contract for the 4,000 CWA workers in AT&T's East region
8/18/10 8K re: exchange offer of 5.35% Notes due '40 for outstanding 8.85% Sr. Notes of New Cingular Wireless due '31
8/6/10 10Q re: 2Q results 6/30/10
8/4/10 8K re: offer to exchange New Cingular Wireless Notes
7/30/10 8K re: sale of 2.5% Global Notes due '15
7/22/10 8K re: 2Q earnings
6/25/10 8K: re: amendments to employee compensation plans.
Alcoa AA: 8/24/10 8K re: tender offer for its 6% Notes due '12 & 5.3% Notes due '13
8/23/10 10Q/A amends prior 10Q
8/10/10 8K re: tender for notes due '12
8/3/10 8K re: sale of notes
7/27/10 8K re: offering of 6.15% notes due '20
7/23/10 8K re: election of Tony Theme CFO Engineered Products & Graeme Bottger, Controller
American Express AXP: 8/16/10 2 8Ks re: delinquency and write-off statistics
8/5/10 10Q 2Q results 6/30/10
7/22/10 8K 2Q results
7/21/10 8K re: Personnel changes & Board of Dir. elections
7/15/10 8K Delinquency & write-off statistics through 6/30/10
Bank of Am BAC: 8/6/10 10Q 2Q 6/30/10
8/3/10 8K re: by-law amendments
7/27/10 8K re: issuance of Euro Medium Term Notes
7/22/10 8K re: impairment resulting from fin'l reform legislation passed by Congress
Boeing BA: 8/27/10 8K re: delay of delivery of first 787 to mid 1Q '11 due to Rolls Royce Engine supply problems
7/28/10 10Q 2Q 6/30/10
7/28/10 8K re 2Q results
6/10/10 8K re: election of Edward M. Liddy to Board of Dirs. & Audit & Fin. Committees. By-laws were amended to increase number of directors from 12 to 13.
Caterpiller CAT: 8/26/10 10Q/A amends prior 10Q
8/19/10 8K re: July dealer statistics
7/30/10 10Q 1Q 6/30/10
7/22/10 8K (two of them) dealing with 4Q results for period ending 6/30/10
7/22/10 8K: re: dealer statistics
6/18/10 8K re: dealer statistics.
6/17/10 8K re: plans to produce a full range of mining shovels and increase dump truck production.
/11/10 8K re: as previously announced, Board elected Douglas R. Oberhelman as CEO effective 8/1/10.
6/11/10 8K re: results of 6/9 annual meeting of shareholders.
6/1/10 8K re: purchase of Electro-Motive Diesel, Inc. for $820 million in cash from Berkshire Partners LLC and Greenbriar Equity Group LLC.
Chevron CVX: 8/5/10 10Q 2Q 6/30/10
7/30/10 8K re: 2Q results
7/12/10 8K re: updated on 2Q results
6/2/10 8K re: results of 5/26/10 vote at annual meeting for election of Directors & other matters.
Cisco CSCO 9/10/10 Prelim Proxy Stmt re: Annual Shareholders Meeting on 11/18/10 at Santa Clara, Cal.
8/11/10 8K re: 4Q results fiscal year 7/31/10
6/29/108K 6/29/10 10b5-1 re: stock trading plans adopted by insiders
Coke KO 9/27/10 8K re: settlement in Georgia of one of 3 shareholder class action suits challenging takeover of CCE
8/27 & 8/24 8Ks re: refiling of Hart-Scott-Rodino filing & similar filing with Candadian Corp. Bureau to give regulators more time to review acquisition of Coca-Cola Enterprises
8/2/10 10Q 2Q 7/2/10
7/30/10 8K re: refiling of Hart-Scott-Rodino filing re: acquisition of Coca-Cola Enterprises
7/21/10 8K re: 2Q results
Disney DIS 8/10/10 10Q 3Q 6/27/10
8/10/10 8K re: 3Q results
DuPont DD: 7/27/10 10Q 2Q 6/30/10
7/27/10 8K re: 2Q results
4/29/10 8K re: voting results from annual meeting held on 4/28/10.
ExxonMobil XOM: 8/4/10 10Q 2Q 6/30/10
7/29/10 8K re: 2Q results
6/25/10 8K re: completion of its acquisition of XTO Energy Inc.
6/1/10 8K re: voting results from 5/26/10 Annual Meeting of Shareholders
GE: 8/2/10 10Q 1Q 6/30/10
7/16/10 8K re: 2Q reports
6/16/10 8K re; election of James S. Tisch to Board of Directors. He is Pres. & CEO of Loew's.
Hewlett-Packard HPQ: 9/9/10 10Q
9/7/10 8K re; agreement to buy 3Par, Inc.
8/30/10 8K re: Board authorizing add'l $10 bil for share repurchases
8/23/10 8K re: proposal to buy 3Par for $24 per share cash
8/19/10 8K re: reporting 3Q results
8/6/10 8K re: resignation of Mark V. Hurd as chairman, CEO, Pres
8/2/10 8K re: settleemnt with US Dept. of Justice re: Rille Complaint
6/8/10 8K re: 10Q
6/1/10 10Q
6/1/10 8K re: plans to invest $1 billion in its enterprise services business to enhance client experience and better position the business for growth.
Home Depot HD: 9/10/10 re: sale of 3.95% Sr. Note due '20 & 5.4% Sr. Notes due '40
9/2/10 10Q
8/17/10 8K re: 2Q results 8/1/10
6/3/10 10Q
5/25/10 8K re: voting results from 5/20/10 annual meeting of shareholders.
Intel INTC: 8/30/10 8K re: acquisition of Infineion's Wireless Business for $1.4 bil to close 1Q '11
8/27/10 8K re: lower expectations for 3Q result
8/19/10 8K re; transcript of conference call announcing acquisition of McAfee, Inc.
8/4/10 8K re: antitrust settlement with US Dept. of Justice
7/30/10 10Q 2Q 6/26/10
7/22/10 8K re: agreement with FTC to delay antitrust case while settlement talks continue.
7/16/10 8K re: Intel's interest in SMART Technologies Inc. which did an IPO.
7/14/10 8K re: CFO commenting on 2Q results.
7/13/10 8K re: 2Q results.
6/22/10 8K re: agreed upon suspension of FTC admin. proceedings while settlement discussions are held.
5/21/10 8K re: voting results from 5/19/10 annual meeting of stockholders.
5/12/10 8K re: info provided at an Investor meeting by Paul S. Otellini, Pres. & CEO.
5/7/10 8K re: Micron Technology, Inc. completed its acquisition of Numonyx Holdings BV & issued shares of common stock to Numonyx shareholders.
IBM: 8/31/10 8K re: FD disclosure re:change in reporting operating income
8/4/10 8K re: issuance of $1.5 bil of debt
7/27/10 10Q 2Q 6/30/10
7/20/10 8K re: 2Q earnings presentation.
7/19/10 8K re: 2Q results ending 6/30/10.
JPMorganChase JPM: 8/6/10 10Q 2Q 6/30/10
7/22/10 8K re: completion of public offering of debt issues.
Johnson & Johnson JNJ : 8/18/10 8K: re: offer of 2.95% Notes due '20 & 4.5% Notes due '40
8/11/10 10Q 2Q 7/4/10
7/20/10 8K re: 2Q results ending 7/4/10
7/19/10 8K re: Bd of Dirs. election
7/12/10 K re: agreement to buy Micrus Endovascular.
Kraft KFT: 8/19/10 10Q/A amended prior 10Q
8/6/10 10Q 2Q 6/30/10
8/5/10 8K re: 2Q results
5/21/10 8K: re voting
McDonalds MCD: 9/10/10 8K re: global sales in Aug. up 4.9%
8/10/10 8K re: July and end of year sale statistics
8/5/10 10Q 2Q 6/30/10
7/23/10 8K re: 2Q results ending 6/30/10
6/9/10 8K re: year to date sales figures
/24/10 8K re: voting results of 5/20/10 annual shareholders' meeting
Merck MRK: 9/7/10 8K re: arbitration re: Meck's rights to distribute Remicade & Simponi based on agreements from Merck's acquisition of Schering-Plough
8/6/10 10Q 2Q 6/30/10
7/30/10 8K re: 2Q results
7/8/10 8K re: global restructuring program in conjunction with the integration of the Schering-Plough acquisition; reduction of work force by 15% & closing of plants and research sites.
5/28/10 8K re: Kenneth C. Frazier to succeed Richard T. Clark as Pres. Of the Company as of 5/1/10 and Dr. Sam Their's retirement from the Board & voting results from 5/25/10 annual meeting of shareholders.
Microsoft MSFT: 7/30/10 10K year ended 6/30/10
7/22/10 8K re: 4Q results ending 6/30/10.
6/18/10 8K re: sale of $1.25 bil of Zero Coupon Convertible Sr. Notes due '13 (and related 6/9 8K).
5/28/10 8K re: retirement of Robbie Bach, pres. Of Entertainment & Devices Div.
Pfizer PFE: 8/12/10 10Q 2Q 7/4/10
8/3/10 8K re: 2Q results
5/26/10 8K re: retirement of Dr. Martin Mackay, Sr. VP & Pres, Pharma Therapeutics R&D of Pfizer Inc.
Procter & Gamble PG: 8/27/10 Proxy Stmt re: Annual Sahreholder Meeting to be held Tues. 10/12/10 at 9:00 am in Cincinnati, Ohio
8/13/10 10K year ended 6/30/10
8/3/10 8K re: exec comp plans
8/3/10 8K re: 4Q and year end results
7/13/10 8K re: declaration of quarterly dividend.
5/19/10 8K re: closing of 100 bil Euro 0.955 Note Offering due 2015.
3M MMM: 8/30/10 8K re: acquisition of Cogent Inc. for $10.50 per share or $943 mil.
8/4/10 10Q 2Q 6/30/10
7/22/10 8K re: 2Q results
6/28/10 8K re: projected sales range for 2Q '10.
Travelers TRV: 7/22/10 8K & 10Q
6/15/10 8K re: $1 bil 3 year revolving credit agreement.
5/7/10 8K re: voting results of 5/4/10 annual meeting of shareholders
4/23/10 10Q
United Technologies UTX: 8/31/10 8K re: dedemption of 6.35% Notes due '11
8/19/10 8K re: deaprture of EVP Ari Bousbib to become CEO of IMS Health
7/26/10 10Q 1Q 6/30/10
7/21/10 8K re: 2Q results
Verizon Communications Inc. VZ: 9/10/10 8K re: reclassification of results due to spin off of assets as a result of Alltel acquisition
7/29/10 10Q 2Q 6/30/10
7/27/10 8K re: 2Q results
7/23/10 8K re: 2Q results ending 6/30/10
7/1/10 8K re: completion of acquisition of Frontier Communications Corp. and spin off of shares to VZ shareholders.
6/11/10 8K re: agreement with certain unions.
5/27/10 8K re: record date of 6/7/10 re: proposed spin off of shares of New Communications Holdings.
5/12/10 8K re: voting results from 5/6/10 annual meeting of shareholders.
WalMart WMT: 9/1/10 10Q
8/17/10 8K re: 2Q results 7/31/10
7/7/10 8K re: underwriting to the public of several series of notes.
7/2/10 8K re: departure of John E. Fleming EVP & Chief Merchandising Officer effective 8/1/10.
6/29/10 8K re: appointment of Edwardo Castro-Wright as CEO for global.com & William S. Simon as CEO of Walmart U.S.
6/9/10 8K re: results of 6/4 annual meeting of shareholders.
6/14/10 10Q.
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