10/8/10 Fri pm Dow Closes 11,006.48 Up 57.9 or 0.53%

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Post No. 673 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, a ranking of the Dow 30 components by market capitalization as of 9/12/10 and an update of the Dow 30 component's SEC filings as of 9/12/10.

The Dow Jones Industrial Average closed Friday at 11,006.48 up 57.9 or 0.53% from Thursday's close of 10,948.58. For the week the Dow is up 176.80 or 1.63% from last Friday's close of 10,829.68. Of the 30 Dow Jones component companies 24 gained and 6 declined. The biggest gainer dollar-wise was Caterpillar CAT $80.37 +1.63 2.07% 10,034,001 NYSE and percentage-wise was Alcoa AA $12.89 +0.69 5.66% 72,607,880 NYSE. The biggest decliner dollar-wise Kraft KFT $30.93 -0.26 0.83% 10,265,708 NYSE and percentage-wise was Bank of America BAC $13.18 -0.13 0.98% 171,284,905 NYSE.

As of the open of the market Friday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Journal is 0.132129493, the trailing P/E ratio is 14.77 down from Thursday's P/E ratio of 14.80 (year ago it was 15.84) the P/E estimate is 12.84 down from Thursday's P/E estimate of 13.01 (year ago it was 15.32) and the current dividend yield is 2.58 up from Thursday's yield of 2.57 (it was 2.87 a year ago). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Friday's Dow Jones Industrial Average closing numerator was 1,454.28 up 7.66 from Thursday's closing numerator of 1,446.62. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.56 change in the average.

The average closing price (the closing numerator divided by 30) of Friday's Dow Jones Industrial Average was $48.48 up 0.26 from Thursday's Dow Jones Industrial Average average closing price of $48.22. The median closing price of Friday's Dow Jones Industrial Average was $40.23 (HPQ/JPM) up from Thursday's median price of $40.17. The lowest volume was Travelers TRV $52.81 +0.20 0.38% 2,196,620 NYSE and the highest volume again was Bank of America BAC $13.18 -0.13 0.98% 171,284,905 NYSE.

If Friday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would havemade $766 ($145,428 - $144,662).

MarketWatch 10/8/10 Friday 4:51 pm by Jonathan Cheng says U.S. stocks ended firmly higher on Friday, with the Dow industrials ending above 11,000 for the first time in five months, after a worse-than-expected jobs report lifted expectations the Federal Reserve will soon boost monetary stimulus. The Dow (DJIA 11,006, +57.90, +0.53%) rose 57.90 points, or 0.5%, to end at 11,006.48, its first close above 11,000 since May 3, just days before the May 6 “flash crash”. The Dow gained 1.6% this week and is now up 5.6% year-to-date. Alcoa, Inc. (AA 12.90, +0.01, +0.08%) shares led the blue-chip index, jumping 5.7% after kicking off earnings season late Thursday with results that exceeded analysts’ expectations. The company also lifted its forecast for global aluminum demand in 2010. The technology-heavy Nasdaq Composite (COMP 2,402, +18.24, +0.77%) rose 0.8% to 2,401.91, adding 1.3% this week. The Standard & Poor’s 500-stock index (SPX 1,165, +7.09, +0.61%) gained 0.6% to 1,165.15, up 1.7% for the week, with the materials and energy leading the way. The stock market’s gains came after the closely watched nonfarm-payrolls report showed a net 95,000 workers lost their jobs in September, a steeper-than-expected decline. “The jobs report didn’t change anyone’s thinking about where we are in this economic recovery,” said Brian Gendreau, market strategist with Financial Network, a financial-advisory firm. And even though the jobs data failed to meet economists’ expectations, stocks are rising because the report is “one more piece of evidence showing the market is pricing in QE2,” referring to the Fed’s potential second round of easing. Read more on jobs report. The private sector added 64,000 jobs, which was less than economists expected and not enough to offset the big cuts in government workers. The government shed temporary census workers, and state and local governments also cut jobs.
Doug Cliggott, managing director and U.S. equity strategist at Credit Suisse, said a combination of modest private-sector job growth combined with dragging employment on the state and local government levels could be a trend that continues for many months ahead. “I’m not sure there’s any way around this,” he said. “There are no real silver bullets to accelerate the recovery.” Losses in the chip-equipment industry keep gains in the technology sector in check on Friday after Kulicke & Soffa Industries issues a revenue warning. Friday’s report was a reminder that the U.S. labor market remains in the doldrums 15 months after the recession officially ended. That increases the odds that the Fed will take new steps to jumpstart the economy at its next meeting on Nov. 3.
Anthony Chan, chief economist at J.P. Morgan Private Wealth Management said he expects the report to lead to “more heated” debate within the Fed over further quantitative easing, even after a recent run of encouraging data. “This report just intensifies the heat of the debate; it doesn’t in and of itself serve as the ultimate tipping point,” he said. St. Louis Federal Reserve Bank President James Bullard told CNBC ahead of the jobs data that the Fed would face a difficult decision on whether to begin another round of asset purchases. “The economy has slowed, but it hasn’t slowed so much,” he said, adding that he would go into the meeting “with an open mind”. Treasurys surged, with the yield on the benchmark 10-year note (UST10Y 2.40, +0.01, +0.42%) sinking to 2.39%. Gold rose to $1,345.30 an ounce, while oil registered modest gains. The dollar weakened against its major rivals. It fell to a series of 15-year lows against the yen, weakening as far as 82.10 yen. The greenback also fell against the euro, trading at $1.3927 in late New York trade from $1.3912 late Thursday. The U.S. Dollar Index (DXY 77.18, -0.21, -0.27%) , which measures the greenback against a basket of six currencies, fell 0.2%. Read more on currencies. Among stocks in focus, shares of Adobe Systems Inc. (ADBE 27.05, +0.06, +0.22%) shares fell 5.9% after Thursday’s sharp rally, as talk of a potential takeover by Microsoft dissipated.
J.C. Penney (JCP 32.90, +0.41, +1.26%) shares jumped 2.7% after activist investor William Ackman’s Pershing Square Capital Management reported a 16.5% stake in the department store operator. In its filing, Pershing Square said it owns 39.1 million shares, including options, making it the retailer’s largest holder Read more on Pershing takes big stake in J.C. Penney.

Friday's Dow closing numbers:

AT&T T $28.22 -0.03 0.11% 24,796,253 NYSE
Alcoa AA $12.89 +0.69 5.66% 72,607,880 NYSE
American Express AXP $37.99 +0.17 0.45% 13,121,414 NYSE
Bank of America BAC $13.18 -0.13 0.98% 171,284,905 NYSE
Boeing BA $69.23 +0.77 1.12% 3,198,152 NYSE
Caterpillar CAT $80.37 +1.63 2.07% 10,034,001 NYSE
Chevron CVX $83.94 +0.42 0.5% 6,844,987 NYSE
CSCO $22.48 +0.09 0.4% 37,517,909 NASDAQ-GS
Coke KO $59.41 -0.03 0.05% 8,026,211 NYSE
Disney DIS $34.51 +0.60 1.77% 12,845,254 NYSE
DuPont DD $46.66 +0.43 0.93% 7,474,779 NYSE
Exxon XOM $64.38 +0.53 0.83% 22,177,073 NYSE
GE $17.12 +0.07 0.41% 51,143,966 NYSE
Hewlett-Packard HPQ $41.15 +0.34 0.83% 18,730,883 NYSE
Home Depot HD $31.89 +0.15 0.47% 10,509,540 NYSE
Intel INTC $19.52 +0.12 0.62% 46,165,040 NASDAQ-GS
IBM $138.85 +0.13 0.09% 4,495,952 NYSE
JPMorgan JPM $39.31 -0.21 0.53% 27,896,655 NYSE
Johnson & Johnson JNJ $63.23 +0.01 0.02% 6,965,192 NYSE
Kraft KFT $30.93 -0.26 0.83% 10,265,708 NYSE
McDonald's MCD $76.1 0.24 0.32% 4,081,753 NYSE
MRK $36.91 +0.20 0.54% 8,562,822 NYSE
MSFT $24.57 +0.04 0.16% 40,992,075 NASDAQ-GS
Pfizer PFE $17.46 +0.08 0.46% 27,792,537 NYSE
Procter & Gamble PG $61.86 +1.06 1.74% 15,782,670 NYSE
3M MMM $89.16 +0.26 0.29% 2,246,919 NYSE
Travelers TRV $52.81 +0.20 0.38% 2,196,620 NYSE
United Tech UTX $72.91 +0.13 0.18% 3,483,700 NYSE
Verizon VZ $32.83 -0.10 0.3% 15,126,890 DualListed
WalMart WMT $54.41 +0.05 0.09% 8,715,462 NYSE




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The following are excerpts from Friday morning's Blog.

A read of Friday's Wall St. Journal, Financial Times, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Thursday's stock prices and related data.

Dow:The Dow Jones Industrial Average closed Thursday at 10,948.584.72 down 19.07 or 0.17% from Wednesday's close of 10,9967.65. For the year the Dow is up 4.99%. Of the 30 Dow Jones component companies 11 gained, Home Depot was unchanged and 18 declined. The biggest gainer dollar-wise was IBM $138.72 +0.88 0.64% 6,383,620 NYSE and percentage-wise was GE $17.05 +0.15 0.89% 58,294,315 NYSE. The biggest decliner dollar-wise 3M MMM $88.9 -0.99 1.1% 3,311,877 NYSE and percentage-wise was Alcoa AA $12.2 -0.17 1.37% 38,799,036 NYSE.

WSJ pC6 "Stocks slide as eyes turn to jobs" by Donna Yesalavich says stocks slipped Thurs on concerns that upcoming quarterly earnings reports and monthly jobs data might disappoint. Better than expected employment & retail sales numbers limited the decline. Alcoa led the Dow's drop with a decline of 17 cents ahead of its 3Q earnings report. The shares rose 2.2% in after hours trading after Alcoa's earnings & rev beat analyst projections. Nasdaq got a jump after Adobe Systems was reported to be in secret meetings with Microsoft CEO Seve Ballmer.

Fin Times p24 "Teen retailers lifted as back to school sales beat forecasts" by Hannah Kuchler says US stocks edged lower in spite of initial jobless claims unexpectedly falling to their lowest level in 3 months & Sept retail sales beating expectations.

NYT pB6 "Shares edge lower ahead of jobs report" by AP says stocks edged lower Thurs backing away from early gains as uncertainty built up ahead of a crucial report on the labor market.

USA Today p4B "Stocks fall back as earnings disappoint" by Bloomberg says stocks mostly fell Thurs as mining and energy firms sank amid weaker commodity prices and PepsiCo & Marriott issued disappointing earnings news.

Thursday's Dow Jones Industrial Average closing numerator was 1,446.62 down 2.52 from Wednesday's closing numerator of 1,449.14. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator decrease for today by the divisor (0.132129493) you get the decrease in today's Dow. A $1 change in the price of any DJIA stock = a 7.56 change in the average.

The average closing price (the closing numerator divided by 30) of Thursday's Dow Jones Industrial Average was $48.22 down 0.08 from Wednesday's Dow Jones Industrial Average average closing price of $48.30. The median closing price of Thursday's Dow Jones Industrial Average was $40.17 (HPQ/JPM). The lowest volume was Travelers TRV $52.61 -0.21 0.4% 2,208,606 NYSE and the highest volume again was Bank of America BAC $13.31 -0.08 0.6% 111,264,036 NYSE.

If Thursday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $252 ($144,914 - $144,662).

MarketWatch 10/7/10 Thursday 4:25 pm by Kate Gibson says U.S. stocks finished Thursday’s session lower, as investors treaded cautiously at the outset of earnings season and a day ahead of a key September jobs report that might determine whether more monetary stimulus from the Federal Reserve is on the way. “All eyes are on tomorrow’s jobs report with investors looking for some improvement,” said Michael Sheldon, chief market strategist at RDM Financial Group. See more on jobless claims. After rising to within a few points of the psychologically significant 11,000 level, the Dow Jones Industrial Average (DJIA 10,949, -19.07, -0.17%) ended off 19.07 points, or 0.2%, at 10,948.58. Shares of Alcoa (AA 12.20, -0.17, -1.37%) fronted blue-chip losses, falling 1.4% ahead of the aluminum giant’s earnings after the close. The S&P 500 Index / (SPX 1,158, -1.91, -0.16%) fell fell 1.91 points, or 0.2%, to 1,158.06, with telecoms and materials falling the most among its 10 industry groups. The tech-heavy Nasdaq Composite Index (COMP 2,384, +3.01, +0.13%) , however, finished slightly higher, gaining 3.01 points, or 0.1%, to 2,383.67. Decliners edged past advancers on the New York Stock Exchange, where volume totaled 916 million. The dollar rebounded against the euro, which had pushed to a new eight-month high above $1.40 after European Central Bank President Jean-Claude Trichet’s remarks were deemed not excessively bearish. The dollar index (DXY 77.43, +0.04, +0.06%) , which contrasts the greenback with six currency rivals, stood at 77.458, up from its 77.397 level in late New York trade Wednesday. Crude-oil futures fell $1.56 to finish at $81.67 a barrel on the New York Mercantile Exchange, while gold futures fell $12.70 to end at $1,335 an ounce. The weekly jobless-claims data came a day before the release of the government’s monthly employment report, with economists expecting the unemployment rate to climb to 9.7% in September from 9.6% in August. Hot Stocks: Retailers rally Abercrombie & Fitch, American Eagle Outfitters and Crocs are each up at least 6% after most retailers report higher same-store sales. Retailers including Abercrombie & Fitch Co. (ANF 42.03, +3.44, +8.91%) and Limited Brands Inc. (LTD 28.64, +1.05, +3.81%) reported better-than-anticipated monthly sales. PepsiCo Inc. shares (PEP 66.10, -2.01, -2.95%) fell 2.9% after the beverage company lowered its earnings forecast. See full story on PepsiCo’s earnings and outlook.
“Overall market internals have been improving in recent weeks, and barring a major development it appears markets are likely to head higher into the fall,” said RDM Financial’s Sheldon.

Dow Jones Industrial Average Closing Numbers

AT&T T $28.25 -0.37 1.29% 31,669,451 NYSE: WSJ pC12 "Verizon iPHone may not be built for speed" by Martin Peers says Verizon's new iPhone may only be available on its 3G network which could be slower than AT&T's network.

Alcoa AA $12.2 -0.17 1.37% 38,799,036 NYSE: WSJ pB2 "Alcoa profit falls on expenses" by Robert Matthews, NYT pB5 "Sales & profit at Alcoa exceed expectations" by Reuters say Alcoa kicked off the quarterly earnings parade with mixed news, saying high expenses, lower realized prices and a weak dollar resulted in a 21% drop in 3Q profit but that volumes rose & global markets continue to strengthen. Net income fell to $61 mil or 6 cents a share, compared with $77 mil or 8 cents a share, same quarter last year Rev rose 15% to $5.3 bil, due to higher volumes in the aerospace market and increased market share in construction. Alcoa said its selling prices for aluminum fell 2% compared to the prior quarter.

WSJ pB6 "Privacy Defense mounted" by Julia Angwin says 11 of US largest website operators including Microsoft and AT&T say they are improving disclosures about online tracking and offering users more ways to protect their privacy but say that eliminating tracking is difficult and impractical. Earlier this week, Microsoft, Intel and eBay backed a bill that wold strengthen fed protection of privacy on the internet.

WSJ pC6 "Stocks slide as eyes turn to jobs" by Donna Yesalavich says stocks slipped Thurs on concerns that upcoming quarterly earnings reports and monthly jobs data might disappoint. Better than expected employment & retail sales numbers limited the decline. Alcoa led the Dow's drop with a decline of 17 cents ahead of its 3Q earnings report. The shares rose 2.2% in after hours trading after Alcoa's earnings & rev beat analyst projections. Nasdaq got a jump after Adobe Systems was reported to be in secert meetings with Microsoft CEO Seve Ballmer.

Amex AXP $37.82 -0.20 0.53% 18,533,936 NYSE: No mentions found.

Bank of Am BAC $13.31 -0.08 0.6% 111,264,036 NYSE: WSJ pC3 "Morgan Stanley, Goldman Get love" by Aaron Lucchetti says Nomura Securities gave a buy on JPMorgan and a neurtal rating on Bank of America last month by veteran bank analyst Glenn Schorr who recently joined Nomura from UBS.

Boeing BA $68.46 -0.12 0.17% 5,267,550 NYSE: WSJ pB2 'Boeing gets 104 new orders" by Tess Stynes says Boeing got 104 orders including 54 for new 737-88 planes from Air Lease. Total orders this year is 392. Also it delivered 124 aircraft during 3Q, 10 more than prior quarter and 11 more than prior year. All 24 of this quarters deliveries were 737s.

Caterpillar CAT $78.74 -0.34 0.43% 4,751,222 NYSE: No mentions found.

Chevron CVX $83.52 -0.37 0.44% 7,614,684 NYSE: No mentions found.

CSCO $22.39 +0.09 0.4% 37,695,910 NASDAQ-GS: No mentions found.

Coke KO $59.44 -0.36 0.6% 7,445,903 NYSE: No mentions found.

Disney DIS $33.91 +0.19 0.56% 8,976,217 NYSE: No mentions found.

DuPont DD $46.23 -0.36 0.78% 7,485,737 NYSE: No mentions found.

Exxon XOM $63.85 -0.09 0.14% 19,298,540 NYSE: No mentions found.

GE $17.05 +0.15 0.89% 58,294,315 NYSE: No mentions found.

Hewlett-Pac HPQ $40.81 +0.07 0.17% 18,732,527 NYSE: No mentions found.

Home Dep HD $31.74 unch unch 13,121,483 NYSE: No mentions found.

Intel INTC $19.4 +0.09 0.47% 51,389,202 NASDAQ-GS: WSJ pB6 "Privacy Defense mounted" by Julia Angwin says 11 of US largest website operators including Microsoft and AT&T say they are improving disclosures about online tracking and offering users more ways to protect their privacy but say that eliminating tracking is difficult and impractical. Earlier this week, Microsoft, Intel and eBay backed a bill that wold strengthen fed protection of privacy on the internet.

IBM $138.72 +0.88 0.64% 6,383,620 NYSE: No mentions found.

JPMorgan JPM $39.52 -0.38 0.95% 26,801,721 NYSE: WSJ pC2 "JPMorgan's commercial mortgage bond is the largest since crisis" by Phrabia natarajan says JPM sold $1.1 bil of commercial-mortgage securities on Thurs, the largest of its type since the crisis.

WSJ pC3 "Morgan Stanley, Goldman Get love" by Aaron Lucchetti says Nomura Securities gave a buy on JPMorgan and a neurtal rating on Bank of America last month by veteran bank analyst Glenn Schorr who recently joined Nomura from UBS.

JNJ $63.22 +0.01 0.02% 9,757,175 NYSE: WSJ pB3 "Genzyme will explore whie knight" by Gina Chon says it may reach out to other firms as a defense agaisnt an $18.5 bil hostile bid from Sanofi-Aventis. No rival bidders have emerged to challenge Sanofi but earlier this year, Pfizer, GlaxoSmithKline and Johnson & Johnson made appraoches to remind Genzyme that could be interest in buying Genzyme.

AJC pA16 "Johnson & Johnson seeks kickback case's dismissal" says JNJ asked a fed juge to dismiss a complaint accusing it of paying millions in kickbacks so nursing homes would put more patients on its popular schizophrenia meds and other drugs.

KFT $31.19 -0.11 0.35% 5,754,851 NYSE: No mentions found.

MCD $75.86 +0.30 0.4% 4,450,997 NYSE: No mentions found.

MRK $36.71 -0.30 0.81% 13,783,321 NYSE: No mentions found.

MSFT $24.53 +0.10 0.41% 49,943,098 NASDAQ-GS: WSJ pB6 "Privacy Defense mounted" by Julia Angwin says 11 of US largest website operators including Microsoft and AT&T say they are improving disclosures about online tracking and offering users more ways to protect their privacy but say that eliminating tracking is difficult and impractical. Earlier this week, Microsoft, Intel and eBay backed a bill that wold strengthen fed protection of privacy on the internet.

WSJ pB6 "Microsoft lcienses patents for Palm" by Nick Wingfield says Microsoft has licensed dozens of patents related to smartphones, most of which have originated from the creator of the software behind the pioneering Palm Treo devices.

WSJ pB7 "Adobe's shares jump 12% as CEO meets Ballmer" by Nick Wingfield says a report that Microsoft and Adobe chiefs met sent Adobe's shares surging 12%.

WSJ pC6 "Stocks slide as eyes turn to jobs" by Donna Yesalavich says stocks slipped Thurs on concerns that upcoming quarterly earnings reports and monthly jobs data might disappoint. Better than expected employment & retail sales numbers limited the decline. Alcoa led the Dow's drop with a decline of 17 cents ahead of its 3Q earnings report. The shares rose 2.2% in after hours trading after Alcoa's earnings & rev beat analyst projections. Nasdaq got a jump after Adobe Systems was reported to be in secert meetings with Microsoft CEO Seve Ballmer.

Fin Times p18 "Microsoft to speed up in smartphones" by Andy Lees says Microsoft needs to repair its battered position in the smartphone business if it wants to thrive in the era of cloud computing so it will launch ew handsets with new touchscreen interface with larger tiles.

USA Today p1B "Adobe stock jumps on Microsoft rumor say shares of adobe soared Thurs on a report in the NYT that Microsoft CEO Steve Ballmer discussed a buyout of the firm.

Pfizer PFE $17.38 +0.12 0.7% 38,351,282 NYSE: WSJ pB3 "Genzyme will explore whie knight" by Gina Chon says it may reach out to other firms as a defense agaisnt an $18.5 bil hostile bid from Sanofi-Aventis. No rival bidders have emerged to challenge Sanofi but earlier this year, Pfizer, GlaxoSmithKline and Johnson & Johnson made appraoches to remind Genzyme that could be interest in buying Genzyme.

Procter GamPG $60.8 -0.07 0.11% 7,716,614 NYSE: No mentions found.

3M MMM $88.9 -0.99 1.1% 3,311,877 NYSE: No mentions found.

Travelers TRV $52.61 -0.21 0.4% 2,208,606 NYSE: No mentions found.

United Tech UTX $72.78 -0.09 0.12% 3,004,183 NYSE: No mentions found.

Verizon VZ $32.93 -0.43 1.29% 22,539,444 Dual Listed: WSJ pC12 "Verizon iPHone may not be built for speed" by Martin Pers says Verizon's new iPhone may only be available on its 3G network which could be slower than AT&T's network.

Walmart WMT $54.36 -0.20 0.37% 7,719,345 NYSE: No mentions found.
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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Cyhicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Richard Clark (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Jeffrey Kindler (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Ivan Seidenberg (NY, NY)
Wal-Mart WMT Mike Duke (Bentonville, ARK)

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest 1/2 billion as of 9/12/10 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $311.5 [5]
2. Microsoft MSFT 209 [9]
3. WalMart WMT 189 [3.5]
4. Procter & Gamble PG 171 [3]
5. GE 171 [10.5]
6. Johnson & Johnson JNJ 165 [3]
7. AT&T T 164.5 [6]
8. IBM 161.5 [1]
9. Chevron CVX 158.5 [2]
10. JPMorgan Chase JPM 157.5 [4]
11. Pfizer PFE 136.5 [8]
12. Bank of America BAC 136 [10]
13. Coke KO 135 [2.5]
14. Cisco CSCO 118 [6]
15. Merck MRK 112.5 [3]
16. Intel INTC 100 [5.5]
17. Verizon VZ 91.5 [3]
18. Hewlett-Packard HPQ 89 [2.5]
19. McDonald's MCD 80 [1]
20. Disney DIS 66 [2]
21. United Technologies UTX 64 [1]
22. 3M MMM 60 [.5]
23. Kraft KFT 53.5 [2]
24. Home Depot 49.5 [1.5]
25.American Express AXP 48 [1]
26. Boeing BA 47 [1]
27. Caterpillar CAT 45 [.5]
28. DuPont DD 38 [1]
29. Travelers 23.5 [.5]
30. Alcoa AA 11.5 [1]

Here are the latest SEC filings as of 9/12/10 other than ownership filings, registration of shares for employee benefit plans, free writing prospectuses and third party shareholder proposals:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 9/2/10 8K re: issuance of 5.35% Notes due '40
8/19/10 8K re: agreement with Comm. Workers of America for a new 3 year contract for the 4,000 CWA workers in AT&T's East region
8/18/10 8K re: exchange offer of 5.35% Notes due '40 for outstanding 8.85% Sr. Notes of New Cingular Wireless due '31
8/6/10 10Q re: 2Q results 6/30/10
8/4/10 8K re: offer to exchange New Cingular Wireless Notes
7/30/10 8K re: sale of 2.5% Global Notes due '15
7/22/10 8K re: 2Q earnings
6/25/10 8K: re: amendments to employee compensation plans.

Alcoa AA: 8/24/10 8K re: tender offer for its 6% Notes due '12 & 5.3% Notes due '13
8/23/10 10Q/A amends prior 10Q
8/10/10 8K re: tender for notes due '12
8/3/10 8K re: sale of notes
7/27/10 8K re: offering of 6.15% notes due '20
7/23/10 8K re: election of Tony Theme CFO Engineered Products & Graeme Bottger, Controller

American Express AXP: 8/16/10 2 8Ks re: delinquency and write-off statistics
8/5/10 10Q 2Q results 6/30/10
7/22/10 8K 2Q results
7/21/10 8K re: Personnel changes & Board of Dir. elections
7/15/10 8K Delinquency & write-off statistics through 6/30/10

Bank of Am BAC: 8/6/10 10Q 2Q 6/30/10
8/3/10 8K re: by-law amendments
7/27/10 8K re: issuance of Euro Medium Term Notes
7/22/10 8K re: impairment resulting from fin'l reform legislation passed by Congress

Boeing BA: 8/27/10 8K re: delay of delivery of first 787 to mid 1Q '11 due to Rolls Royce Engine supply problems
7/28/10 10Q 2Q 6/30/10
7/28/10 8K re 2Q results
6/10/10 8K re: election of Edward M. Liddy to Board of Dirs. & Audit & Fin. Committees. By-laws were amended to increase number of directors from 12 to 13.

Caterpiller CAT: 8/26/10 10Q/A amends prior 10Q
8/19/10 8K re: July dealer statistics
7/30/10 10Q 1Q 6/30/10
7/22/10 8K (two of them) dealing with 4Q results for period ending 6/30/10
7/22/10 8K: re: dealer statistics
6/18/10 8K re: dealer statistics.
6/17/10 8K re: plans to produce a full range of mining shovels and increase dump truck production.
/11/10 8K re: as previously announced, Board elected Douglas R. Oberhelman as CEO effective 8/1/10.
6/11/10 8K re: results of 6/9 annual meeting of shareholders.
6/1/10 8K re: purchase of Electro-Motive Diesel, Inc. for $820 million in cash from Berkshire Partners LLC and Greenbriar Equity Group LLC.

Chevron CVX: 8/5/10 10Q 2Q 6/30/10
7/30/10 8K re: 2Q results
7/12/10 8K re: updated on 2Q results
6/2/10 8K re: results of 5/26/10 vote at annual meeting for election of Directors & other matters.

Cisco CSCO 9/10/10 Prelim Proxy Stmt re: Annual Shareholders Meeting on 11/18/10 at Santa Clara, Cal.
8/11/10 8K re: 4Q results fiscal year 7/31/10
6/29/108K 6/29/10 10b5-1 re: stock trading plans adopted by insiders

Coke KO 9/27/10 8K re: settlement in Georgia of one of 3 shareholder class action suits challenging takeover of CCE
8/27 & 8/24 8Ks re: refiling of Hart-Scott-Rodino filing & similar filing with Candadian Corp. Bureau to give regulators more time to review acquisition of Coca-Cola Enterprises
8/2/10 10Q 2Q 7/2/10
7/30/10 8K re: refiling of Hart-Scott-Rodino filing re: acquisition of Coca-Cola Enterprises
7/21/10 8K re: 2Q results

Disney DIS 8/10/10 10Q 3Q 6/27/10
8/10/10 8K re: 3Q results

DuPont DD: 7/27/10 10Q 2Q 6/30/10
7/27/10 8K re: 2Q results
4/29/10 8K re: voting results from annual meeting held on 4/28/10.

ExxonMobil XOM: 8/4/10 10Q 2Q 6/30/10
7/29/10 8K re: 2Q results
6/25/10 8K re: completion of its acquisition of XTO Energy Inc.
6/1/10 8K re: voting results from 5/26/10 Annual Meeting of Shareholders

GE: 8/2/10 10Q 1Q 6/30/10
7/16/10 8K re: 2Q reports
6/16/10 8K re; election of James S. Tisch to Board of Directors. He is Pres. & CEO of Loew's.

Hewlett-Packard HPQ: 9/9/10 10Q
9/7/10 8K re; agreement to buy 3Par, Inc.
8/30/10 8K re: Board authorizing add'l $10 bil for share repurchases
8/23/10 8K re: proposal to buy 3Par for $24 per share cash
8/19/10 8K re: reporting 3Q results
8/6/10 8K re: resignation of Mark V. Hurd as chairman, CEO, Pres
8/2/10 8K re: settleemnt with US Dept. of Justice re: Rille Complaint
6/8/10 8K re: 10Q
6/1/10 10Q
6/1/10 8K re: plans to invest $1 billion in its enterprise services business to enhance client experience and better position the business for growth.

Home Depot HD: 9/10/10 re: sale of 3.95% Sr. Note due '20 & 5.4% Sr. Notes due '40
9/2/10 10Q
8/17/10 8K re: 2Q results 8/1/10
6/3/10 10Q
5/25/10 8K re: voting results from 5/20/10 annual meeting of shareholders.

Intel INTC: 8/30/10 8K re: acquisition of Infineion's Wireless Business for $1.4 bil to close 1Q '11
8/27/10 8K re: lower expectations for 3Q result
8/19/10 8K re; transcript of conference call announcing acquisition of McAfee, Inc.
8/4/10 8K re: antitrust settlement with US Dept. of Justice
7/30/10 10Q 2Q 6/26/10
7/22/10 8K re: agreement with FTC to delay antitrust case while settlement talks continue.
7/16/10 8K re: Intel's interest in SMART Technologies Inc. which did an IPO.
7/14/10 8K re: CFO commenting on 2Q results.
7/13/10 8K re: 2Q results.
6/22/10 8K re: agreed upon suspension of FTC admin. proceedings while settlement discussions are held.
5/21/10 8K re: voting results from 5/19/10 annual meeting of stockholders.
5/12/10 8K re: info provided at an Investor meeting by Paul S. Otellini, Pres. & CEO.
5/7/10 8K re: Micron Technology, Inc. completed its acquisition of Numonyx Holdings BV & issued shares of common stock to Numonyx shareholders.

IBM: 8/31/10 8K re: FD disclosure re:change in reporting operating income
8/4/10 8K re: issuance of $1.5 bil of debt
7/27/10 10Q 2Q 6/30/10
7/20/10 8K re: 2Q earnings presentation.
7/19/10 8K re: 2Q results ending 6/30/10.

JPMorganChase JPM: 8/6/10 10Q 2Q 6/30/10
7/22/10 8K re: completion of public offering of debt issues.

Johnson & Johnson JNJ : 8/18/10 8K: re: offer of 2.95% Notes due '20 & 4.5% Notes due '40
8/11/10 10Q 2Q 7/4/10
7/20/10 8K re: 2Q results ending 7/4/10
7/19/10 8K re: Bd of Dirs. election
7/12/10 K re: agreement to buy Micrus Endovascular.

Kraft KFT: 8/19/10 10Q/A amended prior 10Q
8/6/10 10Q 2Q 6/30/10
8/5/10 8K re: 2Q results
5/21/10 8K: re voting

McDonalds MCD: 9/10/10 8K re: global sales in Aug. up 4.9%
8/10/10 8K re: July and end of year sale statistics
8/5/10 10Q 2Q 6/30/10
7/23/10 8K re: 2Q results ending 6/30/10
6/9/10 8K re: year to date sales figures
/24/10 8K re: voting results of 5/20/10 annual shareholders' meeting

Merck MRK: 9/7/10 8K re: arbitration re: Meck's rights to distribute Remicade & Simponi based on agreements from Merck's acquisition of Schering-Plough
8/6/10 10Q 2Q 6/30/10
7/30/10 8K re: 2Q results
7/8/10 8K re: global restructuring program in conjunction with the integration of the Schering-Plough acquisition; reduction of work force by 15% & closing of plants and research sites.
5/28/10 8K re: Kenneth C. Frazier to succeed Richard T. Clark as Pres. Of the Company as of 5/1/10 and Dr. Sam Their's retirement from the Board & voting results from 5/25/10 annual meeting of shareholders.

Microsoft MSFT: 7/30/10 10K year ended 6/30/10
7/22/10 8K re: 4Q results ending 6/30/10.
6/18/10 8K re: sale of $1.25 bil of Zero Coupon Convertible Sr. Notes due '13 (and related 6/9 8K).
5/28/10 8K re: retirement of Robbie Bach, pres. Of Entertainment & Devices Div.

Pfizer PFE: 8/12/10 10Q 2Q 7/4/10
8/3/10 8K re: 2Q results
5/26/10 8K re: retirement of Dr. Martin Mackay, Sr. VP & Pres, Pharma Therapeutics R&D of Pfizer Inc.

Procter & Gamble PG: 8/27/10 Proxy Stmt re: Annual Sahreholder Meeting to be held Tues. 10/12/10 at 9:00 am in Cincinnati, Ohio
8/13/10 10K year ended 6/30/10
8/3/10 8K re: exec comp plans
8/3/10 8K re: 4Q and year end results
7/13/10 8K re: declaration of quarterly dividend.
5/19/10 8K re: closing of 100 bil Euro 0.955 Note Offering due 2015.

3M MMM: 8/30/10 8K re: acquisition of Cogent Inc. for $10.50 per share or $943 mil.
8/4/10 10Q 2Q 6/30/10
7/22/10 8K re: 2Q results
6/28/10 8K re: projected sales range for 2Q '10.

Travelers TRV: 7/22/10 8K & 10Q
6/15/10 8K re: $1 bil 3 year revolving credit agreement.
5/7/10 8K re: voting results of 5/4/10 annual meeting of shareholders
4/23/10 10Q

United Technologies UTX: 8/31/10 8K re: dedemption of 6.35% Notes due '11
8/19/10 8K re: deaprture of EVP Ari Bousbib to become CEO of IMS Health
7/26/10 10Q 1Q 6/30/10
7/21/10 8K re: 2Q results

Verizon Communications Inc. VZ: 9/10/10 8K re: reclassification of results due to spin off of assets as a result of Alltel acquisition
7/29/10 10Q 2Q 6/30/10
7/27/10 8K re: 2Q results
7/23/10 8K re: 2Q results ending 6/30/10
7/1/10 8K re: completion of acquisition of Frontier Communications Corp. and spin off of shares to VZ shareholders.
6/11/10 8K re: agreement with certain unions.
5/27/10 8K re: record date of 6/7/10 re: proposed spin off of shares of New Communications Holdings.
5/12/10 8K re: voting results from 5/6/10 annual meeting of shareholders.

WalMart WMT: 9/1/10 10Q
8/17/10 8K re: 2Q results 7/31/10
7/7/10 8K re: underwriting to the public of several series of notes.
7/2/10 8K re: departure of John E. Fleming EVP & Chief Merchandising Officer effective 8/1/10.
6/29/10 8K re: appointment of Edwardo Castro-Wright as CEO for global.com & William S. Simon as CEO of Walmart U.S.
6/9/10 8K re: results of 6/4 annual meeting of shareholders.
6/14/10 10Q.