Monday, October 21, 2013

10/21/13 Mon pm Dow Closes at 15392.20 down 7.45 or 0.05%

http://www.dowjonesmonitor.com/


Post No. 2,407 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a  recent ranking of the Dow 30 components by market capitalization  and recent Dow 30 components' SEC filings.

 The Dow Jones Industrial Average closed Monday at 15392.20 down 7.45 or 0.05 % from Friday's close of 15399.65. Of  the Dow components  13  gained and 17  declined.  The biggest gainer dollar-wise was Goldman Sachs up $1.08 and percentage-wise was GE up 2.31% .  The biggest decliner dollar-wise   and percentage-wise was Boeing down $1.05 or 0.86%.


As of the open  of the market on Monday the current divisor for the Dow Jones Industrial Average found at page C4   of  Monday's Wall St. Journal is 0.15571590501117.  Monday's   trailing P/E ratio is  17.24 up   from Friday's opening  trailing P/E of 17.20  (last year it was 14.47);  Monday's   P/E estimate is  14.13 unchanged from Friday's opening  P/E estimate of 14.13  (year ago it was 12.59) and Monday's  dividend yield is 2.20 unchanged from Friday's opening  dividend yield of 2.20  (last year it was 2.57). The Dow's all-time high was 15,676.94   on September 18, 2013. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.


Monday's Dow Jones Industrial Average closing numerator was 2396.80 down 1.17   from Friday's closing numerator of 2397.97. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator change for today by the divisor (0.15571590501117) you get the change in today's Dow. A dollar increase or decrease in a Dow stock results in a $6.42 change in the Dow Index.


The average closing price (the closing numerator divided by 30) of   Monday's Dow Jones Industrial Average was $79.89 down 4 cents from Friday's average closing price of 79.93.  The median closing price of  Monday's Dow Jones Industrial Average was $75.12 (HD/WMT) down 64 cents from Friday's median closing price of $75.76 (WMT/HD).  The lowest volume was  3M and the highest volume was GE.


If  Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs or dividends) and sold at the close you would have lost $117    ($239,797 -  $239,681 ) .


MarketWatch 10/21/13 Mon. 4:34 pm by Kate Gibson says U.S. stocks finished little changed on Monday, with the S&P 500 adding a fraction to its record close and the Nasdaq Composite extending gains into a fourth session, bolstered by Netflix Inc., which released earnings just after the close.
Netflix NFLX +9.38%   shares ended Monday’s regular trading session 6.4% higher, then surged nearly 17% in after-hours trade after the provider of streaming video reported third-quarter revenue that beat estimates.Apple is expected to unveil the next generation of iPads this week but its market share has declined. The WSJ's Juro Osawa speaks with Richard Kramer, managing partner for Arete Research, about what Apple needs to do to stay no. 1.The Dow Jones Industrial Average DJIA -0.05%   fell 7.45 points, or less than 0.1%, to 15,392.20.McDonald’s Corp. MCD -0.22% fell 0.6% after the fast-food chain reported sales below expectations. Another Dow component, AT&T Inc., T -0.14%  climbed 1.8% after the telecommunication company agreed to sell or lease 9,700 wireless towers.J.P. Morgan Chase & Co. JPM -0.04%  lost almost 0.1% after the bank reportedly agreed to pay $13 billion to halt U.S. civil investigations into its mortgage-bond sales.After rising to an intraday record high of 1,747.79, the S&P 500 index SPX +0.01%   rose a fraction to finish at 1,744.66, just topping its prior record close of 1,744.50 set on Friday. Health care lost the most ground and telecommunications fared the best among its 10 sectors.J.C. Penney Co. JCP -0.16% shares dropped 8.3% after the retailer last week denied two anonymous social-media attacks that said the company had retained a bankruptcy lawyer and had lost access to credit in Canada.J.P. Morgan still faces a serious criminal probe following the tentative $13 billion settlement it reached with the Justice Department, traders are eyeing key economic data this week that was delayed by the shutdown, and more. Photo: Getty Images.Gannett Co. Inc. GCI -0.34%   shares lost 2.2% after the newspaper chain reported a 4% decline in quarterly revenue. Hasbro Inc. HAS +5.25%  gained 5.3% after the toy seller reported third-quarter results that beat Wall Street’s expectations.
The Nasdaq Composite COMP +0.15% rose 5.77 points, or 0.2%, to 3,920.05.“This has been a year of significant multiple expansion,” said Paul Karos, a senior portfolio manager for Whitebox Mutual Funds, of the price-earnings ratio of U.S. equities. But since that expansion has not coincided with a broad-based earnings revision upward, “it would not be surprising to see equity markets take a breather,” given the market’s more than 20% rise so far this year, he said.“We can continue to grind higher, but it’s a grind, the next sustainable leg would probably need to come from upwardly revised earnings estimates, that could be hard to come by,” Karos added.Decliners just overcame advancers on the New York Stock Exchange, where 678 million shares traded. Composite volume cleared 3 billion shares.On Tuesday, the government releases the nonfarm-payrolls report for September. The data release was among those delayed by the recently ended 16-day government shutdown.
Equities displayed muted reaction to the National Association of Realtors reporting existing U.S. home sales fell 1.9% in September due to rising prices and mortgage rates.Gold futures GCZ3 +0.08%  rose $1.20 or 0.1%, to $1,315.80 an ounce, and crude futures CLX3 -1.81%  lost $1.59, or 1.6%, to $99.22 a barrel on the New York Mercantile Exchange.The dollar DXY +0.11%  gained against the currencies of major U.S. trading partners, including the euro EURUSD -0.03%  and the yen USDJPY +0.02% .The yield on the 10-year Treasury note 10_YEAR -0.04%  used in figuring mortgage rates and other consumer loans rose 2 basis points to 2.603%.“Both the economy and earnings appeared to have had good momentum going into the fourth quarter. However, analysts will still need to assess how much the (government) shutdown hurt the economy,” noted David Kelly, chief global strategist at J.P. Morgan Funds, in emailed commentary.The global economy is “still on the mend in the face of the easiest monetary policy ever implemented by developed-nation central banks. As the economy improves and earnings rise, this aid will gradually be reduced, boosting interest rates. Despite recent stock-market gains, such an environment still supports the idea of an overweight to equities relative to fixed income around the world,” wrote J.P. Morgan Funds’ Kelly.

Monday's Closing Dow Numbers:

Symbol Last Sale Change % Change Share Volume Market
TNYSE
AXPNYSE
BANYSE
CATNYSE
CVXNYSE
CSCONASDAQ-GS
KONYSE
DISNYSE
DDNYSE
XOMNYSE
GENYSE
GSNYSE
HDNYSE
INTCNASDAQ-GS
IBMNYSE
JPMNYSE
JNJNYSE
MCDNYSE
MRKNYSE
MSFTNASDAQ-GS
NKENYSE
PFENYSE
PGNYSE
MMMNYSE
TRVNYSE
UTXNYSE
UNHNYSE
VZDualListed
VNYSE
WMTNYSE


*******************
The following are excerpts from Monday morning's Blog:

A read of the print editions of  Monday's  Barron's, Investor's News Daily, all St. Journal, Financial Times, New York Times, USA Today,  Atlanta Journal & amp; Constitution  & Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by a separate table of Dow component's symbol and  Friday's stock prices and related data in alphabetical order.


The Dow Jones Industrial Average:  The Dow Jones Industrial Average closed Friday at 15399.65 up 28 or 0.18 % from Wednesday's close of 15373.83. For the week the Dow was up 162.54 or 1.07% from last Friday's close of 15237.11. For the year the Dow is up 17.52%. Of  the Dow components 19   gained and 11  declined.  The biggest gainer dollar-wise and percentage-wise was UnitedHealth up $2.61 or 3.66% .  The biggest decliner dollar-wise  was Visa down $2.17  and percentage-wise was GE down 3.53%.

IBD pB8 "Stocks show some vigor as fresh breakouts emerge" by Paul Whitfield says stocks advanced in mixed vol Fri capping the week with gapups in the major indexes as the current outlook is a confirmed uptrend.

Sat. WSJ pB5 "Google, GE spur enw stock peaks" by Matt Jarzemsky says a market rally set off by better than epected earnings from Google, GE and other firms boosted the S&P to a new record.

Sat. AJC pA12 "Nasdaq also posts strong gain" by AP says wile the S&P hit new highs, Nasdaq also showed a big gain.  Investors will have a better idea of US corporate profit picture next week when McDonald's, Boeing and Caterpillar report.

FT p13 "Google surges to $1,010 as focus shifts to earnings" says GE rose 3% following its results providing the biggest boost to the Dow although declines in Home Depot and Microsoft kept the Dow gains in check.


Friday's Dow Jones Industrial Average closing numerator was 2397.97 up 4.36   from Thursday's closing numerator of 2393.61. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator change for today by the divisor (0.15571590501117) you get the change in today's Dow. A dollar increase or decrease in a Dow stock results in a $6.42 change in the Dow Index.


The average closing price (the closing numerator divided by 30) of   Friday's Dow Jones Industrial Average was $79.93 up 14 cents from Thursday's average closing price of 79.79.  The median closing price of  Friday's Dow Jones Industrial Average was $75.76 (WMT/HD) up 67 cents from Thursday's median closing price of $75.76 (WMT/HD).  The lowest volume was  Travelers and the highest volume was Cisco, again.


If  Friday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs or dividends) and sold at the close you would have made $436    ($239,797 - $239,361 )  .


MarketWatch 10/18/13 Fri. 4:17 pm by Kate Gibson says U.S. stocks rose on Friday, with the S&P 500 index continuing its record run and posting its best weekly gain since mid-July, as investors applauded quarterly results from Internet-search titan Google Inc. and investment bank Morgan Stanley. “So far early in the earnings season, I would have to say it’s better than average. Not great, but better than average. We’re at all-time highs, so the market is certainly seeing it that way,” said J.J. Kinahan, chief strategist at TD Ameritrade in Chicago. GOOG +0.36%   rose above its July 15 record, up $122.61, or nearly 14%, at $1,011.41, a day after reporting a double-digit rise in quarterly revenue. Morgan Stanley MS -0.47%   jumped 2.6% after reporting earnings nearly doubled in the third quarter, and shares of General Electric Co. /quotes/zigman/227468/quotes/nls/ge GE +3.53%  rose 3.5%, as the manufacturer reported a backlog in orders for jet engines, turbines and locomotives. Closing at a record for a second session, the S&P 500 SPX +0.66%  gained 11.35 points, or 0.7%, at 1,744.50, up 2.4% for the week. Technology paced sector gains among its 10 major industries. Wall Street’s advance comes on the assumption that the Federal Reserve will continue the pace of its $85 billion in monthly asset purchases in the wake of the now-ended budget standoff that closed government operations for 16 days. Congress has voted to finance government operations until Jan. 15 and hike the nation’s debt ceiling through the middle of January. “It’s nice that the government put aside some fears, shall we say, but only temporarily,” said Kinahan at TD Ameritrade. One concern is how much the current and coming budget moves impact consumer and business spending, given the uncertainty over what’s ahead. “Investors have driven U.S. benchmarks to record highs following temporary respite to the painful episode in Washington,” emailed Andrew Wilkinson, chief economic strategist at Miller Tabak & Co. The discord on Capitol Hill likely means the timetable of Fed tapering has been disrupted, Wilkerson added, echoing comments Thursday from Dallas Fed President Richard Fisher, who said the fiscal disagreements only hindered the case for tapering. And, Chicago Fed President Charles Evans said the Fed should not start cutting the pace of its bond buys given the reports used to monitor the economy were not released during the shutdown. The government late Thursday said it would release nonfarm-payroll numbers for September on Tuesday at 8:30 a.m. Eastern. Up 1.1% from last Friday’s finish, the Dow Jones Industrial Average /DJIA +0.18%   rose 28 points, or 0.2%, to 15,399.65 on Friday, with General Electric pacing gains that included 19 of its 30 components. The technology-heavy Nasdaq Composite COMP +1.32% rose 51.13 points, or 1.3%, to 3,914.28, giving it a 3.2% gain on the week. Advancers outran decliners by a more than 2-to-1 ratio on the New York Stock Exchange, where 891 million shares traded. Composite volume neared 3.7 billion. Treasury prices were mixed, with the yield on the benchmark 10-year note10_YEAR +0.04%   steady at 2.591%, while the dollar / DXY -0.09%   edged lower against the currencies of major U.S. trading partners. The price of oil rose, with futures CLX3 +0.19%   up 14 cents, or 0.1%, to $101.81 a barrel, with crude ending with a 1.2% weekly gain. Gold futures GCZ3 -0.49%  fell $8.4, or 0.6%, to $1,314.60 an ounce on the New York Mercantile Exchange, with the metal up almost 4% from last Friday’s finish. Also propping up sentiment was an economic report illustrating growth in China sped up in the third quarter, thanks largely to investment in the world’s second largest economy.

Monday's Dow News followed by Friday's Closing Dow Numbers:

AT&T:  WSJ pB7 "Crown Castle to pay AT&T $4.85 bil for towers" by Thomas Gryta, Dana Mattioli says AT&T will lease cell towers and sell some to Crown Castle Int'l Corp.

WSJ pC2 "The Ticker" says also on Tuesday DuPont reports with estimates of 41 cents vs. 32 cents a year ago as does United Tech $1.54 vs $1.37; on Wed AT&T 65 cents est vs. 63 cents a year ago, Catepillar $1.69/$2.54, and Boeing $1.55 vsw $1.35 a year ago, on Thursday 3M $1.75/$1.65 & Microsoft 54 cents vs 53 cents and on Friday Procter & Gamble $1.05 est vs. $1.06 a year ago.

 Barron's p21 "Dial T for total return" by Andrew Bary says AT&T is a darling of the bond market but its stock which yields 5.2% is gong begging even as the stock market surges.  It is a safe dividend with upside as AT&T and Verizon Communications dominate the lucrative US wireless market.

American Express: Barron's p17 "Is Buffett feeling blue?" by Christopher C. Williams says missed the '99 tech blowup in technology because is said that technology is jut something we don't understand but IBM is Buffett's 4th biggest holding after American Express, Coke and Wells Fargo.

Barron's pM6 charts American Express saying it reported a 9.3% increase in quarterly earnings.

Boeing: WSJ pC2 "The Ticker" says also on Tuesday DuPont reports with estimates of 41 cents vs. 32 cents a year ago as does United Tech $1.54 vs $1.37; on Wed AT&T 65 cents est vs. 63 cents a year ago, Catepillar $1.69/$2.54, and Boeing $1.55 vsw $1.35 a year ago, on Thursday 3M $1.75/$1.65 & Microsoft 54 cents vs 53 cents and on Friday Procter & Gamble $1.05 est vs. $1.06 a year ago.

 Sat. AJC  pA19 "Boeing reduces 747 rate as demand lags" says Boeing will slow 747 production to 18 per year or 1.5 per month from 24 per year.

Caterpillar: WSJ pC2 "The Ticker" says also on Tuesday DuPont reports with estimates of 41 cents vs. 32 cents a year ago as does United Tech $1.54 vs $1.37; on Wed AT&T 65 cents est vs. 63 cents a year ago, Caterpillar $1.69/$2.54, and Boeing $1.55 vsw $1.35 a year ago, on Thursday 3M $1.75/$1.65 & Microsoft 54 cents vs 53 cents and on Friday Procter & Gamble $1.05 est vs. $1.06 a year ago.

Chevron:  No mentions found.

Cisco:  No mentions found.

Coke:  Barron's p17 "Is Buffett feeling blue?" by Christopher C. Williams says missed the '99 tech blowup in technology because is said that technology is jut something we don't understand but IBM is Buffett's 4th biggest holding after American Express, Coke and Wells Fargo.

Disney:  No mentions found.

DuPont:  No mentions found.

Exxon:  No mentions found.

GE: IBD pA1 "GE tops profit targets as ind'l backlog swells" by Ciaran McEvoy, Sat. AJC pA19 "GE shows improvement despite lower 3Q profit", IBD pB2 "GE climbs to multiyear high", FT p10 "GE's order book swells as business climate lifts" by Ed Crooks, WSJ pB3 "AT GE, cost cuts bolster earnings" by Kate Linebaugh  say GE net income fell 9% to $3.19 bil & rev fell 1% to $35.73 bil in 3Q vs last year's $3.49 net income on rev of $36.3 bil but still beat views due to 11% growth in profit at its ind'l divisions.

Barron's p16 "Week review" says Goldman Sachs posted a 20% drop in quarterly rev; JPMorgan reached a deal to settle Fannie Mae & Freddie Mac claims for $4 bil; shares of IBM sank to their lower level in 2 years after tis quarterly rev missed targets, & GE's earnings fell 8.6%.

Sat. WSJ pB5 "Google, GE spur enw stock peaks" by Matt Jarzemsky says a market rally set off by better than epected earnings from Google, GE and other firms boosted the S&P to a new record.

 FT p13 "Google surges to $1,010 as focus shifts to earnings" says GE rose 3% following its results providing the biggest boost to the Dow although declines in Home Depot and Microsoft kept the Dow gains in check.

Goldman Sachs:  Barron's p16 "Week review" says Goldman Sachs posted a 20% drop in quarterly rev; JPMorgan reached a deal to settle Fannie Mae & Freddie Mac claims for $4 bil; shares of IBM sank to their lower level in 2 years after tis quarterly rev missed targets, & GE's earnings fell 8.6%.

Barron's p18 "Could Goldman Sachs be activists' bait?" by Andrew Bary says Goldman's weakness could spur an activist investor to push to break it up.

Home Depot: FT p13 "Google surges to $1,010 as focus shifts to earnings" says GE rose 3% following its results providing the biggest boost to the Dow although declines in Home Depot and Microsoft kept the Dow gains in check.

Intel: Barron's pM14 "Research Reports - Intel" says Canaccord Genuity did a report on Intel with a hold.

IBM:   Barron's p16 "Week review" says Goldman Sachs posted a 20% drop in quarterly rev; JPMorgan reached a deal to settle Fannie Mae & Freddie Mac claims for $4 bil; shares of IBM sank to their lower level in 2 years after tis quarterly rev missed targets, & GE's earnings fell 8.6%.

Barron's p17 "Is Buffett feeling blue?" by Christopher C. Williams says missed the '99 tech blowup in technology because is said that technology is jut something we don't understand but IBM is Buffett's 4th biggest holding after American Express, Coke and Wells Fargo.

JPMorgan: NYT pA1 "US deal with JPMorgan spurred by a phone call" by Ben Protess, Jessica Silver-Greenberg, NYT pB1 "Despite legal tempests, Dimon appears solid as ever atop JPMorgan" by Jessica Silver-Greenberg, Ben Protess, USAT p1B "JPMorgan, executives not in the clear yet" by Matt Krantz, FT p19 "Opinion divided on JPMorgan settlement" by Tom Braithwaite, Kara Scannell, Camilla Hall, FT p1 "Mortgage watchdog seeks $6 bn from BofA" by Tom Braithwaite, kara Scannell, Camilla Hall, WSJ pA1 "Record settlement on table but JPMorgan faces fight" by Devlin Barrett, Dan Fitzpatrick, Scott Patterson, JPMorgan deal deosn't satisfy" by Francesco Guerrera, WSJ pC6 "Time to get past JPMorgan's pain" by David Reilly, WSJ pA19 "Sending a bad message to big banks" by Richard J. Parsons say JPMorgan reached a tentative deal this weekend to pay $13 bil to end Justice Dept civil investigations nto its sale of mrotgage securities before the '08 crisis but a separate and potentially more seious criminal probe into the ank and its execs will continue.

IBD pA2 "JPMorgan said to settle claims" , WSJ pB1 "JPMorgan in $4 bil pact" by Dan Fitzpatrick, Devlin Barrett, WSJ pA1 "Banks face profit squeeze" by Andrew R. Johnson, Shayndi Raice, Julie Steinberg say JPMorgan will pay $4 bil to settle claims it misled mortgage backer Fannie Mae & Freddie Mac about loans.

Barron's p16 "Week review" says Goldman Sachs posted a 20% drop in quarterly rev; JPMorgan reached a deal to settle Fannie Mae & Freddie Mac claims for $4 bil; shares of IBM sank to their lower level in 2 years after tis quarterly rev missed targets, & GE's earnings fell 8.6%.

Johnson & Johnson:  Barron's pM14 "Research Reports" says Morgan Stanley issued a report on Johnson & Johnson with an "Equal Weight."

McDonald's: WSJ pC1 "Struggling McDonald's is no value meal" by Spencer Jakab says McDonald's reports results today with analysts expecting earnings per share of $1.51 vs. $1.43 a year ago.

WSJ pC2 "The Ticker" says also on Tuesday DuPont reports with estimates of 41 cents vs. 32 cents a year ago as does United Tech $1.54 vs $1.37; on Wed AT&T 65 cents est vs. 63 cents a year ago, Catepillar $1.69/$2.54, and Boeing $1.55 vsw $1.35 a year ago, on Thursday 3M $1.75/$1.65 & Microsoft 54 cents vs 53 cents and on Friday Procter & Gamble $1.05 est vs. $1.06 a year ago.

Barron's p17 "Week preview" says on Monday McDonald's reports results and on Friday before the market opens Procter & Gamble reports results.

WSJ pB1 "At McDonald's, salads just don't sell" by Julie Jargon says McDonald's hasn't had a bona fide blockbuster product since the '03 launch of pancake sandwiches called McGriddles.

Sat. AJC pA12 "Nasdaq also posts strong gain" by AP says wile the S&P hit new highs, Nasdaq also showed a big gain.  Investors will have a better idea of US corporate profit picture next week when McDonald's, Boeing and Caterpillar report.

Merck:WSJ pB1 "Eli Lilly keeps the faith on R&D spending more as rivals pull back" by Peter Loftus says LIlly has restocked its pipelines avoiding the type of mega mergers pursued by Pfizer and Merck.

Microsoft: WSJ pB1 "Hope springs at Nokia" by John D. Stoll says Nokia will introduce 6 new products on Tuesday in Abu Dhabi including Nokia's first tablet computer.  Microsoft has long struggled to crack into the device making biz.

Nike:  No mentions found.

Pfizer:  WSJ pB1 "Eli Lilly keeps the faith on R&D spending more as rivals pull back" by Peter Loftus says LIlly has restocked its pipelines avoiding the type of mega mergers pursued by Pfizer and Merck.

Procter & Gamble: WSJ pC2 "The Ticker" says also on Tuesday DuPont reports with estimates of 41 cents vs. 32 cents a year ago as does United Tech $1.54 vs $1.37; on Wed AT&T 65 cents est vs. 63 cents a year ago, Catepillar $1.69/$2.54, and Boeing $1.55 vsw $1.35 a year ago, on Thursday 3M $1.75/$1.65 & Microsoft 54 cents vs 53 cents and on Friday Procter & Gamble $1.05 est vs. $1.06 a year ago.

3M:  No mentions found.

Travelers:  No mentions found.

United Technologies:  No mentions found.

UnitedHealth:  Barron's pM6 charts UnitedHealth saying it didn't top consensus estimates for the first time in 5 years & IBD pB2 "ObamaCare hits Unitedhealth says UnitedHealth warned its '14 earnings would miss views.

Verizon:   Barron's p21 "Dial T for total return" by Andrew Bary says AT&T is a darling of the bond market but its stock which yields 5.2% is gong begging even as the stock market surges.  It is a safe dividend with upside as AT&T and Verizon Communications dominate the lucrative US wireless market.

Barron's pM6 charts Verizon Comm saying its quarterly earnings beat estimates.

Visa:  No mentions found.

Walmart:  FT p10 "Walmart poised to be cleared in India probe" by James Crabtree, Jyotsna Singh says Walmart did not break India's rules about foreign investments in Indian businesses.

Friday's Closing Dow Numbers:

Symbol   Last Sale   Change   % Change   Share Volume   Market

T NYSE
AXP NYSE
 BA NYSE
 CAT NYSE
 CVX NYSE
CSCO NASDAQ-GS
 KO NYSE
 DIS NYSE
DD NYSE
XOM NYSE
 GE NYSE
GS NYSE
HD NYSE
INTC NASDAQ-GS
 IBM NYSE
 JPM NYSE
 JNJ NYSE
MCD NYSE
MRK NYSE
 MSFT NASDAQ-GS
 NKE NYSE
 PFE NYSE
 PG NYSE
 MMM NYSE
 TRV NYSE
UNH NYSE
 UTX NYSE
 VZ DualListed
 V NYSE
WMT NYSE

*******************
 Here are the current CEOs of the Dow 30 Companies:


AT&T T Randall L. Stephenson (Dallas, TX)


American Express AXP Kenneth I. Chenault (NY, NY)


Boeing BA W. James McNerney, Jr. (Chicago, Ill)


Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)


Chevron CVX John Watson (San Ramon, CA)


Cisco CSCO John Chambers (San Jose, CA)


Coca Cola KO Muhtar Kent (Atlanta, GA)


Disney DIS Robert Iger (Burbank, CA)


DuPont DD Ellen Kullman (Wilmington, DE)


ExxonMobil XOM Rex W. Tillerson (Irving, Tx)


GE Jeffrey R. Immelt (Fairfield, CT)


Goldman Sachs GS Lloyd Blankfein (NY, NY)


Home Depot HD Frank Blake (Atlanta, GA)


Intel INTC Brian Krzanich (Santa Clara, CA)


IBM Virginia M. Rometty (Armonk, NY)


JPMorgan Chase JPM Jamie Dimon (NY, NY)


Johnson & Johnson JNJ Alex Gorsky (New Brunswick, NJ)


McDonald's MCD Donald Thompson (Oak Brook, Ill)


Merck MRK Kenneth Frazier (Whitehouse Station, N.J.)


Microsoft MSFT Steve Ballmer (Redmond, WA)


Nike NK Mark Parker (Beaverton, OR)


Pfizer PFE Ian Read (NY, NY)


Procter & Gamble PG A. G. Lafley (Cincinnati, OH)


3M MMM Inge Thulin (St. Paul, MN)


Travelers TRV Jay S. Fishman (NY, NY)


UnitedHealthUNC Stephen Hemsley (Minnetonka, MN)


United Technologies UTX Louis Chenevert (Hartford, CT)


Verizon VZ Lowell McAdam (NY, NY)


Visa V Charles W. Scharf (Foster City, CA)


Wal-Mart WMT Mike Duke (Bentonville, ARK)


***************************


Here are the Dow Jones Industrial Average 30 as of 9/23/13 ranked in order of market capitalization in billions:


1. Exxon Mobil XOM $386.24
2. Microsoft MSFT 272.72
3. Johnson & Johnson JNJ 251.06
4.  WalMart WMT 248.78
5.   GE 247.26
6. Chevron CVX 242.51
7. Procter & Gamble PG 217.13
8. IBM 209.22
9. JPMorgan Chase JPM 193.93
10. Pfizer PFE 190.66
11. AT&T T 181.74
12. Coke KO 171.25
13. Merck MRK 139.53
14. Verizon VZ 137.30
15.  Cisco CSCO 130.15
16. Visa V 126.59
17. Intel INTC 117.67
18. Disney DIS 115.67
19. Home Depot HD 108.74
20.United Technologies UTX 100.39
21. McDonald's MCD 97.25
22. Boeing BA 88.65
23. American Express AXP 83.32
24. 3M MMM 82.77
25. Goldman Sachs GS 77.42
26. UnitedHealth UNH 73.02
27.Nike NKE 61.42
28.Caterpillar CAT 55.07
29. DuPont DD 54.86
30. Travelers TRV 32.26


****************************************
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 9/31/13:


Symbol & Co. Name/Date of Filing/Form Filed/ Comments


AT&T T: 9/10/13 8K re: purchase of spectrum from Verizon
8/28/13 8K re: redemption of 6.62% debentures due 10/15/34
8/2/13 10Q & 7/24/13 8K & 7/23/13 8K re: results for quarter ended 6/30/13
7/25/13 8K re: retirement from Board of Dr. Gilbert F. Amelia
7/12/13 8K re: AT&T agreeing to buy Leap Wireless
6/28/13 8K re: election of Cynthia B. Taylor as a Director & increase # of dirs. 14 from 13




American Express AXP: 9/16/13 8K re: delinq. & write off stats for 3 months ended 8/31/13
8/15/13 8K re: delinq. & write-off stats for 3 mos. ended 7/31/13
7/29/13 10Q & 7/17/13 8K re: 2Q results ended 6/30/13
7/25/13 8K re: amdmt to sr. Exec. Severance Plan
7/15/13 8K re: delinq. & write-off statgs for 3 mos. ended 6/30/13
 6/21/13 8K re: selection of Jeffrey Campbell CFO
6/17/13 8K re: delinq. & write-off stats for 3 months thru 5/31/13




Boeing BA: 7/24/13 10Q & 8K re: results for qtr. ended 6/30/13
 5/3/13 8K re: issuance of floating rate senior notes due '14
4/30/13 8K re: voting results of 4/29 shareholders meeting held 4/29
4/24/13 10Q & 4/24/13 8K re: 1 Qtr. ended 3/31 results
4/22/13, 4/16 & 3/15/13 Proxy materials re: 4/29/13 annual mtg of shareholders at Field Museum, Chicago




Caterpillar CAT: 9/20/13 8K re: 3 month dealer stats for period ended 8/13
9/17/13 8K re: credit agrmt up to $3  bil led by Citibank
8/20/13 8K re: dealer stats for July '13
8/2/13 10Q & 7/24/13 8K re: 2Q ended 6/30/13 results
7/23/13 8K re: June '13 dealer stats
 6/20/13 8K re: 3 month dealer stats thru 3/13
6/17/13 8K re: voting results of annual shareholderss mtg on 6/12
6/12/13 8K re: 15% increase in dividend from 8 cents to 60 cents payable 8/20 to record holders 7/22


Chevron CVX: 8/7/13 10Q & 8/2/13 8K re: 2Q ended 6/30/13 results
 7/10/13 8K re: 2Q interim update
6/24/13 8K re: issuance of notes
6/4/13 8K re: approval by stockholders of Long Term Incentive Plan
5/2/13 10Q; 4/26/13 8K; 4/10/13 8K re: 1 Qtr ended 3/31/13 results


Cisco CSCO:  9/10/13 10K for fiscal year ended 7/27/13
8/15/13 8K re: firing of 4,000 employees
8/14/13 8K re: FY '13 & 4Q results
 6/20/13 8K: re: exec's pre-arranged stock trading plan
6/12/13 8K re: executives' adoption of pre-arranged stock trading plan
6/7/13 8K re: Cisco payment to Tivo of $294 mil to settle patent dispute that includes Google & AARIS Group




Coke KO: 7/25/13 10Q & 7/16/13 8K 2Q ended 6/28/13 results
7/19/13 8K re: election of Ana Botin to Board
 5/15/13 8K re: amendment of by-laws to allow calling of special shareholders meeting
4/26/13 10Q & 4/16/13 8K re: 1 Qtr ended 3/29 results
4/4/13 Proxy re: 4/24 shareholder meeting


Disney DIS: 8/6/13 10Q & 8/6/13 8K re: 3Q ended 6/29/13 results
 7/1/13 8K re: extension of CEO Robert A. Iger's employment contract to 6/30/16
5/7/13 10Q & 8K re: 1 Qtr ended 3/30 results
3/20/13 8K re: $1.5 bil 364 day credit agreement
3/8/13 8K re: change to exec bonus plan




DuPont DD:  9/3/13 8K re: election of Patrick J. Ward to Board of Dires.
8/13/13 8K re: adoption of Sr. Exec. Severance Plan
7/23/13 10Q & 8K re: 2Q ended 6/31/13 results
 4/29/13 8K re: voting results of 4/24 stockholders meeting
4/23/13 10Q & 8K re: quarter ended 3/31 results
4/4 proxy materials




ExxonMobil XOM: 8/6/13 10Q & 8/1/13 8K re: 2Q ended 6/30/13 results
 6/3/13 8K re: voting results of 5/29/13 Annual Meeting of Shareholders
5/13/13; 5/10; 4/12 Proxy materials
5/2/13 10Q & 4/25/13 8K re: 1 Qtr. ended 3/31 results
3/26/13 8K re: financial presentation
3/12/13 8K re: analyst meeting


GE: 9/13/13 8K re: election of James E. Rohr to Board of Dires.
7/26/13 10Q & 7/19/13 8K re: 2Q ended 6/30/13 results
 6/14/13 8K re: election of Keith S. Sherlin, CEO GE Capital
5/8/13 10Q & 4/19/13 8K re: 1 Qtr. ended 3/31 results
4/26/13 8K re: voting results of 4/24 shareholders meeting
4/8/13 Proxy materials for shareholders meetings


Goldman Sachs GS: 8/8/13 10Q & 7/16 8K re: qr. ended 6/30/13
7/19/13 8K re: opinion of counsel re: $2.5 bil Notes due '18




Home Depot HD: 9/20/13 8K re: election of Helena B. Boulkes to Board of Dirs.
9/10/13 8K re: closing of sale of $3.25 bil notes
8/28/13 10Q re: qtr. ended8/4/13
8/20/13 8K re: 2Q results
 5/29/13 8K re: shareholder approval of Amended Restated '05 Stock Incentive Plan
5/29/13 10Q & 5/21/13 8K re: qtr ended 5/5/13




Intel INTC: 7/29/13 & 7/18/13 & 7/17/13 8K re: results for qtr ended 6/29/13
 5/21/13 8K re: Brian M. Krzanich became CEO on 5/16
5/8/13 Proxy materials
5/2/13 8K re: election of Brian M. Krzanich as CEO Z& Renee J. James as pres. effective 5/16
4/29/13 10Q & 4/17 8K & 4/16 8K re: results of 1st quarter ended 3/30
4/3/13 Proxy materials for 5/16 stockholders meeting at Santa Clara, Cal.




IBM: 9/10/13 8K re: sale of outsourcing services business to SYNNEX
 7/31/13 8K re: underwriting contracts for notes5/6/13 8K re: issuance of notes
7/31/13 10Q & 7/18/13 8K & 7/17/13 8K re: 2Q ended 6/30/13 results
5/3/13 8K re: retirement of SVP HR J. Randall MacDonald
4/30/13 10Q & 4/19/13 & 4/18/13 8Ks re: 1 Qtr ended 3/31 results
4/3/13 Proxy materials


JPMorganChase JPM:  9/20/13 8K re: election of Linda B. Bammann to Board of Dirs. & amdmt to bylaws
9/19/13 8K re: consent decrees with Comptroller of Currency and Consuemr Fin'l Protection Bd. re:
credit card allegations
9/19/13 8K re: consent decrees with SEC & UK FCA & payment of $920 mil re: London Whale loss
9/10/13 8K re: fin'l services investor conf.presentation
8/21/13 8K re: closing of sale of $750 mil of 5.62% sub. notes due '43
8/21/13 8K re: sale of subordinated Notes
8/7/13 10Q re: 6/30/13 results
8/1/13 8K re: redemption of Non0cumulative Pref. Stock, Series J
7/29/13 8K re: issuance of Non0cumulative Pref. Stock, Series R
7/29/13 8K re: possible sale of commodities business
7/19/13 8K re: retirement from Board of David Cote & Ellen Futter
 7/12/13 2 8Ks re: 2Q results
6/10/13 8K re: amendment to Cert. of Incorp. to allow shareholder action by written consent
6/4/13 8K re: Reg FD disclosure re: investor conference presentation


Johnson & Johnson JNJ: 8/20/13 8K re: closing of purchase of Aragon Pharmaceuticals, Inc.
8/1/13 10Q & 7/16/13 8K re: 2Q ended 6/30/13 results
 6/20/13 8K re: agreement to buy Aragon Pharmaceuticals, Inc. for its late state prostate drugs
5/3/13 10Q & 4/16 8K reL: 1 Qtr ended 3/31 results
4/26/13 8K re: voting results of 4/25 shareholders meeting




McDonald's MCD:  9/18/13 8K re: declaration of quarterly dividend
9/10/13 8K re: Aug. '13 sales
7/31/13 10Q & 7/22/13 8K re: 2Q ended 6/30/13 results
7/19/13 8K re: dividend of 77 cents pe share payable 9/17/13 to record holders on 9/3/13
 6/10/13 8K re: Reg. FD disclosure re: Investor Release
5/28/13 8K re: voting results of 5/23/13 Annual Shareholders Meeting
5/8/13 8K re: April sales
5/6/13 8K re: issuance of notes
5/3/13 8K re: adjustment to sales results


Merck MRK: 8/7/13 10Q  & 7/30/13 8K re: results as of 6/30/13
 5/30/13 8K re: voting results of 5/28/13 Annual Meeting of Shareholders
5/22/13 8K re: accelerated stock repurchase agreement with Goldman Sachs
5/20/13 8K re: issuance of $6 bil of notes


Microsoft MSFT: 9/23/13 8K re: amendment of exec comp. plans
9/20/13 8K re: realignment of structure to become a devices & service company
9/3/13 8K re: purchase of Nokia handset business
8/30/13 8K re: election of G. Mason Morfit to Board of Dires.
8/23/13 8K re: retirement of CEO Steven A.Ballmer within 12 months
7/30/13 10K & 7/18/13 8K re: results for year ended 6/30/13
 7/11/13 8K re: resignation of Pres. of Office Div. Kurt DelBene
7/3/13 8K re: retirement of Steve Sinofsky from Windows Div.
5/20/13 8-K/A approval of CFO Amy Hood's compensation
5/13/13 8K re: election of Amy Hood as CFO
5/1/13 8K re: sale of Euro notes


Nike NKE: 7/30/13 Proxy for 9/19/13 AnnualMeeting of Sharehodlers
7/23/13 10K for year ended 5/31/13


Pfizer PFE: 8/9/13 10Q & 7/30/13 8K re; 2Q ended 6/30/13 results
 6/3/13 8K re: issuance of $4 bil of notes
5/29/13 8K re: blackout of insider purchase of shares due to Zoetis exchange offer
5/10/13 10Q & 4/30/13 8K re: 1 Qtr ended 3/31 results
4/29/13 8K re: voting results of 4/25/13 shareholders meeting
4/3/13 Proxy material


Procter & Gamble PG:  9/16/13 8K re: changes to global  Business Unit Structure & Segment earnings
9/4/13 8K re: presentation at Barclays Back to School Conference
8/23/13 8K re: Proxy for Annual Meeting of Shareholders on 10/8/13 in Cincinnati
 8/15/13 8K re: sale of Floating Rate Notes due '63
 Pre-14A Proxy re: Annual Meeting of Shareholders on 10/8/13 at Aronoff Center in Cincinnati
7/9/13 8K re: declaration of dividend of $0.6015 on Common & Conv. Call A Pref. payable 8/15 to 7/19 record holders
6/12/13 8K re: Reg. FD disclosure re: presentation at Deutsche Bank Global Consumer Conference
6/5/13 8K re: grouping of Global Business Units into 4 industry based sectors
5/24/13 8K re: A.G. Lafley rejoining as CEO replacing Bob McDonald
5/14/13 8K re: Reg. FD disclosure re: Goldman Sachs Consumer Products Symposium


3M MMM: 8/27/13 8K re: $150 mil credit agreement with HSBC Bank
8/13/13 8K re: election to Board of Thomas K. Brown  increase from 11 to 12
8/1/13 10Q & 7/25/13 8K re: 2Q ended 6/30/13 results
 5/16/13 8K re: amendment to Annual Report re: realignment of business groups and certain accounting revisions
5/15/13 8K re: voting results of 5/14 stockholders meeting
5/7/13 Proxy materials
5/2/13 10Q & 4/25/13 8K re: 1 Qtr ended 3/31 results


Travelers TRV: 8/1/13 8K re: underwriting contracts re: issuance of 4.6% Sr. Notes due '43
7/23/13 10Q & 8K re: 2Q ended 6/30/13 results
 6/12/13 8K re: $1 bil revolving bank credit agreement
6/10/13 8K re: purchase of Dominion of Canada General Insurance for $1.1 bil
5/24/13 8K re: voting results of 5/22/13 Annual shareholders meeting
4/23/13 10Q & 4/23/13 8K re: qtr ended 3/31 results
4/9/13 Proxy for 5/22 shareholders meeting at Hartford, Ct.


United Technologies UTX: 9/6/13 8K re: new Pres. at Pratt & Whitney: Paul Adams succeeds David Hess
8/28/13 8K re: redemption of Goodrich 3.6% notes due '21
7/26/13 10Q & 7/23/13 8K re: 2Q ended 6/30/13 results
 6/18/13 8K re: Ohio Fed. Ct. awarding $473 mil to U.S. re: False Claims Act re: overcharging by Pratt & Whitney on F100's
5/24/13 8K re: redemption of $1 bil 1.2% notes due 6/1/13
4/30/13 8K re: results of shareholders meeting
4/26/13 10Q & 4/23/13 8K re: 1 Qtr ended 3/31 results
4/9/13 Proxy materials for 4/29 annual shareholders meeting


UnitedHealth Group UNH: 9/9/13 8K re: investor presentation at Morgan Stanley Global Health Care conf.
8/5/13 10Q & 7/18/13 8K re: 2Q ended 6/30/13 results
 6/6/13 8K re: Voting results of 6/3/13 Annual Shareholders Mtg
5/29/13 8K re: Reg FD disclosure re: Bernstein 29th Annual Strategic Decisions Conference
5/6/13 10Q & 4/18/13 8K re: 1 Qtr ended 3/31 results
4/24/13 Proxy materials for 6/3 shareholders meeting in Boston
3/11/13 8K re: Barclays Global Healthcare conference presentation




Verizon Communications Inc. VZ: 9/16/13 8K re: saleof $49 bil of notes
9/5/13 8K re: election of Gregory D. Wasson to Board of Dires.
9/5/13 8K re: election of Kathyrn A. Tesija to Board of Dirs.
9/3/13 8K re: purchase of Vodafone's indirect 45% interest in Verizon Wirelss
7/25/13 10Q & 7/18/13 8K re: results for qtr ended 6/30/13
6/10/13 8K re: election of Anthony T. Skiadas, 44, Sr. VP & Controller
5/13/13 8K re: distribution of $7 bil to Wireless Comm and Vodafone by Verizon Wireless
5/7/13 8K re: voting results of 5/2 annual mtg of shareholders




Visa V: 9/17/13 8K & 9/12/13 8K & 7/26/13 8K re: adoption of exec pre-arranged trading plans for execs: William Sheedy, Byron H.Pollitt, Jr. & Elizabeth Buse
7/24/13 10Q for quarter ended6/30/13


WalMart WMT: 8/15/13 9/5/13 10Q for qtr. ended 7/31/13
8K re: 2Q ended 7/31/13 results
6/7/13 10Q & 5/16/13 8K re: Qtr. ended 4/30
6/2/13 8K re: Voting results of 6/7 Annual shareholder meeting
4/22/13 Proxy re: 6/7 shareholder meeting at Fayetteville, Ark.
4/10/13 8K re: sale of notes


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