11/28/11 Mon pm Dow Closes at 11,523.01 up 291.23 or 2.59%

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Post No. 1,343 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of November 1, 2011.

The Dow Jones Industrial Average closed Monday at 11,523.01 up 291.23 or 2.59% from Friday's close of 11,231.78. Of the 30 Dow components all 30 gained. The biggest gainer dollar-wise was IBM $182.21 +5.15 2.91% 4,524,289 NYSE and percentage-wise was Alcoa AA $9.46 +0.51 5.7% 31,464,702 NYSE.

As of the open of the market Monday, the current divisor for the Dow Jones Industrial Average found at page C4 of Monday's Wall St. Journal is 0.132129493. Monday's trailing P/E ratio is 12.15 down from Friday's trailing P/E ratio of 12.18 (year ago it was 14.14); Monday's P/E estimate is 11.55 down from Friday's P/E estimate of 12.10 (year ago it was 13.17), and today's dividend yield is 2.79 up from Friday's dividend yield of 2.78 (last year it was 2.57). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Monday's Dow Jones Industrial Average closing numerator was 1,522.52 up 38.48 from Friday's closing numerator of 1,484.04. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was $50.75 up $1.28 from Friday's average closing price of $49.47. The median closing price of Monday's Dow Jones Industrial Average was $40.63 (DD/VZ) up $1.02 from Friday's median closing price of $39.61. The lowest volume was United Technologies UTX $73.14 +2.10 2.96% 4,026,061 NYSE and the highest volume again was Bank of America BAC $5.25 +0.08 1.55% 345,537,873 NYSE.

If Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $3,848 ($152,252 - $148,404).

MarketWatch Monday 11/28/11 5:28 pm by Kate Gibson says US stocks leapt Monday, posting their best day in at least a month, as Wall Street embraced moves by European leaders to join euro-area members in a fiscal union and on evidence U.S. holiday sales got off to a record start. “It seems European leaders are coalescing around a plan, and that plan is for greater integration of the European Union in terms of fiscal policy, and that would be good,” said Alan Skrainka, chief investment officer of Cornerstone Wealth Management. “It’s clear that Germany has been holding out for greater fiscal integration, a plan with real teeth. [Officials] weren’t going to provide a bailout with no strings attached. This crisis has provided them with the leverage they need to get this done,” said Skrainka. The Dow Jones Industrial Average DJIA +2.59% rallied 291.23 points, or 2.6%, to 11,523.01. It was the blue-chip index’s best day since Oct. 27 and marked a partial recovery from last week, when it sank 4.8%. All 30 of the Dow’s components gained, led by aluminium giant Alcoa Inc. AA -0.53% which rose 5.7%.
Rebounding after a seven-session losing streak, the S&P 500 Index SPX +2.92% rose 33.88 points, or 2.9%, to 1,192.55. All 10 of its industry sectors rose, led by energy and natural-resource companies.It was also the index’s best day since Oct. 27. The multiple support levels broken last week can now be viewed as resistance, with 1,206 to 1,216 the first target level on the S&P 500, and 1,250 the second, according to Elliot Spar, market strategist at Stifel, Nicolaus & Co.But Spar cautioned against jumping the gun. “Rome wasn’t build in a day but the Italian bond market can take it down in just a few sessions,” he said. Yields reflecting Spain’s and France’s borrowing costs fell on Monday, although the yield on Italy’s 10-year government note gained, remaining above 7%, a critical level that pushed Ireland, Portugal and Greece to receive rescue packages. The Nasdaq Composite Index COMP +3.52% climbed 85.83 points, or 3.5%, to 2,527.34, its best percentage gain since Aug. 23. For every stock falling, five gained on the New York Stock Exchange, where 958 million shares traded hands. NYSE Composite volume topped 3.8 billion. On the New York Mercantile Exchange, crude-oil futures for January delivery CL2F -0.54% topped $100 a barrel before closing at $98.21 a barrel, up $1.44. The gold futures contract for December GC1Z -0.15% added $25.10 to end at $1,710.80 an ounce. Read more on gold futures. The Wall Street Journal reported euro-zone leaders were discussing a fiscal pact among the currency bloc’s members that would make budget discipline legally binding and enforceable by European authorities. Reuters also reported European officials have reached an agreement on how to leverage the euro zone’s 440 billion euro ($586 billion) European Financial Stability Facility ahead of a Tuesday meeting of European finance ministers. The fund might insure the bonds of debt-torn nations with guarantees of as much as 30% of each issue. ‘I don’t think the market would be up 300 points on ‘people went to the mall this weekend’.
In the U.S., retail sales totaled $52.4 billion during the holiday weekend, with the average shopper spending $398.62, up from $365.34 for the year-earlier period, the National Retail Federation said Sunday, citing a survey by BIGresearch.
Monday’s stock surge was also the best performance for the S&P 500 and Dow industrials for a Monday following Thanksgiving in over 70 years, according to the Wall Street Journal’s data group. “More consumers than ever turned out for retailers’ Black Friday promotions, a promising sign for the economic recovery,” Matthew Shay, the NRF’s president and chief executive, said in a statement.
But Europe was the main driver, analysts said. “We got some good news in terms of Black Friday sales, but that is not nearly as critical to the outlook as Europe. I don’t think the market would be up 300 points on ‘people went to the mall this weekend’,” said Skrainka at Cornerstone. Wall Street maintained its upward momentum after the government reported sales of new single-family homes rose 1.3% in October to a yearly rate of 307,000. September sales were revised down to 303,000 from a first read of 313,000. Read more on homes sales. “I still believe this is a good thing as the market needs to further clear the size of existing home inventory,” Peter Boockvar, equity strategist at Miller Tabak, noted in emailed commentary.

Monday's Closing Dow Numbers:

Symbol Last Sale Change % Change Share Volume Market
AT&T T $27.95 +0.54 1.97% 24,224,945 NYSE
Alcoa AA $9.46 +0.51 5.7% 31,464,702 NYSE
American Express AXP $46.01 +1.01 2.24% 9,049,170 NYSE
Bank of America BAC $5.25 +0.08 1.55% 345,537,873 NYSE
Boeing BA $64.99 +2.21 3.52% 4,621,077 NYSE
Caterpillar CAT $91.48 +4.76 5.49% 8,340,988 NYSE
Chevron CVX $95.77 +3.48 3.77% 8,404,304 NYSE
Cisco CSCO $18.01 +0.51 2.91% 45,999,135 NASDAQ-GS
Coke KO $65.17 +0.43 0.66% 10,659,048 NYSE
Disney DIS $34.07 +0.56 1.67% 8,656,311 NYSE
DuPont DD $45.01 +1.15 2.62% 6,186,781 NYSE
Exxon XOM $75.84 +1.94 2.63% 20,151,786 NYSE
GE $14.8 +0.10 0.68% 77,629,580 NYSE
Hewlett-Packard HPQ $26.53 +1.14 4.49% 19,858,527 NYSE
Home Depot HD $37.3 +0.83 2.28% 8,060,716 NYSE
Intel INTC $23.46 +0.73 3.21% 39,757,303 NASDAQ-GS
IBM $182.21 +5.15 2.91% 4,524,289 NYSE
JPMorgan JPM $29.16 +0.68 2.39% 45,285,387 NYSE
Johnson & Johnson JNJ $62.37 +1.10 1.8% 11,677,991 NYSE
Kraft KFT $34.89 +0.57 1.66% 5,972,390 NYSE
McDonalds MCD $93.76 +1.66 1.8% 6,101,527 NYSE
Merck MRK $34.26 +1.10 3.32% 15,561,922 NYSE
Microsoft MSFT $24.87 +0.57 2.35% 46,771,878 NASDAQ-GS
Pfizer PFE $19.09 +0.64 3.47% 41,128,477 NYSE
Procter & Gamble PG $62.24 +1.24 2.03% 7,673,132 NYSE
3M MMM $77.72 +1.59 2.09% 4,923,069 NYSE
Travelers TRV $54.22 +0.81 1.52% 4,043,524 NYSE
United Technologies UTX $73.14 +2.10 2.96% 4,026,061 NYSE
Verizon VZ $36.25 +0.90 2.55% 17,777,760 DualListed
Walmart WMT $57.25 +0.36 0.63% 9,288,061 NYSE


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The following are excerpts from Monday morning's Blog.

A read of the print editions of Monday's Wall St. Journal, New York Times, Barron's & Miami Herald yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Friday's stock prices and related data.

Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Friday at 11,231.78 down 25.77 or 0.23% from Wednesday's close of 11,257.66. For the week the Dow is down points 563.33 points or 4.78% from last Friday's close of 11,795.11. For the year the Dow is down 3.0%. Of the 30 Dow components 13 gained 2 were unchanged and 15 declined. The biggest gainer dollar-wise and percentage-wise was Travelers TRV $53.41 +0.65 1.23% 2,186,605 NYSE. The biggest decliner dollar-wise and percentage-wise was Chevron CVX $92.29 -1.46 1.56% 5,257,266 NYSE.

Friday's Dow Jones Industrial Average closing numerator was 1,484.04 down 3.41 from Wednesday's closing numerator of 1,487.45. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator decrease for today by the divisor (0.132129493) you get the decrease in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Friday's Dow Jones Industrial Average was $49.47 down $0.11 from Wednesday's average closing price of $49.58. The median closing price of Friday's Dow Jones Industrial Average was $39.61 (DD/VZ) down 0.11 from Wednesday's median closing price of $39.72. The lowest volume was MMM $76.13 +0.59 0.78% 2,093,982 NYSE and the highest volume again was Bank of America BAC $5.17 +0.03 0.58% 138,425,097 NYSE.

If Friday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $341 ($148,745 - $148,404).

MarketWatch Friday 11/25/11 1:54 pm by Myra P. Saefong says US stocks finished modestly lower Friday, with all three benchmark indexes ending lower for the week as rising euro-zone bond yields kept traders on edge about Europe’s debt crisis during a holiday-shortened trading session.“I would have expected a little oversold bounce but Europe intervened,” said Matthew Tuttle, chief investment officer at Tuttle Wealth Management, LLC in Stamford, Conn.AT&T said it would take a $4 billion charge in the final quarter, an acknowledgment that the company's proposed $39 billion acquisition of T-Mobile USA faces an increasingly uphill battle.The Dow Jones Industrial Average fell 25.77 points, or 0.2%, to close at 11.231.78 after tapping a high of 11,361.47 during the session.Travelers Cos. Inc. shares added 1.2%. The stock was the biggest gainer on the Dow, with just 13 of the benchmark’s 30 components finishing higher.The blue-chip Dow, which fell more than 236 points on Wednesday to close at a more than six-week low, finished 4.8% lower for the week.The U.S. trading session was shorter than usual on Friday, with trading on the New York Stock Exchange closing at 1 p.m. Eastern time.“This week was all Europe related, we saw the possibility of the ‘disaster scenario’ looming as there has always been the fear of this spreading to the ‘healthy’ countries in Europe,” said Tuttle. “The failed German bund auction could be the beginning of this, which would be a huge deal.”A poorly received sale of 10-year German bunds on Wednesday sparked a selloff in German paper. In Europe Friday, the Italian government sold 8 billion euros ($10.7 billion) of six-month Treasury bills, producing an average yield of 6.50%, up from 3.54% in an Oct. 26 sale. The news reinforced concerns that the spread of the debt crisis may make it very difficult for Italy to meet its funding needs.Markets may soon “wake up to the idea that an event in Europe could occur very, very soon,” said Michael Gayed, chief investment strategist at Pension Partners LLC. “With the Italian two-year spike, its clear that fragility in Europe will remain first in mind above all else,” he said . “No amount of holiday sales can counter a collapse in Europe.”
The Standard & Poor’s 500 Index declined by 3.12 points, or 0.3%, to finish at 1,158.67, with energy logging the biggest losses among its 10 industry groups. The index saw a weekly loss of 4.7%.The S&P 500 and the Nasdaq Composite each logged their seventh-losing session in a row, with the S&P 500 suffering from its worst losing streak since the seven session decline that ended on Aug. 2.The Nasdaq closed down 0.8%, or 18.57 points, at 2,441.51 after touching a high of 2,477.03. For the week, it fell 5.1%.Bucking the trend, shares of biotechnology group Pozen Inc. rallied 45% to $3.62. In a regulatory filing on Wednesday, Pozen said it has sold its rights to future royalties on U.S. sales of its pain reliever compound MT 400 to CPPIB Credit Investments for $75 million up-front plus certain payments.
Amarin Corp.’s stock also climbed 6.5% to $7.10 after the company said the U.S. Food and Drug Administration accepted for review an application for a drug to treat patients with high levels of triglycerides, a type of blood fat. For every stock that rose more than one fell on the NYSE, where trading volume was especially anemic after the Thanksgiving holiday on Thursday. Nearly 442 million shares traded on the NYSE. Composite volume was at nearly 1.7 billion.In the U.S. on Thursday, “Americans sat around at the dining table givingsthanks,” said Brian Greenberg, owner of wealth management firm Brian Greenberg & Associates.“Those who are of the investment persuasion were thankful that only five weeks remained in this roller coaster of a stock market,” he said. “ And those who profit by volatility such as the brokerage houses, gave thanks for this the most generous of years ... saddened to know that only five weeks remained.”

Friday's Closing Dow Numbers and Monday's News:
Symbol Last Sale Change % Change Share Volume Market
AT&T T $27.41 -0.14 0.51% 12,036,759 NYSE: WSJ pA1 "Phone deals dial up coverage problems" by Anton Troisanovski, NYT pB1 "Asset sale may be next for AT&T" by Steve Lohr say now that AT&T has withdrawn its application to the FCC and taken a $4 bil write off, AT&T now may switch to a deal that acquires 40% of T-Mobile's assets.

USA Today p1B "Filipino police arrest 4 in AT&T hack" says the AT&T network was not compromised.

Barron's p14 "Week review" says AT&T will take a $4 bil charge due to its takeover of T-Mobile which may be doomed. Merck said it would pay $950 mil and will plead guilty to a charge it misbranded Vioxx. AT&T is charted at page M2 of Barron's.

Alcoa AA $8.95 +0.07 0.79% 13,048,768 NYSE: No mentions found.

American Express AXP $45 -0.10 0.22% 2,747,998 NYSE: No mentions found.

Bank of America BAC $5.17 +0.03 0.58% 138,425,097 NYSE: WSJ pC8 "Prowling bond vigilants shold stress out big US banks" by David Reilly says the price of insuring against default at the biggest banks. It costs $474,000 to insure $10 mil of Bank of America debt, compared with $157,000 in Jan. JPMMOrgan's 4.35% debt due August '21, traded at a premium of 2.79% points to Treasurys.

Boeing BA $62.78 +0.42 0.67% 2,122,270 NYSE: No mentions found.

Caterpillar CAT $86.72 -1.04 1.19% 3,078,679 NYSE: No mentions found.

Chevron CVX $92.29 -1.46 1.56% 5,257,266 NYSE: No mentions found.

Cisco CSCO $17.5 +0.095 0.55% 24,466,202 NASDAQ-GS: WSJ pB8 "Cisco to HP: stop it" says a Cisco exec says Hewlett-Packard shold stop suing to block former employees from taking jobs at Cisco.

Coke KO $64.74 -0.13 0.2% 3,786,301 NYSE: NYT pB6 "Advertising" by Stu Elliott says there may be confusion between Coke Zero and Unilever's Cafe Zero coffee based ice cream drink.

Disney DIS $33.51 +0.11 0.33% 4,991,843 NYSE: WSJ p 4 "Twilight keeps Muppets at bay" by Erica Orden says Disney's The Muppets came in 2nd this weekend with cumulative sales of $42 mil.

NYT pB3 "New life, surprisingly, for ABC prime time" by Bill Carter says Disney's ABC network as the season heads for is midpoint has defied early expectations by deivisng an emerging success story in prime time with a handful of new shows demonstrating the kind of steady appeal that usually guarantees extended runs.

NYT pB4 "Disney builds Marvel app" by Gregory Schmidt says Disney is the largest publisher of children's books in the workld selling 700 mil items a year in 85 nations.

DuPont DD $43.86 -0.22 0.5% 3,036,470 NYSE: No mentions found.

Exxon XOM $73.9 -0.68 0.91% 10,254,399 NYSE: No mentions found.

GE $14.7 -0.03 0.2% 23,163,628 NYSE: No mentions found.

Hewlett-Packard HPQ $25.39 -0.39 1.51% 9,018,980 NYSE: WSJ pB8 "Cisco to HP: stop it" says a Cisco exec says Hewlett-Packard shold stop suing to block former employees from taking jobs at Cisco.

Home Depot HD $36.47 -0.05 0.14% 3,616,760 NYSE: No mentions found.

Intel INTC $22.73 +0.03 0.13% 28,346,827 NASDAQ-GS: No mentions found.

IBM $177.06 -0.89 0.5% 2,232,713 NYSE: No mentions found.

JPMorgan JPM $28.48 +0.10 0.35% 21,423,184 NYSE: WSJ pC8 "Prowling bond vigilants shold stress out big US banks" by David Reilly says the price of insuring against default at the biggest banks. It costs $474,000 to insure $10 mil of Bank of America debt, compared with $157,000 in Jan. JPMMOrgan's 4.35% debt due August '21, traded at a premium of 2.79% points to Treasurys.

WSJ pB2 "Happening this week" says on Wed JPMorgan SMid Cap Conference begins in New York City.

Johnson & Johnson JNJ$61.27 -0.72 1.16% 5,838,797 NYSE: No mentions found.

Kraft KFT $34.32 +0.09 0.26% 3,364,639 NYSE: No mentions found.

McDonald's MCD $92.1 +0.23 0.25% 2,452,402 NYSE: No mentions found.

Merck MRK $33.16 -0.03 0.09% 4,906,306 NYSE: Barron's p14 "Week review" says AT&T will take a $4 bil charge due to its takeover of T-Mobile which may be doomed. Merck said it would pay $950 mil and will plead guilty to a charge it misbranded Vioxx.

Microsoft MSFT $24.3 -0.17 0.69% 26,164,410 NASDAQ-GS: No mentions found.

Pfizer PFE $18.45 unch unch 20,994,667 NYSE: No mentions found.

Procter & Gamble PG $61 -0.06 0.1% 4,734,571 NYSE: No mentions found.

3M MMM $76.13 +0.59 0.78% 2,093,982 NYSE: No mentions found.

Travelers TRV $53.41 +0.65 1.23% 2,186,605 NYSE: No mentions found.

United Technologies UTX $71.04 +0.07 0.1% 1,892,548 NYSE: No mentions found.

Verizon VZ $35.35 unch unch 5,519,185 DualListed: No mentions found.

Walmart WMT $56.89 -0.25 0.44% 4,258,796 NYSE: No mentions found.

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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Meg Whitman (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Virginia M. Rometty (replaces Samuel J. Palmisano 1/1/12) (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY) Lowell C. McAdam
Wal-Mart WMT Mike Duke (Bentonville, ARK)

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Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest 1/2 billion as of 11/1/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $379.5 [5]
2. Microsoft MSFT 223 [8.5]
3. IBM 217.5 [1]
4. Chevron CVX 210.5 [2]
5. WalMart WMT 195.5 [3.5]
6. GE 177 [10.5]
7. Johnson & Johnson JNJ 176.5 [3]
8. Procter & Gamble PG 176 [3]
9. AT&T T 173.5 [6]
10. Coke KO 155 [2.5]
11. Pfizer PFE 150.5 [8]
12. JPMorgan Chase JPM 135.5 [4]
13. Intel INTC 129 [5]
14. Merck MRK 106 [3]
15. Verizon VZ 104.5 [3]
16. Cisco CSCO 102 [5.5]
17. McDonald's MCD 96 [1]
18. United Technologies UTX 70.5 [1]
19. Bank of America BAC 69 [10]
20. Disney DIS 65 [2]
21. Kraft KFT 62 [2]
22. Caterpillar CAT 61 [.5]
23. American Express AXP 60.5 [1]
24. Home Depot HD 56 [1.5]
25. 3M MMM 56 [.5]
26. Hewlett-Packard HPQ 53 [2]
27. Boeing BA 49 [1]
28. DuPont DD 44.5 [1]
29. Travelers TRV 24 [.5]
30. Alcoa AA 11.5 [1]

Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 11/1/11:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 10/27/11 8K re: redemption of 5.87% Notes due 2/1/12
10/20/11 2 8Ks re: 3Qtr results
9/8/11 8K re: redemption of certain notes
9/1/11 8K re: Dept. of Justice lawsuit to block AT&T acquisition of T-Mobile saying it will lessen competition & raise prices
8/5/11 10Q for quarter ended 6/30/11
8/2/11 8K re: sale of global notes
8/1/11 8K re: tendering of all its shares of Telefonos de Mexcio

Alcoa AA: 10/20/11 10Q for Qtr ended 9/30/11
10/14/11 8K re: transcript of 3Qtr earnings call
10/12/11 8K re: 3Qtr results

American Express AXP: 10/19/11 8K re: 3Qtr results
10/17/11 8K re: delinq & write-f stats for 3 months eded 9/30/11
9/15/11 & 9/14/11 8Ks re: delinquency & write-off stats for 3 months ended 8/3/1/11
8/15/11 8K re: delinq. & write-off stats for months of May, June, and July 2011
8/3/11 10Q for quarter ended 6/30/11

Bank of Am BAC: 10/18/11 8K re: 3Qtr results
10/7/11 8K re: separation contracts with Sallie L. Krawcheck & Joe L. Price
9/7/11 8K re: exec changes including departure of Sallie Krawcheck
9/1/11 8K re: Amend Cert of Inc to designate Pref. Shares sold to Berkshire Hathaway for $5 bil
8/29/11 8K re: selling of 13.1 bil shares of China Construct Bank
8/25/11 8K re: sale of securities to Berkshire Hathaway, Inc.

Boeing BA: 10/26/11 10Q for Qtr ended 9/30/11
10/26/11 8K re: 3Qtr results
10/4/11 8K re: election of ex-Contintel CEO Larry Kellner as Director
9/30/11 8K & 8KA re: frequency of shareholder advisory votes

Caterpiller CAT: 10/24/11 8K re: 3 month dealer stats
10/24/11 8K re: results for quarter ended 9/30/11
9/30/11 8K re: price increases
9/29/11 8K re: 3 month dealer stats
9/20/11 8KA 3 Mos dealer stats thru Aug
9/16/11 re: credit agreement
8/18/11 8K re: 3 mos. dealer stats
8/12/11 8K re: clarification of order backlog
8/4/11 10Q for quarter ended 6/30/11

Chevron CVX: 10/28/11 8K re: 3Qtr results
10/11 8K re: 3Qtr results
9/7/11 8K/A re: frequency of shareholder advisory votes
8/4/11 10Q for quarter ended 6/30/11

Cisco CSCO 10/18/11 14A proxy (two) re: Annual Shareholder Meeting to be held 12/7/11 at Santa Clara, CA
9/20/11 8K re: contract with Exec VP Wim Elfrink
9/14/11 10K for year ended 7/30/11
8/24/11 8K re: pre-arranged stock trading plan for CEO John Chambers
8/10/11 8K re: 4Qtr results

Coke KO 10/28/11 S-4 re: exchange of 3.3% Notes due '21 for 1.8% Notes due '16
10/27/11 10Q for Qtr ended 9/30/11
10/18/11 8K re: 3Qtr results
9/1/11 8K re: issuance of senior notes
8/24 & 8/8 8Ks re: issuance of securities as an off-alance sheet arrangement re: Coca-Cola Refreshments USA, Inc.
8/1/11 10Q 2 results ended 7/1/11

Disney DIS 10/25/11 8K re: resignation of Director John E. Bryson to become U.S. Secretary of Commerce
10/7/11 8K re: extension of CEO Robert A. Iger's employment contract
8/19/11 8K re: sale of $750 mil of Global Notes
8/19 10Q & 8/9 8K re: results of quarter ended 7/2/11

DuPont DD: 10/25/11 10Q & 8K re: results for 3Qtr ended 9/30/11
8/8/11 10Q for quarter ended 6/30/11

ExxonMobil XOM: 10/27/11 8K re: 3Qtr results
8/4/11 10Q for quarter ended 6/30/11

GE: 10/21/11 8K re: 3Qtr results
9/13/11 8K re: redemption of shares held by Berkshire Hathaway for $3.3 bil

Hewlett-Packard HPQ: 10/27/11 8K re: decision to keep PC unit
10/3/11 8K re: acceptance of offers to acquire Autonomy
9/29/11 8K re: separation contract with ex-CEO Leo Apotheker
9/28/11 8K re foreign antitrust approval of acquisition of Autonomy
9/22/11 8K re: replacement of CEO Leo Apotheker with Meg Whitman effective immediately
9/19/11 8KA & 8K re: issuance of flotaing global notes
9/13/11 8K re: purchase of Autonomy Corp.
9/9/11 10Q for quarter ended 7/31/11
8/19/11 8K re: offer to purchase Autonomy Corp plc
8/18/11 8K re: 3rd Quarter results ended 7/31/11

Home Depot HD: 9/1/11 10Q for quarter ended 7/31/11
8/16/11 8K re: results of quarter ended 7/31/11

Intel INTC: 10/19/11 & 10/18/11 8Ks re: Results for Qtr ended 10/1/11
9/19/11 & 9/14/11 8Ks re; offering of $5 bil of notes
8/8/11 10Q for quarter ended 7/2/11

IBM: 10/31/11 8K re: offering of $1.85 bil of debt
10/26/11 8K re: election of Virginia M. Rometty as CEO
10/25/11 8K re: election of David Farr, CEO of Emerson, to Bd.
10/25/11 10Q & 10/18/11 8K & 10/17/11 8K re: results for Qtr ended 9/30/11

JPMorganChase JPM: 10/26/11 8K re: offering of $1.75 mil of 4.35% Notes due '21
10/13/11 8K re: 3Qtr results
9/30/11 8K re: reorganiz. of Retail Fin'l Services & Card Business segments
9/13/11 8K re: FD Disclosure re: guidance given at investor conference
8/24/11 8K re: Master Agency Agreement re: Notes offering from time to time
8/10/11 8K re: closing of sale of $1.25 bil of 4.35% notes due 2021
8/5/11 8K re: 10Q for quarter ended 6/30/11
8/5/11 8K re: closing of sale of notes due 2016

Johnson & Johnson JNJ : 10/27/11 S-4 re: acquisition of Synthes
10/18/11 8K re: results for Qtr ended 10/2/11
8/9/11 10Q for quarter ended 7/3/11

Kraft KFT: 9/7/11 8K re: FD Disclosure re: presentation at investor conference
8/5/11 10Q for quarter ended 6/30/11
8/14/11 8K re: amendment of severance agreement with ex-CFO Tim McLevish
8/4/11 8K re: Board of Dirs. intent to spin off global snack business & a N. Amer. grocery business
8/4/11 8K re: 2nd quarter results for quarter ended 6/30/11

McDonald's MCD: 10/21/11 8K re: results for 3Qtr ended 9/30/11
9/30/11 8K re: issuance of $500 mil med-term notes
9/26/11 8K re; declaration of quarterly cash dividend
9/12/11 8K re: August sales
8/19/11 8Ka re: plans to hold annual advisory vote on exec compensation
8/8/11 8K re: investors release
8/5/11 10Q for quarter ended 6/30/11

Merck MRK: 10/28/11 8K re: results for 3Qtr
10/12/11 8K/A re: frequency of shareholder advisory votes on exec comp
8/8/11 10Q for quarter ended 6/30/11

Microsoft MSFT: 10/20/11 10Q & 8K re: results for Qtr ended 9/30/11
10/18/11 & 10/4/11 & 10/3/11 14A Proxies re: Annual Meeting of Shareholders to be held 11/15/11 at Bellevue, Wash.

Pfizer PFE: 8/11 10Q for quarter ended 7/3/11
8/2/11 8K re: 2Q results

Procter & Gamble PG: 10/27/11 10Q & 8Ks (two) re: results of 3 Qtr ended 9/30/11
10/14/11 8K re: voting results of annual meeting of shareholders
10/11/11 *K re: quarterly dividend of 52.5 cents
10/11/11 CEO's Bob McDonald speech at annual shareholders meeting
10/6/11 8K re: political contribution policy
9/7/11 Def. 14A Proxy Material re: voting recommendations for directors
8/26/11 Def. 14A Proxy Statement for Notice of Annual Meeting of Shareholder on 10/11/11
8/15/11 8K re: closing of public offering of $1 bil 1.4% Notes due '16
8/10/11 10K for year ended 6/30/11
8/5/11 8K re: results for quarter ended 6/30/11

3M MMM: 10/25/11 8K re: results of 3Qtr
9/29/11 8K re: offer of $4 bil of notes
9/8/11 8K re: Distribution Agrmt with Goldman Sachs re: $3 bil of notes
8/30/11 8K re: $200 mil credit agreement with HSBC Bank
8/10/11 8K re: $1.5 bil 5 year revolving credit agreement with J.P.Morgan Chase
8/4/11 10Q for quarter ended 6/30/11
8/2/11 2 8Ks re: adoption of executive pre-arranged stock trading plans
8/2/11 8K re: results of 2nd quarter

Travelers TRV: 10/19/11 10Q & 8K re: results for Qtr ended 9/30/11
9/20/11 8K/A re: frequency of non-binding advisory shareholder votes
8/8/11 8K re: restatement of articles of incorporation to cancel Series B Conv. Pref. Stock

United Technologies UTX: 10/24/11 10Q & 10/19/11 8K re: results for Qtr ended 9/30/11
10/18/11 8K re: Pratt & Whitney & Rolls Royce partnership to develop next generation engines for mid-size aircraft
9/29/11 8K re: exec personnel changes
9/23/11 8K & Def. 14A Proxy Material re: acquisition of Goodrich

Verizon Communications Inc. VZ: 10/25/11 10Q & 10/21/11 8K re: results for Qtr ended 9/30/11
9/14/11 8K re: presentation to Merrill Lynch Media, Communication & Entertainment Conf.

WalMart WMT: 9/29/11 8K re: adoption of Deferred Com Plan
9/27/11 8K re: retirement of Vice-Chair Eduardo Castro-Wright
9/1/11 10Q for quarter ended 7/31/11