1/10/12 Tues am Alcoa's Net Loss Due to Less Alum Demand

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Post No. 1,414 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of January 1, 2012.

A read of the print editions of Tuesday's Wall St. Journal, Financial Times, Investor's Business Daily, New York Times, USA Today, Atlanta Journal Constitution and Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Monday's stock prices and related data.

Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Monday at 12,392.69 up 32.77 or 0.27% from Friday's close of 12,359.92. For the year the Dow is up 1.43%. Of the 30 Dow components 8 gained and 22 declined. The biggest gainer dollar-wise was Caterpillar CAT
$97.1 +1.34 1.4% 6,444,985 NYSE and percentage-wise was Alcoa AA
$9.425 +0.265 2.89% 54,768,298 NYSE. The biggest decliner dollar-wise and percentage-wise was McDonald's MCD $99.64 -0.96 0.95% 4,384,350 NYSE.

WSJ pC4 "Alcoa fuels the rise as DJIA ticks up" by Brendan Conway says stocks rose as hopes fro the coming US earnings season overpowered a batch of unsettling headlines from Europe. Alcoa was the strongest blue chip rising 27 cents as traders bet on a favorable outcome in its 4Q report which came out after the closing bell.

Fin Times p22 "Motorola Mobility warning over quarterly earnings hits Google" by Ajay Makan says Google shares slid as investors considered its possible move into mobile handsets. Fin'ls were stronger with Bank of America climbing 1. despite reports it would sack a fifth of its Asia managing directors.

NYT pB5 "Shares continue rally ahead of earnings season" by Bloomberg says last week's stock rally was extended on Mon as European leaders discussed shoring up the euro & investors awaited the start of the 4Q earnings season.

USA Today p4B "Stocks rise ahead of earnings and as Europe seeks euro plan" by Bloomberg is same as New York Times are just above.

Inv. Bus. Daily pA1 "Stocks end little changed as leaders' action mixed" by Vincent Mao says stocks started the first full trading week of the new year with mild gains as action was small gains in higher trade & the current outlook is the market is in a confirmed uptrend.

As of the open of the market Tuesday, the current divisor for the Dow Jones Industrial Average found at page C4 of Tuesday's Wall St. Journal is 0.132129493. Tuesday's trailing P/E ratio is 13.40 up from Monday's trailing P/E ratio of 13.37 (year ago it was 14.84); today's P/E estimate is 11.92 unchanged from yesterday's P/E estimate of 11.92 (year ago it was 13.55), and Tuesday's dividend yield is 2.58 down from yesterday's dividend yield of 2.59 (last year it was 2.47). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Monday's Dow Jones Industrial Average closing numerator was 1,637.44 up 4.34 from Friday's closing numerator of 1,633.10. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was $54.58 up $0.14 from Friday's average closing price of $54.44. The median closing price of Monday's Dow Jones Industrial Average was $44.83 (DD/HD) up $0.21 from Friday's median closing price of $44.62. The lowest volume was Travelers TRV $59.69 +0.34 0.57% 1,907,201 NYSE and the highest volume again was Bank of America BAC $6.27 +0.09 1.46% 235,667,850 NYSE.

If Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $434 ($163,744 - 163,310).

MarketWatch Monday 1/9/12 4:10 pm by Laura Mandaro says U.S. stocks rose Monday on light volume, catching an updrift on hopes U.S. corporate earnings reports -- which got underway late Monday -- would show some strength. The Dow Jones Industrial Average DJIA +0.27% rose 32.77 points, or 0.3%, to 12,392.69, led by Alcoa Inc., AA -0.05%, up 2.9% ahead of its late-Monday financial results. The S&P 500 SPX +0.23% finished up 2.89 points, or 0.2%, at 1,280.70. The Nasdaq Composite COMP +0.09% added 2.34 points, or 0.1%, to 2,676.56. NYSE exchange volume was about 700 million, and NYSE composite volume was 3.2 billion, both under recent averages.

Monday's Closing Dow Numbers and Tuesday's News:

Symbol Last Sale Change % Change Share Volume Market
AT&T T
$29.66 -0.02 0.07% 25,535,597 NYSE: WSJ pB5 "Nokia takes aim at high end US market" by Chris Lawton, AJC pA10 "AT&T to bring out Nokia phone with Windows" say AT&T will sell a Nokia smartphone running Microsoft's Windows Phone software called the Lumia 900. This gives Microsoft a chance to get into smartphones which are dominated by Apple and Google through its Android software.

Alcoa AA
$9.425 +0.265 2.89% 54,768,298 NYSE: WSJ pB2 "Alcoa dips into red ink" by John Miller, NYT pB5 "Alcoa posts loss on fewer orders & lower prices" by AP, USA Today p1B "Alcoa reports loss for 4Q, AJC pA10 "Less alum demand behind Alcoa net loss" say Alcoa had a 4Q net loss of $191 mil or 18 cents a share vs. net income of $258 mil or 24 cents a share a year earlier. Rev rose to $6 bil from $5.65 bil. Loss was due to a slower global economy which hurt aluminum demand in construction, packaging & automobiles.

WSJ pC4 "Alcoa fuels the rise as DJIA ticks up" by Brendan Conway says stocks rose as hopes fro the coming US earnings season overpowered a batch of unsettling headlines from Europe. Alcoa was the strongest blue chip rising 27 cents as traders bet on a favorable outcome in its 4Q report which came out after the closing bell.

American Express AXP
$48.39 +0.12 0.25% 5,181,681 NYSE: WSJ pC3 "Heft profit seen for card issues" by Andrew Johnson says there are strong rev growth expectations at credit card issuers including American Express which is due to report 4Q results on Jan. 19.

Bank of America BAC
$6.27 +0.09 1.46% 235,667,850 NYSE: WSJ pC1 "Banks unite to battle online theft" by Suzanne Kapner say Bank of America has begun hosting experts from other banks at quarterly roundtables to device solutions to cyber security threats.

Fin Times p14 "BofA to cut fifth of MDs in Asia" by Tom Braithwaite, Inv. Bus. Daily pA2 "Banks cut staff to lower costs", Fin Times p22 "Motorola Mobility warning over quarterly earnings hits Google" by Ajay Makan say Google shares slid as investors considered its possible move into mobile handsets. Fin'ls were stronger with Bank of America climbing 1. despite reports it would sack a fifth of its Asia managing directors.

Boeing BA
$74.53 +0.55 0.74% 4,434,687 NYSE: No mentions found.

Caterpillar CAT
$97.1 +1.34 1.4% 6,444,985 NYSE: No mentions found.

Chevron CVX
$109.49 +1.18 1.09% 6,998,282 NYSE: No mentions found.

CSCO
$18.97 +0.12 0.64% 37,130,319 NASDAQ-GS: No mentions found.

Coke KO
$68.93 unch unch 5,129,378 NYSE: No mentions found.

Disney DIS
$39.75 -0.16 0.4% 12,039,422 NYSE: WSJ pB1 "Drug sales reps try a softer pitch" by Jonathan Rockoff says Merck and other drug firms are having their reps switch from being sales people to acting mroe like a resource and are taking cues from Disney's theme parks.

WSJ pB4 "ABC News pres takes aim at ratings lead of NBC" by Chris Stewart says ABC, owned by Disney, is trying to improve its ratings.

Fin Times p2 "Egyptian tycoon faces trial over Twitter Disney cartoon" by Heba Saleh says a tycoon faces charges of contempt of Islam for twittering Mickey and Minnie Mouse in connection with a message.

DuPont DD
$46.43 +0.39 0.85% 6,014,834 NYSE: No mentions found.

Exxon XOM
$85.5 +0.38 0.45% 11,436,083 NYSE: No mentions found.

GE
$18.86 +0.21 1.13% 46,139,763 NYSE: No mentions found.

Hewlett-Packard HPQ
$26.44 +0.04 0.15% 10,809,852 NYSE: No mentions found.

Home Depot HD
$43.23 +0.03 0.07% 7,241,911 NYSE: No mentions found.

Intel INTC
$25.465 +0.215 0.85% 38,298,312 NASDAQ-GS: Inv. Bus. Daily pA4 "Intel plans big ad campaign for Ultrabooks" by AP, NYT pB2 "Intel pushes Macbooks air-like notebooks, but for Windows" by Nick Wingfield says Intel displayed its Ultrabooks which are an effort to bring notebooks based on Microsoft's Window's operating system a lightweight design like Apple's MacBook Air.

IBM
$181.5 -9 0.95 0.52% 4,928,133 NYSE: AJC pA10 "IBM chips produced at new NY plant" says IBM has a new $4.65 bil computer chip plant in upstate New York.

JPMorgan JPM
$35.3 -0.06 0.17% 22,712,485 NYSE: No mentions found.

Johnson & Johnson JNJ
$64.93 +0.10 0.15% 7,713,329 NYSE: No mentions found.

Kraft KFT
$37.72 +0.17 0.45% 5,140,908 NYSE: USA Today 1B "New Products for '12" lists Procter & Gambles are Tide Pods in a dissolvable shell and Kraft's Sizzzling salads dinner kits that are similar to TV dinners.

McDonald's MCD
$99.64 -0.96 0.95% 4,384,350 NYSE: No mentions found.

Merck MRK
$38.39 -0.08 0.21% 13,779,839 NYSE: WSJ pB1 "Drug sales reps try a softer pitch" by Jonathan Rockoff says Merck, Pfizer and other drug firms are having their reps switch from being sales people to acting more like a resource and are taking cues from Disney's theme parks.

Microsoft MSFT
$27.74 -0.365 1.3% 59,230,602 NASDAQ-GS: AJC pA10 "AT&T to bring out Nokia phone with Windows" say AT&T will sell a Nokia smartphone running Microsoft's Windows Phone software called the Lumia 900. This gives Microsoft a chance to get into smartphones which are dominated by Apple and Google through its Android software.

NYT pB2 "Intel pushes Macbooks air-like notebooks, but for Windows" by Nick Wingfield says Intel displayed its Ultrabooks which are an effort to bring notebooks based on Microsoft's Window's operating system a lightweight design like Apple's MacBook Air.

Pfizer PFE
$21.82 +0.25 1.16% 29,124,461 NYSE: WSJ pB1 "Drug sales reps try a softer pitch" by Jonathan Rockoff says Merck, Pfizer and other drug firms are having their reps switch from being sales people to acting more like a resource and are taking cues from Disney's theme parks.

Procter & Gamble PG
$66.64 +0.28 0.42% 7,630,795 NYSE: USA Today 1B "New Products for '12" lists Procter & Gambles are Tide Pods in a dissolvable shell and Kraft's Sizzzling salads dinner kits that are similar to TV dinners.

3M MMM
$83.87 +0.50 0.6% 2,761,437 NYSE: No mentions found.

Travelers TRV
$59.69 +0.34 0.57% 1,907,201 NYSE: No mentions found.

United Technologies UTX
$74.1 +0.20 0.27% 4,279,649 NYSE: No mentions found.

Verizon VZ
$38.37 +0.04 0.1% 13,383,363 Dual Listed: No mentions found.

Walmart WMT
$59.18 +0.18 0.31% 6,583,000 NYSE: No mentions found.


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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Meg Whitman (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Virginia M. Rometty (replaces Samuel J. Palmisano 1/1/12) (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY)
Wal-Mart WMT Mike Duke (Bentonville, ARK)

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Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest 1/2 billion as of 1/1/12 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $406 [5]
2. Microsoft MSFT 218 [8.5]
3. IBM 216 [1]
4. Chevron CVX 212 [2]
5. WalMart WMT 204.5 [3.5]
6. GE 189 [10.5]
7. Procter & Gamble PG 183.5 [3]
8. Johnson & Johnson JNJ 179 [3]
9. AT&T T 179 [6]
10. Pfizer PFE 166.5 [7.5]
11. Coke KO 159 [2.5]
12. JPMorgan Chase JPM 126.5 [4]
13. Intel INTC 123.5 [5]
14. Merck MRK 115 [3]
15. Verizon VZ 113.5 [3]
16. McDonald's MCD 102.5 [1]
17. Cisco CSCO 97 [5.5]
18. Disney DIS 67.5 [2]
19. United Technologies UTX 66 [1]
20. Kraft KFT 66 [2]
21. Home Depot HD 65 [1.5]
22. Caterpillar CAT 58.5 [.5]
23. 3M MMM 57 [.5]
24. Bank of America BAC 56.5 [10]
25. American Express AXP 54.5 [1]
26. Boeing BA 54.5 [1]
27. Hewlett-Packard HPQ 51 [2]
28. DuPont DD 42 [1]
29. Travelers TRV 24.5 [.5]
30. Alcoa AA 9 [1]

Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 1/1/12:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 11/28 8K re: redemption of subsidiary Cingular Wirelss' $2.97 bil debt
11/25/11 8K re: withdrawal from FCC of application to buy T-Mobile
11/7/11 10Q for qtr ended 9/30/11
10/27/11 8K re: redemption of 5.87% Notes due 2/1/12
10/20/11 2 8Ks re: 3Qtr results

Alcoa AA: 11/16/11 8K re: exec changes
10/20/11 10Q for Qtr ended 9/30/11
10/14/11 8K re: transcript of 3Qtr earnings call
10/12/11 8K re: 3Qtr results

American Express AXP: 12/15/11 8K re: delinq. & write-off stats for prior 3 months
11/15/11 8K re: delinq. & write-off stats for Aug, Sept & Oct
11/4/11 8K re: exec changes
11/2/11 10Q for Qtr ended 9/30/11
10/19/11 8K re: 3Qtr results
10/17/11 8K re: delinq & write-f stats for 3 months eded 9/30/11

Bank of Am BAC: 12/16/11 8K re: unregistered sale of $885.4 of Senior Notes
12/6/11 8K re: stating it is unaffiliated from IPIC Group's mini-tender off of 4.86% of its common
12/2/11 8K re exchange of $442.3 of senior notes
12/1/11 Proxy re: amendment of Dec. of Trust for Preferred HITs
11/17/11 8K re: exchange of preferred shares
11/2/11 10Q for Qtr ended 9/30/11
10/18/11 8K re: 3Qtr results
10/7/11 8K re: separation contracts with Sallie L. Krawcheck & Joe L. Price

Boeing BA: 12/15/11 8-K/A election of Gregory D. Smith as CFO
11/14/11 8K re: $2.3 bil revolving credit agrmt.
11/1/11 8K re: exec changes
10/26/11 10Q for Qtr ended 9/30/11
10/26/11 8K re: 3Qtr results
10/4/11 8K re: election of ex-Contintel CEO Larry Kellner as Director

Caterpiller CAT: 12/19/11 8K re pst 3 months dealer stats.
12/16/11 8K re extension of stock repurchase plan
11/18/11 8K re: past 3 monts dealer stats
11/4/11 10Q for Qtr ended 9/30
10/24/11 8K re: 3 month dealer stats
10/24/11 8K re: results for quarter ended 9/30/11

Chevron CVX: 12/12/11 8K re grant of exec stock options
11/3/11 10Q for Qtr ended 9/30/11
10/28/11 8K re: 3Qtr results
10/11 8K re: 3Qtr results

Cisco CSCO 12/16/11 8K re pre-arranged exec stock trading plan
12/8/11 8K re amendment of stock option plan
11/22/11 10Q & 8K for Qtr ended 10/29
10/18/11 14A proxy (two) re: Annual Shareholder Meeting to be held 12/7/11 at Santa Clara, CA

Coke KO 12/19/11 re election of ex Mayor of Chicago Richard M. Daley to Board of Dirs.
11/10/11 Prospectus re: exchange of $1.6 bil of 2016 Notes
10/28/11 S-4 re: exchange of 3.3% Notes due '21 for 1.8% Notes due '16
10/27/11 10Q for Qtr ended 9/30/11
10/18/11 8K re: 3Qtr results
9/1/11 8K re: issuance of senior notes

Disney DIS 12/1/11 8K re sale of $1.6 bil of Global Notes
11/23/11 10K & 11/10/11 8K re: results for fiscal year ened 10/1/11
10/25/11 8K re: resignation of Director John E. Bryson to become U.S. Secretary of Commerce
10/7/11 8K re: extension of CEO Robert A. Iger's employment contract

DuPont DD: 11/22/11 8K : re: election of Lee M. Thomas as Director
10/25/11 10Q & 8K re: results for 3Qtr ended 9/30/11

ExxonMobil XOM: 12/6/11 8K re disclosure of exec bonuses and salaries (CEO's Rex Tillerson's base effective 1/1/12 is $2,567,000 and no exec has a contract, all are employees at will
11/29/11 8K re: exec changes
11/3/11 10Q for Qtr ended 9/30/11
10/27/11 8K re: 3Qtr results

GE: 11/8/11 10Q for Qtr ended 9/30/11
10/21/11 8K re: 3Qtr results
9/13/11 8K re: redemption of shares held by Berkshire Hathaway for $3.3 bil

Hewlett-Packard HPQ: 12/14/11 10Q for year ended 10/31/11
12/12/11 8K re close of sale of $3.5 bil of Global Notes
11/8/11 10Q & 11/21/11 8K re: results of year and Qtr ended 10/31/11
11/17/11 8K re: election of Ralph V. Whitworth to Board of Dirs
10/27/11 8K re: decision to keep PC unit
10/3/11 8K re: acceptance of offers to acquire Autonomy
9/29/11 8K re: separation contract with ex-CEO Leo Apotheker
9/28/11 8K re foreign antitrust approval of acquisition of Autonomy
9/22/11 8K re: replacement of CEO Leo Apotheker with Meg Whitman effective immediately
9/19/11 8KA & 8K re: issuance of floating global notes
9/13/11 8K re: purchase of Autonomy Corp.

Home Depot HD: 11/29/11 10Q & 11/15/11 8K re: results of Qtr ended 10/31/11
9/1/11 10Q for quarter ended 7/31/11

Intel INTC: 11/4/11 10Q for Qtr ended 10/1/11
10/19/11 & 10/18/11 8Ks re: Results for Qtr ended 10/1/11
9/19/11 & 9/14/11 8Ks re; offering of $5 bil of notes

IBM: 11/14/11 8K re: $10 bil Credit Agrmt
10/31/11 8K re: offering of $1.85 bil of debt
10/26/11 8K re: election of Virginia M. Rometty as CEO
10/25/11 8K re: election of David Farr, CEO of Emerson, to Bd.
10/25/11 10Q & 10/18/11 8K & 10/17/11 8K re: results for Qtr ended 9/30/11

JPMorganChase JPM: 12/22/11 8K re closing of $1.25 bil 5.4% Notes
12/8/11 8K re increase to share repurchase program
12/8/11 8K re FD disclosure re guidance presentation
11/8/11 8K re: election of James A. Bell as Dir.
11/4 28ks & 10Q re: Qtr ended 9/30/11
10/26/11 8K re: offering of $1.75 mil of 4.35% Notes due '21
10/13/11 8K re: 3Qtr results

Johnson & Johnson JNJ : 12/13/11 8K re closing of divestiture of assets of Ortho Dematologics division which made Retin-!
11/30/11 8K re: purchase of Synthes & offer to hire its CEO
11/22/11 8K re: exec changes
11/8/11 10Q for Qtr ended 10/2
10/27/11 S-4 re: acquisition of Synthes
10/18/11 8K re: results for Qtr ended 10/2/11

Kraft KFT: 12/5/11 8K re appointment of Irene Rosenfeld to lead Global Snacks and Tony Vernon as CEO fo N. American Grocery company
11/4/11 10Q & 11/2/11 8K re: Qtr ended 9/30/11
9/7/11 8K re: FD Disclosure re: presentation at investor conference

McDonald's MCD: 12/2/11 8K re Nov sales rose 7.4%
11/14/11 8K re: Investor Release re: Growth Plans
11/8/11 8K re: Oct sales
11/4/11 10Q for Qtr ended 9/30/11
10/21/11 8K re: results for 3Qtr ended 9/30/11
9/30/11 8K re: issuance of $500 mil med-term notes
9/26/11 8K re; declaration of quarterly cash dividend

Merck MRK: 12/21/11 8K re: technical amendments to bylaws
12/1/11 8K re: election of CEO Ken Frazier to Bd & retirement of former CEO Richard Clark from Board
11/10/11 8K & 11/8/11 10Q re Investor Presentation re results for Qtr ended 9/30/11
10/28/11 8K re: results for 3Qtr
10/12/11 8K/A re: frequency of shareholder advisory votes on exec comp

Microsoft MSFT: 12/22/11 8K/A re frequency of advisory votes on exec pay
11/17/11 8K re: voting results from Annual Shareholder Meeting
10/20/11 10Q & 8K re: results for Qtr ended 9/30/11
10/18/11 & 10/4/11 & 10/3/11 14A Proxies re: Annual Meeting of Shareholders to be held 11/15/11 at Bellevue, Wash.

Pfizer PFE: 12/13/11 8K re election of 3 new members to Board
11/10/11 10Q & 11/1/11 8K for Qtr ended 10/2/11

Procter & Gamble PG: 11/3/11 8K re: Guidance
11/1/11 8K re: delay of sale of Pringles to Diamond Food
10/27/11 10Q & 8Ks (two) re: results of 3 Qtr ended 9/30/11
10/14/11 8K re: voting results of annual meeting of shareholders
10/11/11 *K re: quarterly dividend of 52.5 cents
10/11/11 CEO's Bob McDonald speech at annual shareholders meeting
10/6/11 8K re: political contribution policy

3M MMM: 12/6/11 8K re eps guidance
11/3/11 10Q re Qtr ended 9/30/11
11/3/11 8K re: pre-arranged stock trading plan for an exec
10/25/11 8K re: results of 3Qtr
9/29/11 8K re: offer of $4 bil of notes

Travelers TRV: 10/19/11 10Q & 8K re: results for Qtr ended 9/30/11
9/20/11 8K/A re: frequency of non-binding advisory shareholder votes

United Technologies UTX: 11/16/11 8K re: edemption of $500 mil of 6/1% Notes due 5/15/12
11/15/11 8K re: $15 bil Credit Agrmt
10/24/11 10Q & 10/19/11 8K re: results for Qtr ended 9/30/11
10/18/11 8K re: Pratt & Whitney & Rolls Royce partnership to develop next generation engines for mid-size aircraft

Verizon Communications Inc. VZ: 12/6/11 8K re: election of Lowell McAdam as new CEO
12/2/11 8K re purchase of spectrum for $3.6 bil
10/25/11 10Q & 10/21/11 8K re: results for Qtr ended 9/30/11
9/14/11 8K re: presentation to Merrill Lynch Media, Communication & Entertainment Conf.

WalMart WMT: 12/8/11 8K re registration rights agreement with certain selling shareholders
12/8/11 10Q for qtr ended 10/1/11
11/15/11 8K re: results for 3 & 9 months ended 10/31/11
9/29/11 8K re: adoption of Deferred Com Plan