Friday, March 23, 2012

3/23/12 Fri am Feds Sue AT&T for Fraud

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Post No. 1,538 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a recent ranking of the Dow 30 components by market capitalization and Dow 30 components' recent SEC filings.

A read of the print editions of Friday's Wall St. Journal, Financial Times, Investor's Business Daily, New York Times, USA Today, Atlanta Journal Constitution and Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Wednesday's stock prices and related data.

Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Thursday at 13,046.14 down 78.48 or 0.06% from Wednesday's close of 13,124.62. For the year the Dow is up 6.78%. Of the 30 Dow components 8 gained and 22 declined. The biggest gainer dollar-wise was IBM $205.62 +0.93 0.45% 2,871,364 NYSE and percentage-wise was Procter & Gamble PG $67.52 +0.32 0.48% 7,224,332 NYSE. The biggest decliner dollar-wise and percentage-wise was Caterpillar CAT $106.44 -2.56 2.35% 8,728,799 NYSE.

WSJ pC1 "Global growth fears rattle blue chips" by Jon Cheng says new signs of a slowing global economy rattled investors on Thurs and put stocks on pace for the worst week this year as investors were focused on weak manufacturing reports from Europe and China, the fifth month in a row of contraction for China.

WSJ p4B "China, Europe worries keep markets in a down mood" by Bloomberg says stocks retreated Thurs trimming the longest monthly rally since Sept '09 for the S&P as manufacturing contracted in China and Europe & FedEx tumbled amid a disappointing forecast.

Inv. Bus. Daily pA1 "Stocks skid in mixed trade; Kors stalls" by Paul Whitfield says stocks retreated in mixed volume Thur adding a distribution day to every major indext except the Nasdaq. The current outlook is still a confirmed uptrend.

Fin Times p24 "Energy and mining sectors ht as S&P beats a retreat from 1400" by Arash Massoudi says energy stocks suffered their largest decline in more than 3 months as the S&P retreated from the 14000 threshold and fell for a 3rd straight day on poor manufacturing data out of China & Europe. Caterpillar was the 3rd biggest loser on the Dow falling 2.4%. McDonald's fell 1% on news that CEO Jim Skinner will retire.

NYT pB5 "Drop in orders overseas sets off an investor retreat" by Reuters says cyclical sectors led the stock market on Thur setting the S&P up for its 1st negative week in 6 after factory data showed a slowdown in Europe and China. Alcoa slid 2.4% and was the Dow's biggest percentage decliner. McDonald's fell 1% after its CEO said he would retire.

As of the open of the market Friday, the current divisor for the Dow Jones Industrial Average found at page C6 of Friday's Wall St. Journal is 0.132129493. Friday's trailing P/E ratio is 14.60 down from yesterday's trailing P/E ratio of 14.69 (year ago it was 14.69); today's P/E estimate is 12.83 unchanged from Thursday's P/E estimate of 12.83 (year ago it was 12.29) and today's dividend yield is 2.50 up from yesterday's dividend yield of 2.49 (last year it was 2.43). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Thursday's Dow Jones Industrial Average closing numerator was 1,723.78 down 10.36 from Wednesday's closing numerator of 1,734.14. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator decrease for today by the divisor (0.132129493) you get the decrease in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Thursday's Dow Jones Industrial Average was $57.46 down $0.34 from Wednesday's average closing price of $57.80. The median closing price of Thursday's Dow Jones Industrial Average was $50.98 (DD/HD) down $0.22 from Wednesday's median closing price of $51.20. The lowest volume was Travelers TRV $57.97 -0.54 0.92% 2,659,253 NYSE and the highest volume again was Bank of America BAC $9.595 -0.225 2.29% 249,636,861 NYSE.

If Thursday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $1,036 ($173,414 - $172,378).

MarketWatch Thursday 3/22/12 3:03 pm by Kate Gibson says U.S. stocks fell Thursday, with the S&P 500 extending losses into a third session, with market watchers largely chalking up the decline to the market’s double-digit rise in the first quarter. “This market is just taking a breather. The last few days don’t really look fundamentally driven, but is instead relatively low-volume profit taking during spring break,” said Stuart Freeman, chief equity strategist at Wells Fargo Advisors in St. Louis. “I’d be surprised to see a 19% pullback like last year. We’re really pulled back very little so far for the kind of market we’ve had, this market has been quite resilient,” Freeman added. Up 6.7% for the year, the Dow Jones Industrial Average DJIA -0.60% on Thursday fell 84.69 points, or 0.7%, to 13,039.90, with 23 of its 30 components in the red, led by aluminium producer Alcoa Inc. and heavy-equipment manufacturer Caterpillar Inc. CAT -2.36% Lightly cutting into its near 11% climb so far for 2012, the S&P 500 Index SPX -0.72% shed 10.89 points, or 0.8%, to 1,392, with energy and industrials hardest hit and consumer staples the best performer among its 10 industry groups. The Nasdaq Composite COMP -0.39% declined 14.65 points, or 0.5%, to 3,060.67, up more than 17% since the end of 2011. Decliners outpaced advancers roughly 3-to-1 on the New York Stock Exchange, where 454 million shares traded as of 2:55 p.m. Eastern. The dollar DXY +0.14% rose against other currencies including the euro, while dollar-denominated commodities fell. Crude-oil futures CLK2 -1.68% fell $1.92 to settle at $105.35 a barrel and gold futures GCJ2 -0.41% $7.80 to a nine-week low of $1,642.50 an ounce on the New York Mercantile Exchange. Treasury prices rose, with the yield on the benchmark 10-year note 10_YEAR -0.56% — used in determining mortgage rates and other consumer loans — falling to 2.277%. Another positive report on the American labor market failed to stem Wall Street’s losses, with the Labor Department reporting applications for jobless benefits last week declined to a four-year low. But analysts largely viewed Wall Street’s decline as more to do with quarter-end window dressing than economic data. “The last couple of days being down is a combination of investors, retail and institutional alike, taking some profits. The quarter-end is upon us, so if you’re up 11% and higher, that’s a good a start to the year,” said Mark Martiak, senior wealth strategist at Premier/First Allied Securities. “The economic data continue to trend well; a lot of that has to do with favorable Obama administration policies, and inflation has been held in check,” said Martiak. The improving jobs picture was a large factor in the Conference Board’s 0.7% rise in February in its index of leading economic indicators. Read about the positive outlook of general economic activity in first half of 2012. Equities around the globe were hit after weaker-than-expected readings on manufacturing activity in France and Germany. And a March survey found new factory orders at a four-month low in China.

Thursday's Closing Dow Numbers and Friday's News

Symbol Last Sale Change % Change Share Volume Market

AT&T T $31.715 -0.125 0.39% 22,031,948 NYSE: WSJ pB1 "AT&T tied to Nigerian Scam" by Anton Troianovski, Brent Kendall, USA Today p1B "Justice sues AT&T in Internet call case", Inv. Bus. Daily pA2 "Gov't takes on AT&T fraud case", NYT pB2 "AT&T accused of improperly billing for service for deaf" by Bloomberg, AJC pA16 "Feds sue AT&T over phone system fraud" say the Justice Dept. is suing AT&T for improperly billing the gov for services that are designed for use by the hard of hearing. The gov reimbursed AT&T $1.30 per minute for every call on an Internet system. AT&T allegedly failed to prevent fraudulent users from using the system to scam consumers.

WSJ pB3 "T-Mobile to trim jobs, close 7 call centers" by Greg Bensinger says T-Mobile reeling from an exodus of customers and the failure of its sale to AT&T will cut 5% of its work force.

WSJ pC10 "Blocking music deal wold rock Universal" by John Jannarone says AT&T lost $4 bil in trying to buy T-Mobile USA. Now Universal is trying to buy EMI for $1.9 bil and will also pay a huge fee if regulators block the purchase.

Alcoa AA $10.03 -0.24 2.34% 26,690,994 NYSE: NYT pB5 "Drop in orders overseas sets off an investor retreat" by Reuters says cyclical sectors led the stock market on Thur setting the S&P up for its 1st negative week in 6 after factory data showed a slowdown in Europe and China. Alcoa slid 2.4% and was the Dow's biggest percentage decliner. McDonald's fell 1% after its CEO said he would retire.

American Express AXP $57.31 +0.26 0.46% 4,606,365 NYSE: No mentions found.

Bank of America BAC $9.595 -0.225 2.29% 249,636,861 NYSE: WSJ pC1 "BofA tests an option to foreclosure" by Nick Timiraos says Bank of America will allow some homeowners to hand over deeds and rent their houses rather than to have foreclosure.

WSJ pC1 "UBS spoils rival's plans" by Dana Cimilluca, Fin Times p15 "UBS hries dealmaker Orcel in Bofa raid" by Patrick Jenkins say a top banker at BofA, Andrea Orcel defected to UBS AG.

Inv. Bus. Daly pA11 "Big banks seen bouncing higher" by Paul Katzeff says Bank of America has 3 quarters of sharply accelerating EPS growth.

Boeing BA $73.9 -1.11 1.48% 4,633,458 NYSE: No mentions found.

Caterpillar CAT $106.44 -2.56 2.35% 8,728,799 NYSE: Fin Times p24 "Energy and mining sectors ht as S&P beats a retreat from 1400" by Arash Massoudi says energy stocks suffered their largest decline in more than 3 months as the S&P retreated from the 14000 threshold and fell for a 3rd straight day on poor manufacturing data out of China & Europe. Caterpillar was the 3rd biggest loser on the Dow falling 2.4%. McDonald's fell 1% on news that CEO Jim Skinner will retire.

Chevron CVX $105.39 -2.52 2.34% 7,547,902 NYSE: No mentions found.

Cisco CSCO $20.38 -0.12 0.59% 31,973,420 NASDAQ-GS: No mentions found.

Coke KO $71.44 +0.32 0.45% 6,509,014 NYSE: Daily Report "Speak those words of courage" by Kathern Tucker profiles Coca Cola N. America Gen'l Counsel Leslie Turner.

Daily Rpt p6 "Jeremy Lin's global reach sets off ad frenzy" by Scott Soshnick says Coke will run ads in Chinese .

Disney DIS $43.2994 +0.0294 0.07% 8,026,048 NYSE: WSJ pB4 "Overseas ticket sales buoyed movies in '11" by Erica Ord3en says Disney's John Carter is a box office disaster.

DuPont DD $52.25 -0.36 0.68% 3,995,057 NYSE: No mentions found.

Exxon XOM $85.355 -0.655 0.76% 12,264,548 NYSE: No mentions found.

GE $19.8384 -0.2316 1.15% 46,305,194 NYSE: No mentions found.

Hewlett-Packard HPQ $23.025 -0.435 1.85% 32,049,883 NYSE: No mentions found.

Home Depot HD $49.71 -0.08 0.16% 6,637,147 NYSE: No mentions found.

Intel INTC $27.895 +0.12 0.43% 22,941,422 NASDAQ-GS: No mentions found.

IBM $205.62 +0.93 0.45% 2,871,364 NYSE: WSJ pB4 "Social site buys hundreds of IBM patents" by John Letzing says Facebook bought 750 patents dealing with software and networking.

JPMorgan JPM $44.7 --0.42 0.93% 25,354,639 NYSE: NYT pB2 "JPMorgan discloses it lost in an arbitration last year" by Reuters says JPMorgan paid $384 mil to American Century Investment management after losing an arbitration over accusations of breaches related to the bank's purchase of a retirement plan services business.

Johnson & Johnson JNJ $64.42 0.34 0.53% 9,709,552 NYSE: NYT pB1 "Hip device phaseout followed FDA data request" by Barry Beier says after the FDA asked Johnson & Johnson for safety data about ASR, a metal on metal device sodl by DePuy, a unit of Johnson & Johnson in '09, JNJ decided to phase it out.

Kraft KFT $38.23 -0.08 0.21% 5,138,515 NYSE: No mentions found.

McDonald's MCD $95.86 -0.86 0.89% 6,875,835 NYSE: WSJ pC1 "Can McDonald's keep up the pace?" by Julie Jargon, Fin Times p17 "Turnround artist set to retire from McDonald's" by Alan Rappeport, Fin times p14 "McDonald's", AJC pA16 "McDonald's first black CEO to take reins July 1" say Don Thompson is 48.

Fin Times p24 "Energy and mining sectors ht as S&P beats a retreat from 1400" by Arash Massoudi says energy stocks suffered their largest decline in more than 3 months as the S&P retreated from the 14000 threshold and fell for a 3rd straight day on poor manufacturing data out of China & Europe. Caterpillar was the 3rd biggest loser on the Dow falling 2.4%. McDonald's fell 1% on news that CEO Jim Skinner will retire.

NYT pB5 "Drop in orders overseas sets off an investor retreat" by Reuters says cyclical sectors led the stock market on Thur setting the S&P up for its 1st negative week in 6 after factory data showed a slowdown in Europe and China. Alcoa slid 2.4% and was the Dow's biggest percentage decliner. McDonald's fell 1% after its CEO said he would retire.

Merck MRK $37.6 -0.10 0.27% 11,658,581 NYSE: No mentions found.

Microsoft MSFT $31.995 +0.085 0.27% 31,443,163 NASDAQ-GS: No mentions found.

Pfizer PFE $21.74 -0.03 0.14% 18,673,734 NYSE: NYT pB1 "Drug dosage was approved despite warning" by Katie Thomas says Aricept 23 was developed by Eisai, a Japanese pharma company and marketed in the US by Pfizer says it was for Alzheimers but caused bad side effects.

Procter & Gamble PG $67.52 +0.32 0.48% 7,224,332 NYSE: No mentions found.

MMM $88.57 -0.34 0.38% 2,960,441 NYSE: No mentions found.

Travelers TRV $57.97 -0.54 0.92% 2,659,253 NYSE: No mentions found.

United Technologies UTX $82.07 -0.65 0.79% 5,119,883 NYSE: No mentions found.

Verizon VZ $39.66 -0.12 0.3% 10,660,813 DualListed: No mentions found.

Walmart WMT $60.65 +0.09 0.15% 5,653,535 NYSE: No mentions found.

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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Meg Whitman (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Virginia M. Rometty (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon to be replaced by Alex Gorsky 4/24/12 (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner to be replaced July 1 by Don Thompson (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM Inge Thulin (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY)
Wal-Mart WMT Mike Duke (Bentonville, ARK)

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Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest 1/2 billion as of 3/7/12 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $404.5 [5]
2. IBM 229 [1]
3. Microsoft MSFT 268 [8.5]
4. Chevron CVX 216.5 [2]
5. WalMart WMT 205 [3.5]
6. GE 198.5 [10.5]
7. Procter & Gamble PG 183.5 [3]
8. AT&T T 183 [6]
9. Johnson & Johnson JNJ 176.5 [3]
10. Pfizer PFE 161 [7.5]
11. Coke KO 155.5 [2.5]
12. JPMorgan Chase JPM 152.5 [4]
13. Intel INTC 137 [5]
14. Merck MRK 113.5 [3]
15. Verizon VZ 110 [3]
16. Cisco CSCO 104.5 [5.5]
17. McDonald's MCD 102 [1]
18. Bank of America BAC 86 [10.5]
19. United Technologies UTX 75 [1]
20. Disney DIS 75 [2]
21. Home Depot HD 73 [1.5]
22. Caterpillar CAT 70 [.5]
23. Kraft KFT 67 [2]
24. American Express AXP 61 [1]
25. 3M MMM 59.5 [.5]
26. Boeing BA 55 [1]
27. Hewlett-Packard HPQ 48 [2]
28. DuPont DD 47 [1]
29. Travelers TRV 22.5 [.5]
30. Alcoa AA 10 [1]

Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 3/7/12:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 2/29/12 8K re: redemption of 5.87% Notes due 5/15/12
2/24/12 10K for FY ended 12/31/11
2/21/12 Prelim Proxy re: Annual Meeting of Stockholders on 4/27/12 Grand America Hotel, Salt Lake City, Utah
2/13 8K re: sale of $3 bil Global Notes
1/26/12 two 8Ks re redemption of 6.3% Sr. notes & reduction of Citibank lending commitment to $3 bil
1/13/12 two 8Ks re: 4Q results and stock buybacks

Alcoa AA: 2/26/12 8K re: amendment to bylaws re: notice to shareholders
3/1/12 Prelim Proxy re: Annual Meeting of Shareholders 5/4/12 Fairmont Hotel, Pittsburgh, PA
2/28/12 10K/A & 2/16/12 10K for FY ended 12/31/11
1/19/12 8K re: Sir Martin Sorrell's appointment to Board of Dirs
1/12/12 8K e: transcript of 4Q earnings call
1/10 8K re: 4Q results
1/6/12 8K re: closing of smelter plant in Alcoa, Tn & 2 plants in Tx

American Express AXP: 3/2/12 Prelim Proxy re: Annual Meeting of Shareholders 4/30/12 American Express HQ, NYC
2/29/12 & 2/24/12 10K/A & 10K for FY ended 12/31/11
2/15/12 8K re: Deling & write-off stats for 3 months ended 1/31/12
2/13/12 8K re: retirement of Director Dan Akerson
2/9/12 8K re: Investor presentation
1/27/12 8K re: amendment to '07 Incentive Comp Plan
1/19 8K re: 4Q & FY '11 results
1/17/12 8K re: delinq. & write-off stats thru 12/31/11
12/15/11 8K re: delinq. & write-off stats for prior 3 months

Bank of Am BAC: 2/23/12 10K for FY ended 12/31/11
2/10/12 8K re: settlement of mortgage abuse case with state & fed regulators
1/19/12 4Q & FY '11 results
1/13/12 8K re: restated indenture
12/16/11 8K re: unregistered sale of $885.4 of Senior Notes
12/6/11 8K re: stating it is unaffiliated from IPIC Group's mini-tender off of 4.86% of its common
12/2/11 8K re exchange of $442.3 of senior notes
12/1/11 Proxy re: amendment of Dec. of Trust for Preferred HITs

Boeing BA: 2/29/12 8K re: grant of stock options to exec
2/9/12 10K for year ended 12/31/11
1/25/12 8K re: 4Q results
12/15/11 8-K/A election of Gregory D. Smith as CFO

Caterpillar CAT: 2/21/12 10K for FY ended 12/31/11
2/21/12 8K re: Jan '12 dealer stats
1/26/12 two 8Ks re: 4Q & full year '11 results & dealer stats.
12/19/11 8K re pst 3 months dealer stats.
12/16/11 8K re extension of stock repurchase plan

Chevron CVX: 2/23/12 10K for FY ended 12/31/11
1/27/12 two 8Ks re: 4Q results & grant of exec stock options
1/11/12 8K re: forecast for 4Q
12/12/11 8K re grant of exec stock options

Cisco CSCO : 2/21/12 10Q for Qtr ended 1/28/12
2/17/12 8K re: $3 bil credit agreement with Bank of America
2/8/12 8K re: 2Q results
12/16/11 8K re pre-arranged exec stock trading plan
12/8/11 8K re amendment of stock option plan

Coke KO 2/23/12 10K for FY ended 12/31/11
2/21/12 8K re: election of Robert A. Kotick as Dir.
2/15/12 8K re: adoption of restricted stock plan
2/7/12 8K re: 4Q & full year '11 results
12/19/11 re election of ex Mayor of Chicago Richard M. Daley to Board of Dirs.

Disney DIS 2/13/12 8K re: sale of $1 bil of 1.125% Global Notes due '17
2/7/12 10Q for 12/31/11
2/7/12 8K re: 1Q results
1/20/12 Proxy re: annual mtg of shareholders on 3/13/12 at 10 am at Westin, Kansas City
12/1/11 8K re sale of $1.6 bil of Global Notes

DuPont DD: 2/9/12 10K re: FY ended 12/31/11
1/25/12 8K re: comp to CEO Ellen Kullman
1/24/12 8K re: Qtr ended 12/31/11 results

ExxonMobil XOM: 2/29/12 8K re: election of Henrietta H. Fore as Dir.
2/24/12 10K for FY ended 12/31/11
2/23/12 8K re: worldwide proved oil & gas reserves
1/31/12 8K re: 4Q results
12/6/11 8K re disclosure of exec bonuses and salaries (CEO's Rex Tillerson's base effective 1/1/12 is $2,567,000 and no exec has a contract, all are employees at will

GE: 1/20/12 8K re: 2/24/12 10K re: FY ended 12/31/11

Hewlett-Packard HPQ: 2/22/12 8K re: 1Q results ended 1/31/12
2/3/12 Proxy re: 3/21/12 annual meeting of shareholders at Santa Clara, CA Convention Ctr.
1/30/12 8K re: Lawrence Babbio retiring from Board of Dirs.
1/20/12 8K re: Sari Baldauf retiring from Board of Dirs.
12/14/11 10Q for year ended 10/31/11
12/12/11 8K re close of sale of $3.5 bil of Global Notes

Home Depot HD: 2/21/12 8K re: FY '11 results & FY '12 guidance
1/6/12 S-3 Shelf Registration for direct purchase of shares

Intel INTC: 2/28/12 8K re: expansion of JV with Micron Tech for flash memory
2/23/12 10K for FY ended 12/31/11
2/9/12 8K re: settlement of antitrust case beought by NY Atty Gen'l
1/20/12 8K re: appointment of Brian M. Krzanich as COO
1/20/12 8K & 1/19/12 8K re: Qtr & FY 12/31/11 results

IBM: 2/28/12 10K for FY ended 12/31/11
2/9/12 8K re: underwriting agreement for 2.2% Notes due '17
2/3/12 8K re: underwriting agreement for notes due '15 - '17
2/3/12 8K re: exec salaries for top 5 execs
1/3/12 8K re: election of CEO Virginia Rometty & also David Farr to Board of Dirs
1/20/12 8K, 1/19/12 8K, & 1/3/12 8K re: results for FY 12/31/11

JPMorganChase JPM: 3/1/12 8K re: 2/28/12 Investor Day Presentation
2/29/12 10K for FY ended 12/31/11
2/9/12 8K re: global settlement of mortgage foreclosure suits brought by state & fed regulators
1/23/12 8K re: issuance of $3.25 bil notes
1/13/12 two 8Ks re: 4Q results
12/22/11 8K re closing of $1.25 bil 5.4% Notes
12/8/11 8K re increase to share repurchase program
12/8/11 8K re FD disclosure re guidance presentation

Johnson & Johnson JNJ : 2/23/12 10K for FY ended 12/31/11
2/21/12 8K re: election of Alex Gorsky as CEO & Dir as of 4/26/12
1/24/12 8K re: 4Q & FY 12/31/12 results
1/13/12 8K re: stock option form certificates
12/13/11 8K re closing of divestiture of assets of Ortho Dematologics division which made Retin-!

Kraft KFT: 2/27/12 10K for FY ended 12/31/11
2/21/12 2 8Ks re: '11 operating results & 4Q results
1/17/12 8K re: forecast of '11 results
1/10/12 8K re: issuance of $800 mil floating rate notes
1/9/12 8K re: execs named for spin-off of N. Amer. grocery business
12/5/11 8K re appointment of Irene Rosenfeld to lead Global Snacks and Tony Vernon as CEO fo N. American Grocery company

McDonald's MCD: 3/7/12 Prelim Proxy re: Annual Meeting of Shareholders 5/24/12 at McDonald's HQ Oak Brook, Ill.
2/24/11 10K for FY ended 12/31/11
2/10/12 8K re: grant of exec stock options
2/8/12 8K re: Jan '12 sales
2/7/12 8K re: issuance of $750 mil med term notes
1/31/12 8K re: exec comp awards to 5 top execs
1/24/12 8K re: 4Q & FY 12/31/11 results
12/2/11 8K re Nov sales rose 7.4%

Merck MRK: 2/28/12 10K for FY ended 12/31/11
2/9/12 8K re: Dr. Thomas Shenk retiring from Board of Dirs.
2/2/12 8K re: full year & 4Q results 12/31/11
1/13/12 8K re: settlement of shareholder derivative suit in US Dist Ct. New Jersey
12/21/11 8K re: technical amendments to bylaws
12/1/11 8K re: election of CEO Ken Frazier to Bd & retirement of former CEO Richard Clark from Board

Microsoft MSFT: 2/27/12 8K re: election of John W. Thompson as Dir.
1/27/12 10Q/A & 1/19/12 10Q for year ended 12/31/11
1/19/12 8K re: 2Q 12/31/11 results
12/22/11 8K/A re frequency of advisory votes on exec pay

Pfizer PFE: 2/28/12 10K for FY ended 12/31/12
1/31/12 8K re: 4Q & full year 12/31/11 results
12/13/11 8K re election of 3 new members to Board

Procter & Gamble PG:2/23/12 8K re: Consumer Analyst Conference slides 2/23/12
2/15/12 8K re: sale of Pringles to Kellogg for $2.7 bil in cash
2/10/12 8K re: restructuring of Beauty & Grooming Global Business Unit
2/6/12 8K re: issuance of $2 bil 2.3% & floating rate notes
1/27/12 10Q & two 8Ks re: 12/31/11 results
1/17/12 8K re: change to segment reporting structure
1/10/12 8K re: declaration of quarterly dividend of 52 & half cents per share

3M MMM:2 8ks 2/21/12 & 2 8ks 2/16/12 re: exec pre-arranged stock trading plans
2/16/12 10K FY 12/31/11
2/8/12 8K re: Inge G. Thulin replacing George W. Buckley as CEO on 2/24/12
1/26/12 8K re: 4Q & full FY 12/31/11 results
12/6/11 8K re eps guidance

Travelers TRV: 2/16/12 10K FY 12/31/11
1/24/12 8K re: quarter results ending 12/31/11

United Technologies UTX: 2/24/12 Def. Proxy re: 4/11/12 Annual Meeting of Shareholders Riviera Theatre Charleston, SC
2/17/12 8K re: election of Pedro Baranda as Pres. of Otis Elevator
2/9/12 10K for year ended 12/31/11
1/25/12 8K re: 4Q & full '11 year results

Verizon Communications Inc. VZ: 2/24/12 10K FY 12/31/11
1/24/12 8K re: 4Q results & '12 outlook
1/6/12 8K re: investor presentation
12/6/11 8K re: election of Lowell McAdam as new CEO
12/2/11 8K re purchase of spectrum for $3.6 bil

WalMart WMT: 2/21/12 8K re: 4Q results
1/25/12 8K re: election of Rosalind Brewer as CEO of Sam's Club
12/8/11 8K re registration rights agreement with certain selling shareholders
12/8/11 10Q for qtr ended 10/1/11

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