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Post No. 1,038 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization as of May 23, 2011 and Dow 30 components' SEC filings as of May 24, 2011.
The Dow Jones Industrial Average closed Thursday at 12,402.76 up 8.1 or 0.07% from Wednesday's close of 12,394.66. Of the 30 Dow components 19 gained and 11 declined. The biggest gainer dollar-wise was Caterpillar CAT $104.19 +0.94 0.91% 6,633,588 NYSE and percentage-wise was Microsoft MSFT $24.67 +0.48 1.98% 77,928,368 NASDAQ-GS. The biggest decliner dollar-wise was Johnson & Johnson JNJ $65.51 -0.78 1.18% 12,035,850 NYSE and percentage-wise was Home Depot HD $36.19 -0.44 1.2% 8,047,107 NYSE.
As of the open of the market Thursday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Journal is 0.132129493. Thursday's trailing P/E is 14.10 up from Wednesday's trailing P/E of 14.06 (year ago it was 14.50); today's P/E estimate is 12.62 unchanged from Wednesday's P/E estimate of 12.62 (year ago it was 12.45), and today's dividend yield is 2.40 down from Wednesday's dividend yield of 2.41 (last year it was 2.76). The Dow's all-time high was 14,164.53 on Oct6 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.
Thursday's Dow Jones Industrial Average closing numerator was 1,638.77 up 5.28 from Wednesday's closing numerator of 1,637.70. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.
The average closing price (the closing numerator divided by 30) of Thursday's Dow Jones Industrial Average was $54.63 up 0.04 from Wednesday's average closing price of $54.59. The median closing price of Thursday's Dow Jones Industrial Average was $46.56 (AXP/JPM) up 0.22 from Wednesday's median closing price of $46.34. The lowest volume was 3M MMM $92.82 +0.13 0.14% 2,672,273 NYSE and the highest volume was again Bank of America BAC $11.46 +0.08 0.7% 123,755,643 NYSE.
If Thursday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $107 ($163,877 - $163,770).
MarketWatch Thursday 5/26/11 4:57 pm by Laura Mandaro says US stocks overcame earlier losses Thursday to close up as technology and consumer discretionary stocks countered the weight of weaker-than-forecast jobless claims and first-quarter economic growth. The Dow Jones Industrial Average finished up 8.10 points, or 0.1%, to close at 12,402.76, with shares of Merck & Co. % and Home Depot Inc. dragging on the index. Nineteen out of the 30 stocks on the Dow finished in positive territory. The Nasdaq Composite Index led the rise in equity markets, boosted by shares of Microsoft Corp. which make up about 5% of the index’s weighting. The Nasdaq Composite rose 21.54 points, or 0.8%, to close at 2,782.92. Microsoft shares, also the best performer on the Dow, finished up 2% after Greenhorn Capital hedge-fund manager David Einhorn reportedly called on Steve Ballmer to step down, referring to the chief executive as an “overhang” on the company’s stock. Hewlett-Packard Co. shares also contributed to a gain on the Dow, rising 1.5%. Another big tech gainer on the day was S&P 500 stock NetApp Inc. with shares closing up 6.9%.
The S&P 500 Index rose 5.22 points, or 0.4%, to 1,325.69, with health care the worst performing sector and consumer discretionary the best.
Shares of Tiffany & Co. led the S&P 500, closing up 8.6%, after the high-end jewelry retailer beat Wall Street earnings estimates for the first quarter and raised its outlook for the year. Robert Pavlik, chief market strategist at Banyan Partners, said Microsoft’s and Tiffany’s gains along with a weaker dollar certainly helped to keep stocks in positive territory, but a general lack of investor confidence appears to be restricting the S&P 500 to its 50-day moving average, currently around 1,330. “There’s almost an indication the market wants to recover but there’s just a lot of uncertainty,” Pavlik said. Peter Cardillo, chief market economist at Avalon Partners, said investors may be seeing equity markets as the best place to put their money in reaction to weak GDP figures. Before the opening bell, the Commerce Department said the U.S. economy expanded at the same 1.8% rate it had earlier forecast for the first quarter. Economists had expected the government to revise the gross-domestic-product growth rate to 2.2%. “Second-quarter GDP will be 2.25% or 2.5% rather than 3%, so the Fed won’t raise interest rates any time soon,” Cardillo said. “So there’s no place to put money, and we go back to the first equation of corporate profits are still strong.” All three indexes had spent morning trading in the red, as investors digested weak economic data, but moved into positive territory by midday. On the New York Stock Exchange, about five stocks advanced for each two decliners by the end of the day. About 864 million shares changed hands by market close with 72.6% of the volume for advancing stocks. Earlier in the day, the Labor Department said the number of people who filed applications for unemployment benefits rose by 10,000 to 424,000 in the week ended May 21. Economists had expected a decline. Another obstacle for stocks were comments from Eurogroup head Jean-Claude Juncker, who reportedly said the International Monetary Fund may withhold its portion of aid to Greece next month because of a lack of a refinancing guarantee from the country. Oil and metals futures settled down for the day. Gold for June delivery fell 0.3% to settle at $1,522.80 an ounce and crude oil for July delivery fell 1.1% to settle at $100.23 a barrel on the New York Mercantile Exchange.
Thursday's Closing Dow Numbers:
AT&T T $31.11 +0.11 0.35% 20,201,011 NYSE
Alcoa AA $16.37 +0.04 0.24% 17,945,789 NYSE
American Express AXP $50.68 +0.27 0.54% 6,087,514 NYSE
Bank of America BAC $11.46 +0.08 0.7% 123,755,643 NYSE
Boeing BA $76.66 +0.34 0.45% 4,377,119 NYSE
Caterpillar CAT $104.19 +0.94 0.91% 6,633,588 NYSE
Chevron CVX $103.36 +0.11 0.11% 6,610,777 NYSE
Cisco CSCO $16.25 +0.06 0.37% 64,564,000 NASDAQ-GS
Coke KO $66.7 -0.21 0.31% 7,431,046 NYSE
Disney DIS $40.99 -0.14 0.34% 11,190,664 NYSE
DuPont DD $51.97 -0.19 0.36% 5,000,993 NYSE
Exxon XOM $82.39 +0.43 0.52% 16,880,113 NYSE
GE $19.42 +0.20 1.04% 41,219,128 NYSE
Hewlett-Packard HPQ $36.55 +0.54 1.5% 27,145,449 NYSE
Home Depot HD $36.19 -0.44 1.2% 8,047,107 NYSE
Intel INTC $22.5 -0.18 0.79% 44,368,252 NASDAQ-GS
IBM $167.18 0.57 0.34% 5,761,145 NYSE
JPmorgan JPM $42.45 +0.18 0.43% 21,591,243 NYSE
Johnson & Johnson JNJ $65.51 -0.78 1.18% 12,035,850 NYSE
Kraft KFT $34.62 +0.19 0.55% 5,836,716 NYSE
McDonald's MCD $82.43 -0.29 0.35% 7,166,754 NYSE
Merck MRK $36.38 -0.31 0.84% 16,976,306 NYSE
Microsoft MSFT $24.67 +0.48 1.98% 77,928,368 NASDAQ-GS
Pfizer PFE $20.9 +0.12 0.58% 38,455,049 NYSE
Procter & Gamble PG $66.19 -0.19 0.29% 8,934,862 NYSE
3M MMM $92.82 +0.13 0.14% 2,672,273 NYSE
Travelers TRV $61.21 -0.25 0.41% 3,324,890 NYSE
United Technologies UTX $86.39 +0.13 0.15% 3,519,326 NYSE
Verizon VZ $36.61 +0.21 0.58% 11,132,638 DualListed
Walmart WMT $54.62 +0.06 0.11% 5,772,434 NYSE
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The following are excerpts from Thursday morning's Blog.
A read of the print editions of Thursday's Wall Street Journal, Financial Times, Investors' Business Daily, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Wednesday's stock prices and related data.
Dow Jones Industrial Average: The Dow Jones Industrial Average closed Wednesday at 12,394.66 up 38.45 or 0.31% from Tuesday's close of 12,356.21. For the year the Dow is up 7.06%. Of the 30 Dow components 18 gained and 12 declined. The biggest gainer dollar-wise was Caterpillar CAT $103.29 +1.74 1.71% 5,744,856 NYSE and percentage-wise was DuPont DD $52.14 +0.89 1.74% 5,719,399 NYSE. The biggest decliner dollar-wise was Procter & Gamble PG $66.38 -0.63 0.94% 11,414,562 NYSE and percentage-wise was Verizon VZ $36.4 -0.50 1.36% 13,700,162 Dual Listed.
WSJ pC6 "Blue chips end 3 session skid" by Jonathan Cheng says stocks snapped a 3 session losing streak, as investors rode a boost in commodities prices to snap up shares of energy, materials & industrial firms. Leading the way were stocks aligned to global growth. Caterpillar gain $1.70, DuPont added 91 cents and Alcoa rose 22 cents as precious metals & other commodities rose. Leading the decliners were the more defensive sectors, with consumer staples, utilities & telecom stocks in the red. Procter & Gamble fell 63 cents while Verizon fell 50 cents.
Fin Times p28 "Polo Ralph Lauren goes out of fashion after sharp fall in profits" by Michael Stothard says Polo Ralph Lauren led consumer discretionary stocks lower after it reported a sharp drop in quarterly earnings but US indices enjoyed modest gains as firmer commodity prices bolstered the energy & materials sectors.
Inv. Bus. DailypA1 "Stocks post gains, but trade is mixed" by Paul Whitfield says stocks notched decent gains Wed and a big market leader broke out as Netflix cleared a 255.08 buy point. Wednesday's action was up in mixed volume while the current outlook is the market is in a correction.
NYT pB8 "Shares advance modestly, led by commodities" by Bloomberg says stocks advanced on Wed with benchmark indexes ending a 3 day decline, as commodity shares rallied one expectations for higher raw material prices.
USA Today p4B "Commodities' optimistic outlook boosts markets" by Bloomberg says stocks advanced Wed with benchmark indexes snapping a 3 day session decline, as commodity shares rallied on expectations for higher raw material prices.
Wednesday's Dow Jones Industrial Average closing numerator was 1,637.70 upn 5.28 from Tuesday's closing numerator of 1,632.62. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.
The average closing price (the closing numerator divided by 30) of Wednesday's Dow Jones Industrial Average was $54.59 up 0.17 from Tuesday's average closing price of $54.42. The median closing price of Wednesday's Dow Jones Industrial Average was $46.34 (AXP/JPM) down 0.07 from Tuesday's median closing price of $46.41. The lowest volume was 3M MMM $92.69 +0.72 0.78% 2,754,588 NYSE and the highest volume was again Bank of America BAC $11.395 -0.065 0.57% 94,099,225 NYSE.
If Wednesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $508 ($163,770 - $163,262).
MarketWatch Wednesday 5/25/11 4:13 pm by Claudia Assis says US stocks ended higher Wednesday, snapping a three-session decline as energy and commodities-related companies gained after oil surpassed $101 a barrel. The Dow Jones Industrial Average added 38.45 points, or 0.3%, to 12,394.66. The Standard & Poor's 500 gained 4.19 points, or 0.3%, to 1,320.47, while the Nasdaq Composite advanced 15.22 points, or 0.6%, to 2,761.38.
Wednesday's Closing Dow Numbers and Thursday's News:
AT&T T $31.03 -0.13 0.42% 15,326,615 NYSE: WSJ pD5 "New AT&T network to launch" by Roger Cheng, AJC pA15 "AT&T gears up for 4G release" say AT&T will launch its super fast wireless network, 4G, in 5 cities this summer as it looks to catch up to Sprint Nextel & Verizon Wireless. Earlier this year, AT&T created confusion when it began calling its upgraded 3G network 4G, although it failed to meet expectations due to the slow expansion of its ground infrastructure. AT&T is investing in new technology called Long Term Evolution for its summer rollout, the same tech used by Verizon Wireless.
Alcoa AA $16.33 +0.22 1.37% 14,077,939 NYSE: WSJ pC6 "Blue chips end 3 session skid" by Jonathan Cheng says stocks snapped a 3 session losing streak, as investors rode a boost in commodities prices to snap up shares of energy, materials & industrial firms. Leading the way were stocks aligned to global growth. Caterpillar gain $1.70, DuPont added 91 cents and Alcoa rose 22 cents as precious metals & other commodities rose. Leading the decliners were the more defensive sectors, with consumer staples, utilities & telecom stocks in the red. Procter & Gamble fell 63 cents while Verizon fell 50 cents.
American Express AXP $50.395 -0.165 0.33% 5,072,603 NYSE: No mentions found.
Bank of America BAC $11.395 -0.065 0.57% 94,099,225 NYSE: No mentions found.
Boeing BA $76.34 +0.77 1.02% 3,800,730 NYSE: No mentions found.
Caterpillar CAT $103.29 +1.74 1.71% 5,744,856 NYSE: WSJ pC6 "Blue chips end 3 session skid" by Jonathan Cheng says stocks snapped a 3 session losing streak, as investors rode a boost in commodities prices to snap up shares of energy, materials & industrial firms. Leading the way were stocks aligned to global growth. Caterpillar gain $1.70, DuPont added 91 cents and Alcoa rose 22 cents as precious metals & other commodities rose. Leading the decliners were the more defensive sectors, with consumer staples, utilities & telecom stocks in the red. Procter & Gamble fell 63 cents while Verizon fell 50 cents.
Chevron CVX $103.19 +0.92 0.9% 7,082,957 NYSE: WSJ pB5 "Exxon says fracking safe as industry mounts defense" by Jeffrey Ball says Exxon and other oil and gas firms are embarking on a campaign to persuade Americans that drilling for massive new supplies of natural gas using fracking is safe. meanwhile shareholders of Exxon & Chevron failed to approve resolutions requiring the firms to disclose more about the environmental, legal & fin'l risks of gas production.
Cisco CSCO $16.19 -0.08 0.49% 58,823,186 NASDAQ-GS: Inv. Bus. Daily pA4 "Gov't spending cuts start to hurt techs" by Brian Deagon says in earnings reports this month, Cisco and Dell spoke of weakness in gov spending on IT while IBM warned of difficulty in gov IT the month before.
Coke KO $66.93 -0.54 0.8% 5,643,096 NYSE: No mentions found.
Disney DIS $41.12 +0.03 0.07% 6,400,961 NYSE: WSJ pB1 "Walt Disney surrenders to navy's SEAL Team 6" by Ethan Smith says Disney said it would pull an application with the US patent Office to use the term SEAL Team 6 on toys and other goods.
DuPont DD $52.14 +0.89 1.74% 5,719,399 NYSE: WSJ pC6 "Blue chips end 3 session skid" by Jonathan Cheng says stocks snapped a 3 session losing streak, as investors rode a boost in commodities prices to snap up shares of energy, materials & industrial firms. Leading the way were stocks aligned to global growth. Caterpillar gain $1.70, DuPont added 91 cents and Alcoa rose 22 cents as precious metals & other commodities rose. Leading the decliners were the more defensive sectors, with consumer staples, utilities & telecom stocks in the red. Procter & Gamble fell 63 cents while Verizon fell 50 cents.
Exxon XOM $81.96 +0.67 0.82% 16,757,652 NYSE: WSJ pB5 "Exxon says fracking safe as industry mounts defense" by Jeffrey Ball says Exxon and other oil and gas firms are embarking on a campaign to persuade Americans that drilling for massive new supplies of natural gas using fracking is safe. meanwhile shareholders of Exxon & Chevron failed to approve resolutions requiring the firms to disclose more about the environmental, legal & fin'l risks of gas production.
GE $19.25 +0.15 0.79% 38,079,937 NYSE: Fin Times p20 "GE Capital to sell mortgage books" by Reuters says GECC is selling its $5.3 bil Australia and New Zealand mortgages books as concerns rise over a softening of the Australian housing market & rising cost of funds.
AJC pA16"GE creates fast starting, efficient power plant" says GE has developed a new natural gas fired power plant designed to work with electric grids balancing increasing amounts of intermittent power sources like wind & solar.
Hewlett-Packard HPQ $36.03 +0.055 0.15% 23,976,269 NYSE: WSJ pB1 "Execs churn at HP" by Ben Worthen says a number of key HPQ execs are leaving as ceo Leo Apotheker reshapes the firm. At least 10 execs have left with many taking place in recent weeks.
Home Depot HD $36.63 +0.08 0.22% 11,421,971 NYSE: No mentions found.
Intel INTC $22.68 +0.07 0.31% 48,705,615 NASDAQ-GS: No mentions found.
IBM $167.74 -0.25 0.15% 3,383,320 NYSE: Inv. Bus. Daily pA4 "Gov't spending cuts start to hurt techs" by Brian Deagon says in earnings reports this month, Cisco and Dell spoke of weakness in gov spending on IT while IBM warned of difficulty in gov IT the month before.
JPMorgan JPM $42.3 -0.04 0.09% 24,475,947 NYSE: No mentions found.
JNJ $66.275 +0.495 0.75% 13,305,398 NYSE: No mentions found.
KFT $34.445 -0.425 1.22% 9,106,319 NYSE: No mentions found.
MCD $82.73 +0.09 0.11% 6,079,258 NYSE: No mentions found.
MRK $36.69 -0.18 0.49% 9,868,566 NYSE: No mentions found.
MSFT $24.19 +0.04 0.17% 34,130,157 NASDAQ-GS: No mentions found.
Pfizer PFE $20.79 +0.27 1.32% 38,013,171 NYSE: No mentions found.
Procter & Gamble PG $66.38 -0.63 0.94% 11,414,562 NYSE: WSJ pC6 "Blue chips end 3 session skid" by Jonathan Cheng says stocks snapped a 3 session losing streak, as investors rode a boost in commodities prices to snap up shares of energy, materials & industrial firms. Leading the way were stocks aligned to global growth. Caterpillar gain $1.70, DuPont added 91 cents and Alcoa rose 22 cents as precious metals & other commodities rose. Leading the decliners were the more defensive sectors, with consumer staples, utilities & telecom stocks in the red. Procter & Gamble fell 63 cents while Verizon fell 50 cents.
3M MMM $92.69 +0.72 0.78% 2,754,588 NYSE: No mentions found.
Travelers TRV $61.46 +0.44 0.72% 3,668,733 NYSE: No mentions found.
United Tech UTX $86.25 +0.63 0.74% 3,582,219 NYSE: No mentions found.
Verizon VZ $36.4 -0.50 1.36% 13,700,162 DualListed: WSJ pD5 "New AT&T network to launch" by Roger Cheng say AT&T will launch its super fast wireless network, 4G, in 5 cities this summer as it looks to catch up to Sprint Nextel & Verizon Wireless. Earlier this year, AT&T created confusion when it began calling its upgraded 3G network 4G, although it failed to meet expectations due to the slow expansion of its ground infrastructure. AT&T is investing in new technology called Long Term Evolution for its summer rollout, the same tech used by Verizon Wireless.
WSJ pC6 "Blue chips end 3 session skid" by Jonathan Cheng says stocks snapped a 3 session losing streak, as investors rode a boost in commodities prices to snap up shares of energy, materials & industrial firms. Leading the way were stocks aligned to global growth. Caterpillar gain $1.70, DuPont added 91 cents and Alcoa rose 22 cents as precious metals & other commodities rose. Leading the decliners were the more defensive sectors, with consumer staples, utilities & telecom stocks in the red. Procter & Gamble fell 63 cents while Verizon fell 50 cents.
Walmart WMT $54.56 -0.22 0.4% 10,066,562 NYSE: NYT pB2 "Walmart security suit seeks Oklahoma's help" by James McKinley, WSJ pB3 "Fired worker sues Walmart, adding twist to leak case" by Ann Zimmerman say Walmart has filed suit in Oklahoma to have a former computer security tech employee who was filed by Walmart in '07 for spying on Walmart officials and who then flew with allegedly corp documents.
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Here are the current CEOs of the Dow 30 Companies:
AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Ivan Seidenberg (NY, NY)
Wal-Mart WMT Mike Duke (Bentonville, ARK)
Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 5/23/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:
1. Exxon Mobil XOM $397 [5]
2. Procter & Gamble PG 269 [4]
3. GE 205.5 [10.5]
4. Chevron CVX 204 [2]
5. IBM 204 [1]
6. Microsoft MSFT 203 [8.5]
7. WalMart WMT 192.5 [3.5]
8. AT&T T 184 [6]
9. Johnson & Johnson JNJ 180 [3]
10. JPMorgan Chase JPM 169 [4]
11. Pfizer PFE 162.5 [8]
12. Coke KO 154.5 [2.5]
13. Intel INTC 125.5 [5.5]
14. Bank of America BAC 116 [10]
15. Merck MRK 114 [3]
16. Verizon VZ 109.5 [3]
17. Cisco CSCO 90.5 [5.5]
18. McDonald's MCD 85.5 [1]
19. United Technologies UTX 79 [1]
20. Disney DIS 78 [2]
21. Hewlett-Packard HPQ 77.5 [2]
22. Caterpillar CAT 65.5 [.5]
23. 3M MMM 65.5 [.5]
24. Kraft KFT 61.5 [2]
25. American Express AXP 61.5 [1]
26. Home Depot HD 59 [1.5]
27. Boeing BA 56.5 [1]
28. DuPont DD 48 [1]
29. Travelers TRV 26 [.5]
30. Alcoa AA 17 [1]
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 5/24/11:
Symbol & Co. Name/Date of Filing/Form Filed/ Comments
AT&T T: 5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40
3/31/11 & 3/21/11 2 8Ks re: purchase of T-Mobile USA, Inc. from Deutsche Telekom for $20 bil
3/29/11 8KA re: replacement of Richard Lindner as CFO with John J. Stephens
3/10/11 Proxy Statement re: Annual Meeting of Stockholders to be held on 4/29/11 in Little Rock, Ark
Alcoa AA: 5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13
3/7/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/6/11 in Pittsburg, PA
American Express AXP: 5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11
3/28/11 8K re new digital payments platform "Serve"
3/24/11 & 3/23 & 3/22 Proxy materials re: 2011 Annual Meeting of Shareholders at 5/2/11 at AXP Headquarters in NYC
3/18/11 8K re: Reg. FD disclosures re: its Comprehensive Capital Plan re: share repurchases & dividends
3/15/11 8K re: delinquency & write-off statistics for 3 months ended 2/28/11
3/4/11 Prelim Proxy Statement re: Shareholder Meeting to be held 5/2/11 in NYC
Bank of Am BAC: 5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11
3/3011 Proxy re: Annual Meeting of Stockholders on 5/11/11 at BAC Headquarters in Charlotte, N.C.
3/23/11 8K re: submission to Fed Res. Baord of comprehensive capital plan
3/17/11 8K re: issuance of $1.5 bil of 3.625% of Senior Notes due 2016
3/16/11 8K re: election of Mukesh D. Ambani to Board of Directors & Compensation & Benefit Committee & Audit Committee
Boeing BA: 5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Sahreholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago
Caterpiller CAT: 5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.
3/8/11 8K re: price changes of products
Chevron CVX: 5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.
Cisco CSCO 5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20
Coke KO 5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta
2/28/11 10K re: Fiscal year ended 12/31/10
2/17/11 8K re: election of Evan G. Greenberg to Board of Directors & Audit Comm.
Disney DIS 5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11
3/25/11 8K re: adoption of exec stock option plan
3/18/11 two 8Ks re: amendment to employment Agreement of CEO Robert A. Iger & other execs.
DuPont DD: 5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE
3/31/11 S-3 shelf registration for debt securities and common stock
3/18/11 Proxy re: Annual Stockholders Meeting to be held on 4/27/11 in Wilmington, DE
3/8/11 8K re: retirement of Samuel W. Bodman & John T. Dillon from Board of Directors due to reaching age 72
ExxonMobil XOM: 5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX
GE: 5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11
3/14/11 Proxy re: Annual Shareholders Meeting on 4/27/11 in Salt Lake City, Utah
Hewlett-Packard HPQ: 5/7/11 8k re: fin'l results for quarter ended 4/30/11
3/28/11 8K re amendment of by-laws to decrease number of directors from 17 to 13
3/22/11 8K re: info re: status of Hewlett-Packard employees as a result of Japanese earthquake
3/11/11 Proxy Materials re: opposition to ISS voting recommendations re: exec comp.
Home Depot HD: 5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta
3/31/11 8K re: underwriting agreement re: $3 bil of Senior Notes due 2021 & 2041
Intel INTC: 5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA
3/21/11 8K re: fin'l info re: its McAfeesubsidiary
2/28/11 8K re: completion of acquisition of McAfee
IBM: 5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11
3/25/11 Proxy re: voting at annual meeting of stockholders on 4/26
3/18/11 8K re: settlement with SEC of bribery charges in Asia for $10 mil
3/8/11 8K re: FD disclosure re: presentation at investor briefing
3/7/11 Proxy rel Annual Stockholders Meeting on 4/26 in St. Louis, Mo.
JPMorganChase JPM: 5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio
3/24/11 8K re: offering of $500 mil Floating Rate Notes due 2016
3/24/11 & 3/23/11 8Ks re: offering of Global Medium Term Notes
Johnson & Johnson JNJ : 5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act
3/16/11 Proxy re: Annual Shareholders Meeting on 4/28 in New Brunswick, NJ
3/10/11 8K re: Entering into a consent decree with the FDA regarding its oversight of JNJ's McNeil Unit plants in Puerto Rico and Pennsylvania
Kraft KFT: 5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil
3/31/11 8K & Proxy re: nomination of Dr. Peter Henry for Board of Dir at 5/24/11 annual meeting of shareholders in Skokie, Ill
McDonald's MCD: 5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Invetor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.
3/9/11 8K re: FD disclosure re: comparable sales rising 3.9% in Feb.
3/3/11 Proxy re: Annual Meeting of Shareholders on 5/19/11 at Oak Brook, Ill.
Merck MRK: 5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals
3/24/11 8K re: termination of agreement between Merck & Sanofi-Aventis re: Sanofi's right to buy Merck's Merial animal health subsidiary
Microsoft MSFT: 5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11
2/8/11 8K re: underwriting agreement for $750 mil of 2.5% Notes due 2016
Pfizer PFE: 5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR
3/24/11 Annual report to shareholders
Procter & Gamble PG: 5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond
3/24/11 8K re: P&G & Teva Pharmaceutical Industries partnership for OTC medicines
3/1/11 8K re: resignation of Rajat KJ. Gupta from Board of Directors
2/11/11 8K re: election of Meg Whitman to Board of Directors
3M MMM: 5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Porxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer
3/29/11 Proxy material to correct errors re: prior filing re: stock ownership of directors & officers
3/24/11 annual report to shareholders
3/23/11 2 proxy filings re: 5/10/11 annual meeting of stockholders in St. Paul, Minnesota
3/15/11 8K re: retirement of CFO Patrick D. Cambell to be replaced by David W. Meline
Travelers TRV: 4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 anual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT
United Technologies UTX: 4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan
2/25/11 Proxy re: Annual Meeting of Shareholders on 4/13/11 in Phoenix, AZ
Verizon Communications Inc. VZ: 5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal
3/25/11 Prospectus re: $6.25 bil notes
3/21/11 Proxy re: 5/5/11 annual meeting of shareholders in Indianapolis, Indiana
3/7/11 8K re: election of Lowell C. McAdam to Board of Director (he is Pres/COO)
WalMart WMT: 5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting o shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes
3/30/11 10K for fiscal year ended 1/31/11