Post No. 2,493 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization as of Dec. 9, 2013 and a summary of Dow 30 components' SEC filings as of Dec. 9, 2013.
A read of the print editions of Monday's Barron's & Investor's News Daily; the combined Sat/Sun issues of the Wall St. Journal & Financial Times; Saturday's New York Times & Atlanta Journal & Constitution yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by a separate table of Dow component's symbol and Friday's closing stock prices and related data in alphabetical order.
The Dow Jones Industrial Average: The Dow Jones Industrial Average closed Friday at 16221.14 up 42.06 or 0.26% from Thursday's close of 16179.08.For the week the Dow is up 465.78 or 2.96% from last Friday's close of 15,755.36. For the year the Dow is up 23.79%. Of the Dow components 10 gained and 20 declined. The biggest gainer dollar-wise was Boeing $1.72 and percentage-wise was Caterpillar up 1.59% . The biggest decliner dollar-wise was Nike down 92 cents and percentage-wise was Pfizer down 1.5% .
Friday's Dow Jones Industrial Average closing numerator was 2525.89 up 6.55 from Thursday's closing numerator of 2519.34. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator change for today by the divisor (0.15571590501117) you get the change in today's Dow. A dollar increase or decrease in a Dow stock results in a $6.42 change in the Dow Index.
WSJ pB1 "Dkow Industrials hit another peak" by E.S. Browning, Matt Jarzemsky says on Friday the Dow did something it hasn't done in nearly 14 years: it closed at a record after adjusting for inflation. The Dow has now recovered from the Internet bubble the Sept 11 attack, the Enron scandal, the housing bubble & the fin'l crisis.
IBD pB8 "Stocks storm higher, led by small cap S&P 600" by Paul Whitfield says after pausing to clear its throat Thur, the market uptrend returned to yelling mode Fri. Friday's action was up in higher volume and the current outlook is a confirmed uptrend.
FT p11 "Wall Street" says Boeing added 1.6% after it won an order from Cathay Pacific Airways. US stocks climbed overall putting the S&P on pace for the biggest weekly gain in 2 months.
Sat. NYT pB6 "Data on economic growth lifts markets" by Reuters says stocks rose Fri. cappign the best week for major indexes in months as strong data increased confidence the recovery was accelerating.
As of the open of the market on Monday the current divisor for the Dow Jones Industrial Average found at page B6 of Saturday's Wall St. Journal is 0.15571590501117. Monday's trailing P/E ratio is 16.54 unchanged from Friday's closing trailing P/E of 16.54 (last year it was 14.66). Saturday's P/E estimate is 15.01 up from Friday's closing P/E estimate of 14.98 (year ago it was 12.65) and Monday's dividend yield is 2.13 up from Friday's closing dividend yield of 2.12 (last year it was 2.67). The Dow's all-time high was 16,221.14 on December 20, 2013. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.
The average closing price (the closing numerator divided by 30) of Friday's Dow Jones Industrial Average was $84.20 up 22 cents from Thursday's average closing price of $83.98. The median closing price of Friday's Dow Jones Industrial Average was $79.11 (HD/WMT) up $1.18 from Thursday's median closing price of $79.11. (HD/NKE). The lowest volume was Travelers and the highest volume was GE.
If Friday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs or dividends) and sold at the close you would have made $655 ($252,589 - $251,934).
MarketWatch 12/20/13 Fri. 4:18 pm by Victor Reklaitis says U.S. stocks rallied on Friday, with the Dow Jones Industrial Average and the S&P 500 achieving record closes, after a government report showed the economy grew at its fastest pace in two years last quarter. The Dow DJIA +0.26% advanced 42.06 points, or 0.3%, to end at 16,221.14. It rose 3% for the week after losing ground in the prior two weeks. The S&P 500 SPX +0.48% gained 8.71 points, or 0.5%, to close at 1,818.31, as it added 2.4% for the week and also snapped a two-week losing streak. The Nasdaq COMP +1.15% rose 46.61 points, or 1.2%, to end at 4,104.74, gaining 2.6% for the week.
Saturday's Dow News followed by Friday's Closing Dow Numbers:
AT&T: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
American Express:
Boeing: IBD pA1 "Cathay orders Boeing 777Xs", Sat. AJC pA12 "Boeing receives big order for 777X from Hong Kong" by AP says Hong Kong airline Cathay Pacific is buying 21 777X. Boeing has booked orders for 259 of the planes worth $95 bil.
Barron's p30 "Flush coffers, fat payouts" by Shirley A. Lazo says last week Boeing, 3M and Pfizer announced big dividend hikes and big buyback extensions.
FT p9 "Week in review" by Carola Hoyos says Saab rose 30% as it defeated Boeing in its bid for Brazil's fighter jet contract.
FT p11 "Wall Street" says Boeing added 1.6% after it won an order from Cathay Pacific Airways. US stocks climbed overall putting the S&P on pace for the biggest weekly gain in 2 months.
Caterpillar:
Chevron: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
Cisco: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
Coke: FT p5 "Ibituary ' Heir who took Orangina from Alegeria to France and to fame" by Delphne Strauss says that bottling plants set up to supply US toops during WW II gave many Europenas their frist taste of Coca-Cola. Orangina by 1957 was second only to Coke in France.
Disney: Sat. NYT pB1 "Studios unfazed by colossal wrecks" by james B. Stewart says Disney's "The Lone Ranger" lost about $160 mil
DuPont:
Exxon: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
GE: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
Goldman Sachs: IBD pA2 "Goldman Sachs" says Goldman Sachs is following JPMorgan and Deutsche bank in banning multidealer chatrooms.
Home Depot:
Intel: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
IBM:
JPMorgan: IBD pA2 "Goldman Sachs" says Goldman Sachs is following JPMorgan and Deutsche bank in banning multidealer chatrooms.
Johnson & Johnson:
McDonald's: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
Merck: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
Microsoft: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
Nike:
Pfizer: Barron's p30 "Flush coffers, fat payouts" by Shirley A. Lazo says last week Boeing, 3M and Pfizer announced big dividend hikes and big buyback extensions.
Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
Procter & Gamble:
3M: Barron's p30 "Flush coffers, fat payouts" by Shirley A. Lazo says last week Boeing, 3M and Pfizer announced big dividend hikes and big buyback extensions.
Barron's pM13 "Research reports" edited by Paul Farrell says Barclays issued a researchr eport on 3M on 12/17 with an ":equal weight" recommendations.
Travelers:
United Technologies:
UnitedHealthcare:
Verizon: Barron's p20 "Time to muzzle the dogs of the Dow" by Jack Hough says the Dogs of the Dow strategy beat the market in '13 but that's no reason to adopt the approach next year. The Dogs strategy calls for buying the 10 highest yielding stocks in the Dow at the start of each year. Author claims it doesn't work because some companies such as Exxon spent mroe money on share repurchases than on dividends. Anyway, this year's 10 highest yielding stocks for the 2014 Dogs of the Dow strategy are: AT&T yielding 5.3%, Verizon 4.4%, Merck 3.6%, Intel also yielding 3.6%, McDonald's 3.4%, Pfizer 3.4%, Chevron 3.3%, Cisco 3.2%, GE 3.2%, and Microsoft yielding 3.1%.
Visa:
Walmart:
Friday's Closing Dow Numbers:
Symbol Last Sale Change % Change Share Volume Market
T
NYSEAXP
NYSEBA
NYSECAT
NYSECVX
NYSECSCO
NASDAQ-GSKO
NYSEDIS
NYSEDD
NYSEXOM
NYSEGE
NYSEGS
NYSEHD
NYSEINTC
NASDAQ-GSIBM
NYSEJPM
NYSEJNJ
NYSEMCD
NYSEMRK
NYSEMSFT
NASDAQ-GSNKE
NYSEPFE
NYSEPG
NYSEMMM
NYSETRV
NYSE| UTX | | NYSE | |||
| UNH | | NYSE | |||
| VZ | | DualListed | |||
| V | | NYSE | |||
| WMT | | NYSE |
*****************
Here are the current CEOs of the Dow 30 Companies:
AT&T T Randall L. Stephenson (Dallas, TX)
American Express AXP Kenneth I. Chenault (NY, NY)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Goldman Sachs GS Lloyd Blankfein (NY, NY)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Brian Krzanich (Santa Clara, CA)
IBM Virginia M. Rometty (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ Alex Gorsky (New Brunswick, NJ)
McDonald's MCD Donald Thompson (Oak Brook, Ill)
Merck MRK Kenneth Frazier (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Nike NK Mark Parker (Beaverton, OR)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG A. G. Lafley (Cincinnati, OH)
3M MMM Inge Thulin (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
UnitedHealthUNC Stephen Hemsley (Minnetonka, MN)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY)
Visa V Charles W. Scharf (Foster City, CA)
Wal-Mart WMT Mike Duke (to be replaced on Feb. 2014 by Doug McMillon) (Bentonville, ARK)
***************************
Here are the Dow Jones Industrial Average 30 as of 12/9/13 ranked in order of market capitalization in billions:
1. Exxon Mobil XOM $418.68
2. Microsoft MSFT 323.10
3. GE 275.09
4. Johnson & Johnson JNJ 266.45
5. WalMart WMT 260.40
6. Chevron CVX 237.20
7. Procter & Gamble PG 230.45
8 .JPMorgan Chase JPM 212.40
9. Pfizer PFE 204.67
10. IBM 192.70
11. AT&T T 182.75
12. Coke KO 178.40
13. Merck MRK 144.81
14. Verizon VZ 141.86
15. Visa V 128.62
16. Disney DIS 124.96
17. Intel INTC 123.93
18. Cisco CSCO 113.46
19. Home Depot HD 112.08
20.United Technologies UTX 102.02
21. Boeing BA 101.21
22. McDonald's MCD 95.24
23. American Express AXP 92.10
24. 3M MMM 86.56
25. Goldman Sachs GS 76.88
26. UnitedHealth UNH 74.22
27.Nike NKE 70.97
28. DuPont DD 56.85
29. Caterpillar CAT 54.78
30. Travelers TRV 32.20
****************************************
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 12/9/13:
Symbol & Co. Name/Date of Filing/Form Filed/ Comments
AT&T T: 12/6/13 8K; 11/20/13 8K; 11/14/13 8K & 11/5/13 all re: the tender offer of $3.3 bil of Notes
11/27/13 8K re: sale of $1.6 bil of 2.37% Global Notes due '18
11/25/13 8K re: sale of $1.0 bil of 3.82% Global Notes due '20
11/13/13 8K re: sale of $2 bil Euros of Global Notes
11/1/13 10Q & 2 8Ks 10/23/13 re: results of 3Qtr ended 9/30/13
10/21/13 8K re: contract to sell/lease 9,700 towers to Crown Castle Int'l for $4.85 bil
9/27/13 8K re: increase of # of directors from 13 to 14 & election of Beth E. Mooney to Board
9/10/13 8K re: purchase of spectrum from Verizon
American Express AXP: 11/15/13 8K re: delinq. & write-off stats for each of the 3 months ended 10/31/13
10/29/13 10Q re: qtr ended 9/30/13
10/16/13 8K re: 3Q results
10/15/13 8K re: delinq. & write-off stats for qtr ended 9/30/13
9/25/13 8K re: creation of a jv with Certares for business travel unit
9/16/13 8K re: delinq. & write off stats for 3 months ended 8/31/13
Boeing BA: 10/31/13 8K re: $2.3 bil 364 day evolving credit agreement and a $2.3 bil 5 year revolving credit agreement
10/23/13 10Q & 10/23/13 8K re: 3 Qtr ended 9/30/13
Caterpillar CAT: 11/20/13 8K re: supplemental info re: retail sales of machines & power systems
11/1/13 10Q & 10/23/13 2 8Ks re: quarter ended 9/30/13
10/22/13 8K re: retail sales of machinery
10/9/13 8K re: amendment to bylaws re: majority voting for uncontested election of directors
9/30/13 8K re: price increases
9/20/13 8K re: 3 month dealer stats for period ended 8/13
9/17/13 8K re: credit agrmt up to $3 bil led by Citibank
Chevron CVX: 11/8/13 10Q & 11/1/13 8K re: 3 Qtr ended 9/30/13
10/9/13 8K re: interim update for 3Q
Cisco CSCO: 12/4/13 8K re: pre-arranged stock trading plan for EVP & Chief Dev. Officer
11/22/13 10Q re: 1 Qtr ended 10/26/13
11/20/13 8K re: amendment of '05 Stock Incentive Plan
11/13/13 8K re: 1 Qtr results & $15 bil increase in share buyback program
9/30/13 Proxy Materials re: annual shareholder meeting 11/19 at Cisco in San Jose, CA
9/10/13 10K for fiscal year ended 7/27/13
Coke KO: 11/1/13 8K re: completion of public offering of $3.25 bil of notes
10/24/13 8K & 10/24/13 10Q re: qtr ended 9/27/13 & transfer of India & South West Asia units from Eurasia & Africa operating segment to Pacific operating segment
10/15/13 8K re: 3Q results
Disney DIS: 11/20/13 & 11/7/13 8K re: fiscal year ended 9/28/13
10/8/13 8K re: amendment to bylaws to eliminate paper share certificates
10/2/13 8K re: new employment contract for Alan N. Braverman EVP, GC & Sec'y for annual salary of $1.4 mil
DuPont DD: 11/6/13 8K and 10/25/13 8K re: sepration of Performance Chemicals segment
10/22/13 10Q & 10/22/13 8K re: 3 Qtr ended 9/30/13
10/22/13 & 8K re: results for qtr ended 9/30/13
9/3/13 8K re: election of Patrick J. Ward to Board of Dires.
ExxonMobil XOM: 11/5/13 10Q & 10/31/13 8K re: 3 Qtr ended 9/30/13
GE: 11/15/13 8K re: IPO of 20% of N. American Retail Finance business
11/1/13 10Q re 3 Qtr ended 9/30/13
10/18/13 8K re: 3Qtr results
10/16/13 8K re: exercise by Berkshire Hathaway of warrants for 10.7 mil shares
9/13/13 8K re: election of James E. Rohr to Board of Dires.
Goldman Sachs GS: 12/2/13 8K re: approval by regulators of '13 Capital Plan
11/29/13 8K re: $1 bil Flaoting Rate Notes due '23
11/15/13 8K re: $1 bil Floating rate Notes due '18
11/15/13 8K re: Moody's downgrade of Goldman debt
11/7/13 10Q for qtr ended 9/30/13
10/21/13 8K re: retirement of J. Michael Evans as Vice Chair/Head of Growth Markets
10/17/13 8K re: 3Q results
10/1/13 8K re: exercise by Berkshire Hathaway of warrants for 13,062,594 shares
Home Depot HD: 11/27/13 10Q & 11/19/13 8K re: quarter ended 11/3/13
9/20/13 8K re: election of Helena B. Boulkes to Board of Dirs.
9/10/13 8K re: closing of sale of $3.25 bil notes
Intel INTC: 11/22/13 8K re: Investor Meeting
10/28/13 10Q re: Qtr ended 9/28/13
10/23/13 8K re: departure of David Perlmutter, EVP & GM, Architecture Group
10/15/13 2 8Ks re: results for qtr ended 9/28/13
IBM: 11/20/13 8K re: 750 mil Euro issuance of debt securities
11/7/13 8K re: retirement of Mark Laughridge, SVP & CFO, Finance & Enterprise Transformat'n
11/6/13 8K re: 2.5 bil Euro sale of debt securities
11/1/13 8K recommendation against mini-tender offer by third parties
10/29/13 10Q Qtr ended 9/30/13
10/17/13 8K & 10/16/13 8K re: results for 3Q ended 9/30/13
9/10/13 8K re: sale of outsourcing services business to SYNNEX
JPMorganChase JPM: 11/20/13 8K re: settlement by payment of $13 bil to settle with the President's Residential Mortgage Backed Securities (RMBS) Work Group of the Fin'l Fraud Enforcement Task Force
11/18/13 8K re: settlement by payment of $4.5 bil with 21 inst'l investors re: RMBS claims
11/1/13 10Q for quarter ended 9/30/13
10/25/13 8K re: $5.1 Bil settlement with FHFA re: MBS
10/23/13 8K re: closing of public offering of $500 mil 5.62% sub. notes due '43
10/16/13 8K re: settlement w/CFTC by payment of $100 mil fine
10/11/13 8K re: sale of Sr. Medium Term Notes of an indeterminate amount
10/14/13 & 10/11/13 8Ks re: 3Q results
9/20/13 8K re: election of Linda B. Bammann to Board of Dirs. & amdmt to bylaws
9/19/13 8K re: consent decrees with Comptroller of Currency and Consuemr Fin'l Protection Bd. re:
credit card allegations
9/19/13 8K re: consent decrees with SEC & UK FCA & payment of $920 mil re: London Whale loss
9/10/13 8K re: fin'l services investor conf.presentation
Johnson & Johnson JNJ: 12/4/13 8K re: sale of $3.5 bil Floating Rate notes
11/19/13 8K re: settlement of $2.5 Bil for DePuy hip system claims
11/4/13 10Q for Qtr ended 9/29/13
10/15/13 8K re: election of ex0FDA Commissioner Mark B. McClellan as director
10/15/13 8K re: 3Q results ended 9/29/13
McDonald's MCD: 11/14/13 8K re: sale of 3 mil shares of Ckommon Stock
11/14/13 8K re: Investor Release re: future growth
11/8/13 8K re: 10/13 sales
10/30/13 10Q for Qtr ended 9/30/13
10/21/13 8K re: 3Q results
9/18/13 8K re: declaration of quarterly dividend
9/10/13 8K re: Aug. '13 sales
Merck MRK: 11/7/13 10Q & 10/28/13 8K re: 3 Qtr ended 9/30/13
10/1/13 8K re: global restructuring program and lay-offs of 8,500 employees
Microsoft MSFT: 12/6/13 8K re: issuance ofover $5 bil of notes un Euros & US Dollars
11/26/13 8K re: restructuring to a devices & services company
11/20/13 8K re: voting results of '13 Annual Meeting of Sahreholders on 11/19/13
10/24/13 10Q & 10/24/13 8K re: Qtr ended 9/30/13
10/8/13; 10/7/13 & 10/3/13 Proxy Materials re: annual shareholders meeting on 11/19 in Bellevue, Washington
9/26/13 8K re: adoption of Senior Exec. Severance Benefit Plan
9/26/13 8K re: realignment to become a devices & services company
9/23/13 8K re: amendment of exec comp. plans
9/20/13 8K re: realignment of structure to become a devices & service company
9/3/13 8K re: purchase of Nokia handset business
Nike NKE: 10/7/13 10Q, 9/30/13 8K & 9/26/13 8K re: results for qtr ended 8/31/13
9/24/13 8K re: voting results of annual meeting of shareholders on 9/19/13
Pfizer PFE: 11/8/13 10Q & 10/29/13 8K re: 3 Qtr ended 9/29/13
9/30/13 8K re: election of Shantanu Narayen, Pres. & CEO of Adobe Systems to Board of Directors
Procter & Gamble PG: 11/5/13 8K re: close of sale of 750 mil Euros 2% Notes due '21
11/4/13 8K close of sale of $2 bil Notes
10/28/13 8K re: reorganizing of Global Business Unit into: Global Beauty, Global Health & Grooming, Blogal Fabric & Home Care, & amp; amp; amp; Global Baby, Feminine & Family Unit
10/25/13 10Q & 2 8Ks re: 1 Qtr ended 9/30/13
10/11/13 8K re: voting results of annual shareholders meeting 10/8/13
10/8/13 8K re: declaration of quarterly dividends
9/16/13 8K re: changes to global Business Unit Structure & Segment earnings
9/4/13 8K re: presentation at Barclays Back to School Conference
3M MMM: 11/19/13 3 8Ks re: pre-arranged stock trading plans for CEO and other execs
10/31/13 10Q & 10/24/13 8K re: 3 Qtr ended 10/24/13
Travelers TRV: 10/22/13 10Q & 10/22/13 8K re: results for qtr ended 9/30/13
8/1/13 8K re: underwriting contracts re: issuance of 4.6% Sr. Notes due '43
7/23/13 10Q & 8K re: 2Q ended 6/30/13 results
6/12/13 8K re: $1 bil revolving bank credit agreement
6/10/13 8K re: purchase of Dominion of Canada General Insurance for $1.1 bil
5/24/13 8K re: voting results of 5/22/13 Annual shareholders meeting
United Technologies UTX: 10/25/13 10Q & 10/22/13 8K re: 3 Qtr ended 9/30/13
10/22/13 8K re: 3Q results
9/26/13 8K re: formation of UTC Building & Industrial Services by combining Otis Elevator & UTC Climate, Controls & Security to be headed by Geraud Darnis as Pres/CEO
9/6/13 8K re: new Pres. at Pratt & Whitney: Paul Adams succeeds David Hess
UnitedHealth Group UNH: 12/2/13 8K re: Annual Investors Conference to be held 12/3 in NYC
11/7/13 10Q re: 3 Qtr ended 9/30/13
10/17/13 8K re: 3Q results
9/9/13 8K re: investor presentation at Morgan Stanley Global Health Care conf.
Verizon Communications Inc. VZ: 11/7/13 8K re: election of Shellye Archambeau as Dir.
10/24/13 10Q for Qtr ended 9/30/13
10/17/13 8K re: 3Q results
10/8/13 Proxy; 10/8/13 S-8 & 10/3/13 8K re: approval by shareholders to buy Vodafone's 45% interest in Verizon Wireless, registration of shares to be issued to Vodafone, & $12 bil credit facility to fund the purchase
9/16/13 8K re: saleof $49 bil of notes
9/5/13 8K re: election of Gregory D. Wasson to Board of Dires.
9/5/13 8K re: election of Kathyrn A. Tesija to Board of Dirs.
9/3/13 8K re: purchase of Vodafone's indirect 45% interest in Verizon Wirelss
Visa V: 11/25/13 8K re: Gary P. Coughlan not running for re-election to Board
11/22/13 10 K & 10/30/13 8K re: FY 9/30/13
10/23/13 8K re: '14 Annual Meeting of Shareholders to be held 1/29/14
9/17/13 8K & 9/12/13 8K & 7/26/13 8K re: adoption of exec pre-arranged trading plans for execs: William Sheedy, Byron H.Pollitt, Jr. & Elizabeth Buse
WalMart WMT: 12/6/13 10Q & 11/14/13 8K re: 3 Qtr ended 10/31/13
11/28/13 8K re: repalcement of CEO Mike Duke with C. Douglas McMillon effective 2/1/13
11/22/13 8K re: election of Pamela C. Craig to Board
10/21/13 10Q for quarter ended 7/31/13
10/1/13 8K re: issuance of 1.95% Notes due 2018
END/END
No comments:
Post a Comment