Post No. 2,536 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization as of Dec. 9, 2013 and a summary of Dow 30 components' SEC filings as of Dec. 9, 2013.
A read of the print editions of Tuesday's Wall Street Journal, Financial Times, Investor's Business Daily, New York Times, Atlanta Journal & amp; Constitution & Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by a separate table of Dow component's symbol and Friday's closing stock prices and related data in alphabetical order.
The Dow Jones Industrial Average:The Dow Jones Industrial Average closed Friday at 16458.56 up 41.55 or 0.25% from Thursday's close of 16417.01. For the week the Dow is up $21.51 or 0.13% from last Friday's close of 16,437.05. For the year the Dow is down 0.71%. Of the Dow components 9 gained and 21 declined. The biggest gainer dollar-wise and percentage-wise was Visa up $10.41 or 4.69%. The biggest decliner dollar-wise was Nike down $1.40 and percentage-wise was Intel down 2.6 %.
Friday's Dow Jones Industrial Average closing numerator was 2562.86 up 6.47 from Thursday's closing numerator of 2556.39. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator change for today by the divisor (0.15571590501117) you get the change in today's Dow. A dollar increase or decrease in a Dow stock results in a $6.42 change in the Dow Index.
IBD pB8 "Options expiration fuels another distribution day" by Ken Shreve says options expired Fri resulting in higher vol & another distribution day for the Nasdaq & S&P 500. The current outlook is a confirmed uptrend. Dow was propped up by American express which reported strong earnings before the open. Visa rode American Express' coattails higher with a 5% gain of its own. Intel had weaker than expected 4Q earnings late Thurs.
As of the open of the market on Tuesday the current divisor for the Dow Jones Industrial Average found at page C6 of Tuesday's Wall St. Journal is 0.15571590501117. Tuesday's trailing P/E ratio is 17.04 down from Friday's trailing P/E of 17.08 (last year it was 15.12). Tuesday's P/E estimate is 14.82 unchanged from Friday's closing P/E estimate of 14.82 (year ago it was 12.28) and Tuesday's dividend yield is 2.08 down from Friday's closing dividend yield of 2.09 (last year it was 2.61). The Dow's all-time high was 16,576.66 on December 31, 2013. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.
The average closing price (the closing numerator divided by 30) of Friday's Dow Jones Industrial Average was $85.43 up 22 cents from Thursday's average closing price of $85.21. The median closing price of Friday's Dow Jones Industrial Average was $78.60 (WMT/HD) down 41 cents from Thursday's median closing price of $79.01 (WMT/HD). The lowest volume was 3M and the highest volume was GE.
If Friday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs or dividends) and sold at the close you would have made $647 ($256,286 -$255,629).
MarketWatch
1/17/14 Fri. 4:08 pm by Anora Mahmudova says U.S. stocks
closed generally lower on Friday as disappointing results from Intel Corp. and General Electric Co. weighed on sentiment. Investors also digested a mixed bag of economic data. The Dow Jones Industrial Average
DJIA
+0.25%
closed 41.55 points, or 0.3%, higher at 16,458.56 as gains in Visa Inc. and American Express Company lifted the index. The blue-chip index added 0.1% over the week, its first weekly gain this year. The S&P 500
SPX
-0.39%
finished the day down 7.19 points, or 0.4%, to 1,838.70 and was 0.2% lower for the week. The Nasdaq Composite
COMP
-0.50%
shed 21.11 points, or 0.5%, to 4,197.58 but eked out a 0.6% weekly gain.
Tuesday's Dow News followed by Friday's Closing Dow Numbers:
AT&T: No mentions found.
American Express: IBD pB8 "Options expiration fuels another distribution day" by Ken Shreve says options expired Fri resulting in higher vol & another distribution day for the Nasdaq & S&P 500. The current outlook is a confirmed uptrend. Dow was propped up by American express which reported strong earnings before the open. Visa rode American Express' coattails higher with a 5% gain of its own. Intel had weaker than expected 4Q earnings late Thurs.
Boeing: No mentions found.
Caterpillar: No mentions found.
Chevron: No mentions found.
Cisco: No mentions found.
Coke: No mentions found.
Disney: No mentions found.
DuPont: No mentions found.
Exxon: No mentions found.
GE: WSJ pC1 "Earnings reports temper optimism" by E. S. Browning says JPMorgan's report was a letter better than expected and GE's was as expected.
IBD pA1 "GE earnings jump, sales rise, but shares fall on margin miss" by Gillian Rich, WSJ pB4 "GE misses key target for earnings" by Kate Linebaugh, NYT pB2 "General eelctric's indsutrial segments lift earnings" by William Alden, AJC pA7 "GE rides oil and gas, aricraft to higher profit" say GE's 4Q earnings rose to $4.2 bil boosted by energy and aviation businesses and financing businesses. Rev rose 3.1% to $40.4 bil. GE affirmed its '14 projections of 4% to 7% organic growth. GE missed its goal of improving its operating profit margin in its ind'l businesses.
Goldman Sachs: No mentions found.
Home Depot: No mentions found.
Intel: IBD pB8 "Options expiration fuels another distribution day" by Ken Shreve says options expired Fri resulting in higher vol & another distribution day for the Nasdaq & S&P 500. The current outlook is a confirmed uptrend. Dow was propped up by American express which reported strong earnings before the open. Visa rode American Express' coattails higher with a 5% gain of its own. Intel had weaker than expected 4Q earnings late Thurs.
WSJ pB1 "IBM aain seeks sale of server operation" by Dana Mattiolo, Spencer E. Ante, Dana Cimilluca says IBM is trying to sell its unit dealing with x86 servers, named for the chip design used by Intel & Advanced Microchip. Technological advances int he last decade allow users to squeeze out mroe power oout of fewer machines. Google & Facebook now make their own servers.
IBM: WSJ pB1 "IBM aain seeks sale of server operation" by Dana Mattiolo, Spencer E. Ante, Dana Cimilluca says IBM is trying to sell its unit dealing with x86 servers, named for the chip design used by Intel & Advanced Microchip. Technological advances int he last decade allow users to squeeze out mroe power oout of fewer machines. Google & Facebook now make their own servers.
WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
JPMorgan: WSJ pC4 "JPMorgan ex-official was interveiwed by FBI" by Michael Rothfeld, Enda Curran, Dan Fitzpatrick says the interview was in connection with a fed foreign bribery investigation.
WSJ pC1 "Earnings reports temper optimism" by E. S. Browning says JPMorgan's report was a letter better than expected and GE's was as expected.
Johnson & Johnson: WSJ pC1 "J&J needs to earn loyalty from investors" by Spencer Jakab says Johnson & Johnson reports 4Q today. Its share price has trounced rivals Pfizer, Merck & GlaxoSmithKline & Lilly but J&J is last in the group of dividend aristocrats.
WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
McDonald's: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
Merck: WSJ pC1 "J&J needs toe arn loyalty from investors" by Spencer jakab says Johnson & Johnson reports 4Q today. Its share price has trounced rivals Pfizer, Merck & GlaxoAmithKline & Lilly but J&J is last in the group of dividend aristocrats.
Microsoft: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
Nike: No mentions found.
Pfizer: WSJ pC1 "J&J needs to earn loyalty from investors" by Spencer jakab says Johnson & Johnson reports 4Q today. Its share price has trounced rivals Pfizer, Merck & GlaxoAmithKline & Lilly but J&J is last in the group of dividend aristocrats.
Procter & Gamble: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
3M: No mentions found.
Travelers: No mentions found.
United Technologies: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
UnitedHealth Group: IBD pA2 "UnitedHealth enrollment falls" says it lost 129,517 Medicare Advantage members int eh open enrollment period that ended 12/7.
Verizon: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
Visa: IBD pB8 "Options expiration fuels another distribution day" by Ken Shreve says options expired Fri resulting in higher vol & another distribution day for the Nasdaq & S&P 500. The current outlook is a confirmed uptrend. Dow was propped up by American express which reported strong earnings before the open. Visa rode American Express' coattails higher with a 5% gain of its own. Intel had weaker than expected 4Q earnings late Thurs.
Sun. AJC pD5 "Visa trims slogan to expand meaning" by Stuart Elliott, NYT says Visa will change itss ads fort he Olympic Winter games.
Walmart:
Friday's Closing Dow Numbers:
*****************
Here are the current CEOs of the Dow 30 Companies:AT&T T Randall L. Stephenson (Dallas, TX)Tuesday's Dow News followed by Friday's Closing Dow Numbers:
AT&T: No mentions found.
American Express: IBD pB8 "Options expiration fuels another distribution day" by Ken Shreve says options expired Fri resulting in higher vol & another distribution day for the Nasdaq & S&P 500. The current outlook is a confirmed uptrend. Dow was propped up by American express which reported strong earnings before the open. Visa rode American Express' coattails higher with a 5% gain of its own. Intel had weaker than expected 4Q earnings late Thurs.
Boeing: No mentions found.
Caterpillar: No mentions found.
Chevron: No mentions found.
Cisco: No mentions found.
Coke: No mentions found.
Disney: No mentions found.
DuPont: No mentions found.
Exxon: No mentions found.
GE: WSJ pC1 "Earnings reports temper optimism" by E. S. Browning says JPMorgan's report was a letter better than expected and GE's was as expected.
IBD pA1 "GE earnings jump, sales rise, but shares fall on margin miss" by Gillian Rich, WSJ pB4 "GE misses key target for earnings" by Kate Linebaugh, NYT pB2 "General eelctric's indsutrial segments lift earnings" by William Alden, AJC pA7 "GE rides oil and gas, aricraft to higher profit" say GE's 4Q earnings rose to $4.2 bil boosted by energy and aviation businesses and financing businesses. Rev rose 3.1% to $40.4 bil. GE affirmed its '14 projections of 4% to 7% organic growth. GE missed its goal of improving its operating profit margin in its ind'l businesses.
Goldman Sachs: No mentions found.
Home Depot: No mentions found.
Intel: IBD pB8 "Options expiration fuels another distribution day" by Ken Shreve says options expired Fri resulting in higher vol & another distribution day for the Nasdaq & S&P 500. The current outlook is a confirmed uptrend. Dow was propped up by American express which reported strong earnings before the open. Visa rode American Express' coattails higher with a 5% gain of its own. Intel had weaker than expected 4Q earnings late Thurs.
WSJ pB1 "IBM aain seeks sale of server operation" by Dana Mattiolo, Spencer E. Ante, Dana Cimilluca says IBM is trying to sell its unit dealing with x86 servers, named for the chip design used by Intel & Advanced Microchip. Technological advances int he last decade allow users to squeeze out mroe power oout of fewer machines. Google & Facebook now make their own servers.
IBM: WSJ pB1 "IBM aain seeks sale of server operation" by Dana Mattiolo, Spencer E. Ante, Dana Cimilluca says IBM is trying to sell its unit dealing with x86 servers, named for the chip design used by Intel & Advanced Microchip. Technological advances int he last decade allow users to squeeze out mroe power oout of fewer machines. Google & Facebook now make their own servers.
WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
JPMorgan: WSJ pC4 "JPMorgan ex-official was interveiwed by FBI" by Michael Rothfeld, Enda Curran, Dan Fitzpatrick says the interview was in connection with a fed foreign bribery investigation.
WSJ pC1 "Earnings reports temper optimism" by E. S. Browning says JPMorgan's report was a letter better than expected and GE's was as expected.
Johnson & Johnson: WSJ pC1 "J&J needs to earn loyalty from investors" by Spencer Jakab says Johnson & Johnson reports 4Q today. Its share price has trounced rivals Pfizer, Merck & GlaxoSmithKline & Lilly but J&J is last in the group of dividend aristocrats.
WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
McDonald's: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
Merck: WSJ pC1 "J&J needs toe arn loyalty from investors" by Spencer jakab says Johnson & Johnson reports 4Q today. Its share price has trounced rivals Pfizer, Merck & GlaxoAmithKline & Lilly but J&J is last in the group of dividend aristocrats.
Microsoft: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
Nike: No mentions found.
Pfizer: WSJ pC1 "J&J needs to earn loyalty from investors" by Spencer jakab says Johnson & Johnson reports 4Q today. Its share price has trounced rivals Pfizer, Merck & GlaxoAmithKline & Lilly but J&J is last in the group of dividend aristocrats.
Procter & Gamble: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
3M: No mentions found.
Travelers: No mentions found.
United Technologies: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
UnitedHealth Group: IBD pA2 "UnitedHealth enrollment falls" says it lost 129,517 Medicare Advantage members int eh open enrollment period that ended 12/7.
Verizon: WSJ pC2 "The ticker" says on Tues IBM & J&J, Travelers & Verizon reports; on Wed United Tech reports; on Thurs. McDonald's & Microsoft & on Friday Procter & Gamble reports.
Visa: IBD pB8 "Options expiration fuels another distribution day" by Ken Shreve says options expired Fri resulting in higher vol & another distribution day for the Nasdaq & S&P 500. The current outlook is a confirmed uptrend. Dow was propped up by American express which reported strong earnings before the open. Visa rode American Express' coattails higher with a 5% gain of its own. Intel had weaker than expected 4Q earnings late Thurs.
Sun. AJC pD5 "Visa trims slogan to expand meaning" by Stuart Elliott, NYT says Visa will change itss ads fort he Olympic Winter games.
Walmart:
Friday's Closing Dow Numbers:
| Symbol | Last Sale | Change | % Change | Share Volume | Market |
| T |  | NYSE | |||
| AXP |  | NYSE | |||
| BA | | NYSE | |||
| CAT | | NYSE | |||
| CVX | | NYSE | |||
| CSCO | | NASDAQ-GS | |||
| KO | | NYSE | |||
| DIS | | NYSE | |||
| DD | | NYSE | |||
| XOM | | NYSE | |||
| GE | | NYSE | |||
| GS | | NYSE | |||
| HD | | NYSE | |||
| INTC | | NASDAQ-GS | |||
| IBM | | NYSE | |||
| JPM | | NYSE | |||
| JNJ | | NYSE | |||
| MCD | | NYSE | |||
| MRK | | NYSE | |||
| MSFT | | NASDAQ-GS | |||
| NKE | | NYSE | |||
| PFE | | NYSE | |||
| PG | | NYSE | |||
| MMM | | NYSE | |||
| TRV | | NYSE |
| UTX | | NYSE | |||
| UNH | | NYSE | |||
| VZ | | DualListed | |||
| V | | NYSE | |||
| WMT | | NYSE |
*****************
American Express AXP Kenneth I. Chenault (NY, NY)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Goldman Sachs GS Lloyd Blankfein (NY, NY)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Brian Krzanich (Santa Clara, CA)
IBM Virginia M. Rometty (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ Alex Gorsky (New Brunswick, NJ)
McDonald's MCD Donald Thompson (Oak Brook, Ill)
Merck MRK Kenneth Frazier (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Nike NK Mark Parker (Beaverton, OR)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG A. G. Lafley (Cincinnati, OH)
3M MMM Inge Thulin (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
UnitedHealthUNC Stephen Hemsley (Minnetonka, MN)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY)
Visa V Charles W. Scharf (Foster City, CA)
Wal-Mart WMT Mike Duke (to be replaced on Feb. 2014 by Doug McMillon) (Bentonville, ARK)
***************************
Here are the Dow Jones Industrial Average 30 as of 12/9/13 ranked in order of market capitalization in billions:
1. Exxon Mobil XOM $418.68
2. Microsoft MSFT 323.10
3. GE 275.09
4. Johnson & Johnson JNJ 266.45
5. WalMart WMT 260.40
6. Chevron CVX 237.20
7. Procter & Gamble PG 230.45
8 .JPMorgan Chase JPM 212.40
9. Pfizer PFE 204.67
10. IBM 192.70
11. AT&T T 182.75
12. Coke KO 178.40
13. Merck MRK 144.81
14. Verizon VZ 141.86
15. Visa V 128.62
16. Disney DIS 124.96
17. Intel INTC 123.93
18. Cisco CSCO 113.46
19. Home Depot HD 112.08
20.United Technologies UTX 102.02
21. Boeing BA 101.21
22. McDonald's MCD 95.24
23. American Express AXP 92.10
24. 3M MMM 86.56
25. Goldman Sachs GS 76.88
26. UnitedHealth UNH 74.22
27.Nike NKE 70.97
28. DuPont DD 56.85
29. Caterpillar CAT 54.78
30. Travelers TRV 32.20
****************************************
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 12/9/13:
Symbol & Co. Name/Date of Filing/Form Filed/ Comments
AT&T T: 12/6/13 8K; 11/20/13 8K; 11/14/13 8K & 11/5/13 all re: the tender offer of $3.3 bil of Notes
11/27/13 8K re: sale of $1.6 bil of 2.37% Global Notes due '18
11/25/13 8K re: sale of $1.0 bil of 3.82% Global Notes due '20
11/13/13 8K re: sale of $2 bil Euros of Global Notes
11/1/13 10Q & 2 8Ks 10/23/13 re: results of 3Qtr ended 9/30/13
10/21/13 8K re: contract to sell/lease 9,700 towers to Crown Castle Int'l for $4.85 bil
9/27/13 8K re: increase of # of directors from 13 to 14 & election of Beth E. Mooney to Board
9/10/13 8K re: purchase of spectrum from Verizon
American Express AXP: 11/15/13 8K re: delinq. & write-off stats for each of the 3 months ended 10/31/13
10/29/13 10Q re: qtr ended 9/30/13
10/16/13 8K re: 3Q results
10/15/13 8K re: delinq. & write-off stats for qtr ended 9/30/13
9/25/13 8K re: creation of a jv with Certares for business travel unit
9/16/13 8K re: delinq. & write off stats for 3 months ended 8/31/13
Boeing BA: 10/31/13 8K re: $2.3 bil 364 day evolving credit agreement and a $2.3 bil 5 year revolving credit agreement
10/23/13 10Q & 10/23/13 8K re: 3 Qtr ended 9/30/13
Caterpillar CAT: 11/20/13 8K re: supplemental info re: retail sales of machines & power systems
11/1/13 10Q & 10/23/13 2 8Ks re: quarter ended 9/30/13
10/22/13 8K re: retail sales of machinery
10/9/13 8K re: amendment to bylaws re: majority voting for uncontested election of directors
9/30/13 8K re: price increases
9/20/13 8K re: 3 month dealer stats for period ended 8/13
9/17/13 8K re: credit agrmt up to $3 bil led by Citibank
Chevron CVX: 11/8/13 10Q & 11/1/13 8K re: 3 Qtr ended 9/30/13
10/9/13 8K re: interim update for 3Q
Cisco CSCO: 12/4/13 8K re: pre-arranged stock trading plan for EVP & Chief Dev. Officer
11/22/13 10Q re: 1 Qtr ended 10/26/13
11/20/13 8K re: amendment of '05 Stock Incentive Plan
11/13/13 8K re: 1 Qtr results & $15 bil increase in share buyback program
9/30/13 Proxy Materials re: annual shareholder meeting 11/19 at Cisco in San Jose, CA
9/10/13 10K for fiscal year ended 7/27/13
Coke KO: 11/1/13 8K re: completion of public offering of $3.25 bil of notes
10/24/13 8K & 10/24/13 10Q re: qtr ended 9/27/13 & transfer of India & South West Asia units from Eurasia & Africa operating segment to Pacific operating segment
10/15/13 8K re: 3Q results
Disney DIS: 11/20/13 & 11/7/13 8K re: fiscal year ended 9/28/13
10/8/13 8K re: amendment to bylaws to eliminate paper share certificates
10/2/13 8K re: new employment contract for Alan N. Braverman EVP, GC & Sec'y for annual salary of $1.4 mil
DuPont DD: 11/6/13 8K and 10/25/13 8K re: sepration of Performance Chemicals segment
10/22/13 10Q & 10/22/13 8K re: 3 Qtr ended 9/30/13
10/22/13 & 8K re: results for qtr ended 9/30/13
9/3/13 8K re: election of Patrick J. Ward to Board of Dires.
ExxonMobil XOM: 11/5/13 10Q & 10/31/13 8K re: 3 Qtr ended 9/30/13
GE: 11/15/13 8K re: IPO of 20% of N. American Retail Finance business
11/1/13 10Q re 3 Qtr ended 9/30/13
10/18/13 8K re: 3Qtr results
10/16/13 8K re: exercise by Berkshire Hathaway of warrants for 10.7 mil shares
9/13/13 8K re: election of James E. Rohr to Board of Dires.
Goldman Sachs GS: 12/2/13 8K re: approval by regulators of '13 Capital Plan
11/29/13 8K re: $1 bil Flaoting Rate Notes due '23
11/15/13 8K re: $1 bil Floating rate Notes due '18
11/15/13 8K re: Moody's downgrade of Goldman debt
11/7/13 10Q for qtr ended 9/30/13
10/21/13 8K re: retirement of J. Michael Evans as Vice Chair/Head of Growth Markets
10/17/13 8K re: 3Q results
10/1/13 8K re: exercise by Berkshire Hathaway of warrants for 13,062,594 shares
Home Depot HD: 11/27/13 10Q & 11/19/13 8K re: quarter ended 11/3/13
9/20/13 8K re: election of Helena B. Boulkes to Board of Dirs.
9/10/13 8K re: closing of sale of $3.25 bil notes
Intel INTC: 11/22/13 8K re: Investor Meeting
10/28/13 10Q re: Qtr ended 9/28/13
10/23/13 8K re: departure of David Perlmutter, EVP & GM, Architecture Group
10/15/13 2 8Ks re: results for qtr ended 9/28/13
IBM: 11/20/13 8K re: 750 mil Euro issuance of debt securities
11/7/13 8K re: retirement of Mark Laughridge, SVP & CFO, Finance & Enterprise Transformat'n
11/6/13 8K re: 2.5 bil Euro sale of debt securities
11/1/13 8K recommendation against mini-tender offer by third parties
10/29/13 10Q Qtr ended 9/30/13
10/17/13 8K & 10/16/13 8K re: results for 3Q ended 9/30/13
9/10/13 8K re: sale of outsourcing services business to SYNNEX
JPMorganChase JPM: 11/20/13 8K re: settlement by payment of $13 bil to settle with the President's Residential Mortgage Backed Securities (RMBS) Work Group of the Fin'l Fraud Enforcement Task Force
11/18/13 8K re: settlement by payment of $4.5 bil with 21 inst'l investors re: RMBS claims
11/1/13 10Q for quarter ended 9/30/13
10/25/13 8K re: $5.1 Bil settlement with FHFA re: MBS
10/23/13 8K re: closing of public offering of $500 mil 5.62% sub. notes due '43
10/16/13 8K re: settlement w/CFTC by payment of $100 mil fine
10/11/13 8K re: sale of Sr. Medium Term Notes of an indeterminate amount
10/14/13 & 10/11/13 8Ks re: 3Q results
9/20/13 8K re: election of Linda B. Bammann to Board of Dirs. & amdmt to bylaws
9/19/13 8K re: consent decrees with Comptroller of Currency and Consuemr Fin'l Protection Bd. re:
credit card allegations
9/19/13 8K re: consent decrees with SEC & UK FCA & payment of $920 mil re: London Whale loss
9/10/13 8K re: fin'l services investor conf.presentation
Johnson & Johnson JNJ: 12/4/13 8K re: sale of $3.5 bil Floating Rate notes
11/19/13 8K re: settlement of $2.5 Bil for DePuy hip system claims
11/4/13 10Q for Qtr ended 9/29/13
10/15/13 8K re: election of ex0FDA Commissioner Mark B. McClellan as director
10/15/13 8K re: 3Q results ended 9/29/13
McDonald's MCD: 11/14/13 8K re: sale of 3 mil shares of Ckommon Stock
11/14/13 8K re: Investor Release re: future growth
11/8/13 8K re: 10/13 sales
10/30/13 10Q for Qtr ended 9/30/13
10/21/13 8K re: 3Q results
9/18/13 8K re: declaration of quarterly dividend
9/10/13 8K re: Aug. '13 sales
Merck MRK: 11/7/13 10Q & 10/28/13 8K re: 3 Qtr ended 9/30/13
10/1/13 8K re: global restructuring program and lay-offs of 8,500 employees
Microsoft MSFT: 12/6/13 8K re: issuance ofover $5 bil of notes un Euros & US Dollars
11/26/13 8K re: restructuring to a devices & services company
11/20/13 8K re: voting results of '13 Annual Meeting of Sahreholders on 11/19/13
10/24/13 10Q & 10/24/13 8K re: Qtr ended 9/30/13
10/8/13; 10/7/13 & 10/3/13 Proxy Materials re: annual shareholders meeting on 11/19 in Bellevue, Washington
9/26/13 8K re: adoption of Senior Exec. Severance Benefit Plan
9/26/13 8K re: realignment to become a devices & services company
9/23/13 8K re: amendment of exec comp. plans
9/20/13 8K re: realignment of structure to become a devices & service company
9/3/13 8K re: purchase of Nokia handset business
Nike NKE: 10/7/13 10Q, 9/30/13 8K & 9/26/13 8K re: results for qtr ended 8/31/13
9/24/13 8K re: voting results of annual meeting of shareholders on 9/19/13
Pfizer PFE: 11/8/13 10Q & 10/29/13 8K re: 3 Qtr ended 9/29/13
9/30/13 8K re: election of Shantanu Narayen, Pres. & CEO of Adobe Systems to Board of Directors
Procter & Gamble PG: 11/5/13 8K re: close of sale of 750 mil Euros 2% Notes due '21
11/4/13 8K close of sale of $2 bil Notes
10/28/13 8K re: reorganizing of Global Business Unit into: Global Beauty, Global Health & Grooming, Blogal Fabric & Home Care, & amp; amp; amp; amp; amp; amp; amp; amp; amp; Global Baby, Feminine & amp; amp; Family Unit
10/25/13 10Q & 2 8Ks re: 1 Qtr ended 9/30/13
10/11/13 8K re: voting results of annual shareholders meeting 10/8/13
10/8/13 8K re: declaration of quarterly dividends
9/16/13 8K re: changes to global Business Unit Structure & Segment earnings
9/4/13 8K re: presentation at Barclays Back to School Conference
3M MMM: 11/19/13 3 8Ks re: pre-arranged stock trading plans for CEO and other execs
10/31/13 10Q & 10/24/13 8K re: 3 Qtr ended 10/24/13
Travelers TRV: 10/22/13 10Q & 10/22/13 8K re: results for qtr ended 9/30/13
8/1/13 8K re: underwriting contracts re: issuance of 4.6% Sr. Notes due '43
7/23/13 10Q & 8K re: 2Q ended 6/30/13 results
6/12/13 8K re: $1 bil revolving bank credit agreement
6/10/13 8K re: purchase of Dominion of Canada General Insurance for $1.1 bil
5/24/13 8K re: voting results of 5/22/13 Annual shareholders meeting
United Technologies UTX: 10/25/13 10Q & 10/22/13 8K re: 3 Qtr ended 9/30/13
10/22/13 8K re: 3Q results
9/26/13 8K re: formation of UTC Building & Industrial Services by combining Otis Elevator & UTC Climate, Controls & Security to be headed by Geraud Darnis as Pres/CEO
9/6/13 8K re: new Pres. at Pratt & Whitney: Paul Adams succeeds David Hess
UnitedHealth Group UNH: 12/2/13 8K re: Annual Investors Conference to be held 12/3 in NYC
11/7/13 10Q re: 3 Qtr ended 9/30/13
10/17/13 8K re: 3Q results
9/9/13 8K re: investor presentation at Morgan Stanley Global Health Care conf.
Verizon Communications Inc. VZ: 11/7/13 8K re: election of Shellye Archambeau as Dir.
10/24/13 10Q for Qtr ended 9/30/13
10/17/13 8K re: 3Q results
10/8/13 Proxy; 10/8/13 S-8 & 10/3/13 8K re: approval by shareholders to buy Vodafone's 45% interest in Verizon Wireless, registration of shares to be issued to Vodafone, & $12 bil credit facility to fund the purchase
9/16/13 8K re: saleof $49 bil of notes
9/5/13 8K re: election of Gregory D. Wasson to Board of Dires.
9/5/13 8K re: election of Kathyrn A. Tesija to Board of Dirs.
9/3/13 8K re: purchase of Vodafone's indirect 45% interest in Verizon Wirelss
Visa V: 11/25/13 8K re: Gary P. Coughlan not running for re-election to Board
11/22/13 10 K & 10/30/13 8K re: FY 9/30/13
10/23/13 8K re: '14 Annual Meeting of Shareholders to be held 1/29/14
9/17/13 8K & 9/12/13 8K & 7/26/13 8K re: adoption of exec pre-arranged trading plans for execs: William Sheedy, Byron H.Pollitt, Jr. & Elizabeth Buse
WalMart WMT: 12/6/13 10Q & 11/14/13 8K re: 3 Qtr ended 10/31/13
11/28/13 8K re: repalcement of CEO Mike Duke with C. Douglas McMillon effective 2/1/13
11/22/13 8K re: election of Pamela C. Craig to Board
10/21/13 10Q for quarter ended 7/31/13
10/1/13 8K re: issuance of 1.95% Notes due 2018
END/END
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