6/22/11 Wed a.m. JPMoran Pays $154 Mil to Settle SEC Civil Fraud Case

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Post No. 1,081 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization as of June 20, 2011 and Dow 30 components' SEC filings as of June 20, 2011.

A read of the print editions of Wednesday's Wall St. Journal, Financial Times, Investor's Business Daily, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Tuesday's stock prices and related data.

Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Tuesday at 12,190.01 up 109.63 or 0.91% from Monday's close of 12,080.38. For the year the Dow is up 5.29%. Of the 30 Dow components 26 gained and 4 declined. The biggest gainer dollar-wise was Caterpillar CAT $101.39 +3.21 3.27% 9,578,920 and percentage-wise was Alcoa AA $15.37 +0.59 3.99% 18,290,351 NYSE. The biggest decliner dollar-wise and percentage-wise was Boeing BA $73.98 -0.54 0.72% 5,436,311 NYSE.

WSJ pC5 "Stock gain for a 4th day" by Steven Russolillo says US stocks closed sharply higher notching a 4th straight day of gains, as investors bet Greece will take the appropriate actions toward averting a sovereign debt default. Economically sensitive sectors such as materials, tech & energy were among the biggest gainers. Consumer staples was the only sector trading in negative territory.

Fin Times p22 "Apple & Cisco break recent trend as they make healthy gains" by Telis Demos says US equities gained for the 4th session in a row, helped by manufacturing & tech groups, though conviction in the broader rally remained mixed. Caterpillar saw some of the strongest gains on the Dow adding 3.3%, its sharped 2 day rally for it since April. Alcoa added 4% finding support after closing below its 200 day average on Mon. Cisco jumped 2.4% though it is still down more than 20% so far in '11, leading a broad turn away from tech groups that are tied to consumers and business spending more.

NYT pB10 "Markets surge as fear of a Greek default eases" by Reuters says global stocks rallied & the euro rose on Tues on growing optimism that Greece wold be able to hold off a debt default ahead of a vote of confidence in the Greek gov.

USA Today p4B "Stocks rise as worries about Greek crisis subside a bit" by Bloomberg says stocks advanced Tues, sending the S&P inex higher for a 4th straight day, as concern about Greece's debt crisis eased.

As of the open of the market Wednesday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Journal is 0.132129493. Wednesday's trailing P/E is 13.87 up from yesterday's trailing P/E of 13.74 (year ago it was 14.97); today's P/E estimate is 12.15 unchanged from yesterday's P/E estimate of 12.15 (year ago it was 12.90), and today's dividend yield is 2.46 down unchanged from Tuesday's dividend yield of 2.48 (last year it was 2.69). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Tuesday's Dow Jones Industrial Average closing numerator was 1,610.66 up 14.49 from Monday's closing numerator of 1,596.17. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of today's Dow Jones Industrial Average was $53.69 up 0.48 from yesterday's average closing price of $53.21. The median closing price of today's Dow Jones Industrial Average was $45.23 (AXP/JPM) up 0.91 from Monday's median closing price of $44.64. The lowest volume was 3M MMM $93.43 +0.87 0.94% 2,412,459 NYSE and the highest volume was again Bank of America BAC $10. NYSE.

If Tuesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $1,449 ($161,069 - $159,617).

MarketWatch Tuesday 6/21/11 4:40 pm by Wallace Witkowski says US stocks finished higher Tuesday, as investors took advantage of the past month’s pullback to buy shares in cyclical stocks on growing confidence that Greece’s government will avoid a sovereign-debt default. The Dow Jones Industrial Average advanced 109.63 points, or 0.9%, to close at 12,190.01, with Alcoa Inc. shares surging 4% and Caterpillar Inc.rising with a 3.3% gain for a 5.7% gain on the week. The Standard & Poor’s 500 Index gained 17.16 points, or 1.3%, to 1,295.52, for its best one-day gain since April 20, with the materials and consumer discretionary sectors leading the charge. Consumer staples was the only sector down on the day. The technology-heavy Nasdaq Composite rose 57.60 points, or 2.2%, to 2,687.26 for its largest one-day percent gain since Oct. 5. Investors are trading on the confidence that Greece will enact measures needed to stave off a default, according to Brad Sorensen, director of market and sector research at Charles Schwab. “It’s a short-term sigh of relief, maybe not warranted, but it’s an assurance there’s no imminent crisis,” Sorensen said. At 5 p.m. Eastern time, Greek Prime Minister George Papandreou and his government face a vote of confidence as they try to shore up support for economic reforms. The vote comes just days after a mass protest over new government cutbacks shook Greece’s political establishment. Read more about Greek confidence vote. Still, Greece is expected to get its next quarterly installment of bailout money as long as the country’s Parliament passes a contentious package of budget measures. European finance ministers also showed modest signs of progress toward a broader agreement for a bigger package of aid to Greece for coming years. Ken Tower, senior analyst at Quantitative Analysis Service, said Tuesday’s rally was the result of a lot of money on the sidelines and investors wanting to put it to work on what appears to be a bottoming process. “This is the beginning of the bottom,” Tower said. “The market will come up in a more sustainable rally. This is not a sustainable rally.” The analyst also attributed the rally to short covering and cautioned that there is still bad news out there that has yet to be digested by investors. On the New York Stock Exchange, nearly six stocks rose for each decliner as 851.1 million shares traded hands. On the Nasdaq, nearly four stocks rose for each decliner on volume of 518 million shares. The rally was unaffected by expected bad housing data. The National Association of Realtors said sales of existing single-family homes and condos fell 3.8% in May to a seasonally adjusted annual rate of 4.81 million, in line with economists’ forecasts for a drop to 4.8 million. “Housing continues to be a prime problem in this country,” said Phil Dow, director of equity strategy at RBC Wealth Management. “The inventory is still high and foreclosures are high. We shouldn’t expect anything to change until we get a more stable employment situation.” Also, the Federal Reserve’s two-day policy setting meeting kicks off Tuesday, with the Fed’s policy statement and Chairman Ben Bernanke’s press conference slated for Wednesday. Treasury Secretary Timothy Geithner says Europe's lack of a clear and unified strategy in dealing with its economic crises is harming investor confidence. In corporate news, shares of Walgreen Co. slumped 4.2% after the largest U.S. drugstore chain said negotiations to renew its contract to be part of Express Scripts Inc. pharmacy- provider network were unsuccessful. The news came as Walgreen said its fiscal third-quarter earnings jumped 30% amid continued sales growth. Best Buy authorized a new $5 billion stock repurchase program and raised its quarterly dividend by 7%, prompting shares to rise 2.7%. Raytheon said it received a $1.7 billion contract to upgrade Saudi Arabia’s missile defense system. Shares rose 1.1%. Crude-oil futures for August rose 0.6% to settle at $94.7 a barrel, while gold futures for August rose 0.3% to settle at $1,546.40 an ounce. Meanwhile, the U.S. dollar was slightly lower against the euro and unchanged against the USD.

Tuesday's Dow Closing Numbers and Wednesday's News:

AT&T T $31.11 +0.15 0.48% 28,717,120 NYSE: No mentions found.

Alcoa AA $15.37 +0.59 3.99% 18,290,351 NYSE: Fin Times p22 "Apple & Cisco break recent trend as they make healthy gains" by Telis Demos says US equities gained for the 4th session in a row, helped by manufacturing & tech groups, though conviction in the broader rally remained mixed. Caterpillar saw some of the strongest gains on the Dow adding 3.3%, its sharped 2 day rally for it since April. Alcoa added 4% finding support after closing below its 200 day average on Mon. Cisco jumped 2.4% though it is still down more than 20% so far in '11, leading a broad turn away from tech groups that are tied to consumers and business spending more.

American Express AXP $49.55 +0.67 1.37% 4,843,765 NYSE: No mentions found.

Bank of America BAC $10.83 +0.23 2.17% 108,264,184 NYSE: No mentions found.

Boeing BA $73.98 -0.54 0.72% 5,436,311 NYSE: WSJ pB1 "Pratt revs up jet engine war" by Peter Sanders says in a twist on the competition over engines, Pratt & Whitney, a unit of United Technologies, which lay low much for mcuh of the past decade is shaking up the jet engine market. GE and Rolls-Royce had dismissed the chance of a Pratt resurgence, are not jockeying to respond. Pratt has spent over $1 bil over the past decade developing a jet engine called the geared tuborfan, which uses different technology from GE & Rolls engines. CFM, a jv of GE and France's Safran makes the sole engine sold for Boeing's 737.

Fin Times p15 "Ryanair chief critical of 737 confusion" by Mark Odell, "Airbus reports orders for 100 more A320 jets, beating forecast" by Nicola Clark says the CEO of Ryanair, Mike O'Leary, and one of Boeing's biggest 737 customers said Boeign appears confused over what to do with its bet selling narro wbody jet in repsonse to the decision by Airbus to upgrade the A320's engine.

Caterpillar CAT $101.39 +3.21 3.27% 9,578,920 NYSE: Fin Times p22 "Apple & Cisco break recent trend as they make healthy gains" by Telis Demos says US equities gained for the 4th session in a row, helped by manufacturing & tech groups, though conviction in the broader rally remained mixed. Caterpillar saw some of the strongest gains on the Dow adding 3.3%, its sharped 2 day rally for it since April. Alcoa added 4% finding support after closing below its 200 day average on Mon. Cisco jumped 2.4% though it is still down more than 20% so far in '11, leading a broad turn away from tech groups that are tied to consumers and business spending more.

Chevron CVX $101.59 +1.68 1.68% 8,472,536 NYSE: No mentions found.

Cisco CSCO $15.51 +0.37 2.44% 85,125,589 NASDAQ-GS: WSJ pB7 "Start up's camera allows photos to be refocused" by Don Clark says a Silicon Valley start up will unveil plans to sell a still camera which generates an image that can be refocused by viewers after its creation. Cisco's recent decision to close its Flip video camera unit was blamed on the fact that many smartphones can now shoot high def video.

Fin Times p22 "Apple & Cisco break recent trend as they make healthy gains" by Telis Demos says US equities gained for the 4th session in a row, helped by manufacturing & tech groups, though conviction in the broader rally remained mixed. Caterpillar saw some of the strongest gains on the Dow adding 3.3%, its sharped 2 day rally for it since April. Alcoa added 4% finding support after closing below its 200 day average on Mon. Cisco jumped 2.4% though it is still down more than 20% so far in '11, leading a broad turn away from tech groups that are tied to consumers and business spending more.

Coca-Cola KO $66.26 +0.43 0.65% 7,108,874 NYSE: No mentions found.

Disney DIS $38.78 +0.55 1.44% 7,792,030 NYSE: WSJ pB2 "Websigte Hulu considers sale" by Jessical Vascellaro, NYT pB5 "Hulu ponders sale on heels of buy offer" by Michael J. de la Merced, say web site video Hulu, owned by Disney & News corp, may sell itself in its latest strategic crossroads as the fight over distributing TV content online intensifies.

DuPont DD $51.72 +1.33 2.64% 6,240,330 NYSE: No mentions found.

Exxon XOM $80.57 +0.86 1.08% 17,856,612 NYSE: WSJ pC5 "Options report cautious trader reaches for Exxon hedges" by Chris Dieterich says with the energy sector losing its vigor in recent months, one month turned to the options market for hedges against summer declines in Exxon which has struggled of late in tandem with crude oil prices. Exxon's stock & the price of oil hit 2 1/2 year highs in April, but are down 7.6% and 18% from those recent peaks respectively. One investor braced for more stock declines over the next 2 months by using bearish put options that grant the right to sell exxon shares.

GE $18.81 +0.33 1.79% 58,118,792 NYSE: WSJ pB1 "Pratt revs up jet engine war" by Peter Sanders says in a twist on the competition over engines, Pratt & Whitney, a unit of United Technologies, which lay low much for mcuh of the past decade is shaking up the jet engine market. GE and Rolls-Royce had dismissed the chance of a Pratt resurgence, are not jockeying to respond. Pratt has spent over $1 bil over the past decade developing a jet engine called the geared tuborfan, which uses different technology from GE & Rolls engines. CFM, a jv of GE and France's Safran makes the sole engine sold for Boeing's 737.

Hewlett-Packard HPQ $35.3 +0.31 0.89% 16,882,712 NYSE: No mentions found.

Home Depot HD $35.43 +0.66 1.9% 14,753,831 NYSE: No mentions found.

Intel INTC $21.65 +0.325 1.52% 44,966,891 NASDAQ-GS: No mentions found.

IBM $166.22 +1.20 0.73% 5,364,394 NYSE: No mentions found.

JPMorgan JPM $40.91 +0.43 1.06% 33,911,562 NYSE: WSJ pA1 "Bank fine hints at Feds' playbook" by Jean Eaglesham, NYT pB1 "JPMorgan setles case with SEC" by Ed Wyatt, Fin Times p1 "JPMorgan pays $154 mil to end civil fraud case" by Kara Scannell, USA Today p1B "JPMOrgan Chase to pay $154M to settle fraud case" by AP say JPMorgan will pay $153.6 mil to resolve US civil fraud charges that it misled investors in a mortgage related security created for Magnetar, an Ill hedge fund that was betting aainst the deal. The SEC said JPMorgan didn't tell investors that Magnetar helped select mortgages included in the collateralized debt obligation, known as Squared, and placed big bets to rpfit against its decline.

Fin Times p16 "JPMorgan expands prime brokerage" by Megan Murphy says it will launch a full prime brokerage service for hedge fund clients in Europe, 3 years after acquiring Bear Stearns' US business at the start of the fin'l crisis.

Johnson & Johnson JNJ $66.49 -0.02 0.03% 9,778,461 NYSE:No mentions found.

Kraft KFT $34.81 +0.01 0.03% 5,239,940 NYSE: No mentions found.

McDonald's MCD $82.8 +0.11 0.13% 5,802,574 NYSE: No mentions found.

Merck MRK $35.78 -0.01 0.03% 8,563,176 NYSE:No mentions found.

Microsoft MSFT $24.76 +0.29 1.19% 49,588,121 NASDAQ-GS: WSJ pB6 "Nokia shows off new phones" by Chris lawton says Nokia unveiled a new smartphone, the N9 smartphone and 3 lower priced handsets as it tries to stem market share losses & by time during its transition to phones that run software from Microsoft.

Pfizer PFE $20.43 +0.16 0.79% 38,783,038 NYSE: No mentions found.

Procter & Gamble PG $64.22 -0.87 1.34% 10,913,287 NYSE: No mentions found.

3M MMM $93.43 +0.87 0.94% 2,412,459 NYSE: No mentions found.

Travelers TRV $58.08 +0.51 0.89% 3,543,720 NYSE: No mentions found.

United Technologies UTX $85.56 +0.02 0.02% 4,359,159 NYSE: WSJ pB1 "Pratt revs up jet engine war" by Peter Sanders says in a twist on the competition over engines, Pratt & Whitney, a unit of United Technologies, which lay low much for mcuh of the past decade is shaking up the jet engine market. GE and Rolls-Royce had dismissed the chance of a Pratt resurgence, are not jockeying to respond. Pratt has spent over $1 bil over the past decade developing a jet engine called the geared tuborfan, which uses different technology from GE & Rolls engines. CFM, a jv of GE and France's Safran makes the sole engine sold for Boeing's 737.

Verizon VZ $35.99 +0.34 0.95% 12,304,000 DualListed:

Walmart WMT $53.29 +0.25 0.47% 10,865,648 NYSE: Fin Times p5 "Walmart sex win highlights claims of court bias" by Richrd McGregor says the US Sup. Ct's decision in favor of Walmart has highlighted a now well entrenched pro-business majority. The second leg of the decision was the 9- ruling that plaintiffs could not claim back pay under rules governing class action.

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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Ivan Seidenberg (NY, NY)
Wal-Mart WMT Mike Duke (Bentonville, ARK)

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 6/20/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $392.5 [5]
2. Procter & Gamble PG 261 [4]
3. Microsoft MSFT 205.5 [8.5]
4. Chevron CVX 201 [2]
5. IBM 200 [1]
6. GE 196 [10.5]
7. WalMart WMT 185 [3.5]
8. AT&T T 183.5 [6]
9. Johnson & Johnson JNJ 182 [3]
10. JPMorgan Chase JPM 161 [4]
11. Pfizer PFE 160 [8]
12. Coke KO 151 [2.5]
13. Intel INTC 117 [5.5]
14. Merck MRK 110.5 [3]
15. Bank of America BAC 107.5 [10]
16. Verizon VZ 106 [3]
17. McDonald's MCD 85.5 [1]
18. Cisco CSCO 83.5 [5.5]
19. United Technologies UTX 78 [1]
20. Hewlett-Packard HPQ 72.5 [2]
21. Disney DIS 72 [2]
22. 3M MMM 65.5 [.5]
23. Caterpillar CAT 63 [.5]
24. Kraft KFT 61 [2]
25. American Express AXP 58.5 [1]
26. Home Depot HD 55.5 [1.5]
27. Boeing BA 55 [1]
28. DuPont DD 47 [1]
29. Travelers TRV 24 [.5]
30. Alcoa AA 16 [1]

Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 6/20/11:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40
3/31/11 & 3/21/11 2 8Ks re: purchase of T-Mobile USA, Inc. from Deutsche Telekom for $20 bil
3/29/11 8KA re: replacement of Richard Lindner as CFO with John J. Stephens
3/10/11 Proxy Statement re: Annual Meeting of Stockholders to be held on 4/29/11 in Little Rock, Ark

Alcoa AA: 6/2/11 8K re: Regulation FD disclosure re: Internal Relations Presentation of "Nomura Aluminum Seminar"
5/31/11 8K re: redemption of notes due '13
5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13
3/7/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/6/11 in Pittsburg, PA

American Express AXP: 6/15/11 8K re: U.S. Card Services delinquency & write-off statistics for 3 months ended 5/31/11
5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11
3/28/11 8K re new digital payments platform "Serve"
3/24/11 & 3/23 & 3/22 Proxy materials re: 2011 Annual Meeting of Shareholders at 5/2/11 at AXP Headquarters in NYC
3/18/11 8K re: Reg. FD disclosures re: its Comprehensive Capital Plan re: share repurchases & dividends
3/15/11 8K re: delinquency & write-off statistics for 3 months ended 2/28/11
3/4/11 Prelim Proxy Statement re: Shareholder Meeting to be held 5/2/11 in NYC

Bank of Am BAC: 5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11
3/3011 Proxy re: Annual Meeting of Stockholders on 5/11/11 at BAC Headquarters in Charlotte, N.C.
3/23/11 8K re: submission to Fed Res. Baord of comprehensive capital plan
3/17/11 8K re: issuance of $1.5 bil of 3.625% of Senior Notes due 2016
3/16/11 8K re: election of Mukesh D. Ambani to Board of Directors & Compensation & Benefit Committee & Audit Committee

Boeing BA: 6/14/11 8K re: resignation of John E. Bryson from Baord of Directors to be Pres. Obama's US Sec'y of Comerce & amendment of By-Laws to decrease number of directors from 12 to 11
5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Sahreholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago

Caterpiller CAT: 6/20/11 8K re: 3 months dealer statistics ended 5/31/11
6/9/11 8K re: voting results of 6/8 Annual Stockholders Meeting
6/8/11 two 8Ks re: press release and declaration of 0.46 cents per share dividend payable 8/20 for record holders on 7/20
5/26/11 8K re: underwriting agreement re: floting rate senior notes due '12 through '17
5/26/11 Porxy Material re Letter to institutional stockholders re: voting recommendingations at upcoming annual meeting of stockholders
5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.
3/8/11 8K re: price changes of products

Chevron CVX: 6/1/11 8K re: results of votes at 5/25 Annual Stockholder Meeting
5/31/11 8K re: receipt of imminent danger order under Fed. Mine Safety Act re: Kemmerer Mine, Lincoln, WY and the vacating of the order on 5/26
5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.

Cisco CSCO 5/25/11 10Q re: Qtr ended 4/30/11
5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20

Coke KO 5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta
2/28/11 10K re: Fiscal year ended 12/31/10
2/17/11 8K re: election of Evan G. Greenberg to Board of Directors & Audit Comm.

Disney DIS 5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11
3/25/11 8K re: adoption of exec stock option plan
3/18/11 two 8Ks re: amendment to employment Agreement of CEO Robert A. Iger & other execs.

DuPont DD: 5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE
3/31/11 S-3 shelf registration for debt securities and common stock
3/18/11 Proxy re: Annual Stockholders Meeting to be held on 4/27/11 in Wilmington, DE
3/8/11 8K re: retirement of Samuel W. Bodman & John T. Dillon from Board of Directors due to reaching age 72

ExxonMobil XOM: 5/31/11 8K re: results of voting of 5/25 Annual Shareholders Meeting
5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX

GE: 5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11
3/14/11 Proxy re: Annual Shareholders Meeting on 4/27/11 in Salt Lake City, Utah

Hewlett-Packard HPQ: 6/16/11 8K re: election of Ann Livermore to Board of Directors, her resignation as Exec. VP & amendment to By-Laws to increase number of directors from 13 to 14
6/8/11 10Q re: Quarter ended 4/30/11
6/1/11 8K re: underwriting agreement re: Flaoting Rate Glboal Notes due '14 through '21
5/7/11 8k re: fin'l results for quarter ended 4/30/11
3/28/11 8K re amendment of by-laws to decrease number of directors from 17 to 13
3/22/11 8K re: info re: status of Hewlett-Packard employees as a result of Japanese earthquake
3/11/11 Proxy Materials re: opposition to ISS voting recommendations re: exec comp.

Home Depot HD: 6/7/11 8K re: amnding by-laws re voting by consent for shareholders
6/8/11 10Q re: Quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta
3/31/11 8K re: underwriting agreement re: $3 bil of Senior Notes due 2021 & 2041

Intel INTC: 5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA
3/21/11 8K re: fin'l info re: its McAfeesubsidiary
2/28/11 8K re: completion of acquisition of McAfee

IBM: 5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11
3/25/11 Proxy re: voting at annual meeting of stockholders on 4/26
3/18/11 8K re: settlement with SEC of bribery charges in Asia for $10 mil
3/8/11 8K re: FD disclosure re: presentation at investor briefing
3/7/11 Proxy rel Annual Stockholders Meeting on 4/26 in St. Louis, Mo.

JPMorganChase JPM: 5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio
3/24/11 8K re: offering of $500 mil Floating Rate Notes due 2016
3/24/11 & 3/23/11 8Ks re: offering of Global Medium Term Notes

Johnson & Johnson JNJ : 5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act
3/16/11 Proxy re: Annual Shareholders Meeting on 4/28 in New Brunswick, NJ
3/10/11 8K re: Entering into a consent decree with the FDA regarding its oversight of JNJ's McNeil Unit plants in Puerto Rico and Pennsylvania

Kraft KFT: 5/31/11 8K re: results of 5/24 Annual Shareholder Meeting
5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil
3/31/11 8K & Proxy re: nomination of Dr. Peter Henry for Board of Dir at 5/24/11 annual meeting of shareholders in Skokie, Ill

McDonald's MCD: 6/10/11 8K re: press release re: global sales rising 3.1% in May
5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Invetor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.
3/9/11 8K re: FD disclosure re: comparable sales rising 3.9% in Feb.
3/3/11 Proxy re: Annual Meeting of Shareholders on 5/19/11 at Oak Brook, Ill.

Merck MRK: 5/27/11 8K re: Voting results of 5/24 Annual Meeting of Shareholders
5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals
3/24/11 8K re: termination of agreement between Merck & Sanofi-Aventis re: Sanofi's right to buy Merck's Merial animal health subsidiary

Microsoft MSFT: 5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11
2/8/11 8K re: underwriting agreement for $750 mil of 2.5% Notes due 2016

Pfizer PFE: 5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR
3/24/11 Annual report to shareholders

Procter & Gamble PG: 5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond
3/24/11 8K re: P&G & Teva Pharmaceutical Industries partnership for OTC medicines
3/1/11 8K re: resignation of Rajat KJ. Gupta from Board of Directors
2/11/11 8K re: election of Meg Whitman to Board of Directors

3M MMM: 5/26/11 8K re: restatement of Form 10K re: produ8ct moves between busienss segments
5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Porxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer
3/29/11 Proxy material to correct errors re: prior filing re: stock ownership of directors & officers
3/24/11 annual report to shareholders
3/23/11 2 proxy filings re: 5/10/11 annual meeting of stockholders in St. Paul, Minnesota
3/15/11 8K re: retirement of CFO Patrick D. Cambell to be replaced by David W. Meline

Travelers TRV: 6/10/11 8K re: fin'l info re: annual investor conference
6/1/11 re: Voting results of 5/26 annual shareholders meeting
4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 anual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT

United Technologies UTX: 6/9/11 8K/A re: amendment of 4/13 8K re: frequency of intent to take shareholder advisory votes
4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan
2/25/11 Proxy re: Annual Meeting of Shareholders on 4/13/11 in Phoenix, AZ

Verizon Communications Inc. VZ: 5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal
3/25/11 Prospectus re: $6.25 bil notes
3/21/11 Proxy re: 5/5/11 annual meeting of shareholders in Indianapolis, Indiana
3/7/11 8K re: election of Lowell C. McAdam to Board of Director (he is Pres/COO)

WalMart WMT: 6/9/11 8K re: voting results of 6/3 annual shareholders meeting
6/3/11 10Q re: quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting o shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes
3/30/11 10K for fiscal year ended 1/31/11