www.DowJonesMonitor.com
The following is not intended as advertising by a broker-dealer and is not a research report. Any comments by third-parties do not reflect the views of Intellivest Securities Research, Inc. and have not been reviewed by us for completeness or accuracy.
Post No. 1,178 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of August 2, 2011.
A read of the print editions of Tuesday's Wall St. Journal, Financial Times, Investor's Business Daily, New York Times, USA Today, Atlanta Journal Constitution and Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Monday's stock prices and related data.
Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Monday at 10,864.65 up 37 or 0.34% from Friday's close of 10,817.65. For the year the Dow is down 6.24%. Of the 30 Dow components 23 gained and 7 declined. The biggest gainer dollar-wise was IBM $158.98 +1.44 0.91% 7,205,013 NYSE and percentage-wise was Hewlett-Packard HPQ $24.45 +0.85 3.6% 60,954,467 NYSE. The biggest decliner dollar-wise was JPMorgan JPM $33.41 -0.94 2.74% 50,272,780 NYSE and percentage-wise was Bank of America BAC $6.42 -0.55 7.89% 395,458,316 NYSE.
WSJ pC5 "Bargain huners hitthe shelves" by Steven Russolillo says bargainhunting investors scrounged forbuying opportunities after 4 weeks of sharp losses, helping US stocks registe slim gains in another choppy session. Hewlett-Packard led the Dow higher, rising 85cents after slumping 20% on Fri as investors worried about HP'sextensiveplans to reshape its business model. AT&t gained 46 cents. Fin'l stocks keptthe rally in shceck as Bank of America slumped 55 cents as Jefferies said it will be forced to raise capital. The cost to insure Bank of america's bond vs. a default soard. JPMorgan fell 94 cents. Hewlett-Packard was charted under Good News saying its shares rebounded after Auriga upgraded its rating and HP unveiled a desktop computer. Bank of America was charted under bad news as Wells Fargo cut its target price and mortgage settlement talks remained stalled.
Fin Times p20 "Bank of America suffers its 4th biggest single-day loss of the year" by Ajay Makan says US stocks ended the day almost flat after falling bank stocks put paid to an early rally (DK note: this must be an English expression)which had been driven by hopes of a further round of monetary stimulus. Bank of America suffered its 4th largest single day loss of the year, at one point coming within touching distance of its year low of $6.31, as it struggled to manage bad news. Layla Peruzzi, equity derivatives head at Jefferies, said that "the market is forcing Bank of America into a capital raise" and predicted it wold have to raise up to $50 bil through disposals or by issuing new shares. Separately BofA's card unit agreed to pay $5 mil and suspend arbitrations of consumer debt collections in Cal for 2 years, to settle a lawsuit brought by San Francisco.
Inv. Bus. Daily pA1 "Stocks give up most of heft advance" by Vincent Mao says stocks started off with a bang, but ended with a whimper as a rebound Mon faded. Monday's action was stocks gave up most gains in lower trade. The current outlook is the market is in a correction.
NYT pB5 "Shares manage a small rise after enduring a long losing streak" by Graham Bowley says coming off 4 straight weeks of brutal losses, stocked ended barely higher on Mon, as investors attention turned to the Fed's annual symposium late this week in Jackson Hole, Wyo. Shares of Hewlett-Packard which had suffered in recent sessions, ended up 3.6%.
USA Today p4B "Market gains stunted after Goldman Sachs shares fall" by Bloomberg says an early rally faded Mon after Goldman Scahs slumped after Reuters reported that CEO Lloyd Blankfein hired a criminal defense attorney.
As of the open of the market Tuesday, the current divisor for the Dow Jones Industrial Average found at page C4 of Tuesday's Wall St. Journal is 0.132129493. Tuesday's trailing P/E ratio is 12.11 up from Monday's trailing P/E ratio of 12.07 (year ago it was 13.73); Tues's P/E estimate is 11.11 unchanged from Monday's P/E estimate of 11.11 (year ago it was 12.36), and Tues's dividend yield is 2.81 down from Monday's dividend yield of 2.82 (last year it was 2.74). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.
Monday's Dow Jones Industrial Average closing numerator was 1,434.22 down 4.89 Friday's closing numerator of 1,429.33. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.
The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was $47.81 up $0.17 from Friday's average closing price of $47.64. The median closing price of Monday's Dow Jones Industrial Average was $39.01 (AXP/JPM) down $0.40 from Friday's median closing price of $39.41. The lowest volume was Travelers TRV $49.12 -0.34 0.69% 3,381,328 NYSE and the highest volume again was Bank of America BAC $6.42 -0.55 7.89% 395,458,316 NYSE.
If Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $2,297 ($143,422 - $142,933).
MarketWatch Monday 8/22/11 4:22 pm by Kate Gibson & Mayra Saefong says U.S. stocks finished higher Monday for the first session in three, bouncing back from a four-week retreat that has the S&P 500 Index down 13% so far this month. “The stock market is screaming to Ben Bernanke at the top of its lungs for a QE3, and the day’s gains is in anticipation of such,” said Keith Springer, president of Springer Financial Advisors. “If we get it, we’ll have a nice rally, if we don’t, we’ll have a bloodbath.” Federal Reserve Chairman Ben Bernanke is scheduled to speak at a central bank meeting on Friday in Jackson Hole, Wyo. The Dow Jones Industrial Average rose 37 points, or 0.3%, to close at 10,854.65, with 23 of its 30 components gaining ground, led by Hewlett-Packard Co., up 3.6%. The blue chips lost 451.37 points, or 4%, last week, their fourth straight weekly decline. “The phrase ‘we are all Europeans now’ has never run truer than the past week,” Paul Nolte, managing director at Dearborn Partners, said of the European Union’s debt crisis, a prime focus of Wall Street’s worries. “Until the stock market can string a few winning sessions together, the path of least resistance seems to be lower still,” he added. After sliding 4.7% last week, and losing 16% from its late July high, the S&P 500on Monday rose 0.3 point to finish at 1,123.82, with telecom up the most and financials the laggard among its 10 industry groups. The S&P 500 and Dow both logged their first climb in three sessions. “The reality is that a QE3 has become less likely after two Fed board members said they do not want Fed actions to look like they are in the business of generating stock returns,” said Springer, adding that the pullback in U.S. stocks from the day’s highs reflects this. The Nasdaq Composite Index rose 3.54 points to end at 2,345.38, marking its first gain in five sessions. Decliners edged just ahead of advancers on the New York Stock Exchange, where 1.2 billion shares had traded by the close. “Investors this week will try to assess whether the outlook for the economy is quite as dire as the markets seem to suggest,” said David Kelly, chief market strategist at J.P. Morgan Funds. “The chorus of economists and strategists predicting recession has grown louder in recent days and the withering impact of these pronouncements on confidence is sadly boosting the chances that they could be right. However, so far neither comprehensive data for July nor the more spotty data for August confirm this,” he added. The Federal Reserve Bank of Chicago’s national activity index improved in July, going to negative 0.06 from negative 0.38 in June. “We can now add this morning’s data point to the list of indicators that suggest the U.S. may indeed avoid a recession,” said Dan Greenhaus, chief global strategist at BTIG LLC. Crude futures for September delivery, which expired at the end of Monday’s session, gained $1.86 to $84.12 a barrel on the New York Mercantile Exchange, while October futures, the most actively traded contract, added $2.01 to $84.42 a barrel.
Gold futures surged to a record, finishing just below $1,900 an ounce.
Monday's Closing Dow Numbers and Tuesday's News:
AT&T T
$28.45 +0.46 1.64% 35,671,249 NYSE: WSJ pC5 "Bargain huners hitthe shelves" by Steven Russolillo says bargainhunting investors scrounged forbuying opportunities after 4 weeks of sharp losses, helping US stocks registe slim gains in another choppy session. Hewlett-Packard led the Dow higher, rising 85cents after slumping 20% on Fri as investors worried about HP'sextensiveplans to reshape its business model. AT&t gained 46 cents. Fin'l stocks keptthe rally in shceck as Bank of America slumped 55 cents as Jefferies said it will be forced to raise capital. The cost to insure Bank of america's bond vs. a default soard. JPMorgan fell 94 cents. Hewlett-Packard was charted under Good News saying its shares rebounded after Auriga upgraded its rating and HP unveiled a desktop computer. Bank of America was charted under bad news as Wells Fargo cut its target price and mortgage settlement talks remained stalled.
Alcoa AA
$11.23 +0.02 0.18% 27,936,780 NYSE: No mentions found.
American Express AXP
$44.6 +0.13 0.29% 7,789,646 NYSE: No mentions found.
Bank of America BAC
$6.42 -0.55 7.89% 395,458,316 NYSE: Fin Times p20 "Bank of America suffers its 4th biggest single-day loss of the year" by Ajay Makan says US stocks ended the day almost flat after falling bank stocks put paid to an early rally (DK note: this must be an English expression)which had been driven by hopes of a further round of monetary stimulus. Bank of America suffered its 4th largest single day loss of the year, at one point coming within touching distance of its year low of $6.31, as it struggled to manage bad news. Layla Peruzzi, equity derivatives head at Jefferies, said that "the market is forcing Bank of America into a capital raise" and predicted it wold have to raise up to $50 bil through disposals or by issuing new shares. Separately BofA's card unit agreed to pay $5 mil and suspend arbitrations of consumer debt collections in Cal for 2 years, to settle a lawsuit brought by San Francisco.
WSJ pC1 "BofA takes a China hit" by Dan Fitzpatrick says Chinese banking officials said BofA will keep at least half of its 10% stake in China Construction Bank disappointing investors who hped the largest US bank by assets would sell more of the Chinese lender's shares.
WSJ pC5 "Bargain huners hit the shelves" by Steven Russolillo says bargainhunting investors scrounged forbuying opportunities after 4 weeks of sharp losses, helping US stocks registe slim gains in another choppy session. Hewlett-Packard led the Dow higher, rising 85cents after slumping 20% on Fri as investors worried about HP'sextensiveplans to reshape its business model. AT&t gained 46 cents. Fin'l stocks keptthe rally in shceck as Bank of America slumped 55 cents as Jefferies said it will be forced to raise capital. The cost to insure Bank of america's bond vs. a default soard. JPMorgan fell 94 cents. Hewlett-Packard was charted under Good News saying its shares rebounded after Auriga upgraded its rating and HP unveiled a desktop computer. Bank of America was charted under bad news as Wells Fargo cut its target price and mortgage settlement talks remained stalled.
WSJ pC2 "BofA settles credit card suit" by Joan Solsman says Bank of Amer agreed to a $5 mil settlement of a suit over its use of the Nat'l Arbitration Forum to handle credit card disputes.
Boeing BA
$58.38 +0.84 1.46% 6,820,241 NYSE: WSJ pB3 "Delta picksnew Boeing737s" by Susan Carey, Inv. Bus. Daily pA2 "Boeing up on aircraft deals" says Boeing won a $1.64 bil UK helicopter contract and Delta will buy 100 Boeing 737s for $8.58 bil, among other reported Boeing sales.
Caterpillar CAT
$79.89 -0.08 0.1% 9,426,017 NYSE: No mentions found.
Chevron CVX
$93.3 +0.01 0.01% 9,998,974 NYSE: No mentions found.
Cisco CSCO
$15.01 -0.07 0.46% 68,538,880 NASDAQ-GS: No mentions found.
Coke KO
$67.27 +0.17 0.25% 9,754,555 NYSE: No mentions found.
Disney DIS
$32.02 -0.17 0.53% 14,908,157 NYSE: No mentions found.
DuPont DD
$43.82 -0.03 0.07% 7,698,288 NYSE: No mentions found.
Exxon XOM
$70.18 +0.38 0.54% 26,987,974 NYSE: AJC pA10 "Exxon Mobil oi cleanup estimated at $42.6 mil" says cleaning up the crude oil spill in Montana will cost this amount to clean up 42,000 gallons or 1,000 barrels.
GE
$15.11 +0.02 0.13% 69,039,300 NYSE: No mentions found.
Hewlett-Packard HPQ
$24.45 +0.85 3.6% 60,954,467 NYSE: WSJ pB1 "HP needed to evolve, CEO says" by Ben Wrothen, Daily Report p6 "Spinoff Of PCs would return HP to its roots" by Dina Bass, Bloomberg say David Packard only reluctantly agreed to focus on PCs in the early 90's and HP's move mirrors a broader shift among US tech firms, with fewer of them designing & selling PCs.
USA Today p2B "TouchPad's $99 price draws scads of buyers" by Scott Martin, Inv. Bus. Daily pA2 "Tech briefs" say this happened after HP slashed the price of its lowest priced tablet from $499.99.
Inv. Bus. Daily "Bus briefs - tech" says Google's oeprating system leads in US smartphone share at 52% of units sold in Q2, Microsoft's Windows & and Windows Mobile and HP's webOS held stead at less than 5% each. Apple's IPhone iOS rose to 29% and BlackBerry's OS ell to 11%. Cisco said it will buy service fulfillment software from Comptel's UK subsidiary for $31 mil cash.
NYT pB5 "Shares manage a small rise after enduring a long losing streak" by Graham Bowley says coming off 4 straight weeks of brutal losses, stocked ended barely higher on Mon, as investors attention turned to the Fed's annual symposium late this week in Jackson Hole, Wyo. Shares of Hewlett-Packard which had suffered in recent sessions, ended up 3.6%.
WSJ pC5 "Bargain huners hitthe shelves" by Steven Russolillo says bargainhunting investors scrounged forbuying opportunities after 4 weeks of sharp losses, helping US stocks registe slim gains in another choppy session. Hewlett-Packard led the Dow higher, rising 85cents after slumping 20% on Fri as investors worried about HP'sextensiveplans to reshape its business model. AT&t gained 46 cents. Fin'l stocks keptthe rally in shceck as Bank of America slumped 55 cents as Jefferies said it will be forced to raise capital. The cost to insure Bank of america's bond vs. a default soard. JPMorgan fell 94 cents. Hewlett-Packard was charted under Good News saying its shares rebounded after Auriga upgraded its rating and HP unveiled a desktop computer. Bank of America was charted under bad news as Wells Fargo cut its target price and mortgage settlement talks remained stalled.
Home Depot HD
$32.28 +0.40 1.25% 12,646,359 NYSE: No mentions found.
Intel INTC
$19.38 +0.19 0.99% 48,483,609 NASDAQ-GS: No mentions found.
IBM
$158.98 +1.44 0.91% 7,205,013 NYSE: No mentions found.
JPMorgan JPM
$33.41 -0.94 2.74% 50,272,780 NYSE: WSJ pC5 "Bargain huners hitthe shelves" by Steven Russolillo says bargainhunting investors scrounged forbuying opportunities after 4 weeks of sharp losses, helping US stocks registe slim gains in another choppy session. Hewlett-Packard led the Dow higher, rising 85cents after slumping 20% on Fri as investors worried about HP'sextensiveplans to reshape its business model. AT&t gained 46 cents. Fin'l stocks keptthe rally in shceck as Bank of America slumped 55 cents as Jefferies said it will be forced to raise capital. The cost to insure Bank of america's bond vs. a default soard. JPMorgan fell 94 cents. Hewlett-Packard was charted under Good News saying its shares rebounded after Auriga upgraded its rating and HP unveiled a desktop computer. Bank of America was charted under bad news as Wells Fargo cut its target price and mortgage settlement talks remained stalled.
Johnson & Johnson JNJ
$63.29 +0.15 0.24% 13,607,163 NYSE: No mentions found.
Kraft KFT
$33.55 +0.10 0.3% 9,740,188 NYSE: No mentions found.
McDonald's MCD
$87.76 +0.53 0.61% 7,051,146 NYSE: No mentions found.
Merck MRK
$31.31 +0.05 0.16% 18,944,183 NYSE: No mentions found.
Microsoft MSFT
$23.98 -0.07 0.29% 54,342,879 NASDAQ-GS: Inv. Bus. Daily "Bus briefs - tech" says Google's oeprating system leads in US smartphone share at 52% of units sold in Q2, Microsoft's Windows & and Windows Mobile and HP's webOS held stead at less than 5% each. Apple's IPhone iOS rose to 29% and BlackBerry's OS ell to 11%. Cisco said it will buy service fulfillment software from Comptel's UK subsidiary for $31 mil cash.
Pfizer PFE
$17.68 +0.01 0.06% 40,680,422 NYSE: No mentions found.
Procter & Gamble PG
$61.71 +0.75 1.23% 12,579,621 NYSE: No mentions found.
3M MMM
$76.95 +0.08 0.1% 4,397,694 NYSE: WSJ pB3 "3M agrees to pay $3 mil in bias suit" by Joan Solsman, AJC pA10 "#M's age discriination suit settles for $3 mil" say the US EEO says 3M agreed to pay this to several hundred of ex-employees due to claims 3M laid off hundreds of workers over the age of 45 from Jul 1 '03 to 12/31 '06/
Travelers TRV
$49.12 -0.34 0.69% 3,381,328 NYSE: No mentions found.
United Technologies UTX
$67.68 +0.23 0.34% 5,923,794 NYSE: No mentions found.
Verizon VZ
$34.82 +0.11 0.32% 15,293,710 DualListed: Fin Times p12 "Verizon strikers return to work" by Bloomberg says Verizon's 45,000 striking workers were due to return to work on Mon.
Walmart WMT
$52.19 -0.11 0.21% 13,687,044 NYSE: No mentions found.
******************************
Here are the current CEOs of the Dow 30 Companies:
AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY) Lowell C. McAdam
Wal-Mart WMT Mike Duke (Bentonville, ARK)
Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 8/2/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:
1. Exxon Mobil XOM $386.5 [5]
2. Procter & Gamble PG 244 [4]
3. Microsoft MSFT 228 [8.5]
4. IBM 214 [1]
5. Chevron CVX 210 [2]
6. GE 183.5 [10.5]
7. WalMart WMT 181.5 [3.5]
8. Johnson & Johnson JNJ 175 [3]
9. AT&T T 174 [6]
10. JPMorgan Chase JPM 159 [4]
11. Coke KO 154 [2.5]
12. Pfizer PFE 145.5 [8]
13. Intel INTC 116 [5.5]
14. Verizon VZ 110.5 [3]
15. Merck MRK 106 [3]
16. Bank of America BAC 97.5 [10]
17. McDonald's MCD 89 [1]
18. Cisco CSCO 85.5 [5.5]
19. United Technologies UTX 72.5 [1]
20. Hewlett-Packard HPQ 72 [2]
21. Disney DIS 71.5 [2]
22. Caterpillar CAT 63.5 [.5]
23. 3M MMM 61 [.5]
24. Kraft KFT 60 [2]
25. American Express AXP 59 [1]
26. Home Depot HD 53 [1.5]
27. Boeing BA 51 [1]
28. DuPont DD 47 [1]
29. Travelers TRV 23 [.5]
30. Alcoa AA 15.5 [1]
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 8/2/11:
Symbol & Co. Name/Date of Filing/Form Filed/ Comments
AT&T T: 8/1/11 8K re: tendering of all its shares of Telefonos de Mexcio
7/21/11 8K re: 2Q results
6/27/11 8K re: minor amendments to Bylaws
5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40
3/31/11 & 3/21/11 2 8Ks re: purchase of T-Mobile USA, Inc. from Deutsche Telekom for $20 bil
3/29/11 8KA re: replacement of Richard Lindner as CFO with John J. Stephens
3/10/11 Proxy Statement re: Annual Meeting of Stockholders to be held on 4/29/11 in Little Rock, Ark
Alcoa AA: 7/28/11 8K re: 5 year revolving crdit agreement with Citibank
7/21/11 10Q for Qtr ended 6/30/11
7/14/11 8K re: 2Q earnings call transcript
7/12/11 8K re: 2Q results
6/2/11 8K re: Regulation FD disclosure re: Internal Relations Presentation of "Nomura Aluminum Seminar"
5/31/11 8K re: redemption of notes due '13
5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13
3/7/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/6/11 in Pittsburg, PA
American Express AXP: 7/20/11 8K re: 2Q results
7/15/11 8K re: delinq. & write-off stats qtr. ended 6/30/11
6/15/11 8K re: U.S. Card Services delinquency & write-off statistics for 3 months ended 5/31/11
5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11
3/28/11 8K re new digital payments platform "Serve"
3/24/11 & 3/23 & 3/22 Proxy materials re: 2011 Annual Meeting of Shareholders at 5/2/11 at AXP Headquarters in NYC
3/18/11 8K re: Reg. FD disclosures re: its Comprehensive Capital Plan re: share repurchases & dividends
3/15/11 8K re: delinquency & write-off statistics for 3 months ended 2/28/11
3/4/11 Prelim Proxy Statement re: Shareholder Meeting to be held 5/2/11 in NYC
Bank of Am BAC: 7/19/11 8K re: 2Q results
7/6/11 8KA re: settlement of Countrywide mortgage claims
6/29 8K re: election of Bruce R. Thompson as CFO
5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11
3/3011 Proxy re: Annual Meeting of Stockholders on 5/11/11 at BAC Headquarters in Charlotte, N.C.
Boeing BA: 7/27/11 10Q for Qtr ended 6/30/11
7/27/11 8K re: 2Q results
6/14/11 8K re: resignation of John E. Bryson from Baord of Directors to be Pres. Obama's US Sec'y of Commerce & amendment of By-Laws to decrease number of directors from 12 to 11
5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Shareholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago
Caterpiller CAT: 7/22/11 8K re: 3 mos. dealer stats
7/22/11 8K re: 2Q results ended 6/30/11
7/12/11 8K re: segment operating results 3/31/11
7/8/11 8K re: closing of Bucyrus acquisition
6/20/11 8K re: 3 months dealer statistics ended 5/31/11
6/9/11 8K re: voting results of 6/8 Annual Stockholders Meeting
6/8/11 two 8Ks re: press release and declaration of 0.46 cents per share dividend payable 8/20 for record holders on 7/20
5/26/11 8K re: underwriting agreement re: floating rate senior notes due '12 through '17
5/26/11 Porxy Material re Letter to institutional stockholders re: voting recommendations at upcoming annual meeting of stockholders
5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.
Chevron CVX: 7/29/11 8K re: 2Q results
7/11/11 8K re: 2Q interim update
6/1/11 8K re: results of votes at 5/25 Annual Stockholder Meeting
5/31/11 8K re: receipt of imminent danger order under Fed. Mine Safety Act re: Kemmerer Mine, Lincoln, WY and the vacating of the order on 5/26
5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.
Cisco CSCO 7/18/11 8K re: cutting of 6,500 jobs
6/22/11 8K re: executives' pre-arranged stock trading plans
5/25/11 10Q re: Qtr ended 4/30/11
5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20
Coke KO 8/1/11 10Q 2 results ended 7/1/11
7/19/11 8K re: 2Q results
5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta
Disney DIS 5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11
3/25/11 8K re: adoption of exec stock option plan
3/18/11 two 8Ks re: amendment to employment Agreement of CEO Robert A. Iger & other execs.
DuPont DD: 7/28/11 8K re: 2Q results
5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE
3/31/11 S-3 shelf registration for debt securities and common stock
3/18/11 Proxy re: Annual Stockholders Meeting to be held on 4/27/11 in Wilmington, DE
ExxonMobil XOM: 7/28/11 8K re: 2Q results
5/31/11 8K re: results of voting of 5/25 Annual Shareholders Meeting
5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX
GE: 7/29/11 10Q 2Q results ended 6/30/11
7/29/11 13F-HR Inst't'l holdings
7/22/11 8K re: 2Q results
5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11
3/14/11 Proxy re: Annual Shareholders Meeting on 4/27/11 in Salt Lake City, Utah
Hewlett-Packard HPQ: 7/22/11 8KA re: frequency of advisory votes on exec comp.
7/21/11 8K re: plan to repurchase $10 bil of its shares
6/16/11 8K re: election of Ann Livermore to Board of Directors, her resignation as Exec. VP & amendment to By-Laws to increase number of directors from 13 to 14
6/8/11 10Q re: Quarter ended 4/30/11
6/1/11 8K re: underwriting agreement re: Floating Rate Global Notes due '14 through '21
5/7/11 8K re: fin'l results for quarter ended 4/30/11
3/28/11 8K re amendment of by-laws to decrease number of directors from 17 to 13
3/22/11 8K re: info re: status of Hewlett-Packard employees as a result of Japanese earthquake
3/11/11 Proxy Materials re: opposition to ISS voting recommendations re: exec comp.
Home Depot HD: 6/7/11 8K re: amending by-laws re voting by consent for shareholders
6/8/11 10Q re: Quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta
Intel INTC: 7/27/11 8K re: election of Andy D. Bryant to Board of Dirs.
7/21 & 7/20/11 8Ks re: 3Q results ended 7/2/11
5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA
3/21/11 8K re: fin'l info re: its McAfeesubsidiary
2/28/11 8K re: completion of acquisition of McAfee
IBM: 7/26/11 10Q & 7/19/11 & 7/18/11 8Ks re: results for quarter ended 6/30/11
7/21/11 8K re: underwriting agreement re: issuance of $2 bil of debt
5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11
3/25/11 Proxy re: voting at annual meeting of stockholders on 4/26
3/18/11 8K re: settlement with SEC of bribery charges in Asia for $10 mil
3/8/11 8K re: FD disclosure re: presentation at investor briefing
3/7/11 Proxy rel Annual Stockholders Meeting on 4/26 in St. Louis, Mo.
JPMorganChase JPM: 7/27/11 & 7/21/11 8Ks re: legal opinions re: debt issues
7/14/11 8K re: investor presentation re: 2Q results
7/14/11 8K re: 2Q results
6/29/11 8K re: closing of $2.5 bil issue of 3.15% Notes due 2016
6/21/11 8K re: closing of $400 mil flotating rate senior med-term notes dues '14
5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio
Johnson & Johnson JNJ : 7/19/11 8K re: selling of Ortho Dermatologics Div.
7/19/11 8K re: 2Q results 7/3/11
5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act
3/16/11 Proxy re: Annual Shareholders Meeting on 4/28 in New Brunswick, NJ
3/10/11 8K re: Entering into a consent decree with the FDA regarding its oversight of JNJ's McNeil Unit plants in Puerto Rico and Pennsylvania
Kraft KFT: 7/14/11 8K re: change of exec vp.
7/1/11 8K re: departure of CFO timothy R. McLevish (change to termination agreement)
5/31/11 8K re: results of 5/24 Annual Shareholder Meeting
5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil
3/31/11 8K & Proxy re: nomination of Dr. Peter Henry for Board of Dir at 5/24/11 annual meeting of shareholders in Skokie, Ill
McDonald's MCD: 7/26/11 8K re: amendment to Bylaws
7/22/11 8K re: 2Q results ended 6/30/11
7/1/11 Prospectus re: issuance of 3,430,000 shares of commons stock in Direct Stock Purchase Plan
6/10/11 8K re: press release re: global sales rising 3.1% in May
5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Investor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.
3/9/11 8K re: FD disclosure re: comparable sales rising 3.9% in Feb.
3/3/11 Proxy re: Annual Meeting of Shareholders on 5/19/11 at Oak Brook, Ill.
Merck MRK: 7/29/11 8K re: 2Q results
5/27/11 8K re: Voting results of 5/24 Annual Meeting of Shareholders
5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals
3/24/11 8K re: termination of agreement between Merck & Sanofi-Aventis re: Sanofi's right to buy Merck's Merial animal health subsidiary
Microsoft MSFT: 7/28/11 10K year ended 6/20/11
7/21/11 8K re: 4Q & year end results
5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11
2/8/11 8K re: underwriting agreement for $750 mil of 2.5% Notes due 2016
Pfizer PFE:8/2/11 8K re: 2Q results
5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR
3/24/11 Annual report to shareholders
Procter & Gamble PG: 7/12/11 8K re: quarterly dividend of 0.525 cents payable 8/15 to recorder holders on 7/22
7/1/11 Prelim Proxy re: Annual Shareholder Meeting 10/11/11 in Cincinnati
5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond
3/24/11 8K re: P&G & Teva Pharmaceutical Industries partnership for OTC medicines
3M MMM: 7/26/11 8K re: 2Q results
5/26/11 8K re: restatement of Form 10K re: produ8ct moves between busienss segments
5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Proxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer
3/29/11 Proxy material to correct errors re: prior filing re: stock ownership of directors & officers
3/24/11 annual report to shareholders
3/23/11 2 proxy filings re: 5/10/11 annual meeting of stockholders in St. Paul, Minnesota
Travelers TRV: 7/21/11 & 7/21/11 8K re: Qtr. ended 6/30/11
6/10/11 8K re: fin'l info re: annual investor conference
6/1/11 re: Voting results of 5/26 annual shareholders meeting
4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 annual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT
United Technologies UTX: 7/25/11 10Q & 7/2011 8K re quarter ended 6/30/11
6/9/11 8K/A re: amendment of 4/13 8K re: frequency of intent to take shareholder advisory votes
4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan
2/25/11 Proxy re: Annual Meeting of Shareholders on 4/13/11 in Phoenix, AZ
Verizon Communications Inc. VZ: 7/28/11 10Q & 7/25/11 8K re: quarter ended 6/30/11
7/22/11 8K re: replacement of Ivan Seidenberg as CEO with Lowell C. McAdam effective 8/1/11
6/24/11 8K re: Guarantee of debentures of 10 domestic telephone subsidiaries
5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal
3/25/11 Prospectus re: $6.25 bil notes
3/21/11 Proxy re: 5/5/11 annual meeting of shareholders in Indianapolis, Indiana
3/7/11 8K re: election of Lowell C. McAdam to Board of Director (he is Pres/COO)
WalMart WMT: 6/9/11 8K re: voting results of 6/3 annual shareholders meeting
6/3/11 10Q re: quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting of shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes
3/30/11 10K for fiscal year ended 1/31/11