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Post No. 1,283 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of September 23, 2011.
The Dow Jones Industrial Average closed Monday at 11,913.62 up 104.83 or 0.89% from Friday's close of 11,808.79. Of the 30 Dow components 23 gained and 7 declined. The biggest gainer dollar-wise and percentage-wise Caterpillar CAT $91.77 +4.38 5.01% 16,353,542 was NYSE. The biggest decliner dollar-wise was Procter & Gamble PG $65.37 -0.89 1.34% 9,791,932 NYSE and percentage-wise was Verizon VZ $36.93 -0.49 1.31% 14,565,901 DualListed NYSE.
As of the open of the market Monday, the current divisor for the Dow Jones Industrial Average found at page C4 of Monday's Wall St. Journal is 0.132129493. Monday's trailing P/E ratio is 13.19 up from Friday's trailing P/E ratio of 12.79 (year ago it was 14.07); Monday's P/E estimate is 11.75 up from Friday's P/E estimate of 11.70 (year ago it was 13.25), and today's dividend yield is 2.63 down from Friday's dividend yield of 2.69 (last year it was 2.54). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.
Monday's Dow Jones Industrial Average closing numerator was 1,574.14 up 13.86 from Friday's closing numerator of 1,560.28. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.
The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was $52.47 up $0.47 from Friday's average closing price of $52. The median closing price of Monday's Dow Jones Industrial Average was $41.51 (DD/VZ)up 0.22 from Friday's median closing price of 41.29. The lowest volume was United Technologies UTX
$76.65 +1.09 1.44% 4,195,899 NYSE and the highest volume again was Bank of America BAC $6.72 +0.26 4.02% 216,463,658 NYSE.
IfMonday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $1,386 ($157,414 - $156,028).
MarketWatch Monday 10/24/11 5:11 pm by V. Phani Kumar & Laura Mandaro says US stocks rallied as Caterpillar's upbeat results and some merger-and-acquisition deals pulled in buyers against a backdrop of optimism that Europe’s leaders will reach a deal to arrest the region’s debt crisis.
“When there is a break in the European debt crisis, the economic data begins to speak through and earnings begin to speak through,” said Stephen Wood, chief market strategist for North America at Russell Investments.
The Dow Jones Industrial Average rose 104.83 points, or 0.9%, to 11,913.62, completing a three-day winning streak. Also clinching a third straight day of advance, the S&P 500 gained 15.94 points, or 1.3%, to 1,254.19. The Nasdaq Composite added 61.98 points, or 2.4%, to 2,699.44, erasing year-to-date losses. The index’s reentry into positive territory — up 1.8% thus far in 2011 — was aided by a 3.3% rebound in shares of Apple Inc. after the iPhone maker suffered three successive days of losses.
A bulk of the Dow’s gains were contributed by shares of Caterpillar Inc. , which advanced $4.38, or 5%, to $91.77 after the equipment maker reported a jump in earnings, topping estimates, and guided analysts to the top of its range for full-year earnings per share. The market breadth was overwhelmingly positive, with nearly five stocks rising for every decliner on the New York Stock Exchange, where 927 million shares traded hands. NYSE composite volume was 4.3 billion. Stocks added to their early gains after the Associated Press and other media reports cited German opposition leaders as saying, following a briefing with Chancellor Angela Merkel, that the euro-zone bailout fund’s firepower was set to be enhanced to more than 1 trillion euros ($1.39 trillion) through leverage. Monday’s rise extends gains from last week, when some better U.S. economic reports and a heavy dose of earnings added to improving sentiment about Europe. Wood said that while the U.S. economic data hasn’t been great, it was signaling that the nation wasn’t entering a recession. Going into 2012, the market was likely to be a “stock picker’s market,” as opposed to the “risk-off, risk-on” mode investors have been in the past several quarters as a debt crisis raged in Europe, he said. On Sunday, European leaders meeting in Brussels said they were making progress toward a broad plan to deal with the euro zone’s debt crisis, including recapitalizing European banks, but left the details for a second summit scheduled for Wednesday. Stocks have been highly sensitive to indications that European policy makers would come up with measures to prevent a sovereign debt default that could potentially trigger a Lehman Bros.-style financial shock, including by pumping more money into the region’s banks. Markets, particularly commodities, have also been on edge about whether inflation-fighting efforts in China could lead to a hard landing in that economy, spurring a global slowdown.Such concerns about China were alleviated by preliminary data from HSBC showing that an index of manufacturing conditions in China climbed to a five-month high in October. The so-called flash Purchasing Managers’ Index showed the sector in expansion versus a contraction in September. In Monday’s trading, crude-oil futures for December delivery jumped $3.87 to finish at $91.27 a barrel on the New York Mercantile Exchange. Among other commodities, gold prices extended Friday’s rebound, adding $16.20, or 1%, to $1,652.30 an ounce on the Comex division of Nymex. Copper futures also soared.
Even so, some analysts remained cautious over the European situation.
“There is still some hesitancy or tentativeness moving forward until at least later this week, until we get some answers out of Europe,” said Robert Pavlik, chief market strategist at Banyan Partners LLC.
“But you never know what will happen... the markets might sell off on the news, especially if the details of the plan are a little bit less than expected,” he said. European markets also gained Monday on hopes the region’s leadership may find a solution to the sovereign debt crisis.
The strong results show “corporate earnings are still there [and that] companies can still make money in this economy,” Banyan Partners’ Pavlik said, but added that the strong earnings weren’t translating into new jobs.
News related to mergers and acquisitions also spurred buying, with shares of RightNow Technologies Inc. jumping 19% after Oracle Corp. said it will acquire the customer-service software developer for $1.5 billion. Oracle shares added 2.3%. Shares of HealthSpring Inc. soared 34% after health-insurance major Cigna Corp.+1.38% agreed to pay $3.8 billion in cash to acquire the company. Cigna advanced 1.4%. Read more on health-care stocks. Shares of Mattel Inc. rose 2.1% after the toy maker said it will pay $680 million in cash for Hit Entertainment, a closely-held producers of preschool brands including Barney and Bob the Builder.
Monday's Closing Dow Numbers:
AT&T T
$28.88 -0.25 0.86% 24,197,806 NYSE
Alcoa AA
$10.58 +0.35 3.42% 36,668,968 NYSE
American Express AXP
$49.92 +1.46 3.01% 11,165,103 NYSE
Bank of America BAC
$6.72 +0.26 4.02% 216,463,658 NYSE
Boeing BA
$64.75 +0.16 0.25% 5,189,858 NYSE
Caterpillar CAT
$91.77 +4.38 5.01% 16,353,542 NYSE
Chevron CVX
$106.27 +0.74 0.7% 7,905,388 NYSE
CSCO
$17.54 +0.16 0.92% 37,756,381 NASDAQ-GS
Coke KO
$67.87 -0.32 0.47% 6,791,605 NYSE
Disney DIS
$35.37 +0.21 0.6% 8,837,497 NYSE
DuPont DD
$46.09 +0.94 2.08% 7,977,601 NYSE
Exxon XOM
$80.17 +0.04 0.05% 19,849,596 NYSE
GE
$16.45 +0.14 0.86% 67,015,318 NYSE
Hewlett-Packard HPQ
$26.02 +0.64 2.52% 12,623,431 NYSE
Home Depot HD
$36.7 -0.16 0.43% 11,163,211 NYSE
Intel INTC
$24.59 +0.56 2.33% 138,245,863 NASDAQ-GS
IBM
$182.25 +0.62 0.34% 5,889,758 NYSE
JPMorgan JPM
$34.57 +1.15 3.44% 44,659,405 NYSE
Johnson & Johnson JNJ
$64.73 +0.95 1.49% 12,538,262 NYSE
Kraft KFT
$35.28 +0.08 0.23% 5,929,466 NYSE
McDonald's MCD
$92.01 -0.31 0.34% 6,652,294 NYSE
Merck MRK
$33.53 +0.18 0.54% 14,294,727 NYSE
Microsoft MSFT
$27.19 +0.03 0.11% 56,854,909 NASDAQ-GS
Pfizer PFE
$19.36 +0.30 1.57% 35,844,468 NYSE
Procter & Gamble PG
$65.37 -0.89 1.34% 9,791,932 NYSE
MMM
$82.18 +1.70 2.11% 5,418,932 NYSE
Travelers TRV
$57.62 +0.27 0.47% 4,644,989 NYSE
United Technologies UTX
$76.65 +1.09 1.44% 4,195,899 NYSE
Verizon VZ
$36.93 -0.49 1.31% 14,565,901 DualListed
Walmart WMT
$56.78 -0.14 0.25% 9,270,176 NYSE
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The following are excerpts from Mon. morning's Blog.
A read of the print editions of Monday's Barron's, Investor's Business Daily, The Wall St. Journal, Financial Times, Investors News Daily, New York Times,USA Today, Atlanta Journal Constitution and Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Friday's stock prices and related data.
Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Friday at 11,808.79 up 267.01 or 2.31% from Thursday's close of 11,541.78. For the week the Dow is up 164.3 points or 1.41% from last Friday's close of 11,644.49. For the year the Dow is up 2%. Of the 30 Dow components 28 gained and 2 declined. The biggest gainer dollar-wise was IBM $181.63 +4.38 2.47% 7,829,594 NYSE and percentage-wise was Travelers TRV $57.35 +2.82 5.17% 7,362,445 NYSE. The biggest decliner dollar-wise was GE $16.31 -0.32 1.92% 112,115,720 NYSE and percentage-wise was Bank of America BAC $6.46 -0.01 0.15% 248,090,550 NYSE.
Inv. Bus. Daily pA1 "Indexes, volume both up: a few stocks break out" by Paul Whitfield says stocks advanced in rising volumes Fri as Europe's crisis summit got under way. Friday's action was up in rising volume. The current outlook is confirmed uptrend.
Friday's Dow Jones Industrial Average closing numerator was 1,560.28 up 35.28 from Thursday's closing numerator of 1,525. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.
The average closing price (the closing numerator divided by 30) of Friday's Dow Jones Industrial Average was $52 up $1.17 from Thuresday's average closing price of $50.83. The median closing price of Friday's Dow Jones Industrial Average was $41.29 (DD/VZ)up 0.67 from Thursday's median closing price of 40.62. The lowest volume was 3M MMM $80.48 +1.80 2.29% 5,090,389 NYSE and the highest volume again was Bank of America BAC $6.46 -0.01 0.15% 248,090,550 NYSE.
If Friday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $3,528 ($156,028 - $152,500).
MarketWatch Friday 10/21/11 4:14 pm by Laura Mandaro says US stocks surged into the close of trading Friday as optimism over an upcoming Europe leaders meeting and a break through a technical level on the S&P 500 lured in buyers. The Dow Jones Industrial Average ended up 267.01 points, or 2.3%, at 11,808.79. Friday's gains erased a weekly loss. The blue-chip index rose 1.4% for the week, its fourth week of gains, which is the longest weekly winning streak since January. The S&P 500 added 22.86 points, or 1.9%, to 1,238.25. It gained 1.1% for the week, its third weekly advance, the longest stretch since February. The Nasdaq Composite added 38.84 points, or 1.5%, to 2,637.47. It fell 1.1% this week.
Friday's Closing Dow Numbers and Monday's News:
AT&T T $29.13 +0.14 0.48% 29,162,421 NYSE: WSJ pB1 "Sprint bid to take on AT&T goes to a judge" by Brent Kendall says Sprint Nextel is trying to block AT&T's proposed $39 bil acquisition of T-Mobile USA. There is a hearing in D.C on Wed.
WSJ pB4 "Verizon doubles profit, outpaces AT&T in additions of contract users" by Gregg Bensinger says Verizon added 882,000 wireless contracts a 51% improvement from a year earlier. Including prepaid & other customers Verizon added 1.3 million wireless users, compared with AT&T's 2.1 mil.
Alcoa AA $10.23 +0.28 2.81% 28,440,864 NYSE: No mentions found.
American Express AXP $48.46 +2.27 4.91% 13,740,326 NYSE: No mentions found.
Bank of America BAC $6.46 -0.01 0.15% 248,090,550 NYSE: Fin Times p14 "fairyland value accounting" says Bank of America, JPMorgan and other banks are allowed to write down the amounts they owe under strange accounting rules.
Boeing BA $64.59 +2.10 3.36% 6,073,429 NYSE: Fin Times p22 "Corporate Dairy" says on Mon, Caterpillar reports earnings, on Tues so does DuPont, Wed Boeing reports its quarterly earnings, Thurs is Coke, Exxon & Procter & Gambles & Fri. Chevron.
Caterpillar CAT $87.39 +3.13 3.71% 11,299,306 NYSE: Fin Times p22 "Corproate Dairy, Barron's p7 "Week Preview" say on Monday caterpillar reports 3Q earnings with consensus estimates of 1.54 compared to 1.22 a year ago.
Chevron CVX $105.53 +2.14 2.07% 10,531,220 NYSE: Fin Times p22 "Corporate Dairy", WSJ pB2 "Big Oil poised to scale lower height" by Isabel Ordonez say on Mon, Caterpillar reports earnings, on Tues so does DuPont, Wed Boeing reports its quarterly earnings, Thurs is Coke, Exxon & Procter & Gambles & Fri. Chevron.
Cisco CSCO $17.38 +0.19 1.11% 45,315,800 NASDAQ-GS: Barron's p39 "Alcatel shares: wired for eventual liftoff" by Bob O'Brien says Alcatel-Lucent is the 2n largest provider of networking equipment behind Cisco Systems. Verizon, a buyer of the advanced equipment Alcatel-Lucent makes has slowed some of its capital spending this year.
Coke KO $68.19 +1.07 1.59% 11,209,945 NYSE: Fin Times p22 "Corporate Dairy" says on Mon, Caterpillar reports earnings, on Tues so does DuPont, Wed Boeing reports its quarterly earnings, Thurs is Coke, Exxon & Procter & Gambles & Fri. Chevron.
Barron's pM17 "Research reports" edited by Anita Peltonen says Wells Fargo published a report on Coca-Cola with a conclusion of "Outperform".
Disney DIS $35.16 +1.32 3.9% 13,370,609 NYSE: Fin Times p18 "Disney free to air launch in Turkey" by Matt Garrahan says Disney is launching the Disney Channel on free to air tv in Turkey to increase distribution to more than 100 mil homes in Europe, Africa & the Mid East.
WSJ pB1 "NBC unable to shake slide" by Sam Schechner says through 4 week,s Disney's ABC is down 5.8% among viewers 8 to 49 in prime time.
DuPont DD $45.15 +1.02 2.31% 7,394,784 NYSE: No mentions found.
Exxon XOM $80.13 +1.42 1.8% 27,085,681 NYSE: Fin Times p22 "Corporate Dairy" says on Mon, Caterpillar reports earnings, on Tues so does DuPont, Wed Boeing reports its quarterly earnings, Thurs is Coke, Exxon & Procter & Gambles & Fri. Chevron.
GE $16.31 -0.32 1.92% 112,115,720 NYSE: Barron's p6 "Week Review" says GE posted a 57% leap in 3Q earnings to $3.2 bil lifted mainly by its financing unit.
Hewlett-Packard HPQ $25.38 +0.64 2.59% 14,662,237 NYSE: Barron's p29 "Tech's top 10" by Mark Veverka says last week's earnings call disappointments from IBM, eBay & Apple only added to the gloom in season whose low was the passing of Steve Jobs. Hewlett-Packard is valued at historic lows.
Home Depot HD $36.86 +1.13 3.16% 13,833,397 NYSE: No mentions found.
Intel INTC $24.03 +0.42 1.78% 122,383,775 NASDAQ-GS: Barron's p34 "Earnings season: thrills, chills and spills" by Tiernan Ray says last week IBM posted Q3 rev slightly below analysts' estimates, sending its shares down 4% the next day. Then Intel posted 3Q rev that was $400 mil more than expected. On Thurs Microsoft reported rev from Windows that was a bit more than most expected.
IBM $181.63 +4.38 2.47% 7,829,594 NYSE: Barron's p29 "Tech's top 10" by Mark Veverka says last week's earnings call disappointments from IBM, eBay & Apple only added to the gloom in season whose low was the passing of Steve Jobs. Hewlett-Packard is valued at historic lows.
Barron's p36 "Don't be afraid of IBM" by Michel Shari says IBM should trade at 13.5 times forward earnings & reach $205 by the end of next year per quoted analysts.
Barron's p34 "Earnings season: thrills, chills and spills" by Tiernan Ray says last week IBM posted Q3 rev slightly below analysts' estimates, sending its shares down 4% the next day. Then Intel posted 3Q rev that was $400 mil more than expected. On Thurs Microsoft reported rev from Windows that was a bit more than most expected.
JPMorgan JPM $33.42 +0.29 0.88% 47,198,544 NYSE: Fin Times p14 "Fairyland value accounting" says Bank of America, JPMorgan and other banks are allowed to write down the amounts they owe under strange accounting rules.Barron's p38 "No way to run a central bank" by Jim McTague says the Fed reserve of New York has hired people some of who allegedly precipitated the fin'l crisis from JPMorgan and other recipients of the TARP program.
Fin Times p18 "Bank bonuses survive slump in earnings" by Megan Murphy includes JPMorgan in this category.
Barron's p40 "The tax outlook for Corporate America and you" by Leslie P. Norton says JPMorgan reported $1.9 bil of pretax income and mde its earnings solely because of a tax oddity called "fair value option".
Johnson & Johnson JNJ $63.78 +1.25 2% 12,634,921 NYSE: Barron's p19 "For Abbott, split is good medicine" says Goldman Sachs did a report which focused on the benefits of breaking up Abbott, Pfizer & Medtronics. Johnson & Johnson industry leader fetches 12 times estimated '11 profits.
Kraft KFT $35.2 +0.14 0.4% 10,436,736 NYSE: No mentions found.
McDonald's MCD $92.32 +3.31 3.72% 11,832,113 NYSE: Barron's pB7 "McDonald's beats Q3 on glboal growth" by David Saito-Chung says thanks to strength in global markets, the seller of Bi Macs, coffees & mango pineapple smoothies continues to grow moderately. McDonald's jumped 4% in heavy trade Friday after reported another quarter of growth.
Merck MRK $33.35 +0.55 1.68% 17,485,132 NYSE: No mentions found.
Microsoft MSFT $27.16 +0.12 0.44% 75,472,109 NASDAQ-GS: NYT pB1 "Tech giants sizing up Yahoo bid" by Michael J. de la Merced says Microsoft & Google are weighing whether to bid for Yahoo.
NYT pB3 "Nokia, a fallen leader, risks a lot in introducing phones with Windows software" by Kevin O'Brien says Nokia will introduce the company's first phones bearing Microsoft Windows Phone software on Wed. This could be a credible 3rd smartphone that they be used by consumers to gain better terms from Google & Apple which in 4 years have tekn over the high end mobile buisness.
Barron's p34 "Earnings season: thrills, chills and spills" by Tiernan Ray says last week IBM posted Q3 rev slightly below analysts' estimates, sending its shares down 4% the next day. Then Intel posted 3Q rev that was $400 mil more than expected. On Thurs Microsoft reported rev from Windows that was a bit more than most expected.
Pfizer PFE $19.06 +0.33 1.76% 45,311,566 NYSE: Fin Times p18 "Cina milk group eyes Pfizer baby food unit" by Helen Thomas says Mengniu Diary is considering a bid for Pfizer's infant nutrition biz as potential buyers prepare for the start of the sales process next month.
Barron's p19 "For Abbott, split is good medicine" says Goldman Sachs did a report which focused on the benefits of breaking up Abbott, Pfizer & Medtronics. Johnson & Johnson industry leader fetches 12 times estimated '11 profits.
Procter & Gamble PG $66.26 +1.17 1.8% 12,887,512 NYSE: Fin Times p22 "Corporate Dairy" says on Mon, Caterpillar reports earnings, on Tues so does DuPont, Wed Boeing reports its quarterly earnings, Thurs is Coke, Exxon & Procter & Gambles & Fri. Chevron.
3M MMM $80.48 +1.80 2.29% 5,090,389 NYSE: No mentions found.
Travelers TRV $57.35 +2.82 5.17% 7,362,445 NYSE: Barron's pM17 "Research reports" edited by Anita Peltonen says Sandler O'Neill published a research report on Travelers with a conclusion of Hold.
United Technologies UTX $75.56 +1.31 1.76% 6,012,135 NYSE:
Verizon VZ $37.42 +0.32 0.86% 17,482,907 DualListed: WSJ pB4 "Verizon doubles profit, outpaces AT&T in additions of contract users" by Gregg Bensinger says Verizon added 882,000 wireless contracts a 51% improvement from a year earlier. Including prepaid & other customers Verizon added 1.3 million wireless users, compared with AT&T's 2.1 mil.
Barron's p39 "Alcatel shares: wired for eventual liftoff" by Bob O'Brien says Alcatel-Lucent is the 2n largest provider of networking equipment behind Cisco Systems. Verizon, a buyer of the advanced equipment Alcatel-Lucent makes has slowed some of its capital spending this year.
Walmart WMT $56.92 +0.55 0.98% 14,399,091 NYSE: Barron's pB7 "Walmart sees monthly sales trends turn" by Alan Elliott says Walmart is up 10% in Oct, its largest monthly gain since Nov. '09.
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Here are the current CEOs of the Dow 30 Companies:
AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Meg Whitman (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY) Lowell C. McAdam
Wal-Mart WMT Mike Duke (Bentonville, ARK)
Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 9/23/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:
1. Exxon Mobil XOM $337 [5]
2. Microsoft MSFT 210 [8.5]
3. IBM 202 [1]
4. Chevron CVX 180 [2]
5. WalMart WMT 175 [3.5]
6. Johnson & Johnson JNJ 169 [3]
7. Procter & Gamble PG 168.5 [3]
8. AT&T T 165 [6]
9. GE 161 [10.5]
10. Coke KO 155 [2.5]
11. Pfizer PFE 136 [8]
12. Intel INTC 116.5 [5]
13. JPMorgan Chase JPM 115.5 [4]
14. Verizon VZ 106.5 [3]
15. Merck MRK 95.5 [3]
16. McDonald's MCD 90 [1]
17. Cisco CSCO 86 [5.5]
18. Bank of America BAC 64 [10]
19. United Technologies UTX 62.5 [1]
20. Kraft KFT 59.5 [2]
21. American Express AXP 55.5 [1]
22. Disney DIS 55 [2]
23. Home Depot HD 53 [1.5]
24. 3M MMM 52.5 [.5]
25. Caterpillar CAT 48 [.5]
26. Hewlett-Packard HPQ 44.5 [2]
27. Boeing BA 44 [1]
28. DuPont DD 38 [1]
29. Travelers TRV 20 [.5]
30. Alcoa AA 11 [1]
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 9/23/11:
Symbol & Co. Name/Date of Filing/Form Filed/ Comments
AT&T T: 9/8/11 8K re: redemption of certain notes
9/1/11 8K re: Dept. of Justice lawsuit to block AT&T acquisition of T-Mobile saying it will lessen competition & raise prices
8/5/11 10Q for quarter ended 6/30/11
8/2/11 8K re: sale of global notes
8/1/11 8K re: tendering of all its shares of Telefonos de Mexcio
7/21/11 8K re: 2Q results
6/27/11 8K re: minor amendments to Bylaws
5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40
Alcoa AA: 7/28/11 8K re: 5 year revolving crdit agreement with Citibank
7/21/11 10Q for Qtr ended 6/30/11
7/14/11 8K re: 2Q earnings call transcript
7/12/11 8K re: 2Q results
6/2/11 8K re: Regulation FD disclosure re: Internal Relations Presentation of "Nomura Aluminum Seminar"
5/31/11 8K re: redemption of notes due '13
5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13
American Express AXP: 9/15/11 & 9/14/11 8Ks re: delinquency & write-off stats for 3 months ended 8/3/1/11
8/15/11 8K re: delinq. & write-off stats for months of May, June, and July 2011
8/3/11 10Q for quarter ended 6/30/11
7/20/11 8K re: 2Q results
7/15/11 8K re: delinq. & write-off stats qtr. ended 6/30/11
6/15/11 8K re: U.S. Card Services delinquency & write-off statistics for 3 months ended 5/31/11
5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11
Bank of Am BAC: 9/7/11 8K re: exec changes including departure of Sallie Krawcheck
9/1/11 8K re: Amend Cert of Inc to designate Pref. Shares sold to Berkshire Hathaway for $5 bil
8/29/11 8K re: selling of 13.1 bil shares of China Construct Bank
8/25/11 8K re: sale of securities to Berkshire Hathaway, Inc.
7/19/11 8K re: 2Q results
7/6/11 8KA re: settlement of Countrywide mortgage claims
6/29 8K re: election of Bruce R. Thompson as CFO
5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11
Boeing BA: 9/30/11 8K & 8KA re: frequency of shareholder advisory votes
7/27/11 10Q for Qtr ended 6/30/11
7/27/11 8K re: 2Q results
6/14/11 8K re: resignation of John E. Bryson from Baord of Directors to be Pres. Obama's US Sec'y of Commerce & amendment of By-Laws to decrease number of directors from 12 to 11
5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Shareholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago
Caterpiller CAT: 9/20/11 8KA 3 Mos dealer stats thru Aug
9/16/11 re: credit agreemet
8/18/11 8K re: 3 mos. dealer stats
8/12/11 8K re: clairifcation of order backlog
8/4/11 10Q for quarter ended 6/30/11
7/22/11 8K re: 3 mos. dealer stats
7/22/11 8K re: 2Q results ended 6/30/11
7/12/11 8K re: segment operating results 3/31/11
7/8/11 8K re: closing of Bucyrus acquisition
6/20/11 8K re: 3 months dealer statistics ended 5/31/11
6/9/11 8K re: voting results of 6/8 Annual Stockholders Meeting
6/8/11 two 8Ks re: press release and declaration of 0.46 cents per share dividend payable 8/20 for record holders on 7/20
5/26/11 8K re: underwriting agreement re: floating rate senior notes due '12 through '17
5/26/11 Porxy Material re Letter to institutional stockholders re: voting recommendations at upcoming annual meeting of stockholders
5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.
Chevron CVX: 9/7/11 8K/A re: frequency of shareholder advisory votes
8/4/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
7/11/11 8K re: 2Q interim update
6/1/11 8K re: results of votes at 5/25 Annual Stockholder Meeting
5/31/11 8K re: receipt of imminent danger order under Fed. Mine Safety Act re: Kemmerer Mine, Lincoln, WY and the vacating of the order on 5/26
5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.
Cisco CSCO 9/20/11 8K re: contract with Exec VP Wim Elfrink
9/14/11 10K for year ended 7/30/11
8/24/11 8K re: pre-arranged stock trading plan for CEO John Chambers
8/10/11 8K re: 4Qtr results
7/18/11 8K re: cutting of 6,500 jobs
6/22/11 8K re: executives' pre-arranged stock trading plans
5/25/11 10Q re: Qtr ended 4/30/11
5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20
Coke KO 9/1/11 8K re: issuance of senior notes
8/24 & 8/8 8Ks re: issuance of securities as an off-alance sheet arrangement re: Coca-Cola Refreshments USA, Inc.
8/1/11 10Q 2 results ended 7/1/11
7/19/11 8K re: 2Q results
5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta
Disney DIS 8/19/11 8K re: sale of $750 mil of Global Notes
8/19 10Q & 8/9 8K re: esults of quarter ended 7/2/11
5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11
DuPont DD: 8/8/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE
ExxonMobil XOM: 8/4/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/31/11 8K re: results of voting of 5/25 Annual Shareholders Meeting
5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX
GE: 9/13/11 8K re: redemption of shares held by Berkshire hathaway for $3.3 bil
7/29/11 10Q 2Q results ended 6/30/11
7/29/11 13F-HR Inst't'l holdings
7/22/11 8K re: 2Q results
5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11
Hewlett-Packard HPQ: 9/22/11 8K re: replaceemnt of CEO Leo Apotheker with Meg Whitman effective immediately
9/19/11 8KA & 8K re: issuance of flotaing global notes
9/13/11 8K re: purchse of Autonomy Corp.
9/9/11 10Q for quarter ended 7/31/11
8/19/11 8K re: offer to purchase Autonomy Corp plc
8/18/11 8K re: 3rd Quarter results ended 7/31/11
7/22/11 8KA re: frequency of advisory votes on exec comp.
7/21/11 8K re: plan to repurchase $10 bil of its shares
6/16/11 8K re: election of Ann Livermore to Board of Directors, her resignation as Exec. VP & amendment to By-Laws to increase number of directors from 13 to 14
6/8/11 10Q re: Quarter ended 4/30/11
6/1/11 8K re: underwriting agreement re: Floating Rate Global Notes due '14 through '21
5/7/11 8K re: fin'l results for quarter ended 4/30/11
Home Depot HD: 9/1/11 10Q for quarter ended 7/31/11
8/16/11 8K re: results of quarter ended 7/31/11
6/7/11 8K re: amending by-laws re voting by consent for shareholders
6/8/11 10Q re: Quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta
Intel INTC: 9/19/11 & 9/14/11 8Ks re; offering of $5 bil of notes
8/8/11 10Q for quarter ended 7/2/11
7/27/11 8K re: election of Andy D. Bryant to Board of Dirs.
7/21 & 7/20/11 8Ks re: 3Q results ended 7/2/11
5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA
IBM: 7/26/11 10Q & 7/19/11 & 7/18/11 8Ks re: results for quarter ended 6/30/11
7/21/11 8K re: underwriting agreement re: issuance of $2 bil of debt
5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11
JPMorganChase JPM: 9/13/11 8K re: FD Disclosure re: guidance given at investor conference
8/24/11 8K re: Master Agency Agreement re: Notes offering from time to time
8/10/11 8K re: closing of sale of $1.25 bil of 4.35% notes due 2021
8/5/11 8K re: 10Q for quarter ended 6/30/11
8/5/11 8K re: closing of sale of notes due 2016
7/27/11 & 7/21/11 8Ks re: legal opinions re: debt issues
7/14/11 8K re: investor presentation re: 2Q results
7/14/11 8K re: 2Q results
6/29/11 8K re: closing of $2.5 bil issue of 3.15% Notes due 2016
6/21/11 8K re: closing of $400 mil flotating rate senior med-term notes dues '14
5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio
Johnson & Johnson JNJ : 8/9/11 10Q for equarter ended 7/3/11
7/19/11 8K re: selling of Ortho Dermatologics Div.
7/19/11 8K re: 2Q results 7/3/11
5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act
Kraft KFT: 9/7/11 8K re: FD Disclosure re: presentation at investor conference
8/5/11 10Q for quarter ended 6/30/11
8/14/11 8K re: amendment of severance agreement with ex-CFO Tim McLevish
8/4/11 8K re: Board of Dirs. intent to spin off global snack business & a N. Amer. grocery business
8/4/11 8K re: 2nd quarter results for quarter ended 6/30/11
7/14/11 8K re: change of exec vp.
7/1/11 8K re: departure of CFO timothy R. McLevish (change to termination agreement)
5/31/11 8K re: results of 5/24 Annual Shareholder Meeting
5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil
McDonald's MCD: 9/12/11 8K re: August sales
8/19/11 8Ka re: plans to hold annual advisory vote on exec compensation
8/8/11 8K re: investors release
8/5/11 10Q for quarter ended 6/30/11
7/26/11 8K re: amendment to Bylaws
7/22/11 8K re: 2Q results ended 6/30/11
7/1/11 Prospectus re: issuance of 3,430,000 shares of commons stock in Direct Stock Purchase Plan
6/10/11 8K re: press release re: global sales rising 3.1% in May
5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Investor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.
Merck MRK: 8/8/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
5/27/11 8K re: Voting results of 5/24 Annual Meeting of Shareholders
5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals
Microsoft MSFT: 7/28/11 10K year ended 6/20/11
7/21/11 8K re: 4Q & year end results
5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11
Pfizer PFE: 8/11 10Q for quarter ended 7/3/11
8/2/11 8K re: 2Q results
5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR
Procter & Gamble PG: 9/7/11 Def. 14A Proxy Material re: voting recommendations for directors
8/26/11 Def. 14A Proxy Statement for Notice of Annual Meeting of Shareholder on 10/11/11
8/15/11 8K re: closing of public offering of $1 bil 1.4% Notes due '16
8/10/11 10K for year ended 6/30/11
8/5/11 8K re: results for quarter ended 6/30/11
7/12/11 8K re: quarterly dividend of 0.525 cents payable 8/15 to recorder holders on 7/22
7/1/11 Prelim Proxy re: Annual Shareholder Meeting 10/11/11 in Cincinnati
5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond
3M MMM: 9/8/11 8K re: Distribution Agrmt with Goldman Sachs re: $3 bil of notes
8/30/11 8K re: $200 mil credit agreement with HSBC Bank
8/10/11 8K re: $1.5 bil 5 year revolving credit agreement with J.P.Morgan Chase
8/4/11 10Q for quarter ended 6/30/11
8/2/11 2 8Ks re: adopotion of executive pre-arranged stock trading plans
8/2/11 8K re: results of 2nd quarter
7/26/11 8K re: 2Q results
5/26/11 8K re: restatement of Form 10K re: produ8ct moves between busienss segments
5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Proxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer
Travelers TRV: 9/20/11 8K/A re: frequency of non-binding advisory shareholder votes
8/8/11 8K re: restatement of articles of incorporation to cancel Series B Conv. Pref. Stock
7/21/11 & 7/21/11 8K re: Qtr. ended 6/30/11
6/10/11 8K re: fin'l info re: annual investor conference
6/1/11 re: Voting results of 5/26 annual shareholders meeting
4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 annual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT
United Technologies UTX: 9/23/11 8K & Def. 14A Proxy Material re: acqusition of Goodrich
7/25/11 10Q & 7/2011 8K re quarter ended 6/30/11
6/9/11 8K/A re: amendment of 4/13 8K re: frequency of intent to take shareholder advisory votes
4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan
Verizon Communications Inc. VZ: 9/14/11 8K re: presentation to Merrill Lynch Media, Communication & Entertainment Conf.
7/28/11 10Q & 7/25/11 8K re: quarter ended 6/30/11
7/22/11 8K re: replacement of Ivan Seidenberg as CEO with Lowell C. McAdam effective 8/1/11
6/24/11 8K re: Guarantee of debentures of 10 domestic telephone subsidiaries
5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal
WalMart WMT: 9/1/11 10Q for quarter ended 7/31/11
8/16/11 8K re: results for 3 and 6 months ended 7/31/11
6/9/11 8K re: voting results of 6/3 annual shareholders meeting
6/3/11 10Q re: quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting of shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes