10/7/11 Fri pm Dow Closes at 11,103.12 down 20.21 or 0.18%

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Post No. 1,255 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of September 23, 2011.

The Dow Jones Industrial Average closed Friday at 11,103.12 down 20.21 or 1.18% from Thursday's close of 11,123.33. For the week the Dow is up 189.74 points or 1.74% from last Friday's Dow close of 10,913.38. Of the 30 Dow components 16 gained and 14 declined. The biggest gainer dollar-wise and percentage-wise was Walmart WMT $53.7 +0.95 1.8% 13,797,434 NYSE. The biggest decliner dollar-wise JPMorgan JPM $30.7 -1.68 5.19% 47,176,188 NYSE and percentage-wise was Bank of America BAC $5.9 -0.38 6.05% 279,309,110 NYSE.

As of the open of the market Friday, the current divisor for the Dow Jones Industrial Average found at page C6 of today's Wall St. Journal is 0.132129493. Friday's trailing P/E ratio is 12.41 up from yesterday's trailing P/E ratio of 12.20 (year ago it was 14.77); today's P/E estimate is 11.15 unchanged from Thursday's P/E estimate of 11.15 (year ago it was 12.84), and today's dividend yield is 2.78 down from yesterday's dividend yield of 2.83 (last year it was 2.58). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Friday's Dow Jones Industrial Average closing numerator was 1,467.05 down 2.66 from Thursday's closing numerator of 1,469.71. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator decrease for today by the divisor (0.132129493) you get the decrease in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Friday's Dow Jones Industrial Average was $48.90 down $0.09 from Thursday's average closing price of $48.99. The median closing price of Friday's Dow Jones Industrial Average was $39.03 (DD/VZ) up 0.14 from Thursday's median closing price of $39.89. The lowest volume was Travelers TRV $49 -1.19 2.37% 3,918,794 NYSE and the highest volume again was Bank of America BAC $5.9 -0.38 6.05% 279,309,110 NYSE.

If Friday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $266 ($146,971 - $146705).

MarketWatch Friday 10/7/11 4:26 pm by Kate Gibson says U.S. stocks ended lower Friday, denting weekly gains, as credit-rating cuts for Italy and Spain offset a better-than-anticipated payrolls report, prompting caution before the weekend. “The economic data stream this week has been almost entirely better than expected and almost entirely ignored. The good news is we again have not gone into a double-dip recession, the bad news is nobody seems to care right now with all of our focus on Greece,” said Art Hogan, head of product strategy at Lazard Capital Markets, of Europe’s debt crisis. “We have a market that is stuck in no-man’s land, we’ve been in the same range for two months, roughly 1,100 to 1,200 on the S&P 500. We’re not oversold, we’re not overbought, we’re right where we should be headed into the weekend,” Hogan added. After three days of triple-digit gains, the Dow Jones Industrial Average lost 20.21 points, or 0.2%, to 11,103.12, leaving the blue chips with a 1.7% rise from last Friday’s close and marking the index’s second straight weekly gain, its first such streak since July.
Up 2.1% for the week, the Standard & Poor’s 500 Index shed 9.51 points, or 0.8%, to 1,155.46. Among notable movers, shares of Sprint Nextel Corp. fell 20% after the wireless-service provider said it would need to raise more capital to expand a high-speed data network. The Nasdaq Composite Index declined 27.47 points, or 1.1%, to 2,479.35, a level that leaves it with a 2.7% weekly rise. For every stock that rose more than two fell on the New York Stock Exchange, where more than 1.1 billion shares traded hands; composite volume neared 4.8 billion shares. Crude-oil futures finished at $82.98 a barrel, a gain of 39 cents on the day, while gold futures lost $17.40 to end at $1,635.80 an ounce. Read more on oil futures and Read more on gold futures. Stocks took a definitive turn lower after Fitch cut Spain and Italy’s credit ratings, saying both countries were more likely to default doe to Europe’s debt trouble. Investor sentiment drew a lift from a rosier-than-forecast report on U.S. jobs growth but lost steam as investors squared positions ahead of the weekend. “The market is giving up gains as market participants are conscious of making large bets going into the weekend, so it’s not surprising to see a flattening of positions,” said Hogan. Ahead of the opening bell, the Labor Department reported employers added 103,000 workers in September after a revised 57,000 increase the month before. The unemployment rate remained at 9.1%. “It’s positive news, it’s not a robust number but expectations were relatively low. It’s not enough to make a dent in the unemployment rate, but it indicates we’re not moving into a recession, which some have been pricing into the market,” said Brad Sorensen, director of market and sector analysis at the Schwab Center for Financial Research.

Friday's Closing Dow Numbers:

AT&T T
$28.44 +0.03 0.11% 22,065,793 NYSE

Alcoa AA
$9.71 -0.17 1.72% 44,726,756 NYSE

American Express AXP
$43.43 -1 2.25% 10,605,088 NYSE

Bank of America BAC
$5.9 -0.38 6.05% 279,309,110 NYSE

Boeing BA
$61.81 +0.33 0.54% 5,506,222 NYSE

Caterpillar CAT
$75.52 -1.57 2.04% 9,051,515 NYSE

Chevron CVX
$94.4 -0.21 0.22% 10,270,669 NYSE

Cisco CSCO
$16.66 -0.09 0.54% 57,937,906 NASDAQ-GS

Coke KO
$65.9 +0.51 0.78% 9,326,936 NYSE

Disney DIS
$31.7 -0.33 1.03% 11,897,395 NYSE

DuPont DD
$41.9 +0.04 0.1% 7,930,756 NYSE

Exxon XOM
$73.56 -0.33 0.45% 22,924,435 NYSE

GE
$15.5 -0.03 0.19% 64,766,618 NYSE

Hewlett-Packard HPQ
$24.88 -0.17 0.68% 30,062,343 NYSE

Home Depot HD
$33.92 +0.54 1.62% 12,715,289 NYSE

Intel INTC
$22.29 +0.26 1.18% 58,059,058 NASDAQ-GS

IBM
$182.39 +0.70 0.39% 6,778,371 NYSE

JPMorgan JPM
$30.7 -1.68 5.19% 47,176,188 NYSE

Johnson & Johnson JNJ
$63.13 +0.32 0.51% 12,049,931 NYSE

Kraft KFT
$33.76 +0.20 0.6% 9,973,565 NYSE

McDonald's MCD
$87.2 +0.09 0.1% 5,437,950 NYSE

Merck MRK
$31.61 +0.19 0.6% 21,562,064 NYSE

Microsoft MSFT
$26.25 -0.09 0.34% 52,237,702 NASDAQ-GS

Pfizer PFE
$18.44 +0.21 1.15% 48,594,183 NYSE

Procter & Gamble PG
$63.91 +0.30 0.47% 8,715,282 NYSE

3M MMM
$73.82 -0.83 1.11% 5,258,422 NYSE

Travelers TRV
$49 -1.19 2.37% 3,918,794 NYSE

United Technologies UTX
$71.46 +0.48 0.68% 5,174,592 NYSE

Verizon VZ
$36.16 +0.25 0.7% 17,061,953 DualListed

Walmart WMT
$53.7 +0.95 1.8% 13,797,434 NYSE




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The following are excerpts from Friday morning's Blog.

A read of the print editions of Friday's The Wall St. Journal, Financial Times, The New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga- carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Thursday's stock prices and related data.

Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Thursday at 11,123.33 up 183.38 or 1.68% from Wednesday's close of 10,939.95. For the year the Dow is down 3.92%. Of the 30 Dow components 4 gained and 26 declined. The biggest gainer dollar-wise was IBM $181.69 +4.84 2.74% 7,101,780 NYSE and percentage-wise was Bank of America BAC $6.28 +0.51 8.84% 334,514,161 NYSE. The biggest decliner dollar-wise and percentage-wise was Coke KO $65.39 -0.14 0.21% 12,569,57 NYSE.

WSJ pC4 "Blue Chips steam to 3 day advance" by Steve Russolillo says the Dow notched its 3rd straight triple digit gain as European leaders took steps to stem the region's debt crisis. Fin'l & materials stocks, some of the hardest hit sectors over the past few months were the day's biggest gainers. Bank of America led the Dow higher rising 51 cents, JPMorgan was up $1.54 & Alcoa whose business is sensitive to swings int he global economy gained 51 cents. Yahoo was charted under Bad news as prospects for a purchase by Microsoft appeared to diminish.

Fin Times p22 "Forecast beating sales figures lift Target Corp & Limited Brands" by Ajay Makan says consumer discretionary stocks in the S&P closed up 2.2% on the back of better than expected Sept. sales reports from a host of retailers. Yahoo fell 1.7% after Microsoft denied interest in acquiring it.

NYT pB9 "Strong retail sales send issues higher for 3rd day" by Jooshua Brustein says Wall St registered gains for the 3rd straight day following European stocks higher after central banks in Europe took action to increases liquidity. Economic data including retail sales, also showed an American economy that is performing better than expected.

USA Today p5B "Stock gains add up as hopes grow over European solutions" by Bloomberg says stocks rallied again giving the S&P its biggest 3 day gain since Aug amid speculation that European officials were making progress in containing the region's debt crisis.

As of the open of the market Friday, the current divisor for the Dow Jones Industrial Average found at page C6 of today's Wall St. Journal is 0.132129493. Friday's trailing P/E ratio is 12.41 up from yesterday's trailing P/E ratio of 12.20 (year ago it was 14.77); today's P/E estimate is 11.15 unchanged from Thursday's P/E estimate of 11.15 (year ago it was 12.84), and today's dividend yield is 278 down from yesterday's dividend yield of 2.83 (last year it was 2.58). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Thursday's Dow Jones Industrial Average closing numerator was 1,469.71 up 24.23 from Wednesday's closing numerator of 1,445.48. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Thursday's Dow Jones Industrial Average was $48.99 up $0.71 from Wednesday's average closing price of $48.18. The median closing price of Thursday's Dow Jones Industrial Average was $38.89 (DD/VZ) down 0.24 from Wednesday's median closing price of $39.13. The lowest volume was Travelers TRV $50.19 +0.62 1.25% 4,361,936 NYSE and the highest volume again was Bank of America BAC $6.28 +0.51 8.84% 334,514,161 NYSE.

If Thursday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $2,423 ($146,971 - $144,548).

MarketWatch Thursday 10/6/11 4:13 pm by Laura Mandaro says U.S. stocks ended higher for a third session Thursday after a late-session sprint lifted indexes to session highs, as better-than-forecast jobless claims data and statements from European officials on bank recapitalization efforts inspired buyers ahead of Friday's jobs report. The Dow Jones Industrial Average DJIA +1.68% ended up 183.38 points, or 1.7%, to 11,123.33, its first close above 11,000 in a week. An 8.8% jump in Bank of America Corp. BAC -0.48% shares led gains for 26 of 30 Dow components. The S&P 500 SPX +1.83% ended up 20.94 points, or 1.8%, to 1,164.97, led by a 3.2% gain in the index's financial sector. The Nasdaq Composite COMP +1.88% was up 46.31 points, or 1.9%, to 2,506.82.

Thursday's Closing Dow Numbers & Friday's News:

AT&T T $28.41 +0.10 0.35% 22,053,112 NYSE: WSJ pB2 "FCC reviews rural subsidies" by Amy Schatz the FCC is goign to overhaul a decades old fed program that subsidizes rural phone service. AT&T says reform is needed to avoid litigation.

Alcoa AA $9.88 +0.51 5.44% 69,510,216 NYSE: WSJ pC4 "Blue Chips steam to 3 day advance" by Steve Russolillo says the Dow notched its 3rd straight triple digit gain as European leaders took steps to stem the region's debt crisis. Fin'l & materials stocks, some of the hardest hit sectors over the past few months were the day's biggest gainers. Bank of America led the Dow higher rising 51 cents, JPMorgan was up $1.54 & Alcoa whose business is sensitive to swings int he global economy gained 51 cents. Yahoo was charted under Bad news as prospects for a purchase by Microsoft appeared to diminish.

America Express AXP $44.43 +1.02 2.35% 10,129,926 NYSE: No mentions found.

Bank of America BAC $6.28 +0.51 8.84% 334,514,161 NYSE: WSJ pC4 "Blue Chips steam to 3 day advance" by Steve Russolillo says the Dow notched its 3rd straight triple digit gain as European leaders took steps to stem the region's debt crisis. Fin'l & materials stocks, some of the hardest hit sectors over the past few months were the day's biggest gainers. Bank of America led the Dow higher rising 51 cents, JPMorgan was up $1.54 & Alcoa whose business is sensitive to swings int he global economy gained 51 cents. Yahoo was charted under Bad news as prospects for a purchase by Microsoft appeared to diminish.

Boeing BA $61.48 +1.52 2.54% 5,548,082 NYSE: No mentions found.

Caterpillar CAT $77.09 +2.83 3.81% 9,107,689 NYSE: No mentions found.

Chevron CVX $94.61 -0.05 0.05% 10,156,112 NYSE: No mentions found.

CSCO $16.75 +0.59 3.65% 74,410,959 NASDAQ-GS: No mentions found.

Coke KO $65.39 -0.14 0.21% 12,569,570 NYSE: No mentions found.

Disney DIS $32.03 +0.52 1.65% 12,617,509 NYSE: No mentions found.

DuPont DD $41.86 +0.65 1.58% 8,326,378 NYSE: No mentions found.

Exxon XOM $73.89 -0.06 0.08% 24,816,381 NYSE: No mentions found.

GE $15.53 +0.26 1.7% 64,549,791 NYSE: WSJ pB5 "GE sees room to expand Europe lending operations" by Bob Sechler says GE will expand its European ops including buying banks.

WSJ pC1 "Otis shifts work closer to home" by Tim Aeppel says Otis Elevator is moving production from Mexico to S.C. Int'l firms such as Ford & GE have started returning to the US in a process dubbed "reshoring". United Technologies owns Otis and Otis' CEO is Didier Michaud-Daniel who said the move is due to logistics cost.

Hewlett-Packard HPQ $25.05 +1.19 4.99% 28,430,167 NYSE: WSJ pC8 "IBM's deals go one small step at a time" by Rolfe Winkler says boring deals tend to be better deals as Hewlett-Packard should learn from IBM's latest acquisition of Q1 Labs compared with HP's proposed purchase of Autonomy which got more attention. HP destroyed value in buying Compaq for $17.3 bil & its whole PC biz is worth less than $12 bil.

Home Depot HD $33.38 +0.55 1.68% 9,024,794 NYSE: AJC pA14 "Home Depot selects new exec VP" Arielle Kass ays Teresa Wynn Roseborough replaces retired Jack Van Woerkom as exec vp, general counsel & corp. secretary.

Intel INTC $22.03 +0.18 0.82% 58,136,552 NASDAQ-GS: No mentions found.

IBM $181.69 +4.84 2.74% 7,101,780 NYSE: WSJ pC8 "IBM's deals go one small step at a time" by Rolfe Winkler says boring deals tend to be better deals as Hewlett-Packard should learn from IBM's latest acquisition of Q1 Labs compared with HP's proposed purchase of Autonomy which got more attention. HP destroyed value in buying Compaq for $17.3 bil & its whole PC biz is worth less than $12 bil.

JPMorgan JPM $32.38 +1.54 4.99% 53,110,952 NYSE: WSJ pC4 "Blue Chips steam to 3 day advance" by Steve Russolillo says the Dow notched its 3rd straight triple digit gain as European leaders took steps to stem the region's debt crisis. Fin'l & materials stocks, some of the hardest hit sectors over the past few months were the day's biggest gainers. Bank of America led the Dow higher rising 51 cents, JPMorgan was up $1.54 & Alcoa whose business is sensitive to swings int he global economy gained 51 cents. Yahoo was charted under Bad news as prospects for a purchase by Microsoft appeared to diminish.

Johnson & Johnson JNJ $62.81 +0.46 0.74% 9,534,054 NYSE: No mentions found.

Kraft KFT $33.56 +0.67 2.04% 10,007,022 NYSE: No mentions found.

McDonald's MCD $87.11 +1.28 1.49% 5,835,713 NYSE: No mentions found.

Merck MRK $31.42 -0.04 0.13% 18,377,979 NYSE: WSJ pB7 "Clark to exit as Chairman clearing way for Frazier" by Ben Rubin, USA Today p1B "Merck Chairman Clark to retire" say CEO Ken Frazier will also replace retiring Richard T. Clark Dec. 1 as Chairman.

Daily Report p1 "King & Spalding successfully defends Merck in Fosamax case" by Nate Raymond says the case involved the osteoporosis drug that an airline pilot claimed gave her jaw & dental problems.

Microsoft MSFT $26.34 +0.45 1.74% 54,660,243 NASDAQ-GS: Fin Times p22 "Forecast beating sales figures lift Target Corp & Limited Brands" by Ajay Makan says consumer discretionary stocks in the S&P closed up 2.2% on the back of better than expected Sept. sales reports from a host of retailers. Yahoo fell 1.7% after Microsoft denied interest in acquiring it.

WSJ pC4 "Blue Chips steam to 3 day advance" by Steve Russolillo says the Dow notched its 3rd straight triple digit gain as European leaders took steps to stem the region's debt crisis. Fin'l & materials stocks, some of the hardest hit sectors over the past few months were the day's biggest gainers. Bank of America led the Dow higher rising 51 cents, JPMorgan was up $1.54 & Alcoa whose business is sensitive to swings int he global economy gained 51 cents. Yahoo was charted under Bad news as prospects for a purchase by Microsoft appeared to diminish.

WSJ pB8 "Smartphone gains lift HtC" by Paul Mozur says HTC's 3Q profit grew 68% as the Taiwan firm's smartphones woo consumers away from less sophisticated cell phones. It makes phones based on Microsoft Windows Mobile software.

Pfizer PFE $18.23 +0.25 1.39% 50,517,566 NYSE: No mentions found.

MMM $74.65 +2.12 2.92% 4,810,988 NYSE: No mentions found.

Travelers TRV $50.19 +0.62 1.25% 4,361,936 NYSE: No mentions found.

United Technologies UTX $70.98 +1.37 1.97% 5,748,710 NYSE: WS pC1 "Otis shifts work closer to home" by Tim Aeppel says Otis Elevator is moving production from Mexico to S.C. Int'l firms such as Ford & GE have started returning to the US in a process dubbed "reshoring". United Technologies owns Otis and Otis' CEO is Didier Michaud-Daniel who said the move is due to logistics cost.

Verizon VZ $35.91 +0.14 0.39% 18,186,824 DualListed: WSJ pC1 "Data can't mask a dour labor situation" by Kelly Evans says Sept labor numbers look better than Aug partially because Verizon's striking 45,000 workers went back to work.

Walmart WMT $52.75 +0.10 0.19% 9,977,148 NYSE: WSJ pB7 "Walmart Labor to pitch analysts on retailer's problems" by Miguel Bustillo says labor unions are trying a new tactic to organize workers at Walmart by taking complaints to fin'l analysts.

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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Meg Whitman (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY) Lowell C. McAdam
Wal-Mart WMT Mike Duke (Bentonville, ARK)

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 9/23/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $337 [5]
2. Microsoft MSFT 210 [8.5]
3. IBM 202 [1]
4. Chevron CVX 180 [2]
5. WalMart WMT 175 [3.5]
6. Johnson & Johnson JNJ 169 [3]
7. Procter & Gamble PG 168.5 [3]
8. AT&T T 165 [6]
9. GE 161 [10.5]
10. Coke KO 155 [2.5]
11. Pfizer PFE 136 [8]
12. Intel INTC 116.5 [5]
13. JPMorgan Chase JPM 115.5 [4]
14. Verizon VZ 106.5 [3]
15. Merck MRK 95.5 [3]
16. McDonald's MCD 90 [1]
17. Cisco CSCO 86 [5.5]
18. Bank of America BAC 64 [10]
19. United Technologies UTX 62.5 [1]
20. Kraft KFT 59.5 [2]
21. American Express AXP 55.5 [1]
22. Disney DIS 55 [2]
23. Home Depot HD 53 [1.5]
24. 3M MMM 52.5 [.5]
25. Caterpillar CAT 48 [.5]
26. Hewlett-Packard HPQ 44.5 [2]
27. Boeing BA 44 [1]
28. DuPont DD 38 [1]
29. Travelers TRV 20 [.5]
30. Alcoa AA 11 [1]

Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 9/23/11:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 9/8/11 8K re: redemption of certain notes
9/1/11 8K re: Dept. of Justice lawsuit to block AT&T acquisition of T-Mobile saying it will lessen competition & raise prices
8/5/11 10Q for quarter ended 6/30/11
8/2/11 8K re: sale of global notes
8/1/11 8K re: tendering of all its shares of Telefonos de Mexcio
7/21/11 8K re: 2Q results
6/27/11 8K re: minor amendments to Bylaws
5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40

Alcoa AA: 7/28/11 8K re: 5 year revolving crdit agreement with Citibank
7/21/11 10Q for Qtr ended 6/30/11
7/14/11 8K re: 2Q earnings call transcript
7/12/11 8K re: 2Q results
6/2/11 8K re: Regulation FD disclosure re: Internal Relations Presentation of "Nomura Aluminum Seminar"
5/31/11 8K re: redemption of notes due '13
5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13

American Express AXP: 9/15/11 & 9/14/11 8Ks re: delinquency & write-off stats for 3 months ended 8/3/1/11
8/15/11 8K re: delinq. & write-off stats for months of May, June, and July 2011
8/3/11 10Q for quarter ended 6/30/11
7/20/11 8K re: 2Q results
7/15/11 8K re: delinq. & write-off stats qtr. ended 6/30/11
6/15/11 8K re: U.S. Card Services delinquency & write-off statistics for 3 months ended 5/31/11
5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11

Bank of Am BAC: 9/7/11 8K re: exec changes including departure of Sallie Krawcheck
9/1/11 8K re: Amend Cert of Inc to designate Pref. Shares sold to Berkshire Hathaway for $5 bil
8/29/11 8K re: selling of 13.1 bil shares of China Construct Bank
8/25/11 8K re: sale of securities to Berkshire Hathaway, Inc.
7/19/11 8K re: 2Q results
7/6/11 8KA re: settlement of Countrywide mortgage claims
6/29 8K re: election of Bruce R. Thompson as CFO
5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11

Boeing BA: 9/30/11 8K & 8KA re: frequency of shareholder advisory votes
7/27/11 10Q for Qtr ended 6/30/11
7/27/11 8K re: 2Q results
6/14/11 8K re: resignation of John E. Bryson from Baord of Directors to be Pres. Obama's US Sec'y of Commerce & amendment of By-Laws to decrease number of directors from 12 to 11
5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Shareholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago

Caterpiller CAT: 9/20/11 8KA 3 Mos dealer stats thru Aug
9/16/11 re: credit agreemet
8/18/11 8K re: 3 mos. dealer stats
8/12/11 8K re: clairifcation of order backlog
8/4/11 10Q for quarter ended 6/30/11
7/22/11 8K re: 3 mos. dealer stats
7/22/11 8K re: 2Q results ended 6/30/11
7/12/11 8K re: segment operating results 3/31/11
7/8/11 8K re: closing of Bucyrus acquisition
6/20/11 8K re: 3 months dealer statistics ended 5/31/11
6/9/11 8K re: voting results of 6/8 Annual Stockholders Meeting
6/8/11 two 8Ks re: press release and declaration of 0.46 cents per share dividend payable 8/20 for record holders on 7/20
5/26/11 8K re: underwriting agreement re: floating rate senior notes due '12 through '17
5/26/11 Porxy Material re Letter to institutional stockholders re: voting recommendations at upcoming annual meeting of stockholders
5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.

Chevron CVX: 9/7/11 8K/A re: frequency of shareholder advisory votes
8/4/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
7/11/11 8K re: 2Q interim update
6/1/11 8K re: results of votes at 5/25 Annual Stockholder Meeting
5/31/11 8K re: receipt of imminent danger order under Fed. Mine Safety Act re: Kemmerer Mine, Lincoln, WY and the vacating of the order on 5/26
5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.

Cisco CSCO 9/20/11 8K re: contract with Exec VP Wim Elfrink
9/14/11 10K for year ended 7/30/11
8/24/11 8K re: pre-arranged stock trading plan for CEO John Chambers
8/10/11 8K re: 4Qtr results
7/18/11 8K re: cutting of 6,500 jobs
6/22/11 8K re: executives' pre-arranged stock trading plans
5/25/11 10Q re: Qtr ended 4/30/11
5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20

Coke KO 9/1/11 8K re: issuance of senior notes
8/24 & 8/8 8Ks re: issuance of securities as an off-alance sheet arrangement re: Coca-Cola Refreshments USA, Inc.
8/1/11 10Q 2 results ended 7/1/11
7/19/11 8K re: 2Q results
5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta

Disney DIS 8/19/11 8K re: sale of $750 mil of Global Notes
8/19 10Q & 8/9 8K re: esults of quarter ended 7/2/11
5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11

DuPont DD: 8/8/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE

ExxonMobil XOM: 8/4/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/31/11 8K re: results of voting of 5/25 Annual Shareholders Meeting
5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX

GE: 9/13/11 8K re: redemption of shares held by Berkshire hathaway for $3.3 bil
7/29/11 10Q 2Q results ended 6/30/11
7/29/11 13F-HR Inst't'l holdings
7/22/11 8K re: 2Q results
5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11

Hewlett-Packard HPQ: 9/22/11 8K re: replaceemnt of CEO Leo Apotheker with Meg Whitman effective immediately
9/19/11 8KA & 8K re: issuance of flotaing global notes
9/13/11 8K re: purchse of Autonomy Corp.
9/9/11 10Q for quarter ended 7/31/11
8/19/11 8K re: offer to purchase Autonomy Corp plc
8/18/11 8K re: 3rd Quarter results ended 7/31/11
7/22/11 8KA re: frequency of advisory votes on exec comp.
7/21/11 8K re: plan to repurchase $10 bil of its shares
6/16/11 8K re: election of Ann Livermore to Board of Directors, her resignation as Exec. VP & amendment to By-Laws to increase number of directors from 13 to 14
6/8/11 10Q re: Quarter ended 4/30/11
6/1/11 8K re: underwriting agreement re: Floating Rate Global Notes due '14 through '21
5/7/11 8K re: fin'l results for quarter ended 4/30/11

Home Depot HD: 9/1/11 10Q for quarter ended 7/31/11
8/16/11 8K re: results of quarter ended 7/31/11
6/7/11 8K re: amending by-laws re voting by consent for shareholders
6/8/11 10Q re: Quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta

Intel INTC: 9/19/11 & 9/14/11 8Ks re; offering of $5 bil of notes
8/8/11 10Q for quarter ended 7/2/11
7/27/11 8K re: election of Andy D. Bryant to Board of Dirs.
7/21 & 7/20/11 8Ks re: 3Q results ended 7/2/11
5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA

IBM: 7/26/11 10Q & 7/19/11 & 7/18/11 8Ks re: results for quarter ended 6/30/11
7/21/11 8K re: underwriting agreement re: issuance of $2 bil of debt
5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11

JPMorganChase JPM: 9/13/11 8K re: FD Disclosure re: guidance given at investor conference
8/24/11 8K re: Master Agency Agreement re: Notes offering from time to time
8/10/11 8K re: closing of sale of $1.25 bil of 4.35% notes due 2021
8/5/11 8K re: 10Q for quarter ended 6/30/11
8/5/11 8K re: closing of sale of notes due 2016
7/27/11 & 7/21/11 8Ks re: legal opinions re: debt issues
7/14/11 8K re: investor presentation re: 2Q results
7/14/11 8K re: 2Q results
6/29/11 8K re: closing of $2.5 bil issue of 3.15% Notes due 2016
6/21/11 8K re: closing of $400 mil flotating rate senior med-term notes dues '14
5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio

Johnson & Johnson JNJ : 8/9/11 10Q for equarter ended 7/3/11
7/19/11 8K re: selling of Ortho Dermatologics Div.
7/19/11 8K re: 2Q results 7/3/11
5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act

Kraft KFT: 9/7/11 8K re: FD Disclosure re: presentation at investor conference
8/5/11 10Q for quarter ended 6/30/11
8/14/11 8K re: amendment of severance agreement with ex-CFO Tim McLevish
8/4/11 8K re: Board of Dirs. intent to spin off global snack business & a N. Amer. grocery business
8/4/11 8K re: 2nd quarter results for quarter ended 6/30/11
7/14/11 8K re: change of exec vp.
7/1/11 8K re: departure of CFO timothy R. McLevish (change to termination agreement)
5/31/11 8K re: results of 5/24 Annual Shareholder Meeting
5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil

McDonald's MCD: 9/12/11 8K re: August sales
8/19/11 8Ka re: plans to hold annual advisory vote on exec compensation
8/8/11 8K re: investors release
8/5/11 10Q for quarter ended 6/30/11
7/26/11 8K re: amendment to Bylaws
7/22/11 8K re: 2Q results ended 6/30/11
7/1/11 Prospectus re: issuance of 3,430,000 shares of commons stock in Direct Stock Purchase Plan
6/10/11 8K re: press release re: global sales rising 3.1% in May
5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Investor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.

Merck MRK: 8/8/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
5/27/11 8K re: Voting results of 5/24 Annual Meeting of Shareholders
5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals

Microsoft MSFT: 7/28/11 10K year ended 6/20/11
7/21/11 8K re: 4Q & year end results
5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11

Pfizer PFE: 8/11 10Q for quarter ended 7/3/11
8/2/11 8K re: 2Q results
5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR

Procter & Gamble PG: 9/7/11 Def. 14A Proxy Material re: voting recommendations for directors
8/26/11 Def. 14A Proxy Statement for Notice of Annual Meeting of Shareholder on 10/11/11
8/15/11 8K re: closing of public offering of $1 bil 1.4% Notes due '16
8/10/11 10K for year ended 6/30/11
8/5/11 8K re: results for quarter ended 6/30/11
7/12/11 8K re: quarterly dividend of 0.525 cents payable 8/15 to recorder holders on 7/22
7/1/11 Prelim Proxy re: Annual Shareholder Meeting 10/11/11 in Cincinnati
5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond

3M MMM: 9/8/11 8K re: Distribution Agrmt with Goldman Sachs re: $3 bil of notes
8/30/11 8K re: $200 mil credit agreement with HSBC Bank
8/10/11 8K re: $1.5 bil 5 year revolving credit agreement with J.P.Morgan Chase
8/4/11 10Q for quarter ended 6/30/11
8/2/11 2 8Ks re: adopotion of executive pre-arranged stock trading plans
8/2/11 8K re: results of 2nd quarter
7/26/11 8K re: 2Q results
5/26/11 8K re: restatement of Form 10K re: produ8ct moves between busienss segments
5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Proxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer

Travelers TRV: 9/20/11 8K/A re: frequency of non-binding advisory shareholder votes
8/8/11 8K re: restatement of articles of incorporation to cancel Series B Conv. Pref. Stock
7/21/11 & 7/21/11 8K re: Qtr. ended 6/30/11
6/10/11 8K re: fin'l info re: annual investor conference
6/1/11 re: Voting results of 5/26 annual shareholders meeting
4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 annual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT

United Technologies UTX: 9/23/11 8K & Def. 14A Proxy Material re: acqusition of Goodrich
7/25/11 10Q & 7/2011 8K re quarter ended 6/30/11
6/9/11 8K/A re: amendment of 4/13 8K re: frequency of intent to take shareholder advisory votes
4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan

Verizon Communications Inc. VZ: 9/14/11 8K re: presentation to Merrill Lynch Media, Communication & Entertainment Conf.
7/28/11 10Q & 7/25/11 8K re: quarter ended 6/30/11
7/22/11 8K re: replacement of Ivan Seidenberg as CEO with Lowell C. McAdam effective 8/1/11
6/24/11 8K re: Guarantee of debentures of 10 domestic telephone subsidiaries
5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal

WalMart WMT: 9/1/11 10Q for quarter ended 7/31/11
8/16/11 8K re: results for 3 and 6 months ended 7/31/11
6/9/11 8K re: voting results of 6/3 annual shareholders meeting
6/3/11 10Q re: quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting of shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes