9/20/11 Tues pm Dow Closes at 11,408.66 up 7.65 or 0.07%

www.DowJonesMonitor.com

The following is not intended as advertising by a broker-dealer and is not a research report. Any comments by third-parties do not reflect the views of Intellivest Securities Research, Inc. and have not been reviewed by us for completeness or accuracy.

Post No. 1,225 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of August 29, 2011.

The Dow Jones Industrial Average closed Tuesday at 11,408.66 up 7.65 or 0.07% from Monday's close of 11,401.01. Of the 30 Dow components 16 gained, 3M was unchanged and 13 declined. The biggest gainer dollar-wise was IBM $174.72 +1.59 0.92% 5,959,060 NYSE and percentage-wise was Home Depot HD $34.81 +0.46 1.34% 13,583,519 NYSE. The biggest decliner dollar-wise was Chevron CVX $97.79 -0.92 0.93% 8,380,421 NYSE and percentage-wise was Alcoa AA $11.25 +0.33 2.85% 22,636,232 NYSE.

As of the open of the market Tuesday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Journal is 0.132129493. Tuesday's trailing P/E ratio is 12.72 down from yesteray's trailing P/E ratio of 12.84 (year ago it was 14.51); today's P/E estimate is 11.52 unchanged from Monday's P/E estimate of 11.52 (year ago it was 12.76), and today's dividend yield is 2.70 up from yesterday's dividend yield of 2.67 (last year it was 2.66). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Tuesday's Dow Jones Industrial Average closing numerator was 1,507.42 up 1.01 from Monday's closing numerator of 1,506.41. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Tuesday's Dow Jones Industrial Average was $50.25 up 0.04 from Monday's average closing price of $50.21. The median closing price of Tuesday's Dow Jones Industrial Average was $42.08 (AXP/HD) up $0.56 from Monday's median closing price of $41.52. The lowest volume was 3M NYSE and the highest volume again was Bank of America BAC $6. NYSE.

If Tuesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $1,427 ($150,641).

MarketWatch Tuesday 9/20/11 4:33 pm by Kate Gibson says U.S. stocks squandered most gains Tuesday as Wall Street looked for signs of resolution to Europe’s debt crisis and for steps from the Federal Reserve to boost the economy. “A lot of it at this point really trades over optimism or pessimism about Europe; it’s a giant game of chicken, as the political forces in Europe have the power to make this go away,” said Bruce McCain, chief investment strategist at Key Private Bank. McCain said the Fed will probably implement a few measures to help the economy that don’t involve adding more to the central bank’s balance sheet. After rising as much as 148 points, the Dow Jones Industrial Average DJIA +0.07% finished up 7.65 points, or 0.1%, at 11,408.66. Of its 30 components, 16 advanced, led by a 1.3% increase in shares of Home Depot Inc. HD +0.34% The S&P 500 Index slipped 2 points to 1,202.09, with defensive sectors utilities, health care and telecoms performing the best. The Nasdaq Composite Index dropped 22.59 points to 2,590.24.
For every stock rising, nearly two declined on the New York Stock Exchange, where 926 million shares changed hands. In a teleconference during the session, Greek officials and international lenders discussed the next installment of emergency funds viewed as needed to keep the country from defaulting on its debts. Europe stocks gained Tuesday on optimism for an agreement. “The Greece populace is going to have to get used to an austere future to deal with their problems, and the Germans are going to have to get used to paying more of the bill than they are used to if they want to salvage their own economy,” said McCain at Key Private Bank. The Fed’s two-day policy meeting, concluding Wednesday, could have the central bank taking additional steps to bolster the economy. Read more on expectations for Federal Open Market Committee meeting. Many expect the Federal Open Market Committee to opt for a move known as “Operation Twist,” which would involve the central bank selling shorter-term notes and buying longer-term Treasury bonds in an effort to bend the yield curve. “There is a significant segment that always looks at the Federal Reserve as a generous grandparent ready to bestow a new treat,” added McCain of investors’ expectations. ConAgra Foods Inc.’s shares fell 1.7% after the food manufacturer reported a first-quarter profit below Wall Street’s expectations but maintained its full-year earnings forecast. Shares of Oracle Corp. fell 2.3%; the business-technology provider reported quarterly results after Tuesday’s close. “There is uncertainty about this quarter’s reports. If companies continue to meet or beat expectations, it will be difficult for investors to ignore the deeply discounted valuations. However, this week is more likely to struggle with short-term news from housing, the Fed and Europe,” wrote Marc Pado, U.S. market strategist at Cantor Fitzgerald, in an emailed note. Wall Street offered little reaction to a Commerce Department report that U.S. housing starts fell 5% in August, illustrating a still troubled industry. Read more on housing starts. Stocks had wobbled in negative territory shortly following the open, after the International Monetary Fund reduced its outlook for global economic growth, saying the repercussions could be severe should Europe not succeed in containing its debt troubles, or if U.S. lawmakers fail to reach agreement on a fiscal plan.

Tuesday's Closing Dow Numbers:


Symbol Last Sale Change % Change Share Volume Market

AT&T T $28.85 0.27 0.94% 19,839,292 NYSE
Alcoa AA $11.25 +0.33 2.85% 22,636,232 NYSE
American Express AXP $49.27 +0.59 1.21% 5,723,791 NYSE
Bank of America BAC $6.9 -0.09 1.29% 137,820,011 NYSE
Boeing BA $63.56 -0.59 0.92% 3,340,348 NYSE
Caterpillar CAT $83.66 -0.94 1.11% 8,908,034 NYSE
Chevron CVX $97.79 -0.92 0.93% 8,380,421 NYSE
Cisco CSCO $16.53 +0.02 0.12% 47,822,297 NASDAQ-GS
Coke KO $70.65 +0.16 0.23% 8,893,834 NYSE
Disney DIS $32.31 -0.20 0.62% 9,876,896 NYSE
DuPont DD $45.96 -0.42 0.91% 6,522,702 NYSE
Exxon XOM $74.01 +0.31 0.42% 19,738,720 NYSE
GE $16.04 -0.14 0.87% 54,584,522 NYSE
Hewlett-Packard HPQ $22.47 -0.44 1.92% 25,497,093 NYSE
Home Depot HD $34.81 +0.46 1.34% 13,583,519 NYSE
Intel INTC $22.2 +0.27 1.23% 70,267,524 NASDAQ-GS
IBM $174.72 +1.59 0.92% 5,959,060 NYSE
JPMorgan JPM $32.25 -0.24 0.74% 32,894,300 NYSE
Johnson & Johnson JNJ $64.22 +0.08 0.12% 10,438,132 NYSE
Kraft KFT $34.52 -0.35 1% 9,108,818 NYSE
McDonald's MCD $89.31 +0.50 0.56% 7,807,230 NYSE
Merck MRK $32.5 +0.25 0.78% 13,281,802 NYSE
Microsoft MSFT $26.98 -0.23 0.85% 47,370,736 NASDAQ-GS
Pfizer PFE $18.24 +0.18 1% 50,535,137 NYSE
Procter & Gamble PG $64.08 +0.27 0.42% 7,809,732 NYSE
3M MMM $79.21 unch unch 3,804,632 NYSE
Travelers TRV $50.42 +0.52 1.04% 6,314,186 NYSE
United Technologies UTX $76.01 +0.46 0.61% 5,656,601 NYSE
Verizon VZ $36.41 +0.13 0.36% 13,303,395 DualListed
Walmart WMT $52.29 -0.16 0.31% 8,172,454 NYSE

*********************
The following are excerpts from Tuesday morning's Blog.

A read of the print editions of Tuesday's Wall St. Journal,Financial Times, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Monday's stock prices and related data.

Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Monday at 11,401.01 down 108.08 or 0.94% from Friday's close of 11,509.09. For the year the Dow is down 1.52%. Of the 30 Dow components 4 gained and 26 declined. The biggest gainer dollar-wise and percentage-wise was McDonald's MCD $88.81 +0.52 0.59% 6,414,816 NYSE. The biggest decliner dollar-wise was American Express AXP $48.68 -1.44 2.87% 7,750,612 NYSE and percentage-wise was Bank of America BAC $6.99 -0.24 3.32% 195,255,711 NYSE.

WSJ pC1 "Global jitters trip up a rally" by Brendan Conway says after a 5 day run of optimism last week, investors began the new week with decidedly less fervor as investors pushed stocks lower in volatile trading as global policy makers geared up for another wave of action to address mounting economic worries. Fin'l stocks ledby Bank of America, which fell 24 cents, were the weakest performing sector in the S&P 500 as they have been for most of the year. Energy, material & industrial stocks also fell sharply. Alcoa, which is sensitiveto theglobal economic outlook, given its reliance on demand for aluminum shed 39 cents. Goodrich gained 14.71 after reports that United Technologies is in talks to acquire it.

Fin Times p24 "Goodrich soars on bid talk as 5 day rally comes to an end" by Ajay Makan says Goodrick jumped on reports that Untied Tech is preparing a bid for it.

USA Today p4B "Fears about Greece returnto end rally, send stocks down" by Bloomberg says stocks retreated Mon, ending the longest winning streak since Julyfor the S&P amid concern Greece willfail to qualify for more fin'l aid needed to avoid a debt default.

Monday's Dow Jones Industrial Average closing numerator was 1,506.41 down 14.27 from Friday's closing numerator of 1,520.68. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator decrease for today by the divisor (0.132129493) you get the decrease in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was $50.21 down 0.48 from Friday's average closing price of $50.69. The median closing price of Monday's Dow Jones Industrial Average was $41.52 (AXP/HD) down $0.85 from Friday's median closing price of $42.37. The lowest volume was Travelers TRV
$49.9 -0.71 1.4% 4,169,042 NYSE and the highest volume again was Bank of America BAC $6.99 -0.24 3.32% 195,255,711 NYSE.

If Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $1,427 ($152,068 - $150,641).

MarketWatch Monday 9/19/11 4:09 pm by Laura Mandaro says U.S. stocks quit a five-day winning streak to close lower Monday after recent euro-zone meetings signaled a Greek default might be sooner than some expected. The major indexes recovered somewhat in the last hour of trading, however, on a report that Greece was near a deal with its international creditors. The Dow Jones Industrial Average fell 108.08 points, or 0.9%, to 11,401.01, led by a 3.3% drop in Bank of America Corp. shares. At its lows, the Dow was down nearly 254 points. The S&P 500 lost 11.92 points, or 1%, to 1,204.09. The Nasdaq Composite fell 9.48 points, or 0.4%, at 2,612.83.

Monday's Closing Dow Numbers and Tuesday's News:

AT&T T
$28.58 -0.36 1.24% 21,408,455 NYSE: No mentions found.

Alcoa AA
$11.58 -0.39 3.26% 23,488,912 NYSE: WSJ pC1 "Global jitters trip up a rally" by Brendan Conway says after a 5 day run of optimism last week, investors began the new week with decidedly less fervor as investors pushed stocks lower in volatile trading as global policy makers geared up for another wave of action to address mounting economic worries. Fin'l stocks ledby Bank of America, which fell 24 cents, were the weakest performing sector in the S&P 500 as they have been for most of the year. Energy, material & industrial stocks also fell sharply. Alcoa, which is sensitiveto theglobal economic outlook, given its reliance on demand for aluminum shed 39 cents. Goodrich gained 14.71 after reports that United Technologies is in talks to acquire it.

American Express AXP
$48.68 -1.44 2.87% 7,750,612 NYSE: No mentions found.

Bank of America BAC
$6.99 -0.24 3.32% 195,255,711 NYSE: WSJ pC1 "Global jitters trip up a rally" by Brendan Conway says after a 5 day run of optimism last week, investors began the new week with decidedly less fervor as investors pushed stocks lower in volatile trading as global policy makers geared up for another wave of action to address mounting economic worries. Fin'l stocks ledby Bank of America, which fell 24 cents, were the weakest performing sector in the S&P 500 as they have been for most of the year. Energy, material & industrial stocks also fell sharply. Alcoa, which is sensitiveto theglobal economic outlook, given its reliance on demand for aluminum shed 39 cents. Goodrich gained 14.71 after reports that United Technologies is in talks to acquire it.

Boeing BA
$64.15 -1.23 1.88% 4,793,650 NYSE: Fin Times p22 "Dollar's rebound bodes ill for Wall St" by Michael Mackenzie says Boeing, the US's biggest exporter, avoids currency risk by selling internationally in a dollar denominated market.

Caterpillar CAT
$84.6 -1.30 1.51% 8,882,442 NYSE: No mentions found.

Chevron CVX
$98.71 -0.92 0.92% 8,451,377 NYSE: USA Today p1B "Court vacates order in $18 Bil Chevron case" says the 3 judge panel of the 2nd US Circuit Ct. of Appeals has vacated an order by a NY judge that barred Ecuador from collecting an $18 bil judgment from Chevron for contaminating the Amazon. Ecudaorean plaintiffs have blamed Chevron subsidiary Texaco for environmental contamination from '72 to '90.

Cisco CSCO
$16.51 -0.11 0.66% 41,781,864 NASDAQ-GS: No mentions found.

Coke KO
$70.49 -0.74 1.04% 14,172,211 NYSE: No mentions found.

Disney DIS
$32.51 -0.40 1.22% 9,841,205 NYSE: No mentions found.

DuPont DD
$46.38 -0.74 1.57% 7,879,654 NYSE: No mentions found.

Exxon XOM
$73.7 -0.85 1.14% 19,637,728 NYSE: WSJ pC12 "Overheard" says Apple has a market gap that is $23 bil more than Exxon.

GE
$16.18 -0.15 0.92% 53,577,012 NYSE: No mentions found.

Hewlett-Packard HPQ
$22.91 -0.62 2.63% 16,745,941 NYSE: No mentions found.

Home Depot HD
$34.35 -0.26 0.75% 8,726,298 NYSE: WSJ pB2 "Retailers aim to boost clout" by Alan Zimmerman says the retail industry which employs 16% of the US work force plans to lobby more to push for measures that will create jobs and boost consumer spending. Some of the largest retail chains, including Walmart & Home Depot fromed the Retail Leaders Industry Assoc during the past decade.

Intel INTC
$21.93 -0.04 0.18% 56,828,225 NASDAQ-GS: No mentions found.

IBM
$173.13 +0.14 0.08% 4,505,169 NYSE: No mentions found.

JPMorgan JPM
$32.49 -0.94 2.81% 32,338,014 NYSE: No mentions found.

Johnson & Johnson JNJ
$64.14 -0.45 0.7% 8,421,676 NYSE: No mentions found.

Kraft KFT
$34.87 -0.19 0.54% 8,752,470 NYSE: No mentions found.

McDonald's MCD
$88.81 +0.52 0.59% 6,414,816 NYSE: No mentions found.

Merck MRK
$32.25 -0.43 1.32% 13,181,254 NYSE: No mentions found.

Microsoft MSFT
$27.21 +0.09 0.33% 51,882,747 NASDAQ-GS: No mentions found.

Pfizer PFE
$18.06 -0.09 0.5% 46,024,010 NYSE: No mentions found.

Procter & Gamble PG
$63.81 -0.52 0.81% 10,760,713 NYSE: No mentions found.

3M MMM
$79.21 -1.32 1.64% 4,517,558 NYSE: No mentions found.

Travelers TRV
$49.9 -0.71 1.4% 4,169,042 NYSE: No mentions found.

United Technologies UTX
$75.55 +0.05 0.07% 5,267,609 NYSE: WSJ pC1 "Global jitters trip up a rally" by Brendan Conway says after a 5 day run of optimism last week, investors began the new week with decidedly less fervor as investors pushed stocks lower in volatile trading as global policy makers geared up for another wave of action to address mounting economic worries. Fin'l stocks ledby Bank of America, which fell 24 cents, were the weakest performing sector in the S&P 500 as they have been for most of the year. Energy, material & industrial stocks also fell sharply. Alcoa, which is sensitiveto theglobal economic outlook, given its reliance on demand for aluminum shed 39 cents. Goodrich gained 14.71 after reports that United Technologies is in talks to acquire it.

Fin Times p24 "Goodrich soars on bid talk as 5 day rally comes to an end" by Ajay Makan says Goodrick jumped on reports that Untied Tech is preparing a bid for it.

Verizon VZ
$36.28 -0.44 1.2% 12,064,546 DualListed: No mentions found.

Walmart WMT
$52.45 -0.20 0.38% 8,929,591 NYSE: WSJ pB2 "Retailers aim to boost clout" by Alan Zimmerman says the retail industry which employs 16% of the US work force plans to lobby more to push for measures that will create jobs and boost consumer spending. Some of the largest retail chains, including Walmart & Home Depot fromed the Retail Leaders Industry Assoc during the past decade.

******************************
Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY) Lowell C. McAdam
Wal-Mart WMT Mike Duke (Bentonville, ARK)

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 8/29/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $359 [5]
2. Microsoft MSFT 217 [8.5]
3. IBM 205.5 [1]
4. Chevron CVX 196.5 [2]
5. WalMart WMT 186 [3.5]
6. Johnson & Johnson JNJ 177.5 [3]
7. Procter & Gamble PG 173.5 [3]
8. AT&T T 173.5 [6]
9. GE 169 [10.5]
10. Coke KO 158.5 [2.5]
11. Pfizer PFE 146.5 [8]
12. JPMorgan Chase JPM 144.5 [4]
13. Verizon VZ 107 [3]
14. Intel INTC 106 [5.5]
15. Merck MRK 99.5 [3]
16. McDonald's MCD 93 [1]
17. Cisco CSCO 86 [5.5]
18. Bank of America BAC 82 [10]
19. United Technologies UTX 66.5 [1]
20. Disney DIS 61 [2]
21. Kraft KFT 61 [2]
22. American Express AXP 58.5 [1]
23. 3M MMM 58 [.5]
24. Caterpillar CAT 57 [.5]
25. Home Depot HD 54.5 [1.5]
26. Hewlett-Packard HPQ 53 [2]
27. Boeing BA 47.5 [1]
28. DuPont DD 44 [1]
29. Travelers TRV 21 [.5]
30. Alcoa AA 13 [1]

Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 8/29/11:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 8/2/11 8K re: sale of global notes
8/5/11 10Q for quarter ended 6/30/11
8/1/11 8K re: tendering of all its shares of Telefonos de Mexcio
7/21/11 8K re: 2Q results
6/27/11 8K re: minor amendments to Bylaws
5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40
3/31/11 & 3/21/11 2 8Ks re: purchase of T-Mobile USA, Inc. from Deutsche Telekom for $20 bil
3/29/11 8KA re: replacement of Richard Lindner as CFO with John J. Stephens
3/10/11 Proxy Statement re: Annual Meeting of Stockholders to be held on 4/29/11 in Little Rock, Ark

Alcoa AA: 7/28/11 8K re: 5 year revolving crdit agreement with Citibank
7/21/11 10Q for Qtr ended 6/30/11
7/14/11 8K re: 2Q earnings call transcript
7/12/11 8K re: 2Q results
6/2/11 8K re: Regulation FD disclosure re: Internal Relations Presentation of "Nomura Aluminum Seminar"
5/31/11 8K re: redemption of notes due '13
5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13
3/7/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/6/11 in Pittsburg, PA

American Express AXP: 8/15/11 8K re: delinq. & write-off stats for months of May, June, and July 2011
8/3/11 10Q for quarter ended 6/30/11
7/20/11 8K re: 2Q results
7/15/11 8K re: delinq. & write-off stats qtr. ended 6/30/11
6/15/11 8K re: U.S. Card Services delinquency & write-off statistics for 3 months ended 5/31/11
5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11
3/28/11 8K re new digital payments platform "Serve"
3/24/11 & 3/23 & 3/22 Proxy materials re: 2011 Annual Meeting of Shareholders at 5/2/11 at AXP Headquarters in NYC
3/18/11 8K re: Reg. FD disclosures re: its Comprehensive Capital Plan re: share repurchases & dividends
3/15/11 8K re: delinquency & write-off statistics for 3 months ended 2/28/11
3/4/11 Prelim Proxy Statement re: Shareholder Meeting to be held 5/2/11 in NYC

Bank of Am BAC: 8/25/11 8K re: sale of securities to Berkshire Hathaway, Inc.
7/19/11 8K re: 2Q results
7/6/11 8KA re: settlement of Countrywide mortgage claims
6/29 8K re: election of Bruce R. Thompson as CFO
5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11
3/3011 Proxy re: Annual Meeting of Stockholders on 5/11/11 at BAC Headquarters in Charlotte, N.C.

Boeing BA: 7/27/11 10Q for Qtr ended 6/30/11
7/27/11 8K re: 2Q results
6/14/11 8K re: resignation of John E. Bryson from Baord of Directors to be Pres. Obama's US Sec'y of Commerce & amendment of By-Laws to decrease number of directors from 12 to 11
5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Shareholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago

Caterpiller CAT: 8/18/11 8K re: 3 mos. dealer stats
8/12/11 8K re: clairifcation of order backlog
8/4/11 10Q for quarter ended 6/30/11
7/22/11 8K re: 3 mos. dealer stats
7/22/11 8K re: 2Q results ended 6/30/11
7/12/11 8K re: segment operating results 3/31/11
7/8/11 8K re: closing of Bucyrus acquisition
6/20/11 8K re: 3 months dealer statistics ended 5/31/11
6/9/11 8K re: voting results of 6/8 Annual Stockholders Meeting
6/8/11 two 8Ks re: press release and declaration of 0.46 cents per share dividend payable 8/20 for record holders on 7/20
5/26/11 8K re: underwriting agreement re: floating rate senior notes due '12 through '17
5/26/11 Porxy Material re Letter to institutional stockholders re: voting recommendations at upcoming annual meeting of stockholders
5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.

Chevron CVX: 8/4/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
7/11/11 8K re: 2Q interim update
6/1/11 8K re: results of votes at 5/25 Annual Stockholder Meeting
5/31/11 8K re: receipt of imminent danger order under Fed. Mine Safety Act re: Kemmerer Mine, Lincoln, WY and the vacating of the order on 5/26
5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.

Cisco CSCO 8/24/11 8K re: pre-arranged stock trading plan for CEO John Chambers
8/10/11 8K re: 4Qtr results
7/18/11 8K re: cutting of 6,500 jobs
6/22/11 8K re: executives' pre-arranged stock trading plans
5/25/11 10Q re: Qtr ended 4/30/11
5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20

Coke KO 8/24 & 8/8 8Ks re: issuance of securities as an off-alance sheet arrangement re: Coca-Cola Refreshments USA, Inc.
8/1/11 10Q 2 results ended 7/1/11
7/19/11 8K re: 2Q results
5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta

Disney DIS 8/19/11 8K re: sale of $750 mil of Global Notes
8/19 10Q & 8/9 8K re: esults of quarter ended 7/2/11
5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11
3/25/11 8K re: adoption of exec stock option plan
3/18/11 two 8Ks re: amendment to employment Agreement of CEO Robert A. Iger & other execs.

DuPont DD: 8/8/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE
3/31/11 S-3 shelf registration for debt securities and common stock
3/18/11 Proxy re: Annual Stockholders Meeting to be held on 4/27/11 in Wilmington, DE

ExxonMobil XOM: 8/4/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/31/11 8K re: results of voting of 5/25 Annual Shareholders Meeting
5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX

GE: 7/29/11 10Q 2Q results ended 6/30/11
7/29/11 13F-HR Inst't'l holdings
7/22/11 8K re: 2Q results
5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11
3/14/11 Proxy re: Annual Shareholders Meeting on 4/27/11 in Salt Lake City, Utah

Hewlett-Packard HPQ: 8/19/11 8K re: offer to purchase Autonomy Corp plc
8/18/11 8K re: 3rd Quarter results ended 7/31/11
7/22/11 8KA re: frequency of advisory votes on exec comp.
7/21/11 8K re: plan to repurchase $10 bil of its shares
6/16/11 8K re: election of Ann Livermore to Board of Directors, her resignation as Exec. VP & amendment to By-Laws to increase number of directors from 13 to 14
6/8/11 10Q re: Quarter ended 4/30/11
6/1/11 8K re: underwriting agreement re: Floating Rate Global Notes due '14 through '21
5/7/11 8K re: fin'l results for quarter ended 4/30/11
3/28/11 8K re amendment of by-laws to decrease number of directors from 17 to 13
3/22/11 8K re: info re: status of Hewlett-Packard employees as a result of Japanese earthquake
3/11/11 Proxy Materials re: opposition to ISS voting recommendations re: exec comp.

Home Depot HD: 8/16/11 8K re: results of quarter ended 7/31/11
6/7/11 8K re: amending by-laws re voting by consent for shareholders
6/8/11 10Q re: Quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta

Intel INTC: 8/8/11 10Q for quarter ended 7/2/11
7/27/11 8K re: election of Andy D. Bryant to Board of Dirs.
7/21 & 7/20/11 8Ks re: 3Q results ended 7/2/11
5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA
3/21/11 8K re: fin'l info re: its McAfeesubsidiary
2/28/11 8K re: completion of acquisition of McAfee

IBM: 7/26/11 10Q & 7/19/11 & 7/18/11 8Ks re: results for quarter ended 6/30/11
7/21/11 8K re: underwriting agreement re: issuance of $2 bil of debt
5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11
3/25/11 Proxy re: voting at annual meeting of stockholders on 4/26
3/18/11 8K re: settlement with SEC of bribery charges in Asia for $10 mil
3/8/11 8K re: FD disclosure re: presentation at investor briefing
3/7/11 Proxy rel Annual Stockholders Meeting on 4/26 in St. Louis, Mo.

JPMorganChase JPM: 8/24/11 8K re: Master Agency Agreement re: Notes offering from time to time
8/10/11 8K re: closing of sale of $1.25 bil of 4.35% notes due 2021
8/5/11 8K re: 10Q for quarter ended 6/30/11
8/5/11 8K re: closing of sale of notes due 2016
7/27/11 & 7/21/11 8Ks re: legal opinions re: debt issues
7/14/11 8K re: investor presentation re: 2Q results
7/14/11 8K re: 2Q results
6/29/11 8K re: closing of $2.5 bil issue of 3.15% Notes due 2016
6/21/11 8K re: closing of $400 mil flotating rate senior med-term notes dues '14
5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio

Johnson & Johnson JNJ : 8/9/11 10Q for equarter ended 7/3/11
7/19/11 8K re: selling of Ortho Dermatologics Div.
7/19/11 8K re: 2Q results 7/3/11
5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act
3/16/11 Proxy re: Annual Shareholders Meeting on 4/28 in New Brunswick, NJ
3/10/11 8K re: Entering into a consent decree with the FDA regarding its oversight of JNJ's McNeil Unit plants in Puerto Rico and Pennsylvania

Kraft KFT: 8/5/11 10Q for quarter ended 6/30/11
8/14/11 8K re: amendment of severance agreement with ex-CFO Tim McLevish
8/4/11 8K re: Board of Dirs. intent to spin off global snack business & a N. Amer. grocery business
8/4/11 8K re: 2nd quarter results for quarter ended 6/30/11
7/14/11 8K re: change of exec vp.
7/1/11 8K re: departure of CFO timothy R. McLevish (change to termination agreement)
5/31/11 8K re: results of 5/24 Annual Shareholder Meeting
5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil
3/31/11 8K & Proxy re: nomination of Dr. Peter Henry for Board of Dir at 5/24/11 annual meeting of shareholders in Skokie, Ill

McDonald's MCD: 8/19/11 8Ka re: plans to hold annual advisory vote on exec compensation
8/8/11 8K re: investors release
8/5/11 10Q for quarter ended 6/30/11
7/26/11 8K re: amendment to Bylaws
7/22/11 8K re: 2Q results ended 6/30/11
7/1/11 Prospectus re: issuance of 3,430,000 shares of commons stock in Direct Stock Purchase Plan
6/10/11 8K re: press release re: global sales rising 3.1% in May
5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Investor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.
3/9/11 8K re: FD disclosure re: comparable sales rising 3.9% in Feb.
3/3/11 Proxy re: Annual Meeting of Shareholders on 5/19/11 at Oak Brook, Ill.

Merck MRK: 8/8/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
5/27/11 8K re: Voting results of 5/24 Annual Meeting of Shareholders
5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals
3/24/11 8K re: termination of agreement between Merck & Sanofi-Aventis re: Sanofi's right to buy Merck's Merial animal health subsidiary

Microsoft MSFT: 7/28/11 10K year ended 6/20/11
7/21/11 8K re: 4Q & year end results
5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11
2/8/11 8K re: underwriting agreement for $750 mil of 2.5% Notes due 2016

Pfizer PFE: 8/11 10Q for quarter ended 7/3/11
8/2/11 8K re: 2Q results
5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR
3/24/11 Annual report to shareholders

Procter & Gamble PG: 8/26/11 Def. 14A Proxy Statement for Notice of Annual Meeting of Shareholder on 10/11/11
8/15/11 8K re: closing of public offering of $1 bil 1.4% Notes due '16
8/10/11 10K for year ended 6/30/11
8/5/11 8K re: results for quarter ended 6/30/11
7/12/11 8K re: quarterly dividend of 0.525 cents payable 8/15 to recorder holders on 7/22
7/1/11 Prelim Proxy re: Annual Shareholder Meeting 10/11/11 in Cincinnati
5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond
3/24/11 8K re: P&G & Teva Pharmaceutical Industries partnership for OTC medicines

3M MMM: 8/10/11 8K re: $1.5 bil 5 year revolving credit agreement with J.P.Morgan Chase
8/4/11 10Q for quarter ended 6/30/11
8/2/11 2 8Ks re: adopotion of executive pre-arranged stock trading plans
8/2/11 8K re: results of 2nd quarter
7/26/11 8K re: 2Q results
5/26/11 8K re: restatement of Form 10K re: produ8ct moves between busienss segments
5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Proxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer
3/29/11 Proxy material to correct errors re: prior filing re: stock ownership of directors & officers
3/24/11 annual report to shareholders
3/23/11 2 proxy filings re: 5/10/11 annual meeting of stockholders in St. Paul, Minnesota

Travelers TRV: 8/8/11 8K re: restatement of articles of incorporation to cancel Series B Conv. Pref. Stock
7/21/11 & 7/21/11 8K re: Qtr. ended 6/30/11
6/10/11 8K re: fin'l info re: annual investor conference
6/1/11 re: Voting results of 5/26 annual shareholders meeting
4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 annual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT

United Technologies UTX: 7/25/11 10Q & 7/2011 8K re quarter ended 6/30/11
6/9/11 8K/A re: amendment of 4/13 8K re: frequency of intent to take shareholder advisory votes
4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan
2/25/11 Proxy re: Annual Meeting of Shareholders on 4/13/11 in Phoenix, AZ

Verizon Communications Inc. VZ: 7/28/11 10Q & 7/25/11 8K re: quarter ended 6/30/11
7/22/11 8K re: replacement of Ivan Seidenberg as CEO with Lowell C. McAdam effective 8/1/11
6/24/11 8K re: Guarantee of debentures of 10 domestic telephone subsidiaries
5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal
3/25/11 Prospectus re: $6.25 bil notes
3/21/11 Proxy re: 5/5/11 annual meeting of shareholders in Indianapolis, Indiana
3/7/11 8K re: election of Lowell C. McAdam to Board of Director (he is Pres/COO)

WalMart WMT: 8/16/11 8K re: results for 3 and 6 months ended 7/31/11
6/9/11 8K re: voting results of 6/3 annual shareholders meeting
6/3/11 10Q re: quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting of shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes
3/30/11 10K for fiscal year ended 1/31/11