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Post No. 1,202 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of August 29, 2011.
A read of the print editions of Wednesday's Wall St. Journal, Financial Times, New York Times, USA Today & San Francisco Chronicle yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Tuesday's stock prices and related data.
Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Tuesday at 11,139.3 down 100.96 or 0.9% from Friday's close of 11,240.36. For the year the Dow is down 3.8%. Of the 30 Dow components 3 gained and 27 declined. The biggest gainer dollar-wise was Johnson & Johnson JNJ $64.64 +0.57 0.89% 15,844,352 NYSE and percentage-wise was Caterpillar CAT $85.7 +0.32 0.37% 8,649,114 NYSE. The biggest decliner dollar-wise was IBM $165.11 -1.87 1.12% 5,760,741 NYSE and percentage-wise was Bank of America BAC $6.99 -0.26 3.59% 283,086,889 NYSE.
WSJ pC1 "Investors run from stocks" by Jonathan Chen says US investors went back to work Tues to find themselves trying to escape fallout from Europe's spiraling debt crisis.
Fin Times p24 "Heavy selling in fin'ls pushes S&P towards '11 nadir by Ajay Makan says US bank stocks fell as renewed fears re: eurozone sovereign debt hit investors' confidence.
NYT pB9 "Growth & debt concerns weigh down bank shares" by Chris Hauser says bank stocks took a hit as concerns about Europe's debt crisis & global economic growth pushed fin'l markets downward.
USA Today p4B "Markets maintain Sept's slip & slide trending path" by AP says US stocks fell sharply when it appeared that European markets were heading for a 2nd day of deep loses. Pfizer, Caterpillar & Johnson & Johnson were the only stocks ammong the 30 that make up the Dow to rise.
As of the open of the market Wednesday, the current divisor for the Dow Jones Industrial Average found at page C4 of Wednesday's Wall St. Journal is 0.132129493. Wednesday's trailing P/E ratio is 12.43 down from Tuesday's trailing P/E ratio of 12.54 (year ago it was 13.95); Wed's P/E estimate is 11.52 unchanged from Tues's P/E estimate of 11.52 (year ago it was 12.50), and Wednesday's dividend yield is 2.75 up from Tuesday's dividend yield of 2.73 (last year it was 2.72). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.
Tuesday's Dow Jones Industrial Average closing numerator was 1,471.83 down 13.34 from Friday's closing numerator of 1,485.17. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator decrease for today by the divisor (0.132129493) you get the decrease in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.
The average closing price (the closing numerator divided by 30) of Tuesday's Dow Jones Industrial Average was $49.06 down $0.45 from Friday's average closing price of $49.51. The median closing price of Tuesday's Dow Jones Industrial Average was $40.75 (AXP/JPM) down $0.82 from Monday's median closing price of $41.57. The lowest volume was United Technologies UTX $70.5 -0.54 0.76% 4,742,543 NYSE and the highest volume again was Bank of America BAC $6.99 -0.26 3.59% 283,086,889 NYSE.
If Tuesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $1,334 ($148,517 - $147,183).
MarketWatch Tuesday 9/6/11 5:27 pm by Kate Gibson says U.S. stocks tumbled for a third straight session Tuesday, marking the S&P 500’s worst September start in its five-decade history, on worries related to Europe’s debt crisis. A rush to assets still perceived as safe sent the 10-year Treasury yield to a record low. The Swiss franc, recently a popular alternative to the euro and dollar, fell the most since the formation of the euro after the Swiss central bank capped the exchange rate.
The day’s action resulted in the roughest September start for U.S. stocks in years if not decades. Still, the close marked a recovery from session lows. The Dow Jones Industrial Average closed down 100.96 points, or 0.9%, at 11,139.3 after sinking as much as 307.73 points. Combined with selloffs Thursday and Friday, the Dow is down 4.1% in three sessions — its worst three-day September start since 2002. The market was closed Monday for the Labor Day holiday. The Standard & Poor’s 500 Index shed 8.73 points, or 0.7%, to 1,165.24, with financials falling hardest among its major industry groups. Its three-session loss, amounting to 4.4%, was the index’s worst start to September since the index began in 1957.
Taking the baton from Friday’s disappointing jobs report, worries about Europe — from concerns Italy would dilute planned austerity measures to disagreements among euro-zone members about bailout packages — set U.S. stocks off on the wrong foot.
“In the next year to 18 months, the No. 1 risk that lingers out there is Europe. This could be a Lehman moment,” said Paul Ballew, chief economist at Nationwide, referring to the collapse of Lehman Brothers Holdings Inc. in the fall of 2008, an event widely seen as a catalyst for the U.S. financial meltdown. The major indexes trimmed their declines after Federal Reserve Bank of Minneapolis President Narayana Kocherlakota said the U.S. economy was not in need of more stimulus last month and would likely not be in September either. Market Pulse: Kocherlakota says it’s ‘unlikely’ that more easing is justified. The Nasdaq Composite Index ended down 6.5 points, or 0.3%, at 2,473.83, also a third straight loss. For every four stocks that rose, 11 fell on the New York Stock Exchange, where volume was about 1.1 billion. Concerns are mounting that euro-zone officials won't act decisively to address the region's growing debt crisis, sending equities and the euro tumbling Tuesday and spurring investors to take refuge in German government bonds.
Speaking in Minneapolis, Kocherlakota signaled an unwillingness to support additional stimulus even after the government on Friday said the U.S. economy added no jobs in August. “When you get a jobs number like Friday it gets the alarm bells ringing,” said Ballew. That said, “You have to look at all the indicators, and up until employment on Friday most of those indicators were a little better than feared. When you put it all together we’re going to find the third quarter a little stronger than the first half, albeit with a recovery that is struggling to gain momentum.” The day’s sole U.S. economic release, a gauge of the U.S. services sector, showed unexpected improvement in August from the month before, with the Institute for Supply Management’s services index climbing to 53.3 last month from 52.7 in July. “It may shock equity-market participants, but the economic data that has been released for August and July do not yet corroborate the idea that the U.S. is in a recession,” Dan Greenhaus, chief global strategist at BTIG LLC, wrote in reaction to the ISM release. Following a sharp drop in stock-index futures ahead of Wall Street’s start, the New York Stock Exchange and NYSE Amex Cash Markets invoked Rule 48 for the open, lifting a requirement calling for price indications that help determine the floor price at the start, to smooth out trade.
The Swiss franc fell by the most it ever had against the euro after the Swiss central bank imposed a cap on the currency’s exchange rate. Gold came off a record as investors sold bullion to make up for losses in the Swiss franc. Read more about the Swiss central bank’s move. Gold for December delivery declined $3.60 to finish at $1,873.30 an ounce on the Comex in New York after reaching a record high of $1,923.70. Finance ministers from Germany, Finland and the Netherlands were meeting Tuesday to talk about Finland’s request for collateral in aid for Greece. In Italy, lawmakers were set to debate an austerity proposal as the country’s largest union called a strike. Read more on fears Italy will dilute new austerity measures. “It could get ugly, the collateral damage could be severe; what is the exposure for banks, how does it impact liquidity, we’re hoping for resolutions as soon as possible,” Ballew added. Concluding a three-month fight for control of Temple-Inland Inc., International Paper Co. on Tuesday said it had reached an agreement to acquire the shipping-box maker for $32 a share. Its shares led S&P 500 gainers, rallying nearly 9%.
Tuesday's Closing Dow Numbers and Wednesday's News:
AT&T T $27.83 -0.22 0.78% 33,495,729 NYSE: WSJ pB6 "Sprint adds hurdle to AT&T deal" by Greg Bensinger, NYT pB4 "Sprint sues to block a merger between AT&T & T-Mobile" by MMichael de la Merced, NYT pB5 "AT&T's battle for T-Mobile is political as well as legal" by Steve Davidoff say Sprint Nextel filed its own lawsuit to block AT&T's $39 bil takeover of T-Mobile USA.
Alcoa AA $11.77 -0.27 2.24% 23,958,348 NYSE: No mentions found.
Amex AXP $48.06 -0.45 0.93% 8,361,135 NYSE:No mentions found.
Bank of America BAC $6.99 -0.26 3.59% 283,086,889 NYSE: WSJ pC1 "Bank of America shuffles its ranks" by Dan Fitzpatrick, Fin Times p1 "Bofa's Krawcheck is ousted in shake-up of top mgmt" by Tom Braithwaite, NYT p4 "Struggling Bofa makes changes in upper mgmt" by Susanne Craig say BofA installed David Darnell & Thomas Montag as co-chief operating officers and ousted wealth management head Sallie Krawcheck and consumer banking head Joe Price.
WSJ pC26 "No respite as bank suits continue to pinch investors" by David Reilly says Bank of America and JPMorgan have been named in FHFA lawsuits and for BofA $57.5 bil of securities are involved while it is $33 bil for JPMorgan.
Boeing BA $62.77 -1.26 1.97% 6,478,237 NYSE:No mentions found.
Caterpillar CAT $85.7 +0.32 0.37% 8,649,114 NYSE: USA Today p4B "Markets maintain Sept's slip & slide trending path" by AP says US stocks fell sharply when it appeared that European markets were heading for a 2nd day of deep loses. Pfizer, Caterpillar & Johnson & Johnson were the only stocks ammong the 30 that make up the Dow to rise.
Chevron CVX $95.61 -0.80 0.83% 10,276,293 NYSE: WSJ pB5 "Chevron strikes oil in deep Gulf", Fin Times p17 "Chevron strikes promising oilfield in Mexican Gulf" by Sheila McNulty, San Fran Chron pD3 say Chevron made a big oil discovery in the Gulf of Mexico 216 miles of La coast and follows recent lage finds by Exxon in the same area.
CSCO $15.28 -0.13 0.84% 62,391,301 NASDAQ-GS:No mentions found.
Coke KO $69.43 -0.31 0.44% 12,888,295 NYSE:No mentions found.
Disney DIS $31.76 -0.70 2.16% 12,843,191 NYSE: WSJ pB7 "Disney products chief quits", NYT pB3 "Chief of Dis's consumer products unit resigns to head his own firm" by Brooks Barnes says Andy Mooney the exec who created the Disney Princess product line, resigned as chair of Disney's consume products division to go elsewhere but no other firm was named.
WSJ pB7 "Murphy to host Academy Awards" by Ethan Smith says Disney's ABC will host Feb's 83rd Oscar show.
DuPont DD $46.14 -0.62 1.33% 8,675,864 NYSE:No mentions found.
Exxon XOM $71.15 -0.99 1.37% 25,406,807 NYSE: WSJ pB1 "BP feels shareholder heat after string of setbacks" by Guy Chazan says BPC had a bad week in which Exxon replaced it in a landmark Russian Artic deal.
WSJ pB5 "Chevron strikes oil in deep gulf" says Chevron made a big oil discovery in the Gulf of Mexico 216 miles of La coast and follows recent lage finds by Exxon in the same area.
GE $15.25 -0.51 3.24% 97,475,676 NYSE:No mentions found.
Hewlett-Pack HPQ $23.63 -0.71 2.92% 28,162,357 NYSE:No mentions found.
Home Depot HD $32.05 -0.13 0.4% 12,028,390 NYSE:No mentions found.
Intel INTC $19.54 -0.10 0.51% 44,256,675 NASDAQ-GS:No mentions found.
IBM $165.11 -1.87 1.12% 5,760,741 NYSE: WSJ pB4 "Kodak patent sale fuels hopes that may be too high" by Dana Mattiolo says in July Nortel sold wireless patents for $4.5 bil to Apple & Microsoft & Google later bought hundreds of tech patents from IBM.
JPMorgan JPM $33.44 -1.19 3.44% 57,079,634 NYSE: WSJ pC26 "No respite as bank suits continue to pinch investors" by David Reilly says Bank of America and JPMorgan have been named in FHFA lawsuits and for BofA $57.5 bil of securities are involved while it is $33 bil for JPMorgan.
Johnson & Johnson JNJ $64.64 +0.57 0.89% 15,844,352 NYSE: USA Today p4B "Markets maintain Sept's slip & slide trending path" by AP says US stocks fell sharply when it appeared that European markets were heading for a 2nd day of deep loses. Pfizer, Caterpillar & Johnson & Johnson were the only stocks ammong the 30 that make up the Dow to rise.
Kraft KFT $34.08 -0.19 0.55% 10,703,983 NYSE:No mentions found.
McDonald's MCD $88.82 -0.27 0.3% 7,198,886 NYSE:No mentions found.
Merck MRK $32.25 -0.12 0.37% 17,460,162 NYSE:No mentions found.
Microsoft MSFT $25.51 -0.29 1.12% 54,931,986 NASDAQ-GS: WSJ pB4 "Kodak patent sale fuels hopes that may be too high" by Dana Mattiolo says in July Nortel sold wireless patents for $4.5 bil to Apple & Microsoft & Google later bought hundreds of tech patents from IBM.
Pfizer PFE $18.65 +0.19 1.03% 48,730,997 NYSE: USA Today p4B "Markets maintain Sept's slip & slide trending path" by AP says US stocks fell sharply when it appeared that European markets were heading for a 2nd day of deep loses. Pfizer, Caterpillar & Johnson & Johnson were the only stocks ammong the 30 that make up the Dow to rise.
Procter & Gamble PG $62.38 -0.17 0.27% 11,456,685 NYSE:No mentions found.
MMM $78.08 -1.27 1.6% 5,270,041 NYSE:No mentions found.
Travelers TRV $48.53 -0.34 0.7% 4,836,365 NYSE:No mentions found.
United Technologies UTX $70.5 -0.54 0.76% 4,742,543 NYSE:No mentions found.
Verizon VZ $35.22 -0.34 0.96% 14,429,062 DualListed:No mentions found.
Walmart WMT $51.68 -0.35 0.67% 17,114,632 NYSE:No mentions found.
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Here are the current CEOs of the Dow 30 Companies:
AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY) Lowell C. McAdam
Wal-Mart WMT Mike Duke (Bentonville, ARK)
Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 8/29/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:
1. Exxon Mobil XOM $359 [5]
2. Microsoft MSFT 217 [8.5]
3. IBM 205.5 [1]
4. Chevron CVX 196.5 [2]
5. WalMart WMT 186 [3.5]
6. Johnson & Johnson JNJ 177.5 [3]
7. Procter & Gamble PG 173.5 [3]
8. AT&T T 173.5 [6]
9. GE 169 [10.5]
10. Coke KO 158.5 [2.5]
11. Pfizer PFE 146.5 [8]
12. JPMorgan Chase JPM 144.5 [4]
13. Verizon VZ 107 [3]
14. Intel INTC 106 [5.5]
15. Merck MRK 99.5 [3]
16. McDonald's MCD 93 [1]
17. Cisco CSCO 86 [5.5]
18. Bank of America BAC 82 [10]
19. United Technologies UTX 66.5 [1]
20. Disney DIS 61 [2]
21. Kraft KFT 61 [2]
22. American Express AXP 58.5 [1]
23. 3M MMM 58 [.5]
24. Caterpillar CAT 57 [.5]
25. Home Depot HD 54.5 [1.5]
26. Hewlett-Packard HPQ 53 [2]
27. Boeing BA 47.5 [1]
28. DuPont DD 44 [1]
29. Travelers TRV 21 [.5]
30. Alcoa AA 13 [1]
Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 8/29/11:
Symbol & Co. Name/Date of Filing/Form Filed/ Comments
AT&T T: 8/2/11 8K re: sale of global notes
8/5/11 10Q for quarter ended 6/30/11
8/1/11 8K re: tendering of all its shares of Telefonos de Mexcio
7/21/11 8K re: 2Q results
6/27/11 8K re: minor amendments to Bylaws
5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40
3/31/11 & 3/21/11 2 8Ks re: purchase of T-Mobile USA, Inc. from Deutsche Telekom for $20 bil
3/29/11 8KA re: replacement of Richard Lindner as CFO with John J. Stephens
3/10/11 Proxy Statement re: Annual Meeting of Stockholders to be held on 4/29/11 in Little Rock, Ark
Alcoa AA: 7/28/11 8K re: 5 year revolving crdit agreement with Citibank
7/21/11 10Q for Qtr ended 6/30/11
7/14/11 8K re: 2Q earnings call transcript
7/12/11 8K re: 2Q results
6/2/11 8K re: Regulation FD disclosure re: Internal Relations Presentation of "Nomura Aluminum Seminar"
5/31/11 8K re: redemption of notes due '13
5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13
3/7/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/6/11 in Pittsburg, PA
American Express AXP: 8/15/11 8K re: delinq. & write-off stats for months of May, June, and July 2011
8/3/11 10Q for quarter ended 6/30/11
7/20/11 8K re: 2Q results
7/15/11 8K re: delinq. & write-off stats qtr. ended 6/30/11
6/15/11 8K re: U.S. Card Services delinquency & write-off statistics for 3 months ended 5/31/11
5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11
3/28/11 8K re new digital payments platform "Serve"
3/24/11 & 3/23 & 3/22 Proxy materials re: 2011 Annual Meeting of Shareholders at 5/2/11 at AXP Headquarters in NYC
3/18/11 8K re: Reg. FD disclosures re: its Comprehensive Capital Plan re: share repurchases & dividends
3/15/11 8K re: delinquency & write-off statistics for 3 months ended 2/28/11
3/4/11 Prelim Proxy Statement re: Shareholder Meeting to be held 5/2/11 in NYC
Bank of Am BAC: 8/25/11 8K re: sale of securities to Berkshire Hathaway, Inc.
7/19/11 8K re: 2Q results
7/6/11 8KA re: settlement of Countrywide mortgage claims
6/29 8K re: election of Bruce R. Thompson as CFO
5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11
3/3011 Proxy re: Annual Meeting of Stockholders on 5/11/11 at BAC Headquarters in Charlotte, N.C.
Boeing BA: 7/27/11 10Q for Qtr ended 6/30/11
7/27/11 8K re: 2Q results
6/14/11 8K re: resignation of John E. Bryson from Baord of Directors to be Pres. Obama's US Sec'y of Commerce & amendment of By-Laws to decrease number of directors from 12 to 11
5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Shareholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago
Caterpiller CAT: 8/18/11 8K re: 3 mos. dealer stats
8/12/11 8K re: clairifcation of order backlog
8/4/11 10Q for quarter ended 6/30/11
7/22/11 8K re: 3 mos. dealer stats
7/22/11 8K re: 2Q results ended 6/30/11
7/12/11 8K re: segment operating results 3/31/11
7/8/11 8K re: closing of Bucyrus acquisition
6/20/11 8K re: 3 months dealer statistics ended 5/31/11
6/9/11 8K re: voting results of 6/8 Annual Stockholders Meeting
6/8/11 two 8Ks re: press release and declaration of 0.46 cents per share dividend payable 8/20 for record holders on 7/20
5/26/11 8K re: underwriting agreement re: floating rate senior notes due '12 through '17
5/26/11 Porxy Material re Letter to institutional stockholders re: voting recommendations at upcoming annual meeting of stockholders
5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.
Chevron CVX: 8/4/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
7/11/11 8K re: 2Q interim update
6/1/11 8K re: results of votes at 5/25 Annual Stockholder Meeting
5/31/11 8K re: receipt of imminent danger order under Fed. Mine Safety Act re: Kemmerer Mine, Lincoln, WY and the vacating of the order on 5/26
5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.
Cisco CSCO 8/24/11 8K re: pre-arranged stock trading plan for CEO John Chambers
8/10/11 8K re: 4Qtr results
7/18/11 8K re: cutting of 6,500 jobs
6/22/11 8K re: executives' pre-arranged stock trading plans
5/25/11 10Q re: Qtr ended 4/30/11
5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20
Coke KO 8/24 & 8/8 8Ks re: issuance of securities as an off-alance sheet arrangement re: Coca-Cola Refreshments USA, Inc.
8/1/11 10Q 2 results ended 7/1/11
7/19/11 8K re: 2Q results
5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta
Disney DIS 8/19/11 8K re: sale of $750 mil of Global Notes
8/19 10Q & 8/9 8K re: esults of quarter ended 7/2/11
5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11
3/25/11 8K re: adoption of exec stock option plan
3/18/11 two 8Ks re: amendment to employment Agreement of CEO Robert A. Iger & other execs.
DuPont DD: 8/8/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE
3/31/11 S-3 shelf registration for debt securities and common stock
3/18/11 Proxy re: Annual Stockholders Meeting to be held on 4/27/11 in Wilmington, DE
ExxonMobil XOM: 8/4/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/31/11 8K re: results of voting of 5/25 Annual Shareholders Meeting
5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX
GE: 7/29/11 10Q 2Q results ended 6/30/11
7/29/11 13F-HR Inst't'l holdings
7/22/11 8K re: 2Q results
5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11
3/14/11 Proxy re: Annual Shareholders Meeting on 4/27/11 in Salt Lake City, Utah
Hewlett-Packard HPQ: 8/19/11 8K re: offer to purchase Autonomy Corp plc
8/18/11 8K re: 3rd Quarter results ended 7/31/11
7/22/11 8KA re: frequency of advisory votes on exec comp.
7/21/11 8K re: plan to repurchase $10 bil of its shares
6/16/11 8K re: election of Ann Livermore to Board of Directors, her resignation as Exec. VP & amendment to By-Laws to increase number of directors from 13 to 14
6/8/11 10Q re: Quarter ended 4/30/11
6/1/11 8K re: underwriting agreement re: Floating Rate Global Notes due '14 through '21
5/7/11 8K re: fin'l results for quarter ended 4/30/11
3/28/11 8K re amendment of by-laws to decrease number of directors from 17 to 13
3/22/11 8K re: info re: status of Hewlett-Packard employees as a result of Japanese earthquake
3/11/11 Proxy Materials re: opposition to ISS voting recommendations re: exec comp.
Home Depot HD: 8/16/11 8K re: results of quarter ended 7/31/11
6/7/11 8K re: amending by-laws re voting by consent for shareholders
6/8/11 10Q re: Quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta
Intel INTC: 8/8/11 10Q for quarter ended 7/2/11
7/27/11 8K re: election of Andy D. Bryant to Board of Dirs.
7/21 & 7/20/11 8Ks re: 3Q results ended 7/2/11
5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA
3/21/11 8K re: fin'l info re: its McAfeesubsidiary
2/28/11 8K re: completion of acquisition of McAfee
IBM: 7/26/11 10Q & 7/19/11 & 7/18/11 8Ks re: results for quarter ended 6/30/11
7/21/11 8K re: underwriting agreement re: issuance of $2 bil of debt
5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11
3/25/11 Proxy re: voting at annual meeting of stockholders on 4/26
3/18/11 8K re: settlement with SEC of bribery charges in Asia for $10 mil
3/8/11 8K re: FD disclosure re: presentation at investor briefing
3/7/11 Proxy rel Annual Stockholders Meeting on 4/26 in St. Louis, Mo.
JPMorganChase JPM: 8/24/11 8K re: Master Agency Agreement re: Notes offering from time to time
8/10/11 8K re: closing of sale of $1.25 bil of 4.35% notes due 2021
8/5/11 8K re: 10Q for quarter ended 6/30/11
8/5/11 8K re: closing of sale of notes due 2016
7/27/11 & 7/21/11 8Ks re: legal opinions re: debt issues
7/14/11 8K re: investor presentation re: 2Q results
7/14/11 8K re: 2Q results
6/29/11 8K re: closing of $2.5 bil issue of 3.15% Notes due 2016
6/21/11 8K re: closing of $400 mil flotating rate senior med-term notes dues '14
5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio
Johnson & Johnson JNJ : 8/9/11 10Q for equarter ended 7/3/11
7/19/11 8K re: selling of Ortho Dermatologics Div.
7/19/11 8K re: 2Q results 7/3/11
5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act
3/16/11 Proxy re: Annual Shareholders Meeting on 4/28 in New Brunswick, NJ
3/10/11 8K re: Entering into a consent decree with the FDA regarding its oversight of JNJ's McNeil Unit plants in Puerto Rico and Pennsylvania
Kraft KFT: 8/5/11 10Q for quarter ended 6/30/11
8/14/11 8K re: amendment of severance agreement with ex-CFO Tim McLevish
8/4/11 8K re: Board of Dirs. intent to spin off global snack business & a N. Amer. grocery business
8/4/11 8K re: 2nd quarter results for quarter ended 6/30/11
7/14/11 8K re: change of exec vp.
7/1/11 8K re: departure of CFO timothy R. McLevish (change to termination agreement)
5/31/11 8K re: results of 5/24 Annual Shareholder Meeting
5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil
3/31/11 8K & Proxy re: nomination of Dr. Peter Henry for Board of Dir at 5/24/11 annual meeting of shareholders in Skokie, Ill
McDonald's MCD: 8/19/11 8Ka re: plans to hold annual advisory vote on exec compensation
8/8/11 8K re: investors release
8/5/11 10Q for quarter ended 6/30/11
7/26/11 8K re: amendment to Bylaws
7/22/11 8K re: 2Q results ended 6/30/11
7/1/11 Prospectus re: issuance of 3,430,000 shares of commons stock in Direct Stock Purchase Plan
6/10/11 8K re: press release re: global sales rising 3.1% in May
5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Investor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.
3/9/11 8K re: FD disclosure re: comparable sales rising 3.9% in Feb.
3/3/11 Proxy re: Annual Meeting of Shareholders on 5/19/11 at Oak Brook, Ill.
Merck MRK: 8/8/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
5/27/11 8K re: Voting results of 5/24 Annual Meeting of Shareholders
5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals
3/24/11 8K re: termination of agreement between Merck & Sanofi-Aventis re: Sanofi's right to buy Merck's Merial animal health subsidiary
Microsoft MSFT: 7/28/11 10K year ended 6/20/11
7/21/11 8K re: 4Q & year end results
5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11
2/8/11 8K re: underwriting agreement for $750 mil of 2.5% Notes due 2016
Pfizer PFE: 8/11 10Q for quarter ended 7/3/11
8/2/11 8K re: 2Q results
5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR
3/24/11 Annual report to shareholders
Procter & Gamble PG: 8/26/11 Def. 14A Proxy Statement for Notice of Annual Meeting of Shareholder on 10/11/11
8/15/11 8K re: closing of public offering of $1 bil 1.4% Notes due '16
8/10/11 10K for year ended 6/30/11
8/5/11 8K re: results for quarter ended 6/30/11
7/12/11 8K re: quarterly dividend of 0.525 cents payable 8/15 to recorder holders on 7/22
7/1/11 Prelim Proxy re: Annual Shareholder Meeting 10/11/11 in Cincinnati
5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond
3/24/11 8K re: P&G & Teva Pharmaceutical Industries partnership for OTC medicines
3M MMM: 8/10/11 8K re: $1.5 bil 5 year revolving credit agreement with J.P.Morgan Chase
8/4/11 10Q for quarter ended 6/30/11
8/2/11 2 8Ks re: adopotion of executive pre-arranged stock trading plans
8/2/11 8K re: results of 2nd quarter
7/26/11 8K re: 2Q results
5/26/11 8K re: restatement of Form 10K re: produ8ct moves between busienss segments
5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Proxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer
3/29/11 Proxy material to correct errors re: prior filing re: stock ownership of directors & officers
3/24/11 annual report to shareholders
3/23/11 2 proxy filings re: 5/10/11 annual meeting of stockholders in St. Paul, Minnesota
Travelers TRV: 8/8/11 8K re: restatement of articles of incorporation to cancel Series B Conv. Pref. Stock
7/21/11 & 7/21/11 8K re: Qtr. ended 6/30/11
6/10/11 8K re: fin'l info re: annual investor conference
6/1/11 re: Voting results of 5/26 annual shareholders meeting
4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 annual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT
United Technologies UTX: 7/25/11 10Q & 7/2011 8K re quarter ended 6/30/11
6/9/11 8K/A re: amendment of 4/13 8K re: frequency of intent to take shareholder advisory votes
4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan
2/25/11 Proxy re: Annual Meeting of Shareholders on 4/13/11 in Phoenix, AZ
Verizon Communications Inc. VZ: 7/28/11 10Q & 7/25/11 8K re: quarter ended 6/30/11
7/22/11 8K re: replacement of Ivan Seidenberg as CEO with Lowell C. McAdam effective 8/1/11
6/24/11 8K re: Guarantee of debentures of 10 domestic telephone subsidiaries
5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal
3/25/11 Prospectus re: $6.25 bil notes
3/21/11 Proxy re: 5/5/11 annual meeting of shareholders in Indianapolis, Indiana
3/7/11 8K re: election of Lowell C. McAdam to Board of Director (he is Pres/COO)
WalMart WMT: 8/16/11 8K re: results for 3 and 6 months ended 7/31/11
6/9/11 8K re: voting results of 6/3 annual shareholders meeting
6/3/11 10Q re: quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting of shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes
3/30/11 10K for fiscal year ended 1/31/11