9/22/11 Thurs am Hewlett-Packard CEO About to be Ousted

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Post No. 1,228 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of August 29, 2011.

A read of the print editions of Thursday's Wall St. Journal, Financial Times, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Wednesday's stock prices and related data

Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Wednesday at 11,124.84 down 283.82 or 2.49% from Tuesday's close of 11,408.66%. For the year the Dow is down 3.41%. Of the 30 Dow components only Hewlett-Packard gained and 29 declined. The only and thereforebiggest gainer dollar-wise and percentage-wise was Hewlett-Packard HPQ $23.98 +1.51 6.72% 88,111,530 NYSE. The biggest decliner dollar-wise was Caterpillar CAT $79.36 -4.30 5.14% 16,336,391 NYSE and percentage-wise was Bank of America BAC $6.38 -0.52 7.54% 374,295,210 NYSE.

WSJ pC1 "Fed twist prompts markets to turn" by Matt Phillips says the Fed Res pulled fresh levers in the bond markets but failed to dispel investors' skepticism about its ability to kick start the economy. The Fed boosted the share of long term Treasurys it owns by $400 bil by June '12 dubbed :Operation Twist" & said it would stop allowing its portfolio of mortgage backed securities to shrink as loans are paid off. Instead it will reinvest in new such securities. Both moves are designed to push up prices and drive down rates for the mortgage market. Banks suffered amid the concerns about the impact on profits and Moody's downgrading the ratings of several big banks. Bank of America fell 7.5% & JPmorgan lost 5.9%.

NYT pB4 "Stocks plunge afgter Fed meeting" by Chris Hauser says investors seemed o get what they were expecting from the Fed Res but it still wasn't enough as stocks steeply declined after the Fed announced its moves.

Fin Times p26 "Bank of America comes under pressure after Moody's downgrade" by Ajay Makan says the S&P plunged 30 points in the last 30 minutes of trading as investors reacted with disappointment to the monetary policy announced by the FOMC. Fin'l stocks were down after Moody's downgraded its credit ratings for Bank of America, Citigroup & Wells Fargo arguing the gov wold be less likely to rescue them. Hewlett-Packard jumped 8.7% on reports it may fire Leo Apotheker. Microsoft was down 3.7% after it announced it would increase quarterly dividends by 4 cents to 20 cents.

USA Today p4B "S&P loss grows as Fed annoucnes debt buyback" by Bloomberg says Caterpillar dropped $4.30 pacing losses among firms most dependent on economic growth.

As of the open of the market Thursday, the current divisor for the Dow Jones Industrial Average found at page C4 of today's Wall St. Journal is 0.132129493. Thursday's trailing P/E ratio is 12.41 down from yesterday's trailing P/E ratio of 12.73 (year ago it was 14.49); today's P/E estimate is 11.52 unchanged from Wednesday's P/E estimate of 11.52 (year ago it was 12.76), and today's dividend yield is 2.76 unchanged from yesterday's dividend yield of 2.76 (last year it was 2.63). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Wednesday's Dow Jones Industrial Average closing numerator was 1,469.92 down 37.47 from Tuesday's closing numerator of 1,507.42. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator decrease for today by the divisor (0.132129493) you get the decrease in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Wednesday's Dow Jones Industrial Average was $49.00 down 1.25 from Tuesday's average closing price of $50.25. The median closing price of Wednesday's Dow Jones Industrial Average was $41.04 (AXP/HD) down $1.04 from Tuesday's median closing price of $42.08. The lowest volume was 3M MMM $76.34 -2.87 3.62% 4,799,395 NYSE and the highest volume again was Bank of America BAC $6.38 -0.52 7.54% 374,295,210 NYSE.

If Wednesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have lost $3,758 ($150,750 - $146,992).

MarketWatch Wednesday 9/21/11 4:03 pm by Kate Gibson says U.S. stocks fell sharply Wednesday after the Federal Reserve again moved to lower interest rates on consumer loans and noted “significant downside risks” to the economic forecast. Wall Street’s negative reaction came as analysts noted divisions within the central bank, and questioned how much relief its latest move would bring. “There is so much liquidity in the economy that additional liquidity may not do much for the economy,” noted Sung Won Sohn, a professor of economics at California State University, Channel Islands. Down about 20 points before the Fed statement, the Dow Jones Industrial Average was lately off 160 points at 11,248.66, with 28 of its 30 components losing ground. The S&P 500 shed 21.52 points to 1,180.57, with technology the best performer and natural resources the worst among the benchmark’s 10 industry groups. The Nasdaq Composite Index fell 19.98 points to 2,570.26. For every stock rising, four fell on the New York Stock Exchange, where 824 million shares traded as of 3:35 p.m. Eastern. Fed policy makers said they would replace short-term debt in the central bank’s portfolio with longer-term Treasury bonds in a bid to further cut borrowing costs. The move, dubbed “Operation Twist” by economists after a like move by the central bank in 1961, bypasses the money creation that fueled a Republican outcry last year. As at the last Federal Open Market Committee meeting in August, three Fed members dissented. “The latest stimulus measures by the central bank was limited. There is a deep division within the FOMC,” Sohn wrote. “The key point is the Fed addressed purchases of mortgage-backed securities to help reinvigorate residential real estate,” said Art Hogan, head of product strategy, equity research at Lazard Capital Markets. Coal producers and railways slid after Alpha Natural Resources Inc. reduced its shipment outlook for the year, while technology companies proved the session’s bright spot a day after quarterly results from software makers Oracle Corp. and Adobe Systems Inc. lifted sentiment. Blue-chip decliners included Bank of America Corp. after Moody’s Investors Service downgraded its debt, along with that of Citigroup Inc. and Wells Fargo & Co. Hewlett-Packard Co. rose the most among the Dow 30, with shares of the PC and printing giant rising after media reports that the company’s board planned to consider ousting Chief Executive Leo Apotheker, citing sources familiar with the matter. A day ahead of the Fed’s decision, Republican leaders in Congress urged the central bank to refrain from any more action to “avoid further harm” to the U.S. economy, with the move an unusual one given the Fed is supposed to conduct monetary policy without political pressure. “I would be shocked that any further action by the Fed is going to do further harm to an economy. We are dangerously close to the potential ‘checkmate’ of the U.S. economy’s hope for near-term growth and everything should be on the table,” wrote Keven Giddis, a fixed-income analyst at Morgan Keegan. “Greater political influence on the conduct of monetary policy is going to be very worrisome to investors. To comment so publicly is to blur the lines between acceptable and unacceptable. Elections have consequences and if a given party is unhappy with the Federal Reserve, the Post Office or even the DMW, then we suggest they win an election and change things that way,” offered Dan Greenhaus, chief global strategist at BTIG LLC. Stock indexes briefly added to what had been modest gains after an industry report illustrated a surge in existing-home sales, with the National Association of Realtors reporting a 7.7% rise in August. Read more on above-consensus increase in August home sales. Also Wednesday, packaged-food maker General Mills Inc. reported adjusted results for the first quarter that beat estimates and reaffirmed its full-year adjusted earnings outlook. On the New York Mercantile Exchange, the December gold futures contract fell a dollar to end at $1,808.10 an ounce, while crude for November delivery fell $1.00 to $85.92 a barrel. U.S. stocks ended mostly lower on Tuesday on worries of little progress in Greece’s effort to ensure it would get more financial aid.

Wednesday's Closing Dow Numbers and Thursday's News:

Symbol Last Sale Change % Change Share Volume Market

AT&T T
$28.3 - 0.55 1.91% 24,943,988 NYSE: WSJ pB2 "Verizon defends AT&T deal" by Shara Tibken, WSJ pB1 "blindsided & besieged, AT&T's lawyer fights on" by Anton Troianovski say AT&T is making a big bet that it can persuade the gov to clear its proposed $39 bil takeover of T-Mobile USA. Verizon CEO Lowell McAdam says the gov needs a plan for getting carries the spectrum they need.

Alcoa AA
$10.84 -0.41 3.64% 27,104,824 NYSE: No mentions found.

American Express AXP
$48.23 -1.04 2.11% 8,154,364 NYSE: No mentions found.

Bank of America BAC
$6.38 -0.52 7.54% 374,295,210 NYSE: NYT pB2 "Moody's downgrades credit ratings of three lrage banks" by Nelson Schwartz, WSJ pC3 "Ratings Cut at three big lenders" by Suzanne Kapner say Moddy's cut the debt ratings of Bank of America, Citigroup & Wells Fargo.

WSJ pC1 "Fed twist prompts markets to turn" by Matt Phillips says the Fed Res pulled fresh levers in the bond markets but failed to dispel investors' skepticism about its ability to kick start the economy. The Fed boosted the share of long term Treasurys it owns by $400 bil by June '12 dubbed :Operation Twist" & said it would stop allowing its portfolio of mortgage backed securities to shrink as loans are paid off. Instead it will reinvest in new such securities. Both moves are designed to push up prices and drive down rates for the mortgage market. Banks suffered amid the concerns about the impact on profits and Moody's downgrading the ratings of several big banks. Bank of America fell 7.5% & JPmorgan lost 5.9%.

Fin Times p26 "Bank of America comes under pressure after Moody's downgrade" by Ajay Makan says the S&P plunged 30 points in the last 30 minutes of trading as investors reacted with disappointment to the monetary policy announced by the FOMC. Fin'l stocks were down after Moody's downgraded its credit ratings for Bank of America, Citigroup & Wells Fargo arguing the gov wold be less likely to rescue them. Hewlett-Packard jumped 8.7% on reports it may fire Leo Apotheker. Microsoft was down 3.7% after it announced it would increase quarterly dividends by 4 cents to 20 cents.

Fin Times p17 "Talks on morgage abuses hit key stage" by Shahien Nasiripour says reps of the largest US banks and fed & state officials will meet in Fri in Washington to hammer out a deal to settle allegations the banks broke fed and state laws in their treatment of distressed borrowers.

Boeing BA
$61.02 -2.54 4% 4,440,231 NYSE: WSJ pB7 "Manufacturing slip up cited in fuselage rupture" by Andy Pasztor says a NTSB report cites Boeing for faulty production of the skin of a 757 that had a hole open up in the fuselage near Miami last Oct.

Caterpillar CAT
$79.36 -4.30 5.14% 16,336,391 NYSE: USA Today p4B "S&P loss grows as Fed annoucnes debt buyback" by Bloomberg says Caterpillar dropped $4.30 pacing losses among firms most dependent on economic growth.

Chevron CVX
$94.27 -3.52 3.6% 9,033,219 NYSE: No mentions found.

Cisco CSCO
$15.84 -0.69 4.17% 69,758,326 NASDAQ-GS: No mentions found.

Coke KO
$69.28 -1.37 1.94% 11,601,169 NYSE: No mentions found.

Disney DIS
$31.28 -1.03 3.19% 12,452,448 NYSE: No mentions found.

DuPont DD
$44.61 -1.35 2.94% 10,520,159 NYSE: No mentions found.

Exxon XOM
$71.97 -2.04 2.76% 23,253,758 NYSE: WSJ pB6 "Exxon sells UK N. Sea assets to Apache" by Isabel Ordonez says Apache Corp will buy a number of Exxon's assets in the N. Sea for $1.75 bil.

GE
$15.38 -0.66 4.11% 72,182,780 NYSE: No mentions found.

Hewlett-Packard HPQ
$23.98 +1.51 6.72% 88,111,530 NYSE: WSJ pA1 "Crisis unfolds at H-P over CEO" by Ben Worthen, WSJ pA6 "Critics fault H-P's Board, not just chief" by Joann Lublin, WSJ pA6 "Meg Whitman considered for H-P interim CEO" by Vauhini Vara, NYT pB1 "Ouster of Hewlett-Packard CEO is expected" by Quentin Hardy, WSJ pC12 "The Board is H-P's chief problem" by Rolfe Winkler, NYT pB10 "Whitman at HP? The idea distresses the tech world" by David Streitfield, Fin Times p16 "HP board set to consider replacing Apotheker" by Joseph Menn, USA Today p1B "HP CEO appears to be on thin ice" by Jon Swartz say Hewlett-Packard was preparing on Wed to fire its CEO Leo Apotheker less than one year after naming him to the job. The leading person to replace him is Meg Whitman, the former CEO of eBay.

WSJ pC12 "Overhead" says IBM's Sam Palmisano referring to Hewlett-Packard CEO said rumors of his firing did more to improve the stock than anything CEO Apotheker did while he was CEO.

Fin Times p26 "Bank of America comes under pressure after Moody's downgrade" by Ajay Makan says the S&P plunged 30 points in the last 30 minutes of trading as investors reacted with disappointment to the monetary policy announced by the FOMC. Fin'l stocks were down after Moody's downgraded its credit ratings for Bank of America, Citigroup & Wells Fargo arguing the gov wold be less likely to rescue them. Hewlett-Packard jumped 8.7% on reports it may fire Leo Apotheker. Microsoft was down 3.7% after it announced it would increase quarterly dividends by 4 cents to 20 cents.

Home Depot HD
$33.84 -0.97 2.79% 11,747,528 NYSE: No mentions found.

Intel INTC
$21.94 -0.26 1.17% 65,118,701 NASDAQ-GS: No mentions found.

IBM
$173.02 -1.70 0.97% 6,938,757 NYSE: WSJ pC12 "Overhead" says IBM's Sam Palmisano referring to Hewlett-Packard CEO said rumors of his firing did more to improve the stock than anything CEO Apotheker did while he was CEO.

JPMorgan JPM
$30.34 -1.91 5.92% 55,233,708 NYSE: WSJ pC1 "Fed twist prompts markets to turn" by Matt Phillips says the Fed Res pulled fresh levers in the bond markets but failed to dispel investors' skepticism about its ability to kick start the economy. The Fed boosted the share of long term Treasurys it owns by $400 bil by June '12 dubbed :Operation Twist" & said it would stop allowing its portfolio of mortgage backed securities to shrink as loans are paid off. Instead it will reinvest in new such securities. Both moves are designed to push up prices and drive down rates for the mortgage market. Banks suffered amid the concerns about the impact on profits and Moody's downgrading the ratings of several big banks. Bank of America fell 7.5% & JPmorgan lost 5.9%.

Johnson & Johnson JNJ
$63.13 -1.09 1.7% 9,808,624 NYSE: WSJ pB4 "J&J resumes shipments of Tylenol flu caplets" by Jonathan Rockoff says Johnson & Johnson began shipping Tylenol Cold & Flu Severe caplets this week, in a step toward recovery from lengthy recalls of popular otc medicines that have cost the firm more than a billion dollars in lost sales.

Kraft KFT
$34.13 -0.39 1.13% 11,251,347 NYSE: No mentions found.

McDonald's MCD
$87.52 -1.79 2% 5,669,656 NYSE: No mentions found.

Merck MRK
$31.85 -0.65 2% 14,449,430 NYSE: No mentions found.

Microsoft MSFT
$25.99 -0.99 3.67% 71,760,114 NASDAQ-GS: Fin Times p26 "Bank of America comes under pressure after Moody's downgrade" by Ajay Makan says the S&P plunged 30 points in the last 30 minutes of trading as investors reacted with disappointment to the monetary policy announced by the FOMC. Fin'l stocks were down after Moody's downgraded its credit ratings for Bank of America, Citigroup & Wells Fargo arguing the gov wold be less likely to rescue them. Hewlett-Packard jumped 8.7% on reports it may fire Leo Apotheker. Microsoft was down 3.7% after it announced it would increase quarterly dividends by 4 cents to 20 cents.

Pfizer PFE
$17.84 -0.40 2.19% 52,891,760 NYSE: No mentions found.

Procter & Gamble PG
$63.02 -1.06 1.65% 9,454,139 NYSE: No mentions found.

3M MMM
$76.34 -2.87 3.62% 4,799,395 NYSE: No mentions found.

Travelers TRV
$48.19 -2.23 4.42% 5,792,809 NYSE: No mentions found.

United Technologies UTX
$74.87 -1.14 1.5% 6,896,647 NYSE: No mentions found.

Verizon VZ
$35.84 -0.57 1.57% 13,930,119 DualListed: WSJ pB2 "Verizon defends AT&T deal" by Shara Tibken, WSJ pB1 "blindsided & besieged, AT&T's lawyer fights on" by Anton Troianovski say AT&T is making a big bet that it can persuade the gov to clear its proposed $39 bil takeover of T-Mobile USA. Verizon CEO Lowell McAdam says the gov needs a plan for getting carries the spectrum they need.

Walmart WMT
$51.32 -0.97 1.86% 10,147,459 NYSE: No mentions found.

******************************
Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Leo Apotheker (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY) Lowell C. McAdam
Wal-Mart WMT Mike Duke (Bentonville, ARK)

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 8/29/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $359 [5]
2. Microsoft MSFT 217 [8.5]
3. IBM 205.5 [1]
4. Chevron CVX 196.5 [2]
5. WalMart WMT 186 [3.5]
6. Johnson & Johnson JNJ 177.5 [3]
7. Procter & Gamble PG 173.5 [3]
8. AT&T T 173.5 [6]
9. GE 169 [10.5]
10. Coke KO 158.5 [2.5]
11. Pfizer PFE 146.5 [8]
12. JPMorgan Chase JPM 144.5 [4]
13. Verizon VZ 107 [3]
14. Intel INTC 106 [5.5]
15. Merck MRK 99.5 [3]
16. McDonald's MCD 93 [1]
17. Cisco CSCO 86 [5.5]
18. Bank of America BAC 82 [10]
19. United Technologies UTX 66.5 [1]
20. Disney DIS 61 [2]
21. Kraft KFT 61 [2]
22. American Express AXP 58.5 [1]
23. 3M MMM 58 [.5]
24. Caterpillar CAT 57 [.5]
25. Home Depot HD 54.5 [1.5]
26. Hewlett-Packard HPQ 53 [2]
27. Boeing BA 47.5 [1]
28. DuPont DD 44 [1]
29. Travelers TRV 21 [.5]
30. Alcoa AA 13 [1]

Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 8/29/11:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 8/2/11 8K re: sale of global notes
8/5/11 10Q for quarter ended 6/30/11
8/1/11 8K re: tendering of all its shares of Telefonos de Mexcio
7/21/11 8K re: 2Q results
6/27/11 8K re: minor amendments to Bylaws
5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40
3/31/11 & 3/21/11 2 8Ks re: purchase of T-Mobile USA, Inc. from Deutsche Telekom for $20 bil
3/29/11 8KA re: replacement of Richard Lindner as CFO with John J. Stephens
3/10/11 Proxy Statement re: Annual Meeting of Stockholders to be held on 4/29/11 in Little Rock, Ark

Alcoa AA: 7/28/11 8K re: 5 year revolving crdit agreement with Citibank
7/21/11 10Q for Qtr ended 6/30/11
7/14/11 8K re: 2Q earnings call transcript
7/12/11 8K re: 2Q results
6/2/11 8K re: Regulation FD disclosure re: Internal Relations Presentation of "Nomura Aluminum Seminar"
5/31/11 8K re: redemption of notes due '13
5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13
3/7/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/6/11 in Pittsburg, PA

American Express AXP: 8/15/11 8K re: delinq. & write-off stats for months of May, June, and July 2011
8/3/11 10Q for quarter ended 6/30/11
7/20/11 8K re: 2Q results
7/15/11 8K re: delinq. & write-off stats qtr. ended 6/30/11
6/15/11 8K re: U.S. Card Services delinquency & write-off statistics for 3 months ended 5/31/11
5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11
3/28/11 8K re new digital payments platform "Serve"
3/24/11 & 3/23 & 3/22 Proxy materials re: 2011 Annual Meeting of Shareholders at 5/2/11 at AXP Headquarters in NYC
3/18/11 8K re: Reg. FD disclosures re: its Comprehensive Capital Plan re: share repurchases & dividends
3/15/11 8K re: delinquency & write-off statistics for 3 months ended 2/28/11
3/4/11 Prelim Proxy Statement re: Shareholder Meeting to be held 5/2/11 in NYC

Bank of Am BAC: 8/25/11 8K re: sale of securities to Berkshire Hathaway, Inc.
7/19/11 8K re: 2Q results
7/6/11 8KA re: settlement of Countrywide mortgage claims
6/29 8K re: election of Bruce R. Thompson as CFO
5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11
3/3011 Proxy re: Annual Meeting of Stockholders on 5/11/11 at BAC Headquarters in Charlotte, N.C.

Boeing BA: 7/27/11 10Q for Qtr ended 6/30/11
7/27/11 8K re: 2Q results
6/14/11 8K re: resignation of John E. Bryson from Baord of Directors to be Pres. Obama's US Sec'y of Commerce & amendment of By-Laws to decrease number of directors from 12 to 11
5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Shareholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago

Caterpiller CAT: 8/18/11 8K re: 3 mos. dealer stats
8/12/11 8K re: clairifcation of order backlog
8/4/11 10Q for quarter ended 6/30/11
7/22/11 8K re: 3 mos. dealer stats
7/22/11 8K re: 2Q results ended 6/30/11
7/12/11 8K re: segment operating results 3/31/11
7/8/11 8K re: closing of Bucyrus acquisition
6/20/11 8K re: 3 months dealer statistics ended 5/31/11
6/9/11 8K re: voting results of 6/8 Annual Stockholders Meeting
6/8/11 two 8Ks re: press release and declaration of 0.46 cents per share dividend payable 8/20 for record holders on 7/20
5/26/11 8K re: underwriting agreement re: floating rate senior notes due '12 through '17
5/26/11 Porxy Material re Letter to institutional stockholders re: voting recommendations at upcoming annual meeting of stockholders
5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.

Chevron CVX: 8/4/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
7/11/11 8K re: 2Q interim update
6/1/11 8K re: results of votes at 5/25 Annual Stockholder Meeting
5/31/11 8K re: receipt of imminent danger order under Fed. Mine Safety Act re: Kemmerer Mine, Lincoln, WY and the vacating of the order on 5/26
5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.

Cisco CSCO 8/24/11 8K re: pre-arranged stock trading plan for CEO John Chambers
8/10/11 8K re: 4Qtr results
7/18/11 8K re: cutting of 6,500 jobs
6/22/11 8K re: executives' pre-arranged stock trading plans
5/25/11 10Q re: Qtr ended 4/30/11
5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20

Coke KO 8/24 & 8/8 8Ks re: issuance of securities as an off-alance sheet arrangement re: Coca-Cola Refreshments USA, Inc.
8/1/11 10Q 2 results ended 7/1/11
7/19/11 8K re: 2Q results
5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta

Disney DIS 8/19/11 8K re: sale of $750 mil of Global Notes
8/19 10Q & 8/9 8K re: esults of quarter ended 7/2/11
5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11
3/25/11 8K re: adoption of exec stock option plan
3/18/11 two 8Ks re: amendment to employment Agreement of CEO Robert A. Iger & other execs.

DuPont DD: 8/8/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE
3/31/11 S-3 shelf registration for debt securities and common stock
3/18/11 Proxy re: Annual Stockholders Meeting to be held on 4/27/11 in Wilmington, DE

ExxonMobil XOM: 8/4/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/31/11 8K re: results of voting of 5/25 Annual Shareholders Meeting
5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX

GE: 7/29/11 10Q 2Q results ended 6/30/11
7/29/11 13F-HR Inst't'l holdings
7/22/11 8K re: 2Q results
5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11
3/14/11 Proxy re: Annual Shareholders Meeting on 4/27/11 in Salt Lake City, Utah

Hewlett-Packard HPQ: 8/19/11 8K re: offer to purchase Autonomy Corp plc
8/18/11 8K re: 3rd Quarter results ended 7/31/11
7/22/11 8KA re: frequency of advisory votes on exec comp.
7/21/11 8K re: plan to repurchase $10 bil of its shares
6/16/11 8K re: election of Ann Livermore to Board of Directors, her resignation as Exec. VP & amendment to By-Laws to increase number of directors from 13 to 14
6/8/11 10Q re: Quarter ended 4/30/11
6/1/11 8K re: underwriting agreement re: Floating Rate Global Notes due '14 through '21
5/7/11 8K re: fin'l results for quarter ended 4/30/11
3/28/11 8K re amendment of by-laws to decrease number of directors from 17 to 13
3/22/11 8K re: info re: status of Hewlett-Packard employees as a result of Japanese earthquake
3/11/11 Proxy Materials re: opposition to ISS voting recommendations re: exec comp.

Home Depot HD: 8/16/11 8K re: results of quarter ended 7/31/11
6/7/11 8K re: amending by-laws re voting by consent for shareholders
6/8/11 10Q re: Quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta

Intel INTC: 8/8/11 10Q for quarter ended 7/2/11
7/27/11 8K re: election of Andy D. Bryant to Board of Dirs.
7/21 & 7/20/11 8Ks re: 3Q results ended 7/2/11
5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA
3/21/11 8K re: fin'l info re: its McAfeesubsidiary
2/28/11 8K re: completion of acquisition of McAfee

IBM: 7/26/11 10Q & 7/19/11 & 7/18/11 8Ks re: results for quarter ended 6/30/11
7/21/11 8K re: underwriting agreement re: issuance of $2 bil of debt
5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11
3/25/11 Proxy re: voting at annual meeting of stockholders on 4/26
3/18/11 8K re: settlement with SEC of bribery charges in Asia for $10 mil
3/8/11 8K re: FD disclosure re: presentation at investor briefing
3/7/11 Proxy rel Annual Stockholders Meeting on 4/26 in St. Louis, Mo.

JPMorganChase JPM: 8/24/11 8K re: Master Agency Agreement re: Notes offering from time to time
8/10/11 8K re: closing of sale of $1.25 bil of 4.35% notes due 2021
8/5/11 8K re: 10Q for quarter ended 6/30/11
8/5/11 8K re: closing of sale of notes due 2016
7/27/11 & 7/21/11 8Ks re: legal opinions re: debt issues
7/14/11 8K re: investor presentation re: 2Q results
7/14/11 8K re: 2Q results
6/29/11 8K re: closing of $2.5 bil issue of 3.15% Notes due 2016
6/21/11 8K re: closing of $400 mil flotating rate senior med-term notes dues '14
5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio

Johnson & Johnson JNJ : 8/9/11 10Q for equarter ended 7/3/11
7/19/11 8K re: selling of Ortho Dermatologics Div.
7/19/11 8K re: 2Q results 7/3/11
5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act
3/16/11 Proxy re: Annual Shareholders Meeting on 4/28 in New Brunswick, NJ
3/10/11 8K re: Entering into a consent decree with the FDA regarding its oversight of JNJ's McNeil Unit plants in Puerto Rico and Pennsylvania

Kraft KFT: 8/5/11 10Q for quarter ended 6/30/11
8/14/11 8K re: amendment of severance agreement with ex-CFO Tim McLevish
8/4/11 8K re: Board of Dirs. intent to spin off global snack business & a N. Amer. grocery business
8/4/11 8K re: 2nd quarter results for quarter ended 6/30/11
7/14/11 8K re: change of exec vp.
7/1/11 8K re: departure of CFO timothy R. McLevish (change to termination agreement)
5/31/11 8K re: results of 5/24 Annual Shareholder Meeting
5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil
3/31/11 8K & Proxy re: nomination of Dr. Peter Henry for Board of Dir at 5/24/11 annual meeting of shareholders in Skokie, Ill

McDonald's MCD: 8/19/11 8Ka re: plans to hold annual advisory vote on exec compensation
8/8/11 8K re: investors release
8/5/11 10Q for quarter ended 6/30/11
7/26/11 8K re: amendment to Bylaws
7/22/11 8K re: 2Q results ended 6/30/11
7/1/11 Prospectus re: issuance of 3,430,000 shares of commons stock in Direct Stock Purchase Plan
6/10/11 8K re: press release re: global sales rising 3.1% in May
5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Investor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.
3/9/11 8K re: FD disclosure re: comparable sales rising 3.9% in Feb.
3/3/11 Proxy re: Annual Meeting of Shareholders on 5/19/11 at Oak Brook, Ill.

Merck MRK: 8/8/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
5/27/11 8K re: Voting results of 5/24 Annual Meeting of Shareholders
5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals
3/24/11 8K re: termination of agreement between Merck & Sanofi-Aventis re: Sanofi's right to buy Merck's Merial animal health subsidiary

Microsoft MSFT: 7/28/11 10K year ended 6/20/11
7/21/11 8K re: 4Q & year end results
5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11
2/8/11 8K re: underwriting agreement for $750 mil of 2.5% Notes due 2016

Pfizer PFE: 8/11 10Q for quarter ended 7/3/11
8/2/11 8K re: 2Q results
5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR
3/24/11 Annual report to shareholders

Procter & Gamble PG: 8/26/11 Def. 14A Proxy Statement for Notice of Annual Meeting of Shareholder on 10/11/11
8/15/11 8K re: closing of public offering of $1 bil 1.4% Notes due '16
8/10/11 10K for year ended 6/30/11
8/5/11 8K re: results for quarter ended 6/30/11
7/12/11 8K re: quarterly dividend of 0.525 cents payable 8/15 to recorder holders on 7/22
7/1/11 Prelim Proxy re: Annual Shareholder Meeting 10/11/11 in Cincinnati
5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond
3/24/11 8K re: P&G & Teva Pharmaceutical Industries partnership for OTC medicines

3M MMM: 8/10/11 8K re: $1.5 bil 5 year revolving credit agreement with J.P.Morgan Chase
8/4/11 10Q for quarter ended 6/30/11
8/2/11 2 8Ks re: adopotion of executive pre-arranged stock trading plans
8/2/11 8K re: results of 2nd quarter
7/26/11 8K re: 2Q results
5/26/11 8K re: restatement of Form 10K re: produ8ct moves between busienss segments
5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Proxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer
3/29/11 Proxy material to correct errors re: prior filing re: stock ownership of directors & officers
3/24/11 annual report to shareholders
3/23/11 2 proxy filings re: 5/10/11 annual meeting of stockholders in St. Paul, Minnesota

Travelers TRV: 8/8/11 8K re: restatement of articles of incorporation to cancel Series B Conv. Pref. Stock
7/21/11 & 7/21/11 8K re: Qtr. ended 6/30/11
6/10/11 8K re: fin'l info re: annual investor conference
6/1/11 re: Voting results of 5/26 annual shareholders meeting
4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 annual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT

United Technologies UTX: 7/25/11 10Q & 7/2011 8K re quarter ended 6/30/11
6/9/11 8K/A re: amendment of 4/13 8K re: frequency of intent to take shareholder advisory votes
4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan
2/25/11 Proxy re: Annual Meeting of Shareholders on 4/13/11 in Phoenix, AZ

Verizon Communications Inc. VZ: 7/28/11 10Q & 7/25/11 8K re: quarter ended 6/30/11
7/22/11 8K re: replacement of Ivan Seidenberg as CEO with Lowell C. McAdam effective 8/1/11
6/24/11 8K re: Guarantee of debentures of 10 domestic telephone subsidiaries
5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal
3/25/11 Prospectus re: $6.25 bil notes
3/21/11 Proxy re: 5/5/11 annual meeting of shareholders in Indianapolis, Indiana
3/7/11 8K re: election of Lowell C. McAdam to Board of Director (he is Pres/COO)

WalMart WMT: 8/16/11 8K re: results for 3 and 6 months ended 7/31/11
6/9/11 8K re: voting results of 6/3 annual shareholders meeting
6/3/11 10Q re: quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting of shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes
3/30/11 10K for fiscal year ended 1/31/11