9/27/11 Tues pm Dow Closes at 11,190.69 up 146.83 or 1.33%

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Post No. 1,237 The following is brought to you by Intellivest Securities Research, Inc. Toward the end of this Blog is a list of the Dow 30 current CEOs, and a ranking of the Dow 30 components by market capitalization and Dow 30 components' SEC filings in each case as of September 23, 2011.

The Dow Jones Industrial Average closed Tuesday at 11,190.69 up 146.83 or 1.33% from Monday's close of 11,043.86. Of the 30 Dow components 26 gained and 4 declined. The biggest gainer dollar-wise was IBM $177.72 +3.21 1.84% 6,877,822 NYSE and percentage-wise was Hewlett-Packard HPQ
$23.61 +0.90 3.96% 38,408,792 NYSE. The biggest decliner dollar-wise was American Express AXP $47.11 -0.45 0.95% 8,093,965 NYSE and percentage-wise was Bank of America BAC $6.49 -0.11 1.67% 221,987,549 NYSE.

As of the open of the market Tuesday, the current divisor for the Dow Jones Industrial Average found at page C4 of Tuesday's Wall St. Journal is 0.132129493. Tuesday's trailing P/E ratio is 12.32 up from Monday's trailing P/E ratio of 12.02 (year ago it was 14.59); today's P/E estimate is 10.83 unchanged from Monday's P/E estimate of 10.83 (year ago it was 12.84), and today's dividend yield is 2.78 down from yesterday's dividend yield of 2.85 (last year it was 2.61). The Dow's all-time high was 14,164.53 on Oct. 9, 2007. The 12 year low close for the Dow was on March 9, 2009 when it fell to 6,547.05.

Tuesday's Dow Jones Industrial Average closing numerator was 1,478.62 up 19.40 from Monday's closing numerator of 1,459.22. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Tuesday's Dow Jones Industrial Average was $49.29 up 0.64 from Monday's average closing price of $48.65. The median closing price of Tuesday's Dow Jones Industrial Average was $39.34 (AXP/HD) down $1.44 from Monday's median closing price of $40.78. The lowest volume was 3M MMM
$76.28 +1.09 1.45% 4,820,976 NYSE and the highest volume again was Bank of America BAC $6.49 -0.11 1.67% 221,987,549 NYSE.

If Tuesday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $1,940 ($147,862 - $145,922).

MarketWatch Tuesday 9/27/11 4:11 pm by Laura Mandaro says U.S. stocks advanced for the third straight session Tuesday, though finished off their highs of the day, as investors focused on the possibility European policy makers could super-charge their sovereign bailout fund. The Dow Jones Industrial Average ended up 146.83 points, or 1.3%, at 11,190.69, led by a 3.9% rise in Hewlett-Packard Co. shares. At its peak, the Dow had risen more than 300 points. The S&P 500 ended up 12.43 points, or 1.1%, at 1,175.38, led by natural resource and materials stocks. Utilities and financial sectors lagged. The Nasdaq Composite rose 30.14 points, or 1.2%, to 2,546.83

Tuesday's Closing Dow Numbers:

AT&T T
$28.72 +0.38 1.34% 27,128,869 NYSE

Alcoa AA
$10.49 +0.04 0.38% 29,900,891 NYSE

American Express AXP
$47.11 -0.45 0.95% 8,093,965 NYSE

Bank of America BAC
$6.49 -0.11 1.67% 221,987,549 NYSE

Boeing BA
$62.81 +0.80 1.29% 6,011,391 NYSE

Caterpillar CAT
$77.708 +0.858 1.12% 10,546,960 NYSE

Chevron CVX
$93.62 +2.13 2.33% 10,155,656 NYSE

Cisco CSCO
$16.07 +0.08 0.5% 63,842,392 NASDAQ-GS

Coke KO
$69.58 +0.82 1.19% 10,294,372 NYSE

Disney DIS
$31.17 +0.87 2.87% 14,750,382 NYSE

DuPont DD
$42.28 +0.74 1.78% 9,789,144 NYSE

Exxon XOM
$72.88 +1.16 1.62% 24,293,769 NYSE

GE
$15.76 +0.19 1.22% 76,369,610 NYSE

Hewlett-Packard HPQ
$23.61 +0.90 3.96% 38,408,792 NYSE

Home Depot HD
$33.89 -0.11 0.32% 12,467,823 NYSE

Intel INTC
$22.54 +0.30 1.35% 86,852,277 NASDAQ-GS

IBM
$177.72 +3.21 1.84% 6,877,822 NYSE

JPMorgan JPM
$31.57 -0.08 0.25% 55,050,050 NYSE

Johnson & Johnson JNJ
$63.84 +1.15 1.83% 11,924,732 NYSE

Kraft KFT
$34.95 +0.69 2.01% 9,999,754 NYSE

McDonald's MCD
$89.74 +0.40 0.45% 7,654,445 NYSE

Merck MRK
$32.14 +0.53 1.68% 15,064,286 NYSE

Microsoft MSFT
$25.67 +0.23 0.9% 54,410,377 NASDAQ-GS

Pfizer PFE
$17.7715 +0.0015 0.01% 41,572,690 NYSE

Procter & Gamble PG
$63.26 +0.72 1.15% 10,627,065 NYSE

3M MMM
$76.28 +1.09 1.45% 4,820,976 NYSE

Travelers TRV
$49.24 +0.90 1.86% 4,897,369 NYSE

United Technologies UTX
$73.15 +1.60 2.24% 6,736,054 NYSE

Verizon VZ
$36.89 +0.53 1.46% 17,845,391 DualListed

Walmart WMT
$52.03 +0.20 0.39% 11,411,902 NYSE



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The following are excerpts from Tuesday morning's Blog.

A read of the print editions of Tuesday's The Wall St. Journal, Financial Times, New York Times, USA Today, Atlanta Journal Constitution & Daily Report (Ga. - carries Bloomberg) yielded the following stories about Dow Jones Industrial Average 30 component companies and the Dow with stories about the Dow aggregated first and then items about Dow Jones Industrial Average 30 companies presented alphabetically, followed by symbol and Monday's stock prices and related data.

Dow Jones Industrial AverageThe Dow Jones Industrial Average closed Monday at 11,043.86 up 272.38 or 2.53 from Friday's close of 10,771.48. For the year the Dow is down 4.6%. Of the 30 Dow components all 30 gained and 0 declined. The biggest gainer dollar-wise was IBM $174.51 +5.17 3.05% 6,575,426 NYSE and percentage-wise was JPMorgan JPM $31.65 +2.06 6.96% 56,799,220 NYSE.

WSJ pC5 "Bank shares help blue chips rally" by Brendan Conway says stocks jumped 7 blue chips staged heir biggest % gain in more than a month bolstered by he fin'l sector as investors bet that efforts will be taken to stem Europe's sovereign debt crisis. Boeing s charted under Good News as it was up $2.50 after it delivered its first 787 Dreamliner to Japan's All Nippon Airways on Sun. JP Morgan was the strongest Dow stock rising $2.06 followed by Bank of America up 29 cents.

NYT pB8 "Wall St rebounds on hpes for Europe" by Joshua Brustein says stocks on Wall St. rallied as investors shrugged off some negative figures on the US economy & reacted positively to reports that European officials were developing plans to confront the Continent's fiscal crisis.

Fin Times p22 "Wynn Resorts takes a knock over fears of slowdown in Macau unit" by Ajay Makan says Wynn Resorts and Las Vegas Sands slid to their 5th straight sessions of losses as investors fretted that a potential slowdown in the Chinese economy might effect their casino operations in Macau.

USA Today p4B "Europe hopes send stocks up, put Dow back above 11,000" by AP ays stocks had their biggest gains in more than 2 weeks after European officials pledged to take action to resolve the region's debt problems.

Monday's Dow Jones Industrial Average closing numerator was 1,459.22 up 35.99 from Friday's closing numerator of 1,423.23. This is the sum of all 30 closing prices. A short cut to the Dow numerator is to multiply the closing Dow by the Divisor. Now, if you divide the Dow numerator increase for today by the divisor (0.132129493) you get the increase in today's Dow. A $1 change in the price of any DJIA stock = a 7.57 change in the average.

The average closing price (the closing numerator divided by 30) of Monday's Dow Jones Industrial Average was $48.65 up 1.21 from Friday's average closing price of $47.44. The median closing price of Monday's Dow Jones Industrial Average was $40.78 (AXP/HD) up $0.69 from Friday's median closing price of $40.09. The lowest volume was Travelers TRV $48.34 +1.22 2.59% 3,826,399 NYSE and the highest volume again was Bank of America BAC $6.6 +0.29 4.6% 223,779,141 NYSE.

If Monday morning before the market opened you had purchased 100 shares of each of the Dow Jones Industrial Average 30 shares (assuming you could buy fractional shares and assuming no transaction costs) and sold at the close you would have made $3,599 ($145,922 - $142,323).

MarketWatch Monday 9/26/11 4:10 pm by Laura Mandaro says U.S. stocks rallied Monday, ending near session highs, spurred by hopes that European policymakers were coalescing around a new plan to keep the sovereign debt crisis from spreading. The Dow Jones Industrial Average rose 272.38 points, or 2.5%, to 11,043.86, led by a nearly 7% surge in the shares of J.P. Morgan Chase & Co. and a 4.6% rally in Bank of America Corp. shares. The S&P 500 ended up 26.52 points, or 2.3%, to 1,162.95, led by a 4.4% rally in financial stocks. The Nasdaq Composite /quotes/zigman/123127 COMP +1.35% gained 33.46 points, or 1.4%, to 2,516.69 points after spending much of the session in the red.

Monday's Closing Dow Numbers and Tuesday's News:

AT&T T
$28.34 +0.49 1.76% 24,894,866 NYSE: WSJ pB8 "Lighsquared ads defend 4G network" by Greg Benslinger says LightSquared plans to compete wtih AT&T & Verizon in selling wireless capacity, though it won't sell directly to consumers.

Alcoa AA
$10.45 0.38 3.77% 31,994,069 NYSE: No mentions found.

American Express AXP
$47.56 +1.11 2.39% 7,914,765 NYSE: No mentions found.

Bank of America BAC
$6.6 +0.29 4.6% 223,779,141 NYSE: WSJ pC5 "Bank shares help blue chips rally" by Brendan Conway says stocks jumped 7 blue chips staged heir biggest % gain in more than a month bolstered by he fin'l sector as investors bet that efforts will be taken to stem Europe's sovereign debt crisis. Boeing s charted under Good News as it was up $2.50 after it delivered its first 787 Dreamliner to Japan's All Nippon Airways on Sun. JP Morgan was the strongest Dow stock rising $2.06 followed by Bank of America up 29 cents.

Boeing BA
$62.01 +2.50 4.2% 6,963,699 NYSE: WSJ pB2 "Boeing revs up for Dreamliner" by David Kesmodel, Fin Times p12 "Boeing's 787", WSJ pC5 "Bank shares help blue chips rally" by Brendan Conway say stocks jumped & blue chips staged heir biggest % gain in more than a month bolstered by he fin'l sector as investors bet that efforts will be taken to stem Europe's sovereign debt crisis. Boeing s charted under Good News as it was up $2.50 after it delivered its first 787 Dreamliner to Japan's All Nippon Airways on Sun. JP Morgan was the strongest Dow stock rising $2.06 followed by Bank of America up 29 cents.

Caterpillar CAT
$76.85 +2.99 4.05% 9,949,290 NYSE: WSJ pB2 "Caterpillar upbeat on China economy" says Caterpillar remains confident about prospects for China's economy over the next few years despite a recent slowing there as China fights inflation.

Chevron CVX
$91.49 +1.48 1.64% 11,572,498 NYSE: Fin Times p15 "Chevron approves a $29 bil gas plan" by Peter Smith, WSJ pB3 "Chevron, Partners approve LNG plant" by David Winning says they will invest $29 bil to build a gas export project in Australia.

Cisco CSCO
$15.99 0.38 2.43% 52,518,986 NASDAQ-GS: No mentions found.

Coke KO
$68.76 +1.34 1.99% 11,827,478 NYSE: Daily Rpt p6 "Coca-Cola bottler to invest $3 bil in Russia" by AP says Coca-Cola Hellenic Bottling Company will invest this over the next 5 years.

Fin Times p15 "Investors sweet on Coke despite tax fears" by Alan Rappeport says fears of the demise of soft drinkers are exaggerated and Coke is succeeding because it is offering more options to consumers.

Disney DIS
$30.3 +0.47 1.58% 14,053,218 NYSE: WSJ pB10 "Netflix, Amazon add to movies" by Stu Woo says Brazil's NetMovies Entertainment said it reached a long term, nonexclusive contract to stream movies & TV shows from Disney in Latin America.

DuPont DD
$41.54 1.08 2.67% 12,197,748 NYSE: No mentions found.

Exxon XOM
$71.72 +2.41 3.48% 29,406,290 NYSE: No mentions found.

GE
$15.57 +0.36 2.37% 75,176,291 NYSE: WSJ pB3 "GE CEO Immelt doesn't see a double-dip recession" by Rumman Ahmed says Imelt said GE will invest move than $200 mil in India.

Hewlett-Packard HPQ
$22.71 +0.39 1.75% 31,613,934 NYSE: WSJ pB8 "Nokia's troubles hit suppliers" by Chris Lawton says Hewlett-Packard paid $1.2 bil for Palm and its operating system WebOS and siad it would stop making WebOS product. The smartphone craze has led Qualcomm, Intel & other suppliers to invest in the chips that power the devices.

Daily Report p6 "has eBay prepared Whitman to lead HP" by Danielle Kucera says Meg Whitman may be ill prepared to lead Hewlett-Packard as it seeks to cater more to large corporations.

Home Depot HD
$34 +0.28 0.83% 17,186,059 NYSE: No mentions found.

Intel INTC
$22.24 +0.08 0.36% 61,855,670 NASDAQ-GS: WSJ pB8 "Nokia's troubles hit suppliers" by Chris Lawton says Hewlett-Packard paid $1.2 bil for Palm and its operating system WebOS and siad it would stop making WebOS product. The smartphone craze has led Qualcomm, Intel & other suppliers to invest in the chips that power the devices.

IBM
$174.51 +5.17 3.05% 6,575,426 NYSE: No mentions found.

JPMorgan JPM
$31.65 +2.06 6.96% 56,799,220 NYSE: WSJ pC5 "Bank shares help blue chips rally" by Brendan Conway says stocks jumped 7 blue chips staged heir biggest % gain in more than a month bolstered by he fin'l sector as investors bet that efforts will be taken to stem Europe's sovereign debt crisis. Boeing s charted under Good News as it was up $2.50 after it delivered its first 787 Dreamliner to Japan's All Nippon Airways on Sun. JP Morgan was the strongest Dow stock rising $2.06 followed by Bank of America up 29 cents.

WSJ pC1 "new capital rules likely for banks" by Vitoria McGane says the Basel Committee on Banking Superpvision will meet Tues to consider int'l rules on big banks re: capital cushion and JPMorgan & Citigroup have been lobbying in the US against restrictions.

Johnson & Johnson JNJ
$62.69 +1.10 1.79% 10,376,774 NYSE: No mentions found.

Kraft KFT
$34.26 +0.54 1.6% 9,582,021 NYSE: No mentions found.

McDonald's MCD
$89.34 +1.97 2.25% 7,416,841 NYSE: USA Today p1B "Hungry for a deal? Try fast food" by Bruce Horovitz says the $236 bil fast food industry with the exception of McDonald's is mostly heading south again.

Merck MRK
$31.61 +0.56 1.8% 15,217,531 NYSE: No mentions found.

Microsoft MSFT
$25.44 +0.38 1.52% 50,101,119 NASDAQ-GS: No mentions found.

Pfizer PFE
$17.77 +0.32 1.83% 38,303,735 NYSE: No mentions found.

Procter & Gamble PG
$62.54 +1.29 2.11% 13,153,441 NYSE: WSJ pC14 "The flaw in P&G's diamond deal" by John Jannarone says Procter & Gamble's plan to combine its Pringles unit with Diamond Foods would make Diamond the second largest snack firm afer Pepsi but Diamond uses multiyear contracts that allows it to set walnut prices that is upsetting growers. This could cause problems.

3M MMM
$75.19 +1.20 1.62% 4,953,799 NYSE: No mentions found.

Travelers TRV
$48.34 +1.22 2.59% 3,826,399 NYSE: No mentions found.

United Technologies UTX
$71.55 +2.63 3.82% 7,872,064 NYSE: No mentions found.

Verizon VZ
$36.36 +0.48 1.34% 16,005,403 DualListed: WSJ pB8 "Lighsquared ads defend 4G network" by Greg Benslinger says LightSquared plans to compete wtih AT&T & Verizon in selling wireless capacity, though it won't sell directly to consumers.

Walmart WMT
$51.83 +1.03 2.03% 11,221,873 NYSE: No mentions found.

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Here are the current CEOs of the Dow 30 Companies:

AT&T T Randall L. Stephenson (Dallas, TX)
Alcoa AA Klaus Kleinfeld (NY, NY)
American Express AXP Kenneth I. Chenault (NY, NY)
Bank of America BAC Brian T. Moynihan (Charlotte, N.C.)
Boeing BA W. James McNerney, Jr. (Chicago, Ill)
Caterpillar CAT Douglas Oberhelman (Peoria, Ill.)
Chevron CVX John Watson (San Ramon, CA)
Cisco CSCO John Chambers (San Jose, CA)
Coca Cola KO Muhtar Kent (Atlanta, GA)
Disney DIS Robert Iger (Burbank, CA)
DuPont DD Ellen Kullman (Wilmington, DE)
ExxonMobil XOM Rex W. Tillerson (Irving, Tx)
GE Jeffrey R. Immelt (Fairfield, CT)
Hewlett-Packard HPQ Meg Whitman (Palo, Alto, CA)
Home Depot HD Frank Blake (Atlanta, GA)
Intel INTC Paul S. Otellini (Santa Clara, CA)
IBM Samuel J. Palmisano (Armonk, NY)
JPMorgan Chase JPM Jamie Dimon (NY, NY)
Johnson & Johnson JNJ William C. Weldon (New Brunswick, NJ)
Kraft KFT Irene Rosenfeld (Northfield, Ill.)
McDonald's MCD Jim Skinner (Oak Brook, Ill)
Merck MRK Kenneth Frazer (Whitehouse Station, N.J.)
Microsoft MSFT Steve Ballmer (Redmond, WA)
Pfizer PFE Ian Read (NY, NY)
Procter & Gamble PG Bob McDonald (Cincinnati, OH)
3M MMM George W. Buckley (St. Paul, MN)
Travelers TRV Jay S. Fishman (NY, NY)
United Technologies UTX Louis Chenevert (Hartford, CT)
Verizon VZ Lowell McAdam (NY, NY) Lowell C. McAdam
Wal-Mart WMT Mike Duke (Bentonville, ARK)

Here are the Dow Jones Industrial Average 30 ranked in order of market capitalization rounded to the nearest as of 9/23/11 followed by number of shares outstanding rounded to the nearest 1/2 billion:

1. Exxon Mobil XOM $337 [5]
2. Microsoft MSFT 210 [8.5]
3. IBM 202 [1]
4. Chevron CVX 180 [2]
5. WalMart WMT 175 [3.5]
6. Johnson & Johnson JNJ 169 [3]
7. Procter & Gamble PG 168.5 [3]
8. AT&T T 165 [6]
9. GE 161 [10.5]
10. Coke KO 155 [2.5]
11. Pfizer PFE 136 [8]
12. Intel INTC 116.5 [5]
13. JPMorgan Chase JPM 115.5 [4]
14. Verizon VZ 106.5 [3]
15. Merck MRK 95.5 [3]
16. McDonald's MCD 90 [1]
17. Cisco CSCO 86 [5.5]
18. Bank of America BAC 64 [10]
19. United Technologies UTX 62.5 [1]
20. Kraft KFT 59.5 [2]
21. American Express AXP 55.5 [1]
22. Disney DIS 55 [2]
23. Home Depot HD 53 [1.5]
24. 3M MMM 52.5 [.5]
25. Caterpillar CAT 48 [.5]
26. Hewlett-Packard HPQ 44.5 [2]
27. Boeing BA 44 [1]
28. DuPont DD 38 [1]
29. Travelers TRV 20 [.5]
30. Alcoa AA 11 [1]

Here are the latest 8K, 10Q & 10K & Proxy & certain other SEC filings as of 9/23/11:

Symbol & Co. Name/Date of Filing/Form Filed/ Comments

AT&T T: 9/8/11 8K re: redemption of certain notes
9/1/11 8K re: Dept. of Justice lawsuit to block AT&T acquisition of T-Mobile saying it will lessen competition & raise prices
8/5/11 10Q for quarter ended 6/30/11
8/2/11 8K re: sale of global notes
8/1/11 8K re: tendering of all its shares of Telefonos de Mexcio
7/21/11 8K re: 2Q results
6/27/11 8K re: minor amendments to Bylaws
5/6/11 10Q for quarter ended 3/31/11
5/5/11 8K re: voting results of 4/29 Annual Meeting of Stockholders
4/29/11 8K re: sale of $3 bil of Global Notes due '16 & '21
4/20/11 2 8Ks re: first quarter results
4/13/11 Prospectus & 4/1/aa S-4 re: offer to exchange $3.5 bil of 5.35% Global Notes due '40

Alcoa AA: 7/28/11 8K re: 5 year revolving crdit agreement with Citibank
7/21/11 10Q for Qtr ended 6/30/11
7/14/11 8K re: 2Q earnings call transcript
7/12/11 8K re: 2Q results
6/2/11 8K re: Regulation FD disclosure re: Internal Relations Presentation of "Nomura Aluminum Seminar"
5/31/11 8K re: redemption of notes due '13
5/18/11 8K re: Chris Ayers elected Pres. of AA Blobal Primary Products
5/11/11 8K re: retirement of Joe Gorman from Bd. of Dires
5/6/11 8K re: Issuance of Sustainability Highlights Report
4/29/11 8K re: tender offer for 6% '13 Notes
4/29/11 8K re: grants under Stock Incentive Plan
4/27/11 Proxy materials re: exec comp
4/21/11 10Q & 4/21/11 8K re: first quarter results ending 3/31/11
4/14/11 8K transcript re: 1Q earnings conference call
4/13/11 8K & Prospectus re: issuance of $1.2 bil of 5.4% Notes due '21 & tnender offer for 5.3% Notes due '13

American Express AXP: 9/15/11 & 9/14/11 8Ks re: delinquency & write-off stats for 3 months ended 8/3/1/11
8/15/11 8K re: delinq. & write-off stats for months of May, June, and July 2011
8/3/11 10Q for quarter ended 6/30/11
7/20/11 8K re: 2Q results
7/15/11 8K re: delinq. & write-off stats qtr. ended 6/30/11
6/15/11 8K re: U.S. Card Services delinquency & write-off statistics for 3 months ended 5/31/11
5/16/11 re: delinquency & write-off stats for period ended 4/30/11
5/5/11 8KA & 8K re: appointment & compensation of David Cornish as Acting Comptroller
5/4/11 10Q quarter ended 3/31/11
4/26/11 8K re: departure of Comptroller & also Deputy Comptroller
4/20/11 8K re: 1Q results ending 3/31/11
4/18/11 8K re: delinquency & write-off statistics for 1Q ended 3/31/11

Bank of Am BAC: 9/7/11 8K re: exec changes including departure of Sallie Krawcheck
9/1/11 8K re: Amend Cert of Inc to designate Pref. Shares sold to Berkshire Hathaway for $5 bil
8/29/11 8K re: selling of 13.1 bil shares of China Construct Bank
8/25/11 8K re: sale of securities to Berkshire Hathaway, Inc.
7/19/11 8K re: 2Q results
7/6/11 8KA re: settlement of Countrywide mortgage claims
6/29 8K re: election of Bruce R. Thompson as CFO
5/11/11 8K re: Voting results of Stockholders Annual Meeting held 5/16
5/5 10Q for quarter ended 3/31/11
5/2/11 8K re: update of legal opinion re: Medium-Term Notes
4/28/11 Proxy re: voting at 5/11 Stockholder Meeting and info re: independence of nominee for Board
4/15/11 8K re: shuffling of execs, C. Noski, E. O'Keefe & B. Thompson
4/15/11 re results of 1Q ending 3/31/11

Boeing BA: 9/30/11 8K & 8KA re: frequency of shareholder advisory votes
7/27/11 10Q for Qtr ended 6/30/11
7/27/11 8K re: 2Q results
6/14/11 8K re: resignation of John E. Bryson from Baord of Directors to be Pres. Obama's US Sec'y of Commerce & amendment of By-Laws to decrease number of directors from 12 to 11
5/3/11 8K re: amending bylaws decreasing Board from 13 to 12
4/27 10Q & 4/27/11 8K re: quarter ended 3/31/11
3/21/11 Annual Report to Shareholders
3/18/11 Proxy Statement re: Annual Meeting of Shareholders to be held 5/2/11 in Chicago

Caterpiller CAT: 9/20/11 8KA 3 Mos dealer stats thru Aug
9/16/11 re: credit agreemet
8/18/11 8K re: 3 mos. dealer stats
8/12/11 8K re: clairifcation of order backlog
8/4/11 10Q for quarter ended 6/30/11
7/22/11 8K re: 3 mos. dealer stats
7/22/11 8K re: 2Q results ended 6/30/11
7/12/11 8K re: segment operating results 3/31/11
7/8/11 8K re: closing of Bucyrus acquisition
6/20/11 8K re: 3 months dealer statistics ended 5/31/11
6/9/11 8K re: voting results of 6/8 Annual Stockholders Meeting
6/8/11 two 8Ks re: press release and declaration of 0.46 cents per share dividend payable 8/20 for record holders on 7/20
5/26/11 8K re: underwriting agreement re: floating rate senior notes due '12 through '17
5/26/11 Porxy Material re Letter to institutional stockholders re: voting recommendations at upcoming annual meeting of stockholders
5/23/11 Proxy re: voting reminder re: 6/8 Meeting of Stockholders
5/23/11 8K re: revisions to 10K fin'l statements
5/19/11 8K re: dealer stats
5/9/11 10Q for quarter ended 3/31/11
4/29/11 8K re: info re: sales to dealers
4/29/11 8K re fin'l results quarter ended 3/31/11
4/15/11 Proxy re: Annual Meeting of Stockholders on 6/8/11 at Little Rock, Ark.

Chevron CVX: 9/7/11 8K/A re: frequency of shareholder advisory votes
8/4/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
7/11/11 8K re: 2Q interim update
6/1/11 8K re: results of votes at 5/25 Annual Stockholder Meeting
5/31/11 8K re: receipt of imminent danger order under Fed. Mine Safety Act re: Kemmerer Mine, Lincoln, WY and the vacating of the order on 5/26
5/5/11 10Q & 4/29/11 8K re quarter ended 3/31/11
4/14/11 4 Proxy filings re: Annual Meeting of Stockholders on 5/25/11 at Chevron headquarters in San Ramon, CA.

Cisco CSCO 9/20/11 8K re: contract with Exec VP Wim Elfrink
9/14/11 10K for year ended 7/30/11
8/24/11 8K re: pre-arranged stock trading plan for CEO John Chambers
8/10/11 8K re: 4Qtr results
7/18/11 8K re: cutting of 6,500 jobs
6/22/11 8K re: executives' pre-arranged stock trading plans
5/25/11 10Q re: Qtr ended 4/30/11
5/11/11 8K re: results of quarter ended 4/30/11
3/28/11 8K re: pre-arranged stock trading plan for certain execs
3/22/11 8K-A re: election of Gary B. Moore as COO
3/18/11 8K re: initiation of quarterly cash dividends of 6 cents per share to be paid 4/20

Coke KO 9/1/11 8K re: issuance of senior notes
8/24 & 8/8 8Ks re: issuance of securities as an off-alance sheet arrangement re: Coca-Cola Refreshments USA, Inc.
8/1/11 10Q 2 results ended 7/1/11
7/19/11 8K re: 2Q results
5/2/11 10Q & 4/26/11 8K for quarter ended 4/1/11
4/29/11 8K re: voting results of Annual Meeting of Shareholders held on 4/27
3/10/11 Proxy Statement re: Annual Meeting of Shareholders to be held 4/27/11 in Atlanta

Disney DIS 8/19/11 8K re: sale of $750 mil of Global Notes
8/19 10Q & 8/9 8K re: esults of quarter ended 7/2/11
5/20/11 8K re: sales of $500 mil 3.75% Global Notes Due '21
5/10 8K & 5/10/11 10Q re: quarter ended 4/2/11

DuPont DD: 8/8/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/24/11 8K re: completion of acquisition of 92.2% of shares of Danisco SA
5/5/11 8K re: tender offer for Danisco
5/3/11 8K re: voting results of 4/27 Annual Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/21/11 8K re results for quarter ended 3/31/11
4/13/11 Proxy re annual meeting of stockholders on 4/27/11 in Wilmington, DE

ExxonMobil XOM: 8/4/11 10Q for quarter ended 6/30/11
7/28/11 8K re: 2Q results
5/31/11 8K re: results of voting of 5/25 Annual Shareholders Meeting
5/6/11 Proxy re: add'l material re: advisory vote on exec comp
5/5/11 10Q & 4/28/11 for quarter ended 3/31/11
4/29/11 8K re: amendment of bylaws making Treasurer also CFO
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/25/11 in Dallas, TX

GE: 9/13/11 8K re: redemption of shares held by Berkshire hathaway for $3.3 bil
7/29/11 10Q 2Q results ended 6/30/11
7/29/11 13F-HR Inst't'l holdings
7/22/11 8K re: 2Q results
5/6/11 10Q for quarter ended 3/31/11
5/2/11 8K re: voting results of 4/27 Annual Meeting of Shareholders
4/21/11 8K re: first quarter results
4/18/11 proxy re: answers to shareholder's question re: CEO's stock options
4/15/11 Annual Report to Shareholders
4/711 & 3/30/11 Proxy materials re: proposal on exec comp proposal at annual meeting of shareholders on 4/27/11

Hewlett-Packard HPQ: 9/22/11 8K re: replaceemnt of CEO Leo Apotheker with Meg Whitman effective immediately
9/19/11 8KA & 8K re: issuance of flotaing global notes
9/13/11 8K re: purchse of Autonomy Corp.
9/9/11 10Q for quarter ended 7/31/11
8/19/11 8K re: offer to purchase Autonomy Corp plc
8/18/11 8K re: 3rd Quarter results ended 7/31/11
7/22/11 8KA re: frequency of advisory votes on exec comp.
7/21/11 8K re: plan to repurchase $10 bil of its shares
6/16/11 8K re: election of Ann Livermore to Board of Directors, her resignation as Exec. VP & amendment to By-Laws to increase number of directors from 13 to 14
6/8/11 10Q re: Quarter ended 4/30/11
6/1/11 8K re: underwriting agreement re: Floating Rate Global Notes due '14 through '21
5/7/11 8K re: fin'l results for quarter ended 4/30/11

Home Depot HD: 9/1/11 10Q for quarter ended 7/31/11
8/16/11 8K re: results of quarter ended 7/31/11
6/7/11 8K re: amending by-laws re voting by consent for shareholders
6/8/11 10Q re: Quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 5/1/11
4/18/11 Annual Report to Shareholders
4/15/11 proxy re: annual meeting of shareholders on 6/2/11 in Atlanta

Intel INTC: 9/19/11 & 9/14/11 8Ks re; offering of $5 bil of notes
8/8/11 10Q for quarter ended 7/2/11
7/27/11 8K re: election of Andy D. Bryant to Board of Dirs.
7/21 & 7/20/11 8Ks re: 3Q results ended 7/2/11
5/24/11 8K re: Voting results of 5/19/11 Annual Meeting of Stockhodlers
5/17/11 8K re: FD disclosures re: investor Meeting
5/11/11 8K re: increase in 3rd Quarter dividend
5/9/11 8K & 5/9/11 10Q for quarter ended 4/2/11
4/20/11 & 4/19/11 8Ks re: financial info & CFO commentary re: results for quarter ended 4/2/11
4/13/11 8K re: fin'l info re: recently closed acquisition of Infineon Wireless & McAfee
4/7/11, 4/5/11 & 4/4/11 Proxy materials re: annual meeting of shareholders on 5/19/11 at Intel's headquarters in Santa Clara, CA

IBM: 7/26/11 10Q & 7/19/11 & 7/18/11 8Ks re: results for quarter ended 6/30/11
7/21/11 8K re: underwriting agreement re: issuance of $2 bil of debt
5/11/11 8K re: issuance of $1 bil of debt
4/28/11 8K re: voting results of 4/26/11 Meeting of Stockholders
4/26/11 10Q for quarter ended 3/31/11
4/20/11 & 4/19/11 8Ks re: CFO comments re: 1Qtr fin'l results ended 3/31/11

JPMorganChase JPM: 9/13/11 8K re: FD Disclosure re: guidance given at investor conference
8/24/11 8K re: Master Agency Agreement re: Notes offering from time to time
8/10/11 8K re: closing of sale of $1.25 bil of 4.35% notes due 2021
8/5/11 8K re: 10Q for quarter ended 6/30/11
8/5/11 8K re: closing of sale of notes due 2016
7/27/11 & 7/21/11 8Ks re: legal opinions re: debt issues
7/14/11 8K re: investor presentation re: 2Q results
7/14/11 8K re: 2Q results
6/29/11 8K re: closing of $2.5 bil issue of 3.15% Notes due 2016
6/21/11 8K re: closing of $400 mil flotating rate senior med-term notes dues '14
5/24/11 8K re: legal opinion re: $500 mil Floating Senior Medium Term Notes due '16
5/23/11 8K Voting results of Shareholder Meeting held 5/17/11
5/10/11 8K re: legal opinion re: $2 bil of 4.6% Notes due '21
5/6/11 10Q for quarter ended 3/31/11
4/29/11 8K re: legal opinion for $2 bil Floating Senior Medium Term Notes
4/29/11 8K re: registering Global Notes
4/20/11 Proxy brochure entitled "Overview"
4/14/11 8K re: entering into consent orders with Fed. Reserve re: residential mortgage servicing activities
4/13/11 2 8Ks re: first quarter results
4/7/11 3 proxy filings re: annual meeting of shareholders on 5/17/11 in Columbus, Ohio

Johnson & Johnson JNJ : 8/9/11 10Q for equarter ended 7/3/11
7/19/11 8K re: selling of Ortho Dermatologics Div.
7/19/11 8K re: 2Q results 7/3/11
5/20/11 8K re: sale of over $4 bil of Notes due '13 - '41
5/2/11 8K re: merger agreement with Synthes
4/29/11 8K re: voting results of 4/28 Meeting of Shareholders
4/27/11 8K re: offer to buy Synthes for $21.3 bil
4/19/11 Proxy re: annual meeting of shareholders on 4/28 in New Brunswick, NJ
4/19/11 8K re: first quarter results
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/8/11 8K re: payment of $70,0006,316 fine for violating Foreign Corrupt Practices Act

Kraft KFT: 9/7/11 8K re: FD Disclosure re: presentation at investor conference
8/5/11 10Q for quarter ended 6/30/11
8/14/11 8K re: amendment of severance agreement with ex-CFO Tim McLevish
8/4/11 8K re: Board of Dirs. intent to spin off global snack business & a N. Amer. grocery business
8/4/11 8K re: 2nd quarter results for quarter ended 6/30/11
7/14/11 8K re: change of exec vp.
7/1/11 8K re: departure of CFO timothy R. McLevish (change to termination agreement)
5/31/11 8K re: results of 5/24 Annual Shareholder Meeting
5/6/11 10Q & 5/5/11 8K for quarter ended 3/31/11
4/8/11 8K & 3/14/11 8K re: departure of CFO Timothy R. McLevish to be replaced by David A. Brearton
4/5/11 8K re: entering into revolving credit agreement for $4.5 bil

McDonald's MCD: 9/12/11 8K re: August sales
8/19/11 8Ka re: plans to hold annual advisory vote on exec compensation
8/8/11 8K re: investors release
8/5/11 10Q for quarter ended 6/30/11
7/26/11 8K re: amendment to Bylaws
7/22/11 8K re: 2Q results ended 6/30/11
7/1/11 Prospectus re: issuance of 3,430,000 shares of commons stock in Direct Stock Purchase Plan
6/10/11 8K re: press release re: global sales rising 3.1% in May
5/23/11 8K re: voting results of 5/19 Shareholder Meeting
5/20/11 8K re: issuance of $400 mil Medium-Term Notes
5/16/11 proxy material re: stock options
5/9/11 8K re: Investor Release re: April sales
5/6/11 10Q for quarter ended 3/31/11
5/3/11 proxy materials re: reminder how to vote
4/21/11 8K re: first quarter results
4/15/11 Proxy re: talking points
4/13/11 Annual Report to Shareholders
4/18/11 3 Proxy filings re: annual meeting of shareholders on 5/19/11 at McDonald's Headquarters in Oak Brook, Ill & proposal to amend cert. of incorp.

Merck MRK: 8/8/11 10Q for quarter ended 6/30/11
7/29/11 8K re: 2Q results
5/27/11 8K re: Voting results of 5/24 Annual Meeting of Shareholders
5/9/11 10Q & 4/29/11 8K re: quarter ended 3/31/11
4/15/11 8K re: settlement between Merck & JNJ re: dispute re: distribution of Remicade & Simponi
4/14/11 Annual Report to Shareholders
4/13/11 2 Proxy filings re: annual meeting of shareholders on 5/24/11 at North Branch, NJ
4/5/11 Schedule to tender offer to shareholders of Inspire Pharmaceuticals

Microsoft MSFT: 7/28/11 10K year ended 6/20/11
7/21/11 8K re: 4Q & year end results
5/10/11 8K re: purchase of Skype for $8.5 bil in cash
4/28/11 10Q & 4/28/11 8K for quarter ended 3/31/11

Pfizer PFE: 8/11 10Q for quarter ended 7/3/11
8/2/11 8K re: 2Q results
5/12/11 10Q & 5/3/11 8K for quarter ended 4/3/11
5/3/11 8K re: voting results of shareholder Meeting held on 4/28
4/14/11 & 4/11/11 Proxy & 3/22/11 2 Proxy filings re: 4/28/11 annual meeting of shareholders in Dallas, TX
4/4/11 8K re: selling Capsugel subsidiary to KKR

Procter & Gamble PG: 9/7/11 Def. 14A Proxy Material re: voting recommendations for directors
8/26/11 Def. 14A Proxy Statement for Notice of Annual Meeting of Shareholder on 10/11/11
8/15/11 8K re: closing of public offering of $1 bil 1.4% Notes due '16
8/10/11 10K for year ended 6/30/11
8/5/11 8K re: results for quarter ended 6/30/11
7/12/11 8K re: quarterly dividend of 0.525 cents payable 8/15 to recorder holders on 7/22
7/1/11 Prelim Proxy re: Annual Shareholder Meeting 10/11/11 in Cincinnati
5/12/11 8KA re: election of Margaret Whitman to Board
5/4/11 8K re: retirement of Ed Shirley as Vice Chair, Beauty & Grooming
4/29/11 10Q & 4/28/11 8K for quarter ended 3/31/11
4/11/11 8K re: declaration of 9% quarterly dividend increase
4/5/11 8K re: sale of Pringles to Diamond

3M MMM: 9/8/11 8K re: Distribution Agrmt with Goldman Sachs re: $3 bil of notes
8/30/11 8K re: $200 mil credit agreement with HSBC Bank
8/10/11 8K re: $1.5 bil 5 year revolving credit agreement with J.P.Morgan Chase
8/4/11 10Q for quarter ended 6/30/11
8/2/11 2 8Ks re: adopotion of executive pre-arranged stock trading plans
8/2/11 8K re: results of 2nd quarter
7/26/11 8K re: 2Q results
5/26/11 8K re: restatement of Form 10K re: produ8ct moves between busienss segments
5/18/11 2 8Ks re: pre-arranged stock trading plans for General Counsel & CEO respectively
5/16/11 8K re: election of Inge Thulin as EVP & COO
5/11/11 8K re: voting results from 5/10/11 Annual Meeting of Stockholders
5/5/11 10Q & 4/26/11 for quarter ended 3/31/11
4/26/11 Proxy material re: how to vote at 5/10 Annual Meeting of Stockholders
4/7/11 8K re: results of first quarter 2011
4/6/11 8K re: executive changes re: chief accounting officer

Travelers TRV: 9/20/11 8K/A re: frequency of non-binding advisory shareholder votes
8/8/11 8K re: restatement of articles of incorporation to cancel Series B Conv. Pref. Stock
7/21/11 & 7/21/11 8K re: Qtr. ended 6/30/11
6/10/11 8K re: fin'l info re: annual investor conference
6/1/11 re: Voting results of 5/26 annual shareholders meeting
4/21/11 10Q & 8K for quarter ended 3/31/11
4/12/11 annual report to shareholders
4/12/11 2 proxy filings re: annual meeting of shareholders on 5/26/11 at Hartford, CT

United Technologies UTX: 9/23/11 8K & Def. 14A Proxy Material re: acqusition of Goodrich
7/25/11 10Q & 7/2011 8K re quarter ended 6/30/11
6/9/11 8K/A re: amendment of 4/13 8K re: frequency of intent to take shareholder advisory votes
4/25/11 10Q for quarter ended 3/31/11
4/20/11 8K re: first quarter results
4/19/11 8K re proposal to amend long term incentive plan

Verizon Communications Inc. VZ: 9/14/11 8K re: presentation to Merrill Lynch Media, Communication & Entertainment Conf.
7/28/11 10Q & 7/25/11 8K re: quarter ended 6/30/11
7/22/11 8K re: replacement of Ivan Seidenberg as CEO with Lowell C. McAdam effective 8/1/11
6/24/11 8K re: Guarantee of debentures of 10 domestic telephone subsidiaries
5/10/11 8K re: voting results from 5/5/11 Annual Meeting of Shareholders
4/28/11 10Q for quarter ended 3/31/11
4/21/11 8K re: first quarter results
4/11/11 8K re: Verizon completion of Terremark acquisition
4/8/11 Schedule to tender offer re: Terremark acquisition
4/4/11 Proxy re; compensation proposal

WalMart WMT: 9/1/11 10Q for quarter ended 7/31/11
8/16/11 8K re: results for 3 and 6 months ended 7/31/11
6/9/11 8K re: voting results of 6/3 annual shareholders meeting
6/3/11 10Q re: quarter ended 4/30/11
5/17/11 8K re: fin'l results for quarter ended 4/30/11
4/19/11 annual report to shareholders
4/18/11 2 Proxy filings re: annual meeting of shareholders on 6/3/11 at U. of Ark in Fayetteville, Ark.
4/15/11 8K & 4/13/11 Prospectus re: issuance of $5 bil of notes